(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
COLEMAN, J., writing for a unanimous Court.
The novel issue presented in this appeal is whether a jury instruction concerning the cross-racial
nature of the victim's identification of the perpetrator was required.
On the night of August 28, 1992, D.S., a white female student enrolled at Rutgers University in New
Brunswick, was watching television in her basement apartment. An African-American male entered the
brightly-lit apartment and demanded money, claiming he was wanted for murder and needed funds to get to
New York. D.S. told the intruder that she had no money, but he spotted her purse, rifled through it, and
removed money and credit cards. The intruder then put his hand on D.S.'s leg, demanded she be quiet, and
closed the window blinds. He led her by the arm into the brightly-lit kitchen and ordered her to remove her
shorts. The intruder then vaginally penetrated D.S. from behind. Throughout the sexual assault, D.S. was
facing the kitchen door with her eyes closed and her hand over her mouth to avoid crying loudly.
Once the assault was over, D.S. faced her attacker who, after threatening her again, turned around
and left the apartment. At the time of the second threat, D.S. was standing approximately two feet away
from her assailant. The attacker made no attempt to conceal his face. D.S. immediately called the New
Brunswick Police Department after the intruder left the apartment. D.S. described her assailant and his
clothing in some detail. D.S. was taken to the hospital, where rape samples were taken. Seminal fluid and
spermatozoa were recovered.
Four days after the incident, a composite sketch was drawn of the intruder with D.S.'s assistance.
The next day, D.S. was shown many slides and photographs, including a photograph of Cromedy, in an
unsuccessful attempt to identify her assailant.
On April 7, 1993, almost eight months after the crime was committed, D.S. saw an African-American male on the street in New Brunswick who she thought was her attacker. She studied the
individual's face and gait as he passed. Believing the man was her attacker, she ran home and telephoned
the police, giving them a description of the man she had just seen. Cromedy was picked up by the police
and taken to headquarters almost immediately. Fifteen minutes later, D.S. viewed Cromedy in a "show-up"
and immediately identified him as the man she had just seen on the street and her attacker.
Cromedy was arrested, and saliva and blood samples were taken for analysis. Because of the
characteristics of D.S. and Cromedy's blood types and other factors, the genetic markers recovered in the
rape kit could not be compared with Cromedy's. No forensic evidence linking Cromedy to the offenses was
presented during the trial.
Defense counsel sought a cross-racial identification charge. Among other things, the charge he
proposed provided that, "You may consider, if you think it is appropriate to do so, whether the cross-racial
nature of the identification has affected the accuracy of the witness's original perception and/or accuracy of a
subsequent identification." In support, he cited to the June 1992 New Jersey Supreme Court Task Force on
Minority Concerns Final Report,
131 N.J.L.J. 1145 (1992)(Task Force Report), which had recommended that
the Court adopt such a charge. The trial court denied the request, instead providing the jury with the Model
Jury Charge on Identification. The jury convicted Cromedy of first-degree aggravated sexual assault and
other crimes.
A majority of the Appellate Division held that there was no error in the trial court's refusal to
include an instruction on cross-racial identification. It noted that the admissibility of expert testimony
concerning cross-racial identification had not yet been endorsed in New Jersey. One judge dissented, finding
that the failure to call attention to problems with cross-racial identification as documented by the Task Force
Report denied Cromedy of his right to a fair trial.
Defendant appealed as of right on the question of the cross-racial identification jury charge. The
Court granted certification limited to identification issues not covered by the dissenting opinion below.
HELD: A special jury instruction on cross-racial identification is required when identification is a critical
issue and the eyewitness's cross-racial identification is not corroborated by other evidence.
1. Researchers generally agree that witnesses are better at identifying suspects of their own race, but they
disagree about the extent to which cross-racial impairment affects identification. (pp. 10-14)
2. Debate among researchers did not prevent the Supreme Court of the United States from using behavioral
and social sciences to support legal conclusions in the famous desegregation case of Brown v. Board of
Education of Topeka,
347 U.S. 483 (1954). Many courts have made reference to the results of scientific
studies relative to the reliability problems of eyewitness identifications. The Supreme Court of the United
States has acknowledged that problems exist with eyewitness identifications in general and cross-racial
identifications in particular. (pp. 14-19)
3. Courts in other jurisdictions have addressed the propriety of a cross-racial identification jury instruction.
Those that have allowed the charges hold that the decision is a matter within the trial judge's discretion.
