SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Nathan Cotto (A-56-2003)
Argued September 27, 2004 -- Decided February 1, 2005
ZAZZALI, J., writing for a unanimous Court.
In this appeal, defendant, Nathan Cotto, claims, as reversible error, that the trial
court incorrectly instructed the jury on the States burden on the issue of
identification; that the trial court improperly admitted certain hearsay statements; and that the
trial court erred by precluding evidence of third-party guilt.
On a February evening in 2000, Tina Mutcherson was staying at the apartment
of her boyfriend in Vineland, New Jersey. She saw a man trying to
get into a neighboring apartment through a window. Tinas sister, Tiffany Mutcherson, lived
in that apartment and was babysitting Tinas two children at the time.
When Tina went next door to warn her sister of the intruder, another
man standing in the hallway struck Tina in the back of the head
with a gun. That man, later identified as Cotto, was wearing blue jeans
and a black ski mask. After he pushed Tina into Tiffanys apartment, the
first man, wearing a black ski mask and gray sweatpants, followed Tina and
Cotto through the door. That assailant also brandished a handgun.
The two assailants directed Tiffany, Tina, and Shanequa, Tinas daughter, into Tiffanys bedroom
where Tinas son, Allen, was sleeping. The man wearing the gray sweatpants threatened
to kill Allen after he began crying. The men asked the sisters, Wheres
the money at? When Tiffany replied that she did not have any money,
the assailant wearing gray sweatpants punched her. Cotto removed Tinas jewelry, took a
couple dollars from Shanequa, and pocketed forty-two dollars found on Tiffanys bureau.
At some point during the robbery, Cottos mask moved, and Tiffany saw his
eyes and nose. Based on that observation and the sound of his voice,
Tiffany recognized the robber as Cotto, her ex-boyfriend. Cotto also asked Tiffany, Wheres
the can at, wheres the tin can at?, in an apparent reference to
a tin can in which Tiffany stored her waitress tips when she worked
at a casino. Tiffany did not confront Cotto because she feared that he
would harm her if he knew she recognized him.
Cotto found Tiffanys pocketbook and a picture of Tiffany with her new boyfriend.
Cotto showed the other man the picture and commented, Look at this sh**.
The other assailant kicked Tiffany, who was pregnant, in the stomach.
When the two men decided to leave, they wanted to take Allen with
them. During this exchange, Cotto referred to Allen by his first name, leading
Tina to believe that the robber was familiar with her and her sister.
Tiffany insisted that the assailants take her with them instead. They agreed and
Tiffany walked with the robbers for about one-half mile before they released her.
They threatened to kill her if she called the police.
When Tiffany returned to the apartment, she told Tina that the man
wearing the blue jeans was Cotto. Tiffany called the police and Tina called
her boyfriend, Pete Thomas. Thomas arrived with Tiffanys and Tinas cousin, Terry Morgan.
Tiffany told them that Cotto and another man had robbed them. Thomas and
Morgan went to look for Cotto at a nearby bar, the Citizens Club.
Officer Angel Minguela and Seargeant Harry Swain responded to the crime scene approximately
fifteen to twenty minutes after the robbery ended. They described Tiffanys apartment as
ransacked. Minguela interviewed Tina, whom he described as a nervous wreck. Swain spoke
with Tiffany, who appeared very upset and was shaking uncontrollably. At that time,
Tiffany told Swain that one of the robbers was Cotto.
Thomas, Tinas boyfriend, returned to the scene and spoke to the police. Based
on that conversation, the police and Tina went to the Citizens Club to
look for Cotto. The Club, however, had closed by the time they arrived.
The police took the sisters to the police station where they gave statements.
In her statement, Tiffany again named Cotto as one of the robbers.
Cotto was tried and convicted on two counts of first-degree robbery and other
crimes. The trial court sentenced Cotto as a persistent offender to a fifty-year
extended term, subject to a NERA parole disqualifier of forty-two and a half
years. The Appellate Division affirmed the convictions in an unpublished opinion. It remanded
for re-sentencing, however, ordering the trial court to compute the NERA disqualifier based
not on the extended term, but on Cottos twenty-year base term. The trial
court resentenced Cotto accordingly.
This Court granted Cottos petition for certification.
HELD: The trial court did not commit reversible error in failing to give
a detailed identification instruction, in admitting hearsay statements, or in precluding evidence of
third-party guilt.
1. Although Cotto did not object to the jury charge at trial, he
argues that the trial court erred in not specifically instructing the jury on
the issue of identification. When identification is a key issue, the trial court
must instruct the jury on identification, even if a defendant does not make
that request. Although the trial court did not provide a detailed identification instruction
here, it did instruct the jury on the States burden of proving beyond
a reasonable doubt that Cotto was the individual that committed the crime. In
addition, the quality of the States evidence corroborating the identification rendered harmless any
deficiency in the instruction. (pp. 6-10)
2. Cotto maintains that the trial court impermissibly applied the excited utterance exception
to admit the statements that Tina and Tiffany made to the police. The
excited utterance exception to the hearsay rule allows a trial court to admit
certain out-of-court statements relating to a startling event or condition made while the
declarant was under the stress of excitement caused by the event or condition
and without opportunity to deliberate or fabricate.
N.J.R.E. 803(c)(2). In
State v. Branch,
__
N.J. __ (2004), also decided today, the Court expressed concerns regarding the
expansion of the rule and case law that has paid only nominal attention
to the opportunity to deliberate or fabricate element. In this case, because the
sisters had an opportunity to deliberate or fabricate, their statements to police should
not have been admitted at trial. Although it was error to permit the
police officers to testify concerning the sisters statements, Cotto suffered no significant harm
from that testimony. Here, unlike in
Branch, the identification testimony was considerably more
substantial because one of the victims personally knew Cotto from a previous romantic
relationship. In addition, Cotto had the opportunity to cross-examine the sisters when they
testified. The admission of the testimony was harmless error. (pp. 10-16)
3. Cotto contends that the trial court violated his Sixth Amendment rights when
it precluded his proffer of third-party guilt. Cotto asserted on the day of
trial that while he was in police custody, he received information from a
fellow inmate, a blood relative of Terry Morgan and Tina and Tiffany Mutcherson.
