SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Michael Tucker (A-6-2006)
[NOTE: This is a companion case to State v. Brown and State v.
Elkwisni , also decided today.]
Argued November 14, 2006 Decided April 17, 2007
WALLACE, J., writing for a unanimous Court.
In this appeal the Court considers whether the prosecutors comments on Michael Tuckers
failure to include certain information in his initial statements to police violated Tuckers
right to remain silent.
On June 11, 2000, Michael Tucker called 9-1-1 and reported he had returned
home to discover his mothers dead body. Piscataway police responded and found the
lifeless body of Mary Tucker. Police inspected the house and found no evidence
of a struggle or forced entry.
Police questioned both Tucker and his girlfriend, Tracy Stepney, who also was present.
Tucker stated that he last saw his mother on Friday, June 9. He
claimed he drove her to the grocery store and then left to spend
the weekend with Stepney in Plainfield. On Saturday, he and Stepney went to
New York City for the day. On Sunday afternoon, they returned to his
mothers home and found her lifeless body. Tucker claimed he found the back
door unlocked. Stepney gave a similar statement.
Police escorted Tucker to headquarters where they administered
Miranda warnings. At some point,
Tucker was arrested on unrelated outstanding warrants. Tucker reiterated that he last saw
his mother on Friday following their trip to the grocery store. He did
not mention that he had taken his mother to the bank.
Meanwhile, the police investigation revealed the victims purse in a bedroom closet containing
$747 in cash and a checkbook with the last entry made out to
cash in the amount of $3,000. Police learned that the victim cashed a
check at the United National Bank in Plainfield on Friday, June 9, and
received thirty $100 bills.
In a second interview at police headquarters, Tucker acknowledged that he had taken
his mother to the bank, but claimed he waited for her in the
car. Tucker claimed that the $520 in his pocket, which included five $100
bills, was money he earned repairing cars.
Police later obtained a bank surveillance tape that showed the victim entering the
bank on Friday, June 9. The tape also revealed that Tucker was present
in the bank and stood behind his mother as she spoke to the
bank teller. Tucker wore denim shorts that police later discovered in Stepneys apartment.
Blood tests conducted on stains found on the shorts revealed that some of
the blood was the victims, some was defendants, and some was of an
unknown third person.
Police charged Tucker with purposeful or knowing murder, felony murder, armed robbery, and
possession of a weapon. At trial, the State offered Tuckers several statements and
presented evidence that the last message on the victims telephone answering machine was
from a person seeking to collect a hospital debt owed by Tucker in
the amount of $1,594. The prosecutor emphasized that in his first two statements,
Tucker made no mention of having taken his mother to the bank. Tucker
did not testify or present any witnesses. The jury was unable to reach
a verdict on the charge of purposeful or knowing murder, but found Tucker
guilty of the remaining charges. Tucker was sentenced to a life term with
thirty years of parole ineligibility.
Tucker appealed. In an unpublished, per curiam opinion, the Appellate Division reversed and
remanded for a new trial. The panel ruled that it was error for
the trial court to admit evidence that Tucker owed a debt to the
hospital, but declined to decide whether a new trial should be ordered based
on that error alone. The panel also concluded that it was reversible error
for the prosecutor to comment that Tucker did not tell the police in
his first statements that he took his mother to the bank. The Supreme
Court granted the States petition for certification.
HELD: The prosecutors comments about inconsistencies in Tuckers statements did not constitute an
unconstitutional comment on silence.
1. The State argues that when a suspect waives his privilege to remain
silent and speaks to the police, disclosing new information in several statements, the
gaps in those statements are not protected silence. The State also urges that
when a suspect is given his
Miranda rights and elects to give multiple
statements, it is not commenting on silence for the State to point out
inconsistencies in the statements. In contrast, Tucker argues that the prosecutors use of
any differences in his statements violated his right against self-incrimination as this Court
held in
State v. Muhammad,
182 N.J. 551 (2005), because the prosecutor was
commenting on silence while in custody, during interrogation, or at or near the
time of his arrest. He contends that under established law, facts omitted from
a statement are the same as the exercise of the right to remain
silent, and therefore, the omissions are not admissible for any purpose. (pp. 6-7)
2. The United States Supreme Court addressed an analogous issue in
Anderson v.
