SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Leardee D. Jenkins (A-68-2003)
Argued September 28, 2004 -- Decided December 16, 2004
ALBIN, J., writing for a unanimous Court.
This appeal involves a challenge to the trial courts replacement of a juror
with an alternate juror during deliberations.
Leardee D. Jenkins was charged as a juvenile with offenses related to the
robbery of a Foot Locker shoe store in Franklin Township, Somerset County. After
a waiver hearing in the Family Part, jurisdiction was transferred to the Law
Division. A grand jury indicted Jenkins for first-degree robbery, third-degree possession of a
weapon (knife) for an unlawful purpose, and second-degree conspiracy to commit robbery. After
a three-day trial, the jury convicted Jenkins on all charges. The trial court
sentenced Jenkins to a twelve-year State Prison sentence subject to the No Early
Release Act, making Jenkins ineligible for parole until he served 85% of his
sentence.
The facts relevant to this appeal concern the discharge of juror number nine.
The jury began deliberating at 11:38 p.m. and recessed for lunch from 12:30
p.m. to 1:30 p.m. Shortly after lunch, the jury foreperson sent a note
to the court stating that one juror has the emotions to affect judgment.
Must speak to the judge at side bar. The court then asked to
meet with the juror.
Juror number nine was brought into the courtroom, and she and the court
engaged in a lengthy colloquy. The juror explained that Jenkins reminded her of
her own children, and as a black woman, she could not convict Jenkins
and send another young black man to jail for something really stupid. The
trial court found that in light of juror number nines severe emotional response,
she could not decide the case based on the facts or evidence and
was unable to follow the courts instructions. The trial court removed the juror
from the panel and selected an alternate juror to replace her. The court
then charged the jurors that they should set aside and disregard all past
deliberations and begin their deliberations anew, just as if they were entering the
deliberating room for the first time. Twenty-three minutes later, the newly constituted jury
returned a guilty verdict on all three counts.
The Appellate Division reversed the conviction and held that the jurors apparent inability
to overcome her sympathy and bias was not a valid basis for her
removal. The Appellate Division concluded that in such circumstances, juror substitution was not
a permissible option, and that the trial court had to choose between declaring
a mistrial and allowing continued deliberations.
The Supreme Court granted the States petition for certification.
HELD: A trial court must remove a deliberating juror who unequivocally expresses an
unwillingness or inability to put aside bias and follow the law. In this
case, however, jury deliberations had advanced too far to permit substitution with an
alternate juror, and a mistrial should have been declared.
1. A deliberating juror in a criminal trial may be replaced with an
alternate only in specifically defined circumstances.
Rule 1:8-2(d)(1). A deliberating juror may not
be discharged and replaced unless the record adequately establishes that the juror suffers
from an inability to function that is personal and unrelated to the jurors
interaction with the other jury members. In this case, nothing in the record
suggests that juror number nine was discharged because of her interaction with other
jurors. The lengthy colloquy makes it abundantly clear that juror number nine decided
that she was unable to follow the law. A juror who announces that
she cannot obey her oath, follow the law, and render fair and impartial
justice cannot remain on the jury. In such a case, the court must
remove the juror and determine whether the circumstances permit substitution with an alternate.
(pp. 13-23)
2. The next question is whether it was appropriate to reconstitute the jury
with an alternate juror. Juror bias that is injected into the jury room
is not resolved simply by dismissing and replacing the juror who introduced the
bias. Before a court reconstitutes a jury based on the discharge of a
deliberating juror who admits to a disabling bias, the court must satisfy itself
that the deliberative process has not been poisoned. Here, the trial court did
not determine whether the discharged juror injected racial considerations into the jurys deliberations.
Jenkins contends that the jurors might have reacted negatively to any argument premised
on race. The Court need not decide whether any remarks by juror number
nine somehow backfired to the detriment of Jenkins because it concludes that the
jury deliberations had advanced to the point that substitution with an alternate was
not an acceptable option. (pp. 23-25)
3. The Court has recognized that, despite the benefits of judicial economy allowed
by the substitution procedure of
Rule 1:8-2(d)(1), there are times when jury deliberations
have proceeded too far to permit replacement of a deliberating juror with an
alternate. Where the deliberative process has progressed for such a length of time
or to such a degree that it is strongly inferable that the jury
has made actual fact-findings or reached determinations of guilt or innocence, there is
a concern that the reconstituted jury is unlikely to really begin deliberations anew.
In this case, the trial courts colloquy with juror number nine strongly suggests
that the other jurors had reached a decision and were prepared to convict
Jenkins at the moment of substitution. In such circumstances, it is unlikely that
the new juror would have an opportunity to participate in an open-minded dialogue
without a preordained result. That the newly reconstituted jury returned a verdict in
twenty-three minutes lends credence to the argument that minds were closed when the
alternate joined the deliberations. In this posture, judicial economy had to bow to
Jenkinss fair trial rights and a mistrial should have been declared. (pp. 25-28)
4. The Court offers the following observations regarding the colloquy between the court
and juror number nine. The trial court was presented with a difficult situation
and assiduously tried to examine a juror in emotional turmoil to determine whether
she could continue to serve. During the courts inquiry, juror number nine revealed
the positions held by her fellow jurors as well as her own on
the issue of Jenkinss guilt. The Court cannot overemphasize the importance of maintaining
the secrecy of jury deliberations for the purpose of encouraging free and vigorous
discourse in the jury room. Judges must caution a juror at the outset
of the colloquy that she must not reveal the way in which any
juror plans to vote or the vote tally on a verdict. That safeguard
minimizes the risk that the judge will obtain information that will give rise
to a claim of impropriety. (pp. 28-30)
5. Finally, Jenkins argues that the trial court inadequately instructed the newly reconstituted
jury before it began deliberations anew. The trial court followed the Model Criminal
Charge in this regard, instructing the jurors to set aside and disregard the
past deliberations and begin deliberations anew, just as if the jurors were now
entering the jury room for the first time. The Court finds that it
was not error to instruct the jury consistent with the Model Criminal Charge.
