(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
GARIBALDI, J., writing for a unanimous Court.
In this appeal, the Court considers whether under the law in effect at the time of Lloyd Fisher's
rearrest, trial counsel correctly concluded that he had waived his right to refile his motion to suppress, and, if
not, whether that error deprived Fisher of effective assistance of counsel.
On December 28, 1989, Lloyd Fisher was arrested by Plainfield police officers for suspected drug
possession. He was subsequently indicted for third degree possession of cocaine, contrary to N.J.S.A. 2C:35-10(a)(1). On January 1, 1990, Fisher posted bail and was released from jail. He was assigned counsel by
the Office of the Public Defender. On May 3, 1990, his counsel filed a motion to suppress. Fisher, however,
failed to appear in court on the return date of the motion, and a warrant for his arrest was issued. Counsel
then withdrew the motion to suppress.
Three years later, Fisher was apprehended and taken into custody. Counsel from the Public
Defender's Office again represented him. For reasons undisclosed by the record, counsel did not refile the
previously filed suppression motion. Fisher later maintained that counsel informed him that she did not
refile the motion because he had waived it by becoming a fugitive. The prosecutor, however, claimed that
counsel informed him that she had never so advised Fisher.
On January 3, 1994, Fisher pled guilty to the possession of cocaine charge and was sentenced to a
three-year term of imprisonment with no parole disqualifier. Pursuant to a plea agreement, other counts of
the indictment were dismissed.
Fisher subsequently filed a notice of appeal that was docketed on the Excessive Sentence Oral
Argument Calendar. After hearing oral argument, the Appellate Division issued an order affirming Fisher's
sentence. Fisher then filed a pro se motion for post-conviction relief (PCR) and a pro se motion to suppress
evidence. Fisher claimed that his counsel's failure to refile the suppression motion deprived him of effective
assistance of counsel. Counsel was assigned to represent Fisher in seeking post-conviction relief.
The trial court found that counsel was not ineffective because the law at the time of Fisher's
rearrest and plea foreclosed a fugitive defendant from filing a motion to suppress. The court further held
that, even if Fisher was correct about the motive for his attorney's failure to refile the motion, the
attorney's action was reasonable under the circumstances.
The Appellate Division reversed, holding that trial counsel's performance was deficient because she
had misinterpreted the law in effect at that time. Therefore, the court remanded for a hearing to determine
whether the motion to suppress would have been successful. If so, the Appellate Division ordered the PCR
court to vacate the conviction.
The Supreme Court granted the State's petition for certification.
HELD: Reasonably competent counsel would not have concluded that the law at the time of Fisher's
rearrest precluded him from refiling his motion to suppress, and, therefore, would have refiled the motion to
dismiss once Fisher was no longer a fugitive; however, because the record is unclear whether counsel based
her decision not to refile the motion on strategic considerations or an erroneous interpretation of the law,
the matter is remanded for a hearing to determine counsel's reason for her decision not to refile.
1. To prevail on an ineffective assistance of counsel claim, defendant carries the burden of meeting both
prongs of the Strickland test by proving both that counsel's errors were so serious that counsel was not
functioning as the 'counsel' guaranteed by the Sixth Amendment, and that counsel's errors were so serious
as to deprive the defendant of a fair trial. (pp. 5-6)
2. Counsel's performance is to be reviewed with extreme deference, requiring a strong presumption that
counsel's conduct falls within the wide range of reasonable professional assistance. (pp. 6-7)
3. A defendant alleging ineffective assistance of counsel must show that there is a reasonable probability
that, but for counsel's unprofessional errors, the result of the proceeding would have been different. (pp. 7-8)
4. The reasonableness of counsel's performance is to be evaluated from counsel's perspective at the time of
the alleged error and in light of all the circumstances, which requires an examination of the law as it stood at
the time of counsel's actions and not as it subsequently developed. (pp. 8-16)
5. Reasonably competent counsel would not have assumed that her client had waived his ability to challenge
the admissibility of evidence, when no cases had held that the right was waived. (pp. 16-17)
6. Because counsel is deemed competent and the record is unclear whether counsel based her decision not
to refile defendant's motion to suppress on strategic considerations or on an erroneous interpretation of the
law, the matter is remanded for a hearing to determine counsel's reason for not refiling defendant's motion
to suppress. (pp. 17-18)
7. If the PCR court finds on remand that defense counsel failed to refile the motion because of her
erroneous interpretation of the law and that her failure prejudiced the defendant, the conviction should be
vacated. (pp. 18-19)
Judgment of the Appellate Division is AFFIRMED in part and MODIFIED in part.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, POLLOCK, O'HERN, STEIN, and
COLEMAN join in JUSTICE GARIBALDI's opinion.