Charles,
447 U.S. 404,
100 S. Ct. 2180,
65 L. Ed.2d 222
(1980). There, the defendants testimony at trial differed from his earlier statement. The
Court held that the prohibition against the use of defendants silence after
Miranda
warnings are given does not apply to cross-examination that merely inquires into prior
inconsistent statements. The Court is in agreement with the reasoning in
Anderson. When
a defendant agrees to give a statement, he or she has not remained
silent, but has spoken. Although the present case does not involve inconsistencies between
a statement and Tuckers testimony at trial, it does involve inconsistencies in several
statements that were freely given and admitted into evidence. The Court finds no
meaningful distinction between the two situations that would justify a different result. In
both instances, a defendant has waived the right to remain silent and freely
spoken. (pp. 7-9)
3. Balancing the right to remain silent against the States right to fairly
impeach different statements is a delicate task. In
Muhammad, the Court struck the
balance in favor of the defendant and concluded that a suspect who begins
to speak to the police while in custody, during interrogation, or at or
near the time of arrest does not waive his right against self-incrimination when
he falls silent. Here, Tucker did not remain silent, but freely related different
stories to the police. Under these circumstances, the Court strikes the balance in
favor of the State. (pp. 9-10)
4. The use of such evidence is limited to issues of credibility and
not substantive evidence on the issue of guilt. In the present case, no
limiting instruction was given and the jury could have used the evidence substantively
to find Tucker guilty. Because Tucker did not object to the trial courts
failure to give a limiting instruction, the plain error standard applies. Even with
the comments of the prosecutor and the testimony of the police officers concerning
the discrepancies in Tuckers statements, the evidence of the bank surveillance tape that
depicted Tucker standing behind his mother in the bank clearly contradicted his statement
that he was not in the bank. Whether or not the prosecutor commented
on Tuckers omissions, the surveillance tape presented strong evidence that impeached portions of
Tuckers statements. Thus the credibility of Tuckers statements was clearly at issue. Under
those circumstances, the Court is convinced that the failure to give a limiting
instruction could not have caused the jury to reach a result it would
not have otherwise reached. (p. 11)
5. The Appellate Division also found error in the admission of the evidence
that Tucker owed a debt, reasoning that the jury could have drawn an
impermissible inference that Tuckers lack of money and lack of employment led him
to commit the crime in question. Because the panel did not determine whether
that error, standing alone, would warrant a new trial, the Court must remand
for the Appellate Division to determine whether the admission of this evidence requires
a new trial. (p. 12)
The judgment of the Appellate Division is
REVERSED and the matter is
REMANDED
to the Appellate Division for further proceedings consistent with this opinion.
CHIEF JUSTICE ZAZZALI and JUSTICES LONG, LaVECCHIA, ALBIN, RIVERA-SOTO and HOENS join in
JUSTICE WALLACEs opinion.
SUPREME COURT OF NEW JERSEY
A-
6 September Term 2006
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
MICHAEL TUCKER,
Defendant-Respondent.
Argued November 14, 2006 Decided April 17, 2007
On certification to the Superior Court, Appellate Division.
Simon Louis Rosenbach, Assistant Prosecutor, argued the cause for appellant (Bruce J. Kaplan,
Middlesex County Prosecutor, attorney).
Alison S. Perrone, Designated Counsel, argued the cause for respondent (Yvonne Smith Segars,
Public Defender, attorney).
JUSTICE WALLACE, JR., delivered the opinion of the Court.
Following the tragic death of his mother, defendant gave several statements to the
police. In his initial statement, defendant did not include relevant information that he
revealed in subsequent statements or that the police later discovered. At trial, defendants
several statements were admitted into evidence, and the prosecutor was allowed to comment
on the discrepancies in those statements. On appeal, the Appellate Division reversed, concluding
that those comments were prohibited uses of defendants right to remain silent. We
disagree. We hold that the prosecutors comments on the differences in defendants post-Miranda
See footnote 1
statements are not violations of the proscription against the use of defendants silence
at or near the time of arrest, during official interrogation, or while in
police custody. State v. Muhammad,
182 N.J. 551, 569 (2005) (citations omitted).
I.