Most have refused the instruction where the eyewitness had an adequate opportunity to observe the
defendant, there was corroborating evidence bolstering the identification, and/or there was no evidence that
race affected the identification. A number of jurisdictions have determined that a cross-racial instruction
requires expert guidance, and that cross-examination and summation are adequate safeguards to highlight
unreliable identifications. Others have denied the instruction, finding that the results of empirical studies on
cross-racial identification are questionable. (pp. 19-22)
4. It is well established in this State that when identification is a critical issue in the case, the trial court is
required to give a specific instruction to help the jury analyze and consider the trustworthiness of eyewitness
identification. With the exception of a county prosecutor, the Court-appointed Task Force was unanimously
convinced that a problem exists respecting cross-racial identifications and that corrective action was required.
It recommended a special jury charge regarding the unreliability of such identifications. The matter was
referred to the Criminal Practice Committee, which reviewed the recommendation and concluded that the
current identification charge should be revised to include a statement on cross-racial identification. The
proposed charge was submitted to the Model Jury Charge Committee for review, and the Committee is
withholding further consideration pending the Court's decision in this matter. (pp. 22-25)
7. The Court rejects the contention that it should not require a cross-racial identification charge before it
has been demonstrated that there is substantial agreement in the relevant scientific community that cross-racial impairment is significant enough to support such a charge. Notwithstanding differences of opinion
among researchers, there is an impressive consistency in results showing that problems exist with cross-racial
eyewitness identification. The Court recognizes that unrestricted use of cross-racial identification instructions
could be counter-productive. The instruction should be given only when, as in the present case,
identification is a critical issue and an eyewitness's cross-racial identification is not corroborated by other
evidence giving it independent reliability. The purpose of a cross-racial instruction is to alert the jury
through a cautionary instruction that it should pay close attention to the possible influence of race. (pp. 25-30)
The judgment of the Appellate Division is REVERSED, and the case is REMANDED to the Law
Division for a new trial.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN, GARIBALDI, and STEIN join in
JUSTICE COLEMAN's opinion. JUSTICE HANDLER did not participate.
SUPREME COURT OF NEW JERSEY
A-
166 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MCKINLEY CROMEDY, a/k/a DADDY, MAC,
FLAVOR, CROMEDY MCKINLEY, MCKINLEY
ANDREW CROMEDY, MACKAY CROMEDY,
MCKINLEY CROMEDY, III and REHEM
CROMEDY,
Defendant-Appellant.
Argued November 10, 1998 -- Decided April 14, 1999
On appeal from and certification to the
Superior Court, Appellate Division.
Sylvia M. Ironstone, Assistant Deputy Public
Defender, argued the cause for appellant
(Ivelisse Torres, Public Defender, attorney).
Simon Louis Rosenbach, Assistant Prosecutor,
argued the cause for respondent (Glenn
Berman, Middlesex County Prosecutor,
attorney).
Deborah C. Bartolomey, Deputy Attorney
General, argued the cause for amicus curiae,
Attorney General of New Jersey (Peter
Verniero, Attorney General, attorney).
The opinion of the Court was delivered by
COLEMAN, J.
This appeal involves a rape and robbery in which a cross-racial identification was made of defendant as the perpetrator
seven months after the offenses occurred. The identification of
the perpetrator was the critical issue throughout the trial. The
trial court denied defendant's request to have the jury
instructed concerning the cross-racial nature of the
identification. A majority in the Appellate Division agreed with
the trial court. Judge Shebell dissented, concluding that a
reversal was warranted because the trial court should have given
such a charge.
The novel issue presented is whether a cross-racial
identification jury instruction should be required in certain
cases before it is established that there is substantial
agreement in the scientific community that cross-racial
recognition impairment of eyewitnesses is significant enough to
warrant a special jury instruction. Our study of the
recommendations of a Court-appointed Task Force, judicial
literature, and decisional law from other jurisdictions persuades
us that there exists a reliable basis for a cross-racial
identification charge. We hold that the trial court's failure to
submit to the jury an instruction similar to the one requested by
defendant requires a reversal of defendant's convictions.
In support of that request, defendant cited the June 1992 New
Jersey Supreme Court Task Force on Minority Concerns Final
Report,
131 N.J.L.J. 1145 (1992) (Task Force Report).
The trial court denied the request because this Court had
not yet adopted the Task Force Report and because there had been
no expert testimony with respect to the issue of cross-racial
identification. The trial court instead provided the jury with
the Model Jury Charge on Identification. The jury convicted
defendant of first-degree aggravated sexual assault, second-degree robbery, second-degree burglary, and third-degree
terroristic threats.
In the Appellate Division, defendant argued that the case
hinged entirely upon D.S.'s identification of him as her
assailant and therefore, given the importance of the
identification evidence, the trial court was obligated to provide
the jury with explicit, fact-specific instructions on
identification to guide it in its deliberations.