That does not mean, however, that the model charge cannot be improved. The
Model Civil Charge addressing the same subject uses different language that more clearly
expresses why it is important to begin deliberations anew. In addition, the Court
notes that the Supreme Judicial Court of Massachusetts requires a judge to give
instructions that the reason for the discharge is personal and has nothing to
do with the discharged jurors views on the case or her relationship with
fellow jurors. The Court recommends that the Committee on Model Criminal Charges review
the language of the Model Civil Charge and the relevant portion of the
Massachusetts charge to determine if the current Model Criminal Charge should be amended.
(pp. 30-32)
The Appellate Divisions judgment reversing the convictions is
AFFIRMED, and the matter is
REMANDED for a new trial.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ZAZZALI, WALLACE and RIVERA-SOTO join in
JUSTICE ALBINs opinion.
SUPREME COURT OF NEW JERSEY
A-
68 September Term 2003
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
LEARDEE D. JENKINS,
Defendant-Respondent.
Argued September 28, 2004 Decided December 16, 2004
On certification to the Superior Court, Appellate Division, whose opinion is reported at
365 N.J. Super. 18 (2003).
Carol M. Henderson, Assistant Attorney General, argued the cause for appellant (Peter C.
Harvey, Attorney General of New Jersey, attorney).
Linda Mehling, Assistant Deputy Public Defender, argued the cause for respondent (Yvonne Smith
Segars, Public Defender, attorney).
JUSTICE ALBIN delivered the opinion of the Court.
In this case, a distraught juror advised the trial court during a break
in deliberations that she could not follow the courts instructions on the law
and render a verdict based on the evidence free of passion, prejudice, bias,
or sympathy. The juror explained that she was a black woman, that defendant
reminded her of her own children, and that she could not see another
young black man going to jail for something really stupid. For those reasons,
she stated that she could not convict defendant under any circumstances. After a
lengthy colloquy with the juror, the court declared that she was unable to
continue pursuant to R. 1:8-2(d)(1), and replaced her with an alternate juror. Twenty-three
minutes later, the reconstituted jury found defendant guilty of the crimes charged. The
Appellate Division reversed defendants convictions on the ground that, absent physical illness, the
jurors emotional inability to follow the courts instructions did not constitute a valid
basis for discharge. We disagree. The jurors admission that her emotional state rendered
her unable to abide by her oath and to follow the law was
a sufficient basis for her removal from the jury under R. 1:8-2(d)(1). We
hold, however, that replacing the discharged juror with an alternate was not a
permissible option because the jurys deliberations had proceeded so far towards completion that
a reconstituted jury would not have been capable of considering defendants guilt or
innocence anew, as required by our case law. We, therefore, affirm the reversal
of defendants convictions and order a new trial.
I.
A.
At trial, the State presented evidence that on the evening of November 27,
2001, seventeen-year-old defendant Leardee Jenkins and his friend Michael Tatum, armed with kitchen
knives and wearing multiple layers of clothing and masks made out of wave
caps, entered a Foot Locker shoe store in Franklin Township, Somerset County. Tatum
approached the shift manager, threatened her with a butchers knife, and demanded money
from the cash register. Defendant simultaneously held a smaller, serrated knife to the
stomach of another employee. While fumbling with the cash register key and backing
up to avoid the point of Tatums knife, the shift manager knocked over
a store display. Customers, alerted to the robbery, took advantage of the commotion
to dash from the store. Apparently unnerved by those events, defendant and Tatum
also fled. A store employee called the police, who responded to the scene
immediately.
Several blocks from the Foot Locker store, the suspicions of two Franklin Township
police officers were aroused by defendant who was walking briskly without a jacket
on that cold November evening. The officers stopped defendant, who told them that
a man with a knife had been chasing him. The officers decided to
place defendant in the back of their patrol car while they investigated. Later,
when defendant was removed from the patrol car, an officer found a black
wave cap in the car. A Foot Locker employee identified the wave cap
as the one worn by one of the robbers.
Not far from the Foot Locker store, a police officer detained Tatum, who
was wearing a black wave cap but no coat. Sometime afterwards, in two
separate locations, the police found the clothing and weapons defendant and Tatum had
discarded. The Foot Locker shift manager identified a nine-inch knife with a black
wooden handle as the weapon wielded by Tatum.
At Franklin Township police headquarters, in the presence of his mother, defendant confessed
that he had planned to rob the Foot Locker store with Tatum, but
claimed that Tatum was the moving force behind the scheme. Defendant explained that
in addition to arming themselves with knives, they disguised their identities by wearing
wave caps, extra layers of clothing, and white socks over their hands. After
the aborted robbery, they disposed of that clothing. Defendant minimized his involvement, denying
that he threatened the store employee with a knife and stating that he
ran from the store thirty to thirty-five seconds after entering it.
At trial, defendant presented a renunciation defense. He testified that Tatum came to
his house with the plan and the gear to commit the robbery and
that he agreed to serve as a lookout because he [n]eeded money. Defendant
claimed that after entering the store and observing Tatum approach the employee with
a knife he got cold feet and fled.
Defendant was charged as a juvenile with offenses related to the robbery of
the Foot Locker store. After a waiver hearing in the Family Part, jurisdiction
was transferred to the Law Division. A Somerset County grand jury indicted defendant
for first-degree robbery (
N.J.S.A. 2C:15-1), third-degree possession of a weapon for an unlawful
purpose (
N.J.S.A. 2C:39-4d), and second-degree conspiracy to commit robbery (
N.J.S.A. 2C:5-2).
After a three-day trial, the jury convicted defendant on all charges. The trial
court merged the weapons possession and conspiracy charges into the robbery conviction and
imposed a twelve-year State Prison sentence subject to the No Early Release Act,
making defendant ineligible for parole until he served 85% of his sentence.
B.
The facts relevant to this appeal concern the discharge of juror number nine.