On June 11, 2000, defendant, Michael Tucker, called 9-1-1 and reported that he
had returned home to discover his mothers dead body. The Piscataway police responded
to the home and found the lifeless body of Mary Tucker. Patrolman James
Richards inspected the house and found no evidence of a struggle or forced
entry.
Richards questioned both defendant and his girlfriend, Tracy Stepney, who also was present.
Defendant stated that he last saw his mother two days earlier on Friday,
June 9, 2000. Defendant drove his mother home from the grocery store and
then left to spend the weekend with Stepney in Plainfield. On Saturday, he
and Stepney went to New York City for the day. On Sunday afternoon,
they returned to his mothers home and found her lifeless body. Defendant claimed
he also found the back door unlocked. In a separate interview, Stepney provided
a similar account, also mentioning that the back door was unlocked.
The police transported defendant to police headquarters where they administered
Miranda warnings. At
some point, the police arrested defendant on unrelated outstanding warrants. The record does
not reveal whether he was arrested before or after he was given
Miranda
warnings and agreed to speak to the police. However, he reiterated that he
last saw his mother on Friday following their trip to the grocery store.
Defendant did not mention that he had taken his mother to the bank
in either of his statements.
Meanwhile, the police investigation revealed the victims purse in a bedroom closet containing
$747 in cash and a checkbook with the last entry made out to
cash in the amount of $3000. The police learned that the victim cashed
a check at the United National Bank in Plainfield on Friday, June 9,
and that she received thirty $100 bills.
In a second interview of defendant at police headquarters, the police again informed
defendant of his
Miranda rights and interviewed him. On that occasion, defendant acknowledged
that he had taken his mother to the bank, but claimed that he
waited for her in the car. Defendant explained that the $520 in his
pocket was money he earned repairing cars. He displayed five $100 bills and
one $20 bill.
The police later obtained a bank surveillance tape that showed the victim entering
the bank at approximately 9:25 a.m. on June 9, 2000. The tape also
revealed that defendant was present and stood behind his mother as she spoke
to the bank teller. He wore denim shorts that the police later discovered
in Stepneys apartment. Blood tests conducted on stains found on the shorts revealed
that some of the blood was the victims, some was defendants, and some
was of an unknown third person.
On November 29, 2000, the police charged defendant with purposeful or knowing murder,
felony murder, armed robbery, and possession of a weapon with the purpose to
use it unlawfully against another person. At trial, the State offered into evidence
defendants several statements and presented evidence that the last message on the victims
telephone answering machine was from a person seeking to collect a hospital debt
owed by defendant in the amount of $1594.
Specifically, in respect of the issues in this appeal, the State emphasized the
following in its opening statement:
Youre going [to] hear testimony in this courtroom regarding some things that Michael
Tucker said to law enforcement. See, when he spoke to them he said
that he took his mother to the Pathmark, and that is true, but
he didnt tell anybody that he went to the bank in the beginning.
It wasnt until law enforcement found out that he went to the bank
that he started telling stories and telling people that he did in fact
go to the bank. But there will be more testimony regarding his story
about going to the bank. Pay close attention to that and I will
revisit that issue in my closing argument.
Later, the prosecutor elicited testimony from Patrolman Richards, Detective Mostowski, and Investigator Janowiak
that when defendant was initially questioned at the scene and again at the
police station, he said nothing about taking his mother to the bank. During
summation, the prosecutor stressed that defendant failed to mention the bank in his
first two statements.
Defendant did not testify or present any witnesses. The jury was unable to
reach a verdict on the murder charge, but found defendant guilty of the
remaining charges. The trial court merged the convictions into the felony murder charge,
and sentenced defendant to a life term with thirty years of parole ineligibility.
Defendant appealed. In an unpublished, per curiam opinion, the Appellate Division reversed and
remanded for a new trial. The panel ruled that it was error for
the trial court to admit evidence that defendant owed a debt to the
hospital, but declined to decide whether a new trial should be ordered based
on that error alone. The panel also concluded that it was reversible error
for the prosecutor to comment that defendant did not tell the police in
his first statement that he took his mother to the bank, and in
his second statement that he entered the bank with his mother. The panel
reasoned that the prosecutors comments violated our recent decision in
Muhammad,
supra, in
which we held that the State may not comment on a defendants silence
while in custody, under interrogation, or at or near the time of his
arrest. 182
N.J. at 558. We granted the States petition for certification.