A majority of the panel believed that there was no error in
the trial court's refusal to include an instruction on cross-racial identification. The majority noted that a review of cases
from other jurisdictions supports the position that the charge
either should not, or need not, be given. The majority was
disinclined to require a cross-racial identification charge in
view of the fact that the admissibility of expert testimony
concerning cross-racial identification has not yet been endorsed
in New Jersey. See State v. Gunter,
231 N.J. Super. 34, 40-48
(App. Div.) (requiring trial court to conduct Rule 8 hearing on
reliability of expert testimony respecting factors that affect
reliability of eyewitness perception and memory), certif. denied,
117 N.J. 81 (1989).
Judge Shebell dissented, observing:
A jury instruction that contains no direct reference to
the hidden fires of prejudice and bias which may be
stoked by an incident such as the sexual assault in
question and fails to call the jury's attention to the
problems of cross-racial identification, so well
documented by the [New Jersey Supreme Court Task Force
on Minority Concerns], denies minority defendants, such
as McKinley Cromedy, their constitutional right to a
fair trial.
The issue of a cross-racial identification jury charge is
before us as of right. R. 2:2-1(a)(2). The Court also granted
certification "limited solely to the identification issues not
covered by the dissenting opinion below."
153 N.J. 52 (1998).
Defendant argues that the trial court committed reversible
error in denying his request for a cross-racial identification
charge. He maintains that cross-racial impairment of
eyewitnesses "is a scientifically accepted fact," and that the
courts of this State can take judicial notice of the fallibility
of trans-racial identifications and approve the report of the
Task Force that recommended adoption of a cross-racial
identification jury charge. Defendant argues that expert
testimony is not a necessary factual predicate for such a jury
charge. Alternatively, defendant argues that if the Court should
require an expert to testify regarding factors that affect the
reliability of eyewitness identification, and cross-racial
identification specifically, we should remand the case to the
trial court to afford him an opportunity to present that
evidence.
The State argues that the trial court properly rejected
defendant's request for a cross-racial identification charge.
The State maintains that there is no consensus within the
scientific community that an "own-race" bias exists. The State
argues that because some researchers do not know whether cross-racial impairment affects "real life" identifications, and
because even some of the scientists who believe that cross-racial
impairment does affect identification cannot say what factors
influence a person's ability to identify correctly a member of
another race, the Court should reject a cross-racial
identification charge. Alternatively, the State argues that this
Court should not adopt a cross-racial charge until there is
general acceptance that cross-racial impairment exists and
general agreement on what factors influence a person's ability to
correctly identify a member of another race.
A cross-racial identification occurs when an eyewitness is
asked to identify a person of another race. The reliability of
such an identification, though discussed in many cases throughout
the country, is an issue of first impression in New Jersey.
Because defendant requested a cross-racial identification jury
charge, he bore the burden of showing that a reliable basis
existed to support the requested charge. Defendant relied on
common knowledge, the Task Force Report, and judicial notice to
support his request. Rather than calling an expert to testify
regarding the factors that may make some cross-racial eyewitness
identifications unreliable, defendant maintained that an expert
would not aid the jury. In this context, we must decide whether
a cross-racial jury instruction should be required where
scientific evidence demonstrating the need for a specific
instruction has not been presented.
For more than forty years, empirical studies concerning the
psychological factors affecting eyewitness cross-racial or cross-ethnic identifications have appeared with increasing frequency in
professional literature of the behavioral and social sciences.
People v. McDonald,
690 P.2d 709, 717-18 (Cal. 1984). One study
finds that jurors tend to place great weight on eyewitness
identifications, often ignoring other exculpatory evidence.
See R.C.L. Lindsay et al., Can People Detect Eyewitness-Identification Accuracy Within and Across Situations?, 66
J. Applied Psychol. 79, 79-89 (1981) (finding that jurors believe
eyewitnesses despite poor witnessing conditions). Others have
concluded that eyewitnesses are superior at identifying persons
of their own race and have difficulty identifying members of
another race. See generally Gary L. Wells & Elizabeth F. Loftus,
Eyewitness Testimony: Psychological Perspectives 1 (1984);
Elizabeth F. Loftus, Eyewitness Testimony (1979). See also Sheri
Lynn Johnson, Cross-Racial Identification Errors in Criminal
Cases,
69 Cornell L. Rev./u>. 934 (1984); Stephanie J. Platz & Harmon
M. Hosch, Cross-Racial/Ethnic Eyewitness Identification: A Field
Study, 18 J. Applied Soc. Psychol. 972 (1988). But see R.C.L.