During the jury selection process, in response to questions from the court, the
prospective jurors agreed to apply the courts instructions on the law without reference
to [their] own feelings about the law. Each prospective juror agreed to render
a verdict in accordance with the evidence and without any passion, prejudice, bias,
favor, sympathy of any kind to either side. After the jury was selected
and sworn, the jurors were reminded of their duty to abide by the
courts instructions on the law and to consider the evidence without resort to
passion, prejudice, bias, favor or sympathy. That admonition was repeated yet again after
summations, at which time the court asked the jurors to keep the promise
they had made at the trials beginning to render a fair and impartial
decision based on the evidence.
The jury began deliberating at 11:38 a.m. and recessed for lunch from 12:30
p.m. to 1:30 p.m. Shortly after lunch, the jury foreperson sent a note
to the court stating that one juror has the emotions to affect judgment.
Must speak to the judge at side bar. The court then asked to
meet with that juror. Juror number nine was brought into the courtroom, and
the court engaged in a lengthy colloquy:
THE COURT: Come on over. We had a note that there was some
problem. I didnt know what it was.
THE JUROR: I thought I could make this decision without emotion, but I
cant.
THE COURT: You dont feel you can make a decision here?
THE JUROR: I cant agree with what they want. I cant do it.
THE COURT: You are not required to agree with what they want. Nobody
is, you know, forcing you to agree with what they want. Everybody wants
you to vote your own decision in the case. Is there some other
problem?
THE JUROR: Im confused.
THE COURT: You are confused?
THE JUROR: So we have to have a unanimous decision, but--
THE COURT: Its a criminal case, and in civil cases they have majority
vote. In criminal cases it has to be a unanimous decision.
THE JUROR: Its a very emotional thing for me. I am a black
woman. I have children [defendants] age. I--I just cant make a decision to
put him in jail. I cant do that. I cant do that. Sorry.
THE COURT: Actually -- you have a tissue there, Sue?
(Pause in proceedings for juror to collect herself.)
THE COURT: Well, you understand what the jury charge was; that you decide
the case based on the facts and you apply the law to the
facts. Now, is it just that you feel that you have kids his
age and its difficult for you to make the decision on the facts,
or what is it?
THE JUROR: I cant separate all the other options from the facts. You
know, hes a young kid. He did something really stupid, I understand that.
Yes, he did something wrong, I understand that. But there doesnt seem to
be any room in what weve been asked to do to give the
kid a break. I just, you know -- I see another young black
man going to jail for something really stupid when there is some really
serious crimes out there. They are just walking around lolligagging, youre free, you
know, doing whatever. Like I said, its a very emotional thing. I just--
THE COURT: Well, certainly none of us could advise you how to vote.
You have to vote how you choose to vote. Nobody here is telling
you to vote one way or the other.
THE JUROR: So what are you telling me?
THE COURT: Well, what Im telling you is that when we gave you--when
we talked to you about jury selection, we indicated that you had to
decide the case--
THE JUROR: And I had no idea I was going to have this
difficulty, believe you me. It hit me by surprise.
THE COURT: Okay.
THE JUROR: I dont consider myself the emotional type. I am really embarrassed
to be standing here like this.
THE COURT: Thats okay. Thats all right. Thats all right. We did indicate
that you cant decide the case based on bias, favor, or sympathy to
one side or the other. We did indicate that to you.
With regard to this, as far as the sentence is concerned, if the
defendant is found guilty, the sentence will be up to the Court, and
the Court at that time will listen to both attorneys and the defendant
and listen to everybodys position, and then consult the statute to figure out
what sentence would be appropriate. So if youre focusing on what the sentence
is going to be, none of us know what the sentence is going
to be at this point. We would have to wait if hes found
guilty, go through the presentence report, listen to the arguments of counsel.
The juror, who had been crying at sidebar, was then excused while the
court conferred with counsel. The court resolved to remind the juror of her
duty to decide the case without resort to bias, prejudice, or passion, and
that she should vote her own conscience. Upon juror number nines return to
sidebar, the following exchange occurred:
THE COURT: As I indicated to you, nobody is telling you to vote
one way or the other. You strictly vote how you see the case,
how you see the evidence in the case.
You know, when you agreed to be a juror in the case, you
indicated that you would decide the case fairly and impartially to both sides
based on the evidence, not based on sympathy for either side. So I
am going to ask you to go back and continue those deliberations. You
feel that you can do that?
THE JUROR: (Shakes head.)
THE COURT: You dont feel that you can?
THE JUROR: (Shakes head.)
THE COURT: Can you explain that to me a little further, aside from
what you already said? Ive heard that part. Its just too emotional for
you?
THE JUROR: Essentially.
THE COURT: Is there anything that we can do to assist you in
your deliberations?
THE JUROR: I dont think so. I know--you know, I just--I just cant
see where this kid is going to get a break, thats all. I
just--you know, if everybody else wants to send him to jail, let them
do it, but I cant be responsible for that. I just--I wont do
that.
THE COURT: So I take it its not a decision with regard to
the facts and the evidence and the proofs in the case; its more
of an emotional response with you?
THE JUROR: Yes, it is. I said that. Absolutely.
THE COURT: Okay. And you dont feel going back in there, continuing deliberations--
THE JUROR: They are not--no, I dont see--how is that going to change
anything?
THE COURT: I am just asking. I dont know. I am not in
there.
MR. COOPER [counsel for Jenkins]: Could I ask? Was a vote taken already?
I mean it seems--
THE COURT: I cant ask the juror what the vote was. Cant tally
the vote either.
MR. COOPER: It would seem to me if we had a vote and
where we are at a deadlock --
MR. DEMARCO [prosecutor]: Judge, that is inappropriate. Counsel should realize that, as far
as the deliberations.
THE COURT: Right. They are still in deliberations.
MR. DEMARCO: Thats correct. And there are certain things that are -- that
are required for this system to work, and thats one thing that is
not to be infringed upon.