SUPREME COURT OF NEW JERSEY
A-
177 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
LLOYD A. FISHER,
Defendant-Respondent.
Argued November 9, 1998 -- Decided December 23, 1998
On certification to the Superior Court,
Appellate Division.
Steven J. Kaflowitz, Assistant Prosecutor,
argued the cause for appellant (Thomas V.
Manahan, Union County Prosecutor, attorney).
Paul B. Halligan, Assistant Deputy Public
Defender, argued the cause for respondent
(Ivelisse Torres, Public Defender, attorney).
Christine M. D'Elia, Deputy Attorney General,
argued the cause for amicus curiae, Attorney
General of New Jersey (Peter Verniero,
Attorney General, attorney).
The opinion of the Court was delivered by
GARIBALDI, J.
This case involves defendant Lloyd Fisher's petition for
post-conviction relief (PCR). Defendant was charged with
possession of cocaine. His counsel filed a motion to suppress;
however, defendant failed to appear in court on the return date
of the motion, and a warrant was issued for his arrest. Counsel
then withdrew the motion. When defendant was subsequently
arrested, his counsel did not refile the motion. Defendant
claims that his counsel's failure to refile the motion to
suppress denied him effective assistance of counsel. The Court
must determine whether under the law in effect at the time of
defendant's rearrest trial counsel correctly concluded that
defendant had waived his right to refile his motion to suppress.
If counsel was wrong, we must decide whether that error deprived
defendant of effective assistance of counsel.
First, defendant must show that counsel's
performance was deficient. This requires
showing that counsel made errors so serious
that counsel was not functioning as the
'counsel' guaranteed the defendant by the
Sixth Amendment. Second, the defendant must
show that the deficient performance
prejudiced the defense. This requires
showing that counsel's errors were so serious
as to deprive the defendant of a fair trial,
a trial whose result is reliable. Unless a
defendant makes both showings, it cannot be
said that the conviction . . . resulted from
a breakdown of the adversary process that
renders the result unreliable.
[Strickland, supra, 466 U.S. at 687, 104 S.
Ct. at 2064, 80 L. Ed.
2d at 693.]
Under the New Jersey Constitution, the standard is the same.
State v. Fritz,
105 N.J. 42, 53-58 (1987) (holding that defendant
must satisfy Strickland test to show violation of Article 1,
paragraph 10 of the New Jersey Constitution).
Under the first prong of the test, counsel's performance is
to be reviewed with "extreme deference . . ., requiring 'a strong
presumption that counsel's conduct falls within the wide range of
reasonable professional assistance . . . .'" Fritz, supra, 105
N.J. at 52 (alteration in original) (quoting Strickland, supra,
466 U.S. at 687, 104 S. Ct. at 2064, 80 L. Ed.
2d at 693).
Moreover, while applying the first prong, courts are required to
make "every effort . . . to eliminate the distorting effects of
hindsight, to reconstruct the circumstances of counsel's
challenged conduct, and to evaluate the conduct from counsel's
perspective at the time." Strickland, supra, 466 U.S. at 689,
104 S. Ct. 2066, 80 L. Ed.
2d at 694.