Lindsay & Gary L. Wells, What Do We Really Know About Cross-Race
Eyewitness Identification?, in Evaluating Witness Evidence:
Recent Psychological Research and New Perspectives 219 (Sally
M.A. Lloyd-Bostock & Brian R. Clifford eds., 1983) (failing to
find cross-racial impairment). This phenomenon has been dubbed
the "own-race" effect or "own-race" bias. Its corollary is that
eyewitnesses experience a "cross-racial impairment" when
identifying members of another race. Studies have consistently
shown that the "own-race effect" is "strongest when white
witnesses attempt to recognize black subjects." McDonald, supra,
690 P.
2d at 720.
Although researchers generally agree that some eyewitnesses
exhibit an own-race bias, they disagree about the degree to which
own-race bias affects identification. In one study, African-American and white "customers" browsed in a convenience store for
a few minutes and then went to the register to pay. Researchers
asked the convenience store clerks to identify the "customers"
from a photo array. The white clerks were able to identify 53.2" of the white customers but only 40.4" of the African-American
subjects. Platz & Hosch, supra, 18 J. Applied Soc. Psychol. at
977-78. The overall accuracy rate for all participants was only
44.2%. Id. at 981. Similar studies have found that own-race
bias exists to a lesser degree. See John C. Brigham et al.,
Accuracy of Eyewitness Identifications in a Field Setting, 42 J.
Personality & Soc. Psychol. 673, 681 (1982) (finding white clerks
misidentified white "customers" 45" of the time and African-American "customers" 50" of the time). But see Roy S. Malpass &
Jerome Kravitz, Recognition for Faces of Own and Other Race, 13
J. Personality & Soc. Psychol. 330, 330-34 (1969) (finding white
subjects misidentified black faces two to three times more often
than they misidentified white ones). A snap-shot of the
literature reveals that although many scientists agree that
witnesses are better at identifying suspects of their own race,
they cannot agree on the extent to which cross-racial impairment
affects identification. See McDonald, supra, 690 P.
2d at 720;
see also United States v. Nguyen,
793 F. Supp. 497, 513-14
(D.N.J. 1992) (rejecting testimony on cross-racial
identification where expert's proffer could not quantify degree
to which it is "more difficult" to make accurate cross-racial
identifications).
The research also indicates disagreement about whether
cross-racial impairment affects all racial groups. Four studies
have found that African-American eyewitnesses do not experience
cross-racial impairment at all. Johnson, supra,
69 Cornell L.
Rev./u>. at 939 (citing studies finding African-American eyewitnesses
identified both white and black subjects with same degree of
accuracy). Other studies have concluded that white eyewitnesses
experience cross-racial impairment more often than African-American eyewitnesses. Ibid. (citing five studies concluding
black subjects experience some degree of cross-racial
impairment); cf. John C. Brigham, The Influence of Race on Face
Recognition, in Aspects of Face Processing 170-77 (Hadyn D. Ellis
et al. eds., 1986) (finding cross-race effects were comparable
for both races). One study has found that African Americans make
better eyewitnesses in general. Platz & Hosch, supra, 18 J.
Applied Soc. Psychol. at 978 (finding, overall, eyewitnesses made
correct identifications only 44.2" of the time, but that the
African-American clerks correctly identified 54.6" of the white
"customers" and 63.6" of the black "customers").
Many studies on cross-racial impairment involve subjects
observing photographs for a few seconds. Because the subjects
remembered the white faces more often than they recalled the
African-American faces, researchers concluded that they were
biased towards their own-race. See Paul Barkowitz & John C.
Brigham, Recognition of Faces: Own-Race Bias, Incentive, and Time
Delay, 12 J. Applied Soc. Psychol. 255 (1982). Yet, there is
disagreement over whether the results of some of the tests can be
generalized to real-world situations in which a victim or witness
confronts an assailant face-to-face and experiences the full
range of emotions that accompany such a traumatic event.
The debate among researchers did not prevent the Supreme
Court of the United States, in the famous school desegregation
case of Brown v. Board of Education of Topeka,
347 U.S. 483, 494
n.11,
74 S. Ct. 686, 692 n.11,
98 L. Ed. 837 (1954), from using
behavioral and social sciences to support legal conclusions
without requiring that the methodology employed by those
scientists have general acceptance in the scientific community.
The ultimate holding in Brown that segregation is harmful "was
not only a nomological statement but a sociological observation
as well." Paul L. Rosen, The Supreme Court and Social Science ix
(1972). The Court's finding that segregation was harmful "was
not based simply on [intuition] or common-sense, . . . [but] was
attributed to . . . seven social science studies." Id. at x.