THE COURT: Thats true. I take it as far as the facts of
the case are concerned, setting aside the emotional aspect of the case, but
strictly the facts, I take it that you participated in those deliberations and
youve solved the facts, dilemma, for yourself?
THE JUROR: Pretty much.
THE COURT: Okay. So are you telling me that whats interfering with your
ability to continue is your emotional reaction to the defendant, his age, your
identity with him.
THE JUROR: Uh-huh.
THE COURT: Okay. And if I have it right from what you are
telling me is that if you go back into that deliberating room there
is nothing, nothing with regard to further deliberations that would change that aspect
of the case?
THE JUROR: U[h-h]uh.
Juror number nine was excused again while the court and counsel surveyed the
situation. The prosecutor argued that the juror should be removed because she would
not comply with her oath to follow the courts instructions on the law.
Defense counsel countered that juror number nine made a decision and should not
be disqualified because the remaining jurors were not considering any of the other
options. The court decided to continue the dialogue with the juror:
THE COURT: Its just a couple more questions because weve been talking about
it trying to figure out what to do with this.
With regard to the problem in continuing deliberations, with regard to that, youve
indicated to me that it would be fruitless; you would be unable to
go back and continue deliberations.
THE JUROR: Expand on that. I mean, what do you mean by--
THE COURT: Well--
THE JUROR: I would--I could go back, but I am gonna--not gonna change
my mind or nothing that is going to make me feel any different.
THE COURT: Okay. Well, let me just ask this question. If you went
back into deliberations, do you feel that you would be talking about the
facts and the evidence in the case or its just this emotional aspect?
THE JUROR: No. No facts. U[h]-uh. I mean, the facts are what they
are. That wouldnt--its not going to change how I am feeling one way
or the other.
THE COURT: Okay. Are any of the other jurors putting any pressure on
you?
THE JUROR: No, no, absolutely not. No.
THE COURT: They are not pressuring you at all?
THE JUROR: No, no, no.
THE COURT: So do I have it right, that as far as the
decision on this case is concerned, that its just down to the emotional
aspect; that you are not willing to vote the way that you would
otherwise vote because you have this identity with the defendant?
THE JUROR: Uh-huh.
THE COURT: Other than that, you would vote?
THE JUROR: Vote what?
THE COURT: With the other jurors I take it.
THE JUROR: Say that again.
THE COURT: But for the emotional factor, would this case already be resolved?
THE JUROR: Yeah.
THE COURT: Okay. So, basically if I have it right, what is preventing
you from finishing out deliberations is your emotional involvement with the case--
THE JUROR: Uh-huh.
The prosecutor supported and defense counsel opposed discharging the juror from the jury
panel. The court noted that juror number nine had indicated that she would
not decide the case based on the facts or evidence and that she
was having a severe emotional response to the fact that she is a
black woman and this is a young black man and shes not going
to be involved in a case that would send another young black man
to prison. On that basis, the court determined that the juror was unable
to continue according to the case law and removed her from the panel.
An alternate juror was selected to replace juror number nine. The court then
charged the jurors that they should set aside and disregard all past deliberations
and begin [their] deliberations anew, just as if [they] were now entering the
jury deliberating room for the first time. Twenty-three minutes later, the newly constituted
jury returned a guilty verdict on all three counts.
The Appellate Division reversed defendants conviction and held that the jurors apparent inability
to allow her intellect to overcome her sympathy and bias for the defendant
was not a valid basis for her removal from the jury pursuant to
Rule 1:8-2(d)(1).
State v. Jenkins,
365 N.J. Super. 18, 26 (App. Div. 2003).
The panel concluded that in such circumstances, juror substitution was not a permissible
option, and that the trial court had to choose between declaring a mistrial
and allowing continued deliberations.
Id. at 27. We granted the States petition for
certification.
State v. Jenkins,
179 N.J. 369 (2004).
II.
We now determine that a trial court must remove a deliberating juror who
unequivocally expresses her unwillingness or inability to put aside bias and passion and
follow the law. As will be explained, the circumstances in this case did
not permit the court to replace that juror with an alternate. We first
address the propriety of discharging the juror.
Rule 1:8-2(d)(1) governs the removal and substitution of jurors in civil and criminal
trials, both before and after the commencement of deliberations. Under the Rule, a
juror may be discharged for good cause before deliberations begin. Until that point,
the panel ordinarily exceeds twelve jurors, and the removal of a juror reduces
by one the number of alternates to be chosen at the end of
the case. However, once the case has been submitted to the twelve jurors
chosen to decide guilt or innocence, a deliberating juror may be replaced with
an alternate juror only in specifically defined circumstances.
Rule 1:8-2(d)(1) provides that
[i]f the alternate jurors are not discharged and if at any time after
submission of the case to the jury, a juror dies or is discharged
by the court because of illness or
other inability to continue, the court
may direct the clerk to draw the name of an alternate juror to
take the place of the juror who is deceased or discharged. When such
a substitution of an alternate juror is made, the court shall instruct the
jury to recommence deliberations and shall give the jury such other supplemental instructions
as may be appropriate.
[R. 1:8-2(d)(1) (emphasis added).]
The Rule delicately balances two important goals: judicial economy and the right to
a fair jury trial. See State v. Phillips,
322 N.J. Super. 429, 436
(App. Div. 1999). Declaring a mistrial imposes enormous costs on our judicial system,
from the expenditure of precious resources in a retrial to the continued disruption
in the lives of witnesses and parties seeking closure. Any court that has
presided over days or weeks of testimony must experience a sense of futility
at the prospect of aborting a trial in the jury deliberation stage.
R. 1:8-2(d)(1) and our case law delineate the circumstances in which juror substitution
will not undermine the sanctity of the jurys deliberative process. Death and illness
are distinct conditions personal to a juror. R. 1:8-2(d)(1). Having an alternate substitute
for a juror who has died or is ill does not pose a
threat to the integrity or independence of the deliberative process. On the other
hand, the inability to continue standard is necessarily vague because it is impossible
to catalogue the myriad circumstances personal to a deliberating juror that may warrant
her removal and substitution.