Under the second prong of the Strickland test, prejudice is
not presumed, and must be proven by the defendant. Fritz, supra,
105 N.J. at 52 (citing Strickland, supra, 466 U.S. at 692-93,
104 S. Ct. 2067,
80 L. Ed.2d 696-97). "Specifically, a defendant
alleging [ineffective assistance of counsel] must show that there
is 'a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would have
been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.'" Ibid.
(quoting Strickland, supra, 466 U.S. at 694, 104 S. Ct. at 2068,
80 L. Ed.
2d at 698). To establish a prima facie case, the
defendant must show, with the facts viewed "in the light most
favorable to defendant," a reasonable likelihood of succeeding
under the Strickland test. State v. Preciose,
129 N.J. 451, 463
(1992); State v. Marshall,
148 N.J. 89, 158 (1997), cert. denied,
__ U.S. ___,
118 S. Ct. 140,
139 L. Ed.2d 88 (1997).
In certain contexts, such as the "[a]ctual or constructive
denial of the assistance of counsel altogether," prejudice is
presumed. Strickland, supra, 466 U.S. at 692,
104 S. Ct. 2067,
80 L. Ed.
2d at 696. Failure to file a suppression motion,
however, is not one of those circumstances. See Kimmelman v.
Morrison,
477 U.S. 365, 384,
106 S. Ct. 2574, 2588,
91 L. Ed.2d 305, 325 (1986) ("failure to file a suppression motion does not
constitute per se ineffective assistance of counsel").
Additionally, when counsel fails to file a suppression motion,
the defendant not only must satisfy both parts of the Strickland
test but also must prove that his Fourth Amendment claim is
meritorious. Id. at 375,
106 S. Ct. 2583, 91 L. Ed.
2d at 319.
[Id. at 366, 90 S. Ct. at 498-99, 24 L. Ed.
2d at 587-88.]
Subsequently, in Estelle v. Dorrough, the United States
Supreme Court considered the constitutionality of a Texas statute
providing for the automatic dismissal of a pending appeal by an
escaped felon upon escape, and for the reinstatement of the
appeal only if he voluntarily surrendered within ten days of his
escape.
420 U.S. 534, 541-42,
95 S. Ct. 1173, 1177-78,
43 L. Ed.2d 377, 383 (1975) (per curiam). In holding that the statute was
constitutional, the Court recognized that "there is no federal
constitutional right to state appellate review of criminal
convictions." Id. at 536, 95 S. Ct. at 1175, 43 L. Ed.
2d at 380
(citations omitted). Further, the Court noted that it "has long
followed the practice of declining to review the convictions of
escaped criminal defendants." Id. at 537, 95 S. Ct. at 1175, 43
L. Ed.
2d at 380 (citing Smith v. United States,
94 U.S. 97,
24 L. Ed. 32 (1876); Bonahan v. Nebraska,
125 U.S. 692,
8 S. Ct. 1390,
31 L. Ed. 854 (1887); Eisler v. United States,
338 U.S. 189,
69 S. Ct. 1453,
93 L. Ed. 1897 (1949)). The Court explained
that the purpose of the Texas statute was not only to deter
escape, but also to "secure the State's interest in orderly
judicial procedure." Id. at 537 n.7, 95 S. Ct. at 1175 n.7, 43
L. Ed.
2d at 381 n.7.
In this case, the Appellate Division relied on State v.
Prince,
140 N.J. Super. 418 (App. Div.), appeal reinstated,
71 N.J. 347 (1976) to find that counsel rendered defendant
constitutionally ineffective assistance. 305 N.J. Super. at 219.