The extralegal facts contained in the social science studies
conducted by Dr. Kenneth B. Clark and others were presented to
the Court in the form of a "Brandeis Brief." That
characterization is derived from a brief first submitted by Louis
D. Brandeis (later Justice Brandeis) in the case of Muller v.
Oregon,
208 U.S. 412, 419-20,
28 S. Ct. 324, 325-26,
52 L. Ed. 551 (1908). Thus, Brown v. Board of Education is the
prototypical example of an appellate court using modern social
and behavioral sciences as legislative evidence to support its
choice of a rule of law. John Monahan & Laurens Walker, Social
Authority: Obtaining, Evaluating and Establishing Social Science
in Law,
134 U. Pa. L. Rev. 477, 484 (1986).
In United States v. Telfaire,
469 F.2d 552 (D.C. Cir. 1972),
Chief Judge Bazelon urged in his concurring opinion that juries
be charged on the pitfalls of cross-racial identification. He
believed that the cross-racial nature of an identification could
affect accuracy in the same way as proximity to the perpetrator
and poor lighting conditions. Id. at 559. He felt that a
meaningful jury instruction would have to apprise jurors of that
fact. To achieve that objective, Judge Bazelon proposed the
following instruction:
In this case the identifying witness is of a
different race than the defendant. In the
experience of many it is more difficult to
identify members of a different race than
members of one's own. If this is also your
own experience, you may consider it in
evaluating the witness's testimony. You must
also consider, of course, whether there are
other factors present in this case which
overcome any such difficulty of
identification. For example, you may
conclude that the witness has had sufficient
contacts with members of the defendant's race
that he would not have greater difficulty in
making a reliable identification.
[Id. at 561 (Bazelon, C.J., concurring).]
Judge Bazelon rejected the notion that instructions on
interracial identifications "appeal to racial prejudice." Id. at
560. Rather, he believed that an explicit jury instruction would
safeguard against improper uses of race by the jury and would
delineate the narrow context in which it is appropriate to
consider racial differences. Id. at 559-61.
Four years later, Judge McCree, who later became Solicitor
General, in United States v. Russell,
532 F.2d 1063, 1066 (6th
Cir. 1976), also acknowledged the existence of problems related
to eyewitness identification. He observed:
There is a great potential for
misidentification when a witness identifies a
stranger based solely upon a single brief
observation, and this risk is increased when
the observation was made at a time of stress
or excitement. . . . This problem is
important because of all the evidence that
may be presented to a jury, a witness' [sic]
in-court statement that "he is the one" is
probably the most dramatic and persuasive.
[Id. at 1066-67.]
A year later in United States v. Smith,
563 F.2d 1361 (9th
Cir. 1977), Judge Hufstedler stated that the reliability of a
single eyewitness identification is "at best, highly dubious,
given the extensive empirical evidence that eyewitness
identifications are not reliable." Id. at 1365 (Hufstedler, J.,
concurring). Judge Hufstedler drew support from Judge Bazelon's
suggestion in United States v. Brown,
461 F.2d 134 (D.C. Cir.
1972), that courts inform themselves of the results of scientific
studies relative to the reliability problems of eyewitness
identifications. Id. at 145-46 & n.1 (Bazelon, C.J., concurring
and dissenting); see also David L. Bazelon, Eyewitless News,
Psychology Today, March 1980, at 102.
One year after Smith was decided, the Second Circuit
observed that "[c]enturies of experience in the administration of
criminal justice have shown that convictions based solely on
testimony that identifies a defendant previously unknown to the
witness is highly suspect. Of all the various kinds of evidence
it is the least reliable, especially where unsupported by
corroborating evidence." Jackson v. Fogg,
589 F.2d 108, 112 (2d
Cir. 1978).
The Supreme Court of the United States has acknowledged that
problems exist with eyewitness identifications in general and
cross-racial identifications in particular. The Court has stated
that "[t]he vagaries of eyewitness identification are well-known;
the annals of criminal law are rife with instances of mistaken
identification." United States v. Wade,
388 U.S. 218, 228,
87 S.
Ct. 1926, 1933,
18 L. Ed.2d 1149 (1967). The Court has also
noted "the high incidence of miscarriage[s] of justice" caused by
such misidentifications and that even uncontradicted
"identification of strangers [by
eyewitnesses] is proverbially untrustworthy.
The hazards of such testimony are established
by a formidable number of instances in the
records of English and American trials.
These instances are recent--not due to the
brutalities of ancient criminal procedure."
[Ibid. (quoting Felix Frankfurter, The Case
of Sacco and Vanzetti 30 (1927)).]