We have restrictively interpreted the phrase inability to continue in R. 1:8-2(d)(1) to
protect a defendants right to a fair jury trial, forbidding juror substitution when
a deliberating jurors removal is in any way related to the deliberative process.
See State v. Williams,
171 N.J. 151, 163 (2002). A deliberating juror may
not be discharged and replaced with an alternate unless the record adequately establish[es]
that the juror suffers from an inability to function that is personal and
unrelated to the jurors interaction with the other jury members. State v. Hightower,
146 N.J. 239, 254 (1996) (quoting State v. Valenzuela,
136 N.J. 458, 472-73
(1994)). A juror cannot be removed merely because she is taking a position
at odds with other jurors views. State v. Paige,
256 N.J. Super. 362,
380-81 (App. Div.), certif. denied,
130 N.J. 17 (1992). A juror has the
unassailable right to see the evidence in her own way and to reach
her own conclusions, regardless of how overwhelming the evidence or how illogical her
view may appear to other jurors. If a court suspects that the problems
with the juror are due to interactions with other jurors, the court should
instruct the jury to resume deliberations. Hightower, supra, 164 N.J. at 254 (quoting
Valenzuela, supra, 136 N.J. at 472-73).
Courts have sanctioned the removal and replacement of deliberating jurors under the inability
to continue standard in a variety of different circumstances. See, e.g., Williams, supra,
171 N.J. at 167, 171 (permitting removal and replacement of deliberating juror who
complained of financial hardship); State v. Miller,
76 N.J. 392, 401, 406-07 (1978)
(upholding removal of deliberating juror who asked to be dismissed because his nervous
and emotional condition was affecting his judgment and he did not think he
could render a fair verdict); State v. Holloway,
288 N.J. Super. 390, 404
(App. Div. 1996) (affirming removal of deliberating juror whose conversation with a relative
patently influenced [her] and who, as such, disregarded the courts unambiguous admonitions); State
v. Trent,
157 N.J. Super. 231, 235, 240 (App. Div. 1978) (allowing removal
of deliberating juror who was nervous, too emotional, and suffering from headache and
nausea because defendant reminded her of her son), revd on other grounds,
79 N.J. 251 (1979).
Nevertheless, we have cautioned judges that after deliberations have begun, juror substitution should
be invoked only as a last resort. Hightower, supra, 146 N.J. at 254;
see also Valenzuela, supra, 136 N.J. at 468. We offered that admonition because
juror substitution poses a clear potential for prejudicing the integrity of the jurys
deliberative process . . . . Hightower, supra, 146 N.J. at 254. Inasmuch
as the essence of jury deliberations is a collective sharing of views, reconstituting
a jury in the midst of deliberations can destroy the mutuality of those
deliberations. Williams, supra, 171 N.J. at 163 (citing State v. Corsaro,
107 N.J. 339, 349 (1987)).
To illustrate the difference between proper and improper juror discharge, we compare two
cases. In a factual scenario remarkably similar to the present one, the Appellate
Division in Trent, supra, affirmed the substitution of a juror with an exclusively
personal condition that impeded her ability to continue as a deliberating juror. 157
N.J. Super. at 240. In Trent, supra, after six hours of deliberations, a
juror sent out a note that she was getting sick. Id. at 235.
In an exchange with the court, the juror stated, every time I see
[the defendant] sitting there I can picture my son sitting there. Id. at
236. The juror explained that she had a headache, want[ed] to spit up,
and just [felt] too emotional. Id. at 235. The Appellate Division upheld the
trial courts removal and substitution of the troubled juror on the ground that
the juror was unable to continue under R. 1:8-2(d)(1). Id. at 240. The
appellate panel found that the jurors disabling distress . . . engendered by
her identification of defendant with her own son incapacitated her just as if
she had been incapacitated by an illness totally unrelated to the trial. Ibid.
The panel did not perceive that the juror bias in Trent, supra, was
of a type that had the capacity to taint or infect the jury.
Ibid.
On the other hand, Valenzuela, supra, presents a case in which juror substitution
was inappropriate. 136 N.J. at 472. In Valenzuela, supra, we concluded that the
trial court committed reversible error by discharging a deliberating juror for reasons related
to her interaction with other jurors. Id. at 472-73. In that case, the
trial court received a note from the jury that one of its members
did not want to continue as a juror. Id. at 462. The court
then engaged in a colloquy with the reluctant juror. Id. at 462-65. The
juror stated that the other jurors were ganging up on her and discounting
her opinion. Id. at 462, 464. The juror explained that although her colleagues
considered her a hindrance to reaching a final verdict, she could follow the
courts instructions and apply the evidence to the law. Id. at 464. Nevertheless,
the court concluded that the juror was unable to function in the jury
room. Id. at 470. In rendering its decision, the court referred to one
jury note stating that the juror did not understand the process, changed her
vote every 10 seconds, and was very confused and not capable of expressing
herself. Id. at 464, 466. The court also found that based on its
observations the juror was somewhat, bizarre and not of overly acute intelligence. Id.
at 466. We held that the court abused its discretion in discharging the
juror because the record strongly suggested that the jurors problems related not only
to personal circumstances but also to factors arising from the jurors interaction with
the other jurors . . . . Id. at 473.
In this case, defendant does not claim, and nothing in the record suggests,
that juror number nine was discharged because of her interaction with other jurors.
The lengthy colloquy makes it abundantly clear that juror number nine decided that
she was unable to follow the law. Juror number nine, in a highly
emotional state, told the court and counsel that as a black woman with
children defendants age she could not make a decision to put [defendant] in
jail. She explained that she could not see another young black man going
to jail for something really stupid. The juror expressed embarrassment over her unexpected
emotional response to defendants plight, stating that she was so captive to her
feelings that she could not obey her sworn oath and follow the courts
instructions on the law. Unlike the juror in Valenzuela, supra, the juror in
this case did not feel pressured by the other members of the jury.