In Prince, the defendant escaped during the pendency of his
appeal, and the Appellate Division dismissed the appeal. 140
N.J. Super. at 420. The court explained that "[v]arious courts
have employed a variety of means to justify either a postponement
of further consideration of litigation instituted by a criminal
who subsequently escapes or a refusal further to consider it at
all." Id. at 418. The court in Prince concluded:
In any event, it is abundantly clear that a
state may constitutionally "adopt a policy
which deters escapes by prisoners." Estelle
v. Dorrough,
420 U.S. 534, 541,
95 S. Ct. 1173, 1178,
43 L. Ed.2d 377, 383 (1975),
reh. den.,
421 U.S. 921,
95 S. Ct. 1589,
43 L. Ed.2d 790 (1975).
New Jersey formulated such a policy many
years ago. An escape is a contempt of the
judgment of the court ordering the
confinement. While in such contempt,
defendant is not entitled to the
consideration of the judiciary or relief at
the hands of the court. State v. Clerk of
Bergen,
25 N.J.L. 209 (Sup. Ct. 1855); cf.
Sarner v. Sarner,
45 N.J. Super. 216, 221
(App. Div. 1957), certif. den.,
25 N.J. 103
(1957).
This Court then granted the defendant's motion for leave to
appeal and reinstated the appeal. State v. Prince,
71 N.J. 347
(1976). The Court's opinion simply stated: "Motion for leave to
appeal is granted; the appeal is reinstated, and the Appellate
Division is directed to hear the matter on the merits." Id. at
347.
In reaching its decision in this case, the Appellate
Division explained that the Court's reinstatement of Prince's
appeal could have two possible implications:
Either [the Appellate Division in Prince was]
wrong for dismissing the case because the
defendant was entitled to have his appeal
decided on its merits even while he was a
fugitive, or else, by the time the Supreme
Court considered the case, the defendant had
been re-arrested and was therefore no longer
in 'contempt.'
Further, the Appellate Division noted that State v. Rogers,
90 N.J. 187 (1982), had already been decided when trial counsel
made the decision not to refile the motion. Ibid. In Rogers,
supra, the defendant fled the jurisdiction while his appeal was
pending. The State moved to dismiss the appeal, but defense
counsel argued that the importance of the issue required the
court to decide the case as though defendant were not a fugitive.
The Court declined to address the issue, noting that "in most
jurisdictions, courts will dismiss the appeal of a fugitive."
Rogers, supra, 90 N.J. at 189. The Court extensively quoted
Molinaro, supra,
396 U.S. 366, 90 S. Ct. at 498, 24 L. Ed.
2d at
588-89, for the proposition that "'[n]o persuasive reason exists
why this court should proceed to adjudicate the merits of a
criminal case after the convicted defendant who has sought review
escapes . . . . [W]e believe it disentitles the defendant to
call upon the resources of the court for determination of his
claims.'" Ibid.
The Rogers Court, however, concluded with the following
quote from Prince, supra: "An escape is a contempt of judgment
of the court ordering the confinement. While in such contempt,
defendant is not entitled to the consideration of the judiciary
or relief at the hands of the court." Ibid. (quoting 140 N.J.
Super. at 420) (citations omitted) (emphasis added).
Nearly four months prior to defendant's recapture, in
Ortega-Rodriguez v. United States, the United States Supreme
Court invalidated an Eleventh Circuit rule providing that "a
defendant who flees after conviction, but before sentencing,
waives his right to appeal from the conviction unless he can
establish that his absence was due to matters completely beyond
his control."
507 U.S. 234, 235,
113 S. Ct. 1199, 1201,
122 L.
Ed.2d 581, 588 (1993) (quoting United States v. Holmes,
680 F.2d 1372, 1373 (1982), cert. denied,
460 U.S. 1015,
103 S. Ct. 1259,
75 L. Ed.2d 486 (1983)). The Court recognized that "our cases
consistently and unequivocally approve dismissal as an
appropriate sanction when a prisoner is a fugitive during 'the
ongoing appellate process,'" id. at 242, 113 S. Ct. at 1204, 122
L. Ed.
2d at 593, because dismissal "serves an important
deterrent function and advances an interest in efficient,
dignified appellate practice." Ibid. (citing Estelle, supra, 420
U.S. at 537, 95 S. Ct. at 1175, 43 L. Ed.