Ten years after Wade was decided, the Supreme Court suggested
that an eyewitness identification was more reliable when made by
a member of the defendant's own race. Manson v. Brathwaite,
432 U.S. 98, 115,
97 S. Ct. 2243, 2253,
53 L. Ed.2d 140 (1977).
Although there have been no reported decisions in our own
State addressing the propriety of requiring a cross-racial
identification jury instruction, decisions have been rendered by
courts in other jurisdictions. The majority of courts allowing
cross-racial identification charges hold that the decision to
provide the instruction is a matter within the trial judge's
discretion. Omission of such a cautionary instruction has been
held to be prejudicial error where identification is the critical
or central issue in the case, there is no corroborating evidence,
and the circumstances of the case raise doubts concerning the
reliability of the identification. See United States v.
Thompson,
31 M.J. 125 (C.M.A. 1990) (calling for cross-racial
identification instruction when requested by counsel and when
cross-racial identification is a "primary issue"); People v.
Wright,
755 P.2d 1049 (Cal. 1988); People v. West,
189 Cal. Rptr. 36, 38-39 (Ct. App. 1983); Commonwealth v. Hyatt,
647 N.E.2d 1168 (Mass. 1995); State v. Long,
721 P.2d 483 (Utah 1986).See footnote 1
In People v. Palmer,
203 Cal. Rptr. 474 (Ct. App. 1984), for
example, the defendant was convicted of robbery based solely on
the robbery victims' testimony. Id. at 476. There was no
physical or circumstantial corroborating evidence, the victims'
contacts were brief, some of the victims could not identify
defendant at a line-up, and none told police that the robber wore
braces. Ibid. The court held that the defendant was entitled to
a specific instruction on the inaccuracies of cross-racial
identification because the only evidence against the defendant
consisted of the victims' identifications, the accuracy of which
was the sole issue in the case, and the evidence was conflicting.
Ibid. Cf. People v. Harris,
767 P.2d 619 (Cal. 1989) (finding
harmless error in excluding special instruction on cross-racial
identification where there was substantial evidence to
corroborate the identifications, including eyewitness testimony
and extrajudicial admissions by defendant himself).
Courts typically have refused the instruction where the
eyewitness or victim had an adequate opportunity to observe the
defendant, there was corroborating evidence bolstering the
identification, and/or there was no evidence that race affected
the identification. See Hyatt, supra, 647 N.E.
2d at 1171
(declining instruction in rape and robbery case where victim was
terrorized for fifteen to twenty minutes in broad daylight and
could see the attacker's face); see also Commonwealth v. Engram,
686 N.E.2d 1080 (Mass. App. Ct. 1997) (declining instruction
where numerous eyewitnesses saw defendant at close range and
positively identified him from a line-up and photo array).
A number of courts have concluded that cross-racial
identification simply is not an appropriate topic for jury
instruction. See State v. Willis,
731 P.2d 287, 292-93 (Kan.
1987); Hyatt, supra, 647 N.E.
2d at 1171; People v. McDaniel,
630 N.Y.S.2d 112, 113 (App. Div.), appeal denied,
661 N.E.2d 1389
(N.Y. 1995). Those courts have determined that the cross-racial
instruction requires expert guidance, and that cross-examination
and summation are adequate safeguards to highlight unreliable
identifications.
Other jurisdictions have denied the instruction, finding
that the results of empirical studies on cross-racial
identification are questionable. See Telfaire, supra, 469 F.
2d
at 561-62 (Leventhal, J., concurring) (rejecting cross-racial
instruction because data supporting hypothesis is "meager");
People v. Bias,
475 N.E.2d 253, 257 (Ill. App. Ct. 1985)
(rejecting instruction in robbery case where eyewitness failed to
describe key distinguishing facial features and gave inconsistent
descriptions because empirical studies are not unanimous). One
jurisdiction has even rejected cross-racial identification
instructions as improper commentary on "the nature and quality"
of the evidence. See State v. Hadrick,
523 A.2d 441, 444 (R.I.
1987) (rejecting such instruction in robbery case where victim
viewed perpetrator for two to three minutes at close range during
robbery and identified him from a line-up).
The defense in the present case did not question whether the
victim had been sexually assaulted. Rather, the defense asserted
that the victim's identification of defendant as the perpetrator
was mistaken. It is well-established in this State that when
identification is a critical issue in the case, the trial court
is obligated to give the jury a discrete and specific instruction
that provides appropriate guidelines to focus the jury's
attention on how to analyze and consider the trustworthiness of
eyewitness identification. State v. Green,
86 N.J. 281, 292
(1981); State v. Melvin,
65 N.J. 1, 18 (1974); State v.
Middleton,
299 N.J. Super. 22, 32 (App. Div. 1997); State v.
Frey,
194 N.J. Super. 326, 329-30 (App. Div. 1984).
Green requires that as a part of an identification charge a
trial court inform the jury that the State's case relies on an
eyewitness identification of the defendant as the perpetrator,
and that in weighing the reliability of that identification the
jury should consider, among other things, "the capacity or the
ability of the witness to make observations or perceptions . . .
at the time and under all of the attendant circumstances for
seeing that which he says he saw or that which he says he
perceived with regard to his identification." 86 N.J. at 293-94.