To the contrary, she suggested that her view of the evidence was no
different from the other jurors. She admitted, however, that she could not decide
the case based on the evidence fairly, impartially, and without sympathy, and that
she was prepared to disregard her own findings of fact based on an
overpowering bias toward defendant.
A juror who would decide a case based solely on a defendants race
violates her oath. A juror who would decide a case based solely on
a personal identification or revulsion with a defendant, without regard to the evidence,
also violates her oath. A juror, as in this case, who announces that
she cannot obey her oath, follow the law, and render fair and impartial
justice cannot remain on the jury. To rule otherwise would be to yield
to a notion that is anathema to our scheme of justice ¾ that a
juror, judging the fate of a defendant, can be a law unto herself.
We hold that a juror who expressly states that she cannot be impartial
or that she is controlled by an irrepressible bias, and therefore will not
be controlled by the law, is unable to continue as a juror for
purposes of R. 1:8-2(d)(1), and must be removed from a jury. No juror
has the right to disregard a courts instructions, that is, to engage in
nullification. We know that in the secrecy of the jury room, jurors have
the power to nullify the law by acquitting a defendant despite overwhelming evidence
of guilt. We acknowledge that reality, not because we approve of such a
practice, but because it is beyond our control. As Chief Justice Wilentz stated
in State v. Ragland,
[t]he power of the jury to acquit despite not only overwhelming proof of
guilt but despite the jurys belief, beyond a reasonable doubt, in guilt, is
not one of the precious attributes of the right to trial by jury.
It is nothing more than a power. By virtue of the finality of
a verdict of acquittal, the jury simply has the power to nullify the
law by acquitting those believed by the jury to be guilty. We believe
that the exercise of that power, while unavoidable, is undesirable and that judicial
attempts to strengthen the power of nullification are not only contrary to settled
practice in this state, but unwise both as a matter of governmental policy
and as a matter of sound administration of criminal justice.
[
105 N.J. 189, 204-05 (1986).]
See also State v. Banko, N.J. , (2004) (slip op. at 16).
Public confidence in our jury trial system requires that verdicts be based upon
an honest consideration of the evidence and not upon prejudice or sympathy. Panko
v. Flintkote Co.,
7 N.J. 55, 62 (1951); see also State v. Levitt,
36 N.J. 266, 270 (1961) (The parties to the action are entitled to
have each of the jurors who hears the case impartial, unprejudiced and free
from improper influences. (quoting Wright v. Bernstein,
23 N.J. 284, 294-295 (1957))). When
a juror, either before or after the commencement of deliberations, comes before a
court and states that she will not abide by her oath and the
law, that court is not powerless to act. In such a case, the
court must remove the juror and determine whether the circumstances permit substitution with
an alternate.
In support of our conclusion, we note that other jurisdictions have recognized the
inappropriateness of allowing a juror to deliberate when she has announced her unwillingness
to follow the law. See, e.g., People v. Williams,
21 P.3d 1209, 1213
(Ca. 2001) (holding that trial court did not abuse discretion by removing juror
from deliberations who felt duty-bound to object to charge of statutory rape and
who stated that he would not follow his oath); McKenna v. State,
618 P.2d 348, 349 (Nev. 1980) (holding that juror who will not weigh and
consider all the facts and circumstances shown by the evidence for the purpose
of doing equal and exact justice . . . should not be allowed
to decide the case). In addition, the United States Supreme Court has long
held that in the courts of the United States it is the duty
of juries in criminal cases to take the law from the court and
apply that law to the facts as they find them to be from
the evidence. Sparf v. United States,
156 U.S. 51, 102,
15 S. Ct. 273, 293,
39 L. Ed. 343, 361 (1895). The Sparf Court concluded that,
[u]nder any other system, the courts, although established in order to declare the
law, would for every practical purpose be eliminated from our system of government
as instrumentalities devised for the protection equally of society and of individuals in
their essential rights. Sparf, supra, 156 U.S. at 102-03, 15 S. Ct. at
293, 39 L. Ed. at 361.
We reject the Appellate Divisions view in this case that, absent a physical
illness, juror number nine should not have been dismissed under the inability to
continue standard. Illness is but one reason for removal and substitution of a
juror under R. 1:8-2(d)(1). To construe the words other inability to continue to
require a physical ailment or disability would render those words superfluous to the
Rule. We adopt a broader interpretation with sensible limits. We conclude that juror
number nines expressed refusal to abide by her sworn oath to follow the
law due to her emotional identification with defendant rendered her unable to continue
serving as a juror.
III.
Our determination that the reasons for the removal of juror number nine were
personal to her and not driven by the deliberative process does not resolve
the question of whether it was appropriate to reconstitute the jury with an
alternate juror. There remains the issue of whether juror number nines bias irremediably
infected the jury. As noted earlier, juror number nines bias in favor of
defendant was cast, in part, in a racial light. A juror suffering from
a purely personal problem, like a physical illness, could be removed and replaced
by an alternate without fear that the ultimate verdicts validity has been compromised.
R. 1:8-2(d)(1). Juror bias that is injected into the jury room, however, is
not resolved simply by dismissing and replacing the juror who introduced the bias.
See Trent,
supra, 157
N.J. Super. at 239. Before a court reconstitutes a
jury based on the discharge of a deliberating juror who admits to a
disabling bias, the court must satisfy itself that the deliberative process has not
been poisoned.
See generally Panko,
supra, 7
N.J. at 61-62 (noting that the
test for determining whether a new trial will be granted because [of juror
misconduct] or the intrusion of irregular influences is whether such matters
could have
a tendency to influence the jury in arriving at its verdict in a
manner inconsistent with the legal proofs) (emphasis added).
The removal of a juror for bias during deliberations ordinarily will call for
a mistrial, not reconstituting the jury with an alternate.