2d at 377). However,
the Court explained that it had not yet resolved "whether the
same rationales support a rule mandating dismissal of an appeal
of a defendant who flees the jurisdiction of a district court,
and is recaptured before he invokes the jurisdiction of the
appellate tribunal." Id. at 242, 113 S. Ct. at 1205, 122 L. Ed.
2d at 593.
The Supreme Court concluded that the "justifications we have
advanced for allowing appellate courts to dismiss pending
fugitive appeals all assume some connection between a defendant's
fugitive status and the appellate process, sufficient to make an
appellate sanction a reasonable response." Id. at 244, 113 S.
Ct. at 1205-06, 122 L. Ed.
2d at 594. However, when the
defendant fled before sentencing and was recaptured before
appeal, "[the defendant has] flouted the authority of the
District Court, not the Court of Appeals." Id. at 246, 113 S.
Ct. at 1207, 122 L. Ed.
2d at 595. The Court continued,
"[t]herefore, under the reasoning of the cases cited above, it is
the District Court that has the authority to defend its own
dignity, by sanctioning an act of defiance that occurred solely
within its domain." Ibid.
The Court in Ortega-Rodriquez, concluded:
[W]hen a defendant's flight and recapture
occur before appeal, the defendant's former
fugitive status may well lack the kind of
connection to the appellate process that
would justify an appellate sanction of
dismissal. In such cases, fugitivity while a
case is pending before a district court, like
other contempts of court, is best sanctioned
by the district court itself. The contempt
for the appellate process manifested by
flight while a case is pending on appeal
remains subject to the rule of Molinaro.
[Id. at 251, 113 S. Ct. at 1209-10, 122 L.
Ed.
2d at 599.]
In 1994, subsequent to defendant's recapture and sentencing,
the Appellate Division decided State v. Canty,
278 N.J. Super. 80
(1994). In Canty, supra, the Appellate Division held that a
fugitive defendant's suppression motion should not be dismissed
with prejudice. The court reasoned that the justifications for
dismissing a fugitive defendant's appeal are less compelling in
the context of a motion to suppress. Id. at 83. The panel
explained that "[a]n order granting or denying a motion to
suppress is fully enforceable notwithstanding the defendant's
failure to appear." In appropriate circumstances, the trial can
commence in absentia. Ibid. (citing State v. Hudson,
119 N.J. 165 (1990); R. 3:16). Further, the panel stated that it did not
view a defendant's escape as an abandonment of his right to
object to the admission of seized evidence. According to the
court, even when the defendant is a fugitive, "the rules of
evidence and constitutional protections are not thereby
suspended." Id. at 84. Therefore, in Canty, the Appellate
Division held that when the defendant escapes during the pendency
of his motion to suppress, the court should either postpone the
hearing and place the case on the inactive list or proceed in
absentia. Ibid. The matter was remanded for a hearing on the
motion to suppress. The court ordered that if the motion was
granted the conviction would be vacated; if it was denied, the
conviction would stand. Id. at 85. The Appellate Division in
this case concluded that because of this Court's decision in
Prince, supra, that the decision in Canty, supra, was not an
innovation in the law. Fisher, supra, 305 N.J. at 220.
CHIEF JUSTICE PORITZ and JUSTICES HANDLER, POLLOCK, O'HERN, STEIN, and COLEMAN join in JUSTICE GARIBALDI's opinion.
NO. A-177 SEPTEMBER TERM 1997
ON APPEAL FROM
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
LLOYD A. FISHER,
Defendant-Respondent.
DECIDED December 23, 1998
Chief Justice Poritz PRESIDING
OPINION BY Justice Garibaldi
CONCURRING OPINION BY
DISSENTING OPINION BY