What defendant sought through the requested charge in the present
case was an instruction that informed the jury that it could
consider the fact that the victim made a cross-racial
identification as part of the "attendant circumstances" when
evaluating the reliability of the eyewitness identification.
The Court-appointed Task Force discussed and debated the
issue of the need for a cross-racial and cross-ethnic
identification jury instruction for more than five years. That
Task Force was comprised of an appellate judge, trial judges,
lawyers representing both the prosecution and defense, social
scientists, and ordinary citizens. Professional consultants to
the Task Force included Dr. Howard F. Taylor, Professor,
Princeton University; Dr. William J. Chambliss, Professor, George
Washington University; and Dr. Kenneth B. Clark, Distinguished
Professor of Psychology Emeritus, City University of New York,
who was prominently associated with the behavioral science
studies submitted to the Supreme Court in Brown v. Board of
Education. Task Force sessions were conducted in much the same
way as legislative committees conduct hearings on proposed
legislation. The Task Force consulted a substantial body of
professional literature in the behavioral and social sciences
concerning the reliability of cross-racial identifications.
Except for the view expressed by a county prosecutor, the Task
Force was unanimously convinced that a problem exists respecting
cross-racial identifications and that the Court should take
corrective action. Ultimately, in 1992 the Task Force submitted
its final report to the Court in which it recommended, among
other things, that the Court develop a special jury charge
regarding the unreliability of cross-racial identifications.
The Court referred that recommendation to the Criminal
Practice Committee. The Criminal Practice Committee reviewed the
recommendation and concluded that the current charge on
identification should be revised to include a statement on cross-racial identification. The Criminal Practice Committee has
proposed the following charge:
You know that the identifying witness is of a
different race than the defendant. When a
witness, who is a member of one race,
identifies a defendant, who is a member of
another race, we say that there has been a
cross-racial identification. You may
consider, if you think it is appropriate to
do so, whether the cross-racial nature of the
identification has affected the accuracy of
the witness' [sic] original perception and/or
the accuracy of the subsequent
identification(s).
The Criminal Practice Committee has submitted that proposed
charge to the Model Jury Charge Committee for its review. That
Committee is withholding further consideration of the proposed
charge pending the Court's decision in the present case.
We reject the State's contention that we should not require
a cross-racial identification charge before it has been
demonstrated that there is substantial agreement in the relevant
scientific community that cross-racial recognition impairment is
significant enough to support the need for such a charge. This
case does not concern the introduction of scientific evidence to
attack the reliability of the eyewitness's identification.
Defendant's requested jury instruction was not based upon any
"scientific, technical, or other specialized knowledge" to assist
the jury. N.J.R.E. 702. He relied instead on ordinary human
experience and the legislative-type findings of the Task Force
because the basis for his request did not involve a matter that
was beyond the ken of the average juror.
This case requires us to focus on the well-established
differences between adjudicative or hard evidence, argument, and
jury instructions. The hard evidence revealed a cross-racial
identification and the circumstances under which that
identification was made. The State argued to the jury that the
identification was credible based on the evidence. Counsel for
defendant, on the other hand, argued that there was a mistaken
identification based on the totality of the circumstances.
Defendant requested a cross-racial identification jury
instruction that would treat the racial character of the
eyewitness identification as one of the factors bearing on its
reliability in much the same way as lighting and proximity to the
perpetrator at the time of the offense.
A national review of the use of cross-racial identification
jury instructions reveals that only a small minority of
jurisdictions have declined such an instruction because studies
finding unreliability in cross-racial identifications lack
general acceptance in the relevant scientific community. The
majority of jurisdictions that have rejected the instruction did
so based on judicial discretion. Those discretionary rulings
were influenced by factors such as the nature and quality of the
eyewitness identification, the existence of strong corroborating
evidence, the fact that the eyewitness had an adequate
opportunity to observe the perpetrator, or a combination of those
reasons.
Consistent with Brown, Wade and Manson; the admonitions
expressed by Justice Frankfurter, Judge Bazelon in Telfaire and
Brown, Judge McCree in Russell, and Judge Hufstedler in Smith;
the California cases of McDonald, Wright and West; our own
requirement in Green that a proper identification jury
instruction be given when that issue is critical in the case; the
Task Force Report; and our review of the professional literature
of the behavioral and social sciences, we hold that a cross-racial identification, as a subset of eyewitness identification,
requires a special jury instruction in an appropriate case.