See Hightower,
supra, 146
N.J. at 254 (quoting
Trent,
supra, 157
N.J. Super. at 239). Here, the
trial court did not determine whether the discharged juror injected racial considerations into
the jurys deliberations. Arguably, defendant stood to benefit from a personal racial appeal
by juror number nine to her fellow jurors on his behalf. Defendant contends,
however, that the jurors might have reacted negatively to any argument premised on
race. We glean from the colloquy between the court and juror number nine
that the remaining jurors were prepared to convict defendant and, therefore, were not
swayed by any impermissible appeal to nullify the law.
Additionally, shortly after the court chose to substitute juror nine, the reconstituted jury
convicted defendant. We need not decide whether any possible inappropriate remarks by juror
number nine in the jury room somehow backfired to the detriment of defendant
because we now conclude that the jury deliberations had advanced to the point
that substitution with an alternate juror was not an acceptable option.
IV.
We have recognized that, despite the benefits of judicial economy allowed by the
substitution procedure of
R. 1:8-2(d)(1), there are times when jury deliberations have proceeded
too far to permit replacement of a deliberating juror with an alternate.
See
Hightower,
supra, 146
N.J. at 262-63;
Miller,
supra, 76
N.J. at 407. In
Corsaro,
supra, we observed that [t]he reconstitution of the jury by the substitution
of a new juror in the course of the jurys deliberations can destroy
the mutuality of the jurys deliberations, and impose precisely the kind of extraneous
influence upon the deliberative process that this Court has forbidden. 107
N.J. at
349, 351. [W]here the deliberative process has progressed for such a length of
time or to such a degree that it is strongly inferable that the
jury has made actual fact-findings or reached determinations of guilt or innocence, there
is a concern that the new juror will not play a meaningful role
in deliberations.
Id. at 352. In such cases, the replacement juror is likely
to be confronted with closed or closing minds.
Ibid.
As a general rule, [t]he longer the period of time the jury deliberates,
the greater is the possibility of prejudice should a juror be substituted or
replaced.
Miller,
supra, 76
N.J. at 407. However, [t]he concern in determining whether
substitution can take place at a given point in the deliberations is not
merely the length of time that the jury has deliberated but the effect
that the progress in deliberations will have on the reconstituted jurys ability truly
to begin deliberations anew.
Valenzuela,
supra, 136
N.J. at 474-75.
In
Corsaro,
supra, juror substitution occurred after a partial verdict was rendered. 107
N.J. at 344-45. We found that in such a situation the likelihood that
deliberations would begin anew was so remote that a mistrial was necessary.
Id.
at 354. Similarly, in this case, the lengthy court colloquy with juror number
nine strongly suggests that eleven jurors already had made up their minds to
convict defendant. Juror number nines comments that she could not agree with what
the other jurors want[ed], and that if everybody else wants to send him
to jail, let them do it, but I cant be responsible for that,
clearly signaled the jury count.
See footnote 1
Moreover, juror number nine indicated that but for
her holdout position, the case would have been resolved. Her comments suggest that
the other jurors had reached a decision and were prepared to convict defendant
at the moment of substitution.
In such circumstances, it is unlikely that a new juror would have a
realistic opportunity to understand and share completely in the deliberations that brought the
other jurors to their viewpoints, or to participate in an open-minded dialogue without
a preordained result.
Id. at 352. By the time of the alternate jurors
entrance, the die appears to have been cast. There was little prospect that
the original jurors would have been capable of honoring an instruction to begin
deliberations anew or that the alternate would not have felt pressured to fall
in line with the already committed eleven jurors. That the newly reconstituted jury
returned a verdict in twenty-three minutes lends credence to the argument that minds
were closed when the alternate joined the deliberations. In this posture, judicial economy
had to bow to defendants fair trial rights and a mistrial should have
been declared.
See footnote 2
V.
A.
We also offer the following observations regarding the colloquy between the court and
juror number nine. The trial court was presented with a difficult situation and
assiduously tried to examine a juror in emotional turmoil to determine whether she
could continue to serve. We understand that the court had to learn the
source of the jurors problem. We are convinced that the court was acting
in good faith and earnestly trying to ascertain whether or not juror number
nine satisfied the requirements for dismissal in
Rule 1:8-2. Nevertheless, during the courts
well-meaning inquiry, juror number nine revealed the positions held by her fellow jurors,
as well as her own, on the issue of defendants guilt. It became
apparent from the dialogue that the other jurors intended to convict defendant.
We cannot overemphasize the importance of maintaining the secrecy of jury deliberations for
the purpose of encouraging free and vigorous discourse in the jury room.
See
State v. Young,
181 N.J. Super. 463, 468 (App. Div. 1981) (recognizing that
there are strong policy reasons which shield the deliberative process of juries),
certif.
denied,
91 N.J. 222 (1982). The premature revelation of jurors voting inclinations could
damage the deliberative process and improperly influence the decisions that must be made
by both counsel and the court. A careful inquiry by a court may
forestall the inadvertent disclosure of confidential information by a juror. Judges must caution
a juror at the outset of the colloquy that she must not reveal
the way in which any juror plans to vote, or the vote tally
on a verdict. Providing that safeguard minimizes the risk that the judge will
obtain information that will give rise to a claim of impropriety.
See, e.g.,
Hightower,
supra, 146
N.J. at 249 (noting that before beginning inquiry to determine
whether juror substitution was appropriate, court warned jurors not to reveal their positions);
Valenzuela,
supra, 136
N.J. at 462 (quoting trial courts cautionary words before questioning
of troubled juror: I dont want to hear from you what they are
saying in there. I dont want to know from you what your position
is on the case. My question of you is, are you willing to
sit and discuss the case with them?);
State v. Singleton,
290 N.J. Super. 336, 345 (App. Div. 1996) (observing that court, during colloquy with juror, stated,
I dont want you to tell me what youre thinking or what the
other jurors are thinking).
B.