187 N.J. 81 (2006).
II.
The State argues that when a suspect waives his privilege to remain silent
and speaks to the police, disclosing new information in several statements, the gaps
in those statements are not protected silence. The State contends that because defendant
chose not to be silent, our recent decision in
Muhammad does not control
this case. Furthermore, the State urges that when a suspect is given his
Miranda rights and elects to give multiple statements, it is not commenting on
silence for the State to point out inconsistencies in the statements. The State
also cites
State v. Boretsky,
186 N.J. 271 (2006), contending that the interview
of defendant after police responded to defendants 9-1-1 call was outside the scope
of defendants constitutional protections.
In contrast, defendant urges that the prosecutors use of any differences in his
statements violated his state constitutional right against self-incrimination as this Court held in
Muhammad,
supra, because the prosecutor was commenting on his silence while in custody,
during interrogation, or at or near the time of his arrest. 182
N.J.
at 568. He contends that under established law, facts omitted from a statement
are the same as the exercise of the right to remain silent, and
therefore, the omissions are not admissible for any purpose. Further, defendant observes that
Boretsky does not apply here because the police arrived at the scene to
investigate the circumstances surrounding the death, not to provide emergency medical assistance, which
was the foundation of
Boretsky.
III.
Preliminarily, we note that we agree with defendant that this case does not
call for the application of the principles articulated in
Boretsky. In that case,
we held that in an emergency situation, it is not a violation of
Miranda to ask questions to obtain information about the victim to help in
the assessment of her condition, without first giving the defendant
Miranda warnings.
Boretsky,
supra, 186
N.J. at 282. In the present case, the police were confronted
with a tragic non-emergent situation, that is, the need to investigate a murder.
Under these circumstances, the exception for emergency medical assistance does not apply.
Defendant contends it was a violation of his right to remain silent for
the prosecutor to comment on the differences in his statements. The United States
Supreme Court addressed an analogous issue in
Anderson v. Charles,
447 U.S. 404,
100 S. Ct. 2180,
65 L. Ed.2d 222 (1980). There, the defendants
testimony at trial differed from his earlier statement.
Id. at 405-06, 100
S.
Ct. at 2180-81, 65
L. Ed.
2d at 224-25. The Court held that
the prohibition against the use of defendants silence after
Miranda warnings are given
does not apply to cross-examination that merely inquires into prior inconsistent statements.
Id.
at 408, 100
S. Ct. at 2182, 65
L. Ed.
2d at 226.
The Court reasoned that such cross-examination makes no unfair use of silence because
a defendant who voluntarily speaks after receiving
Miranda warnings has not been induced
to remain silent. As to the subject matter of his statements, the defendant
has not remained silent at all.
Ibid. The Court recognized that, although two
inconsistent descriptions of events may be said to involve silence insofar as it
omits facts included in the other version, it was not prepared to adopt
such a formalistic understanding of silence.
Id. at 409, 100
S. Ct. at
2182, 65
L. Ed.
2d at 227.
We are in accord with the reasoning in
Anderson. A defendants right to
remain silent is not violated when the State cross-examines a defendant on the
differences between a post-
Miranda statement and testimony at trial. When a defendant agrees
to give a statement, he or she has not remained silent, but has
spoken. Thus, we conclude that it is not an infringement of a defendants
right to remain silent for the State to point out differences in the
defendants testimony at trial and his or her statements that were freely given.
See State v. Cabral,
881 A.2d 247, 254-55 (Conn.),
cert. denied, ____
U.S.
____,
126 S. Ct. 773,
163 L. Ed.2d 600 (2005);
MacDonald v.
State,
816 A.2d 750, 753-54 (Del. 2003);
Lopez v. United States,
801 A.2d 39, 47 n.16 (D.C. 2002);
Trice v. State,
766 N.E.2d 1180, 1183-84 (Ind.
2002).