Indeed, some courtroom observers have commented that the
ordinary person's difficulty of "cross-racial recognition is so
commonplace as to be the subject of both cliche and joke: 'they
all look alike.'" Johnson, supra,
69 Cornell L. Rev. at 942.
Although laboratory studies concerning the reliability of cross-racial identifications have not been validated in actual
courtroom atmospheres, the results of many of those experiments
suggest that "decreased accuracy in the recognition of other-race
faces is not within the observer's conscious control, and that
seriousness of criminal proceedings would not improve accuracy."
Ibid. Moreover, the stress associated with the courtroom
atmosphere, based on human experience, is likely to diminish
rather than enhance recognition accuracy.
We embrace the California rule requiring a cross-racial
identification charge under the circumstances of this case
despite some differences of opinion among the researchers.
Notwithstanding those differences, there is an impressive
consistency in results showing that problems exist with cross-racial eyewitness identification. McDonald, supra, 690 P.
2d at
718. We conclude that the empirical data encapsulate much of the
ordinary human experience and provide an appropriate frame of
reference for requiring a cross-racial identification jury
instruction. Under the jurisprudence of this Court, in a
prosecution "in which race by definition is a patent factor[,
race] must be taken into account to assure a fair trial." State
v. Harris,
156 N.J. 122, 235 (1998) (Handler, J., dissenting).
At the same time, we recognize that unrestricted use of
cross-racial identification instructions could be counter-productive. Consequently, care must be taken to insulate
criminal trials from base appeals to racial prejudice. An
appropriate jury instruction should carefully delineate the
context in which the jury is permitted to consider racial
differences. The simple fact pattern of a white victim of a
violent crime at the hands of a black assailant would not
automatically give rise to the need for a cross-racial
identification charge. More is required.
A cross-racial instruction should be given only when, as in
the present case, identification is a critical issue in the case,
and an eyewitness's cross-racial identification is not
corroborated by other evidence giving it independent reliability.
Here, the eyewitness identification was critical; yet it was not
corroborated by any forensic evidence or other eyewitness account.
The circumstances of the case raise some doubt concerning the
reliability of the victim's identification in that no positive
identification was made for nearly eight months despite attempts
within the first five days following the commission of the
offenses. Under those circumstances, turning over to the jury the
vital question of the reliability of that identification without
acquainting the jury with the potential risks associated with such
identifications could have affected the jurors' ability to
evaluate the reliability of the identification. We conclude,
therefore, that it was reversible error not to have given an
instruction that informed the jury about the possible significance
of the cross-racial identification factor, a factor the jury can
observe in many cases with its own eyes, in determining the
critical issue--the accuracy of the identification.
For the sake of clarity, we repeat that the purpose of a
cross-racial instruction is to alert the jury through a
cautionary instruction that it should pay close attention to a
possible influence of race. Because of the "widely held
commonsense view that members of one race have greater difficulty
in accurately identifying members of a different race,"
Telfaire, supra, 469 F.
2d at 559 (Bazelon, C.J., concurring);
Brown, supra, 461 F.
2d at 134, expert testimony on this issue
would not assist a jury, N.J.R.E. 702, and for that reason would
be inadmissible. We request the Criminal Practice Committee and
the Model Jury Charge Committee to revise the current charge on
identification to include an appropriate statement on cross-racial eyewitness identification that is consistent with this
opinion.
The judgment of the Appellate Division is reversed. The
case is remanded to the Law Division for a new trial.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN, GARIBALDI, and STEIN join in JUSTICE COLEMAN's opinion. JUSTICE HANDLER did not participate.
NO. A-166 SEPTEMBER TERM 1997
ON APPEAL FROM Appellate Division, Superior Court
and
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
MCKINLEY CROMEDY, a/k/a DADDY,
MAC, FLAVOR, CROMEDY MCKINLEY,
MCKINLEY ANDREW CROMEDY,
MACKAY CROMEDY, MCKINLEY
CROMEDY, III and REHEM CROMEDY,
Defendant-Appellant.
DECIDED April 14, 1999
Chief Justice Poritz PRESIDING
OPINION BY Justice Coleman
CONCURRING OPINION BY
DISSENTING OPINION BY
Footnote: 1 It is possible that other jurisdictions allow the jury to be charged on cross-racial identification. Because the issue arises on appeal only in cases where the judge refuses to give the instruction, it is difficult to determine how often such an instruction is given.