Finally, defendant argues that the court inadequately instructed the newly reconstituted jury before
it began deliberations anew. In accordance with the Model Criminal Charge,
See footnote 3
the court
instructed the jurors that, [they] must set aside and disregard all past deliberations
and begin [their] deliberations anew, just as if [they] were now entering the
jury deliberating room for the first time. Defendant contends, however, that the court
should have directed the jury not to speculate about the reasons for juror
nines dismissal. Defendant expresses concern that some jurors might interpret a jurors discharge
in such circumstances as a sign that the court disapproved of jurors who
would vote not guilty.
We find that the court did not err by instructing the jury consistent
with the Model Criminal Charge. That does not mean, however, that the model
charge cannot be improved. The Model Civil Charge addressing the same subject uses
different language that more clearly expresses why it is important to begin deliberations
anew.
See footnote 4 We do not know that there is any good reason to give
different charges to similarly situated civil and criminal juries when an alternate juror
is empaneled in the deliberation stage of a trial.
We note, as well, that the Supreme Judicial Court of Massachusetts requires a
judge to give instructions in addition to those in our model charge before
sending a reconstituted jury back to deliberate.
Commonwealth v. Connor,
467 N.E.2d 1340,
1346-47 (Mass. 1984). Those instructions are that the jury should be instructed not
only to begin deliberations anew . . .
but also that the reason
for discharge is entirely personal and has nothing to do with the discharged
jurors views on the case or [her] relationship with [her] fellow jurors.
Ibid.
(emphasis added) (citation omitted). We believe that there may be merit to giving
such an instruction in circumstances similar to those in this case.
Accordingly, we recommend that the Committee on Model Criminal Charges review the language
of the Model Civil Charge and the quoted portion of the Massachusetts charge
to determine whether the current Model Criminal Charge should be amended.
VI.
To summarize, a deliberating juror who expressly states that she will not obey
her oath and follow the law, as instructed by the court, is unable
to continue serving as a juror and may be substituted with an alternate
juror under
R. 1:8-2(d)(1). In this case, the replacement of juror number nine
with an alternate juror occurred after the jurys deliberations had proceeded so far
towards an ultimate conclusion that it was no longer realistic to expect that
open-minded deliberations could begin anew. For the reasons explained in this opinion, we
affirm the Appellate Divisions reversal of defendants convictions and order a new trial.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ZAZZALI, WALLACE, and RIVERA-SOTO join in
JUSTICE ALBINs opinion.
SUPREME COURT OF NEW JERSEY
NO. A-68 SEPTEMBER TERM 2003
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
LEARDEE D. JENKINS,
Defendant-Respondent.
DECIDED December 16, 2004
Chief Justice Poritz PRESIDING
OPINION BY Justice Albin
CONCURRING/DISSENTING OPINIONS BY
DISSENTING OPINION BY
CHECKLIST
AFFIRM AND REMAND
CHIEF JUSTICE PORITZ
X
JUSTICE LONG
X
JUSTICE LaVECCHIA
X
JUSTICE ZAZZALI
X
JUSTICE ALBIN
X
JUSTICE WALLACE
X
JUSTICE RIVERA-SOTO
X
TOTALS
7
Footnote: 1
Defense counsel at sidebar, out of the presence of juror number nine,
stated, [i]t would appear to me, it looks like it may be eleven
to one at this point. He also commented, I think she is just
feeling pressure from the other eleven because they voted one way and she
voted another way.
Footnote: 2
We disapprove of that part of the holding in State v. Holloway
that allowed a substitute juror to join a jury that had announced its
verdict to convict.
288 N.J. Super. 390, 405 (App. Div. 1996). In Holloway,
supra, at the time the jury was polled to announce its unanimous verdict,
one juror expressed disagreement with the verdict. Id. at 397. The jury then
was sent back to continue deliberating. Ibid. Later, the recalcitrant juror was removed
after she admitted to having a conversation with a relative that might have
influenced her vote. Id. at 397-98, 401. The court then chose a replacement
juror and directed the newly reconstituted jury to begin deliberations anew. Id. at
402. A guilty verdict followed. Ibid. The Appellate Division panel held that the
timing of the juror substitution here did not require the trial court to
grant a mistrial. Id. at 405. We cannot square that holding with our
decision in Corsaro, supra, or in this case. The fear we expressed in
Corsaro, supra, of an alternate juror facing closed minds was surely presented in
Holloway, supra. Our holding today would require a mistrial under facts similar to
those in Holloway, supra.
Footnote: 3
The Model Criminal Charge reads as follows:
As you know, Juror # _____ has been excused from the jury. An
alternate juror has been selected to take (his/her) place. Because of this change
in your jury, you must set aside and disregard all of your past
deliberations and begin your deliberations again, just as if you were now entering
the jury room for the first time directly after listening to my charge.
In beginning your deliberations again, you must eliminate any impact that Juror #
_____ may have had on your deliberations, and consider the evidence in the
context of full and complete deliberations with the new member of your jury.
[
Model Jury Charges (Criminal), Alternate Juror Empaneled After Deliberations Have Begun (1979).]
Footnote: 4
The Model Civil Jury Charge reads:
As you know, Juror # _____ has been excused from the jury. An
alternate juror has been appointed to take his/her place. As of this moment,
as a new jury, you are to start your deliberations over again.
The parties have the right to a verdict reached by six jurors who
have had full opportunity to participate in deliberations from start to finish. The
alternate juror is now entering the jury room with no knowledge of any
deliberations that may already have taken place. The remaining jurors and the alternate
juror must begin at the very beginning of the deliberation process. You remaining
jurors must disregard whatever may have occurred and anything which may have been
said in the jury room since you entered that room after listening to
my charge. You are to give no weight to any opinion which Juror
# _____ may have previously expressed in the jury room before he/she was
excused. Together, as a new jury, you shall consider the evidence all over
again as you conduct full and complete deliberations, until you have reached your
verdict.
[Model Jury Charges (Civil), Alternate Juror Empaneled After Deliberations Have Begun (1993).]