Although the present case does not involve inconsistencies between a statement and defendants
testimony at trial, it does involve inconsistencies in several statements that were freely
given and admitted into evidence. We find no meaningful distinction between the two
situations that would justify a different result. In both instances, a defendant has
waived the right to remain silent and freely spoken.
Balancing the right to remain silent against the States right to fairly impeach
different statements is a delicate task. In
Muhammad,
supra, we struck the balance
in favor of the defendant and concluded that [a] suspect who begins to
speak to the police while in custody, during interrogation, or at or near
the time of his arrest does not waive his right against self-incrimination when
he falls silent the words he could have spoken cannot be used against
him. 182
N.J. at 568 (citations omitted). Here, however, defendant did not remain
silent, as he had a right to do. Defendants several statements were admitted
into evidence and there is no claim that it was error to do
so. Defendant was not obligated to give the subsequent statements that either omitted
key aspects of where he had taken his mother or contained assertions that
were contradicted by other evidence. The fact is, defendant did not remain silent,
but freely related different stories to the police. Under these circumstances, we strike
the balance in favor of the State. We conclude that the States pointing
out of inconsistencies in defendants statements and other evidence at trial did not
constitute an unconstitutional comment on silence.
We hold that whether the asserted inconsistencies by a defendant are between two
or more statements or between a statement and testimony at trial, the State
may seek to impeach the validity of those statements. In both instances, the
defendant has not remained silent and therefore, any inconsistency may be challenged.
IV.
We have consistently limited the use of such evidence to issues of credibility
and not substantive evidence on the issue of defendants guilt or innocence.
State
v. Brown, ____
N.J. _____, ____ (2007) (slip op. at 18). In the
present case, no limiting instruction was given and the jury could have used
the evidence substantively to find defendant guilty. Because defendant did not object to
the trial courts failure to give a limiting instruction, we address the issue
under the plain error standard.
R. 2:10-2.
Even without the comments of the prosecutor and the testimony of the police
officers concerning the discrepancies in defendants statements, the evidence of the bank surveillance
tape that depicted defendant standing behind his mother inside the bank clearly contradicted
defendants statement that he was not in the bank. Whether or not the
prosecutor commented on defendants omissions, the surveillance tape presented strong evidence that impeached
portions of defendants statements. Thus, the credibility of defendants statements was clearly at
issue. Under those circumstances, we are convinced that the failure to give a
limiting instruction could not have caused the jury to reach a result it
would not have otherwise reached.
R. 2:10-2.
V.
The Appellate Division panel also found error in the admission of the evidence
that defendant owed a debt and reasoned that the unemployment testimony naturally buttressed
the debt testimony in such a way that the jury could easily draw
the impermissible inference that defendants lack of money and lack of employment led
him to commit the crime in question. However, the panel did not determine
whether that error, standing alone, would warrant a new trial. Consequently, we remand
to the Appellate Division to determine whether the improper admission of the debt
evidence by itself requires a new trial.
VI.
The judgment of the Appellate Division is reversed. We remand to the Appellate
Division for further proceedings consistent with this opinion.
CHIEF JUSTICE ZAZZALI and JUSTICES LONG, LaVECCHIA, ALBIN, RIVERA-SOTO, and HOENS join in
JUSTICE WALLACEs opinion.
SUPREME COURT OF NEW JERSEY
NO. A-6 SEPTEMBER TERM 2006
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
MICHAEL TUCKER,
Defendant-Respondent.
DECIDED April 17, 2007
Chief Justice Zazzali PRESIDING
OPINION BY Justice Wallace, Jr.
CONCURRING/DISSENTING OPINIONS BY
DISSENTING OPINION BY
CHECKLIST
REVERSE AND REMAND
CHIEF JUSTICE ZAZZALI
X
JUSTICE LONG
X
JUSTICE LaVECCHIA
X
JUSTICE ALBIN
X
JUSTICE WALLACE
X
JUSTICE RIVERA-SOTO
X
JUSTICE HOENS
X
TOTALS
7
Footnote: 1
Miranda v. Arizona,
384 U.S. 436,
86 S. Ct. 1602,
16 L. Ed. 2d 694 (1966).