That information allegedly implicated Terry Morgan and another individual in the robbery. The
inmate refused to testify at trial. The trial court denied Cottos proffer of
third-party guilt because it was speculative and based on hearsay. The proffered evidence
does not support even the mere conjecture of third-party guilt. In addition, Cotto
failed to notify the State that he planned to cast blame on a
specific third-party in advance to allow the State to investigate the claim. (pp.
16-20)
4. Finally, Cotto argues that the trial court violated his right of confrontation
when it allowed Tina to testify about statements that Pete Thomas, her boyfriend,
made to police on the night of the robbery. Those statements related Thomass
observations of Cotto at the Citizens Club wearing the clothing described by Tina.
Defense counsel initially objected to the testimony, but then agreed that the State
could ask Tina why she and the police went to the Citizens Club.
In the overall context of the trial, the Court cannot conclude that the
questions were clearly capable of producing an unjust result. The prosecutor also recounted
that testimony during summation. Any prejudice suffered by Cotto did not have the
capacity to deny him a fair trial. (pp. 20-25)
The judgment of the Appellate Division is
AFFIRMED.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ALBIN, WALLACE and RIVERA-SOTO join in
JUSTICE ZAZZALIs opinion.
SUPREME COURT OF NEW JERSEY
A-
56 September Term 2003
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
NATHAN COTTO,
Defendant-Appellant.
Argued September 27, 2004 Decided February 1, 2005
On certification to the Superior Court, Appellate Division.
Alan I. Smith, Designated Counsel, argued the cause for appellant (Yvonne Smith Segars,
Public Defender, attorney).
Elizabeth M. Devine, Deputy Attorney General, argued the cause for respondent (Peter C.
Harvey, Attorney General of New Jersey, attorney).
JUSTICE ZAZZALI delivered the opinion of the Court.
A jury convicted defendant of robbery, burglary, terroristic threats, and other charges after
he and an accomplice burglarized his ex-girlfriends apartment while she, her pregnant sister,
and her young niece and nephew were present.
In this appeal, defendant claims, as reversible error, that the trial court incorrectly
instructed the jury on the States burden on the issue of identification; that
the trial court improperly admitted certain statements as excited utterances; that the trial
court erred when it precluded defendants proffered evidence of third-party guilt; and that
the trial court improperly allowed testimony, and the prosecutors use of that testimony
in summation, regarding certain out-of-court statements made by a non-testifying witness.
For the reasons discussed more fully below, we do not find reversible error
in the trial court proceedings.
I.
On a February evening in 2000, Tina Mutcherson was staying at the apartment
of her boyfriend in Vineland, New Jersey. At approximately 11:30 p.m., she saw
a man trying to get into a neighboring apartment through a bedroom window.
Tinas sister, Tiffany Mutcherson, lived in that apartment and was babysitting Tinas two
children at the time. When Tina went next door to warn her sister
of the intruder, another man standing in the hallway struck Tina in the
back of the head with a gun. That man, later identified as defendant,
was wearing blue jeans and a black ski mask. After he pushed Tina
into Tiffanys apartment, the first man, wearing a black ski mask and gray
sweatpants, followed Tina and defendant through the door. That assailant also brandished a
handgun. When Tinas daughter, Shanequa, began to cry, the two men directed Tiffany,
Tina, and Shanequa into Tiffanys bedroom where Tinas son, Allen, was sleeping. The
man wearing gray sweatpants threatened to kill Allen after he began crying.
Once in the bedroom, the two men asked the sisters, Wheres the money
at? When Tiffany replied that she did not have any money, the assailant
wearing gray sweatpants punched her. Defendant removed Tinas jewelry, took a couple of
dollars from Shanequa, and pocketed forty-two dollars sitting on Tiffanys bureau. Defendant then
led Tiffany, Shanequa, and Allen into the living room and ordered them to
sit down.
When the robber wearing blue jeans returned to the bedroom, the mask had
moved, and Tiffany saw his eyes and nose. Based on that observation and
the sound of his voice, Tiffany recognized the robber as defendant, her ex-boyfriend.
Tiffany had dated defendant for two to three months during the preceding summer.
Tiffany testified that, from time to time, he had stayed at her apartment
for more than one night while they maintained a dating relationship. Defendant also
asked Tiffany, Wheres the can at, wheres the tin can at?, in an
apparent reference to a tin can in which Tiffany stored her waitress tips
when she worked at a casino. Tiffany did not confront defendant because she
feared that he would harm her if he knew that she recognized him.
The men refused to leave until they got something. Defendant found Tiffanys pocketbook
and a picture of Tiffany with her new boyfriend. Defendant showed the other
man the picture and commented, Look at this sh**. The other assailant kicked
Tiffany, who was pregnant, in the stomach. Tina begged him to stop and
told him that Tiffany was pregnant. He responded by holding a gun to
Tinas eye and asking, Do it look like I give a f**k?
When the two men decided to leave, they wanted to take Allen with
them. In this exchange, defendant referred to Allen by his first name, leading
Tina to believe that the robber was familiar with her and her sister.
Tiffany insisted that the assailants take her with them instead. They agreed and,
after Tiffany put on shoes and a coat, the three left the apartment.
Tiffany walked with the robbers for about one-half a mile before they released
her. They threatened to kill her unless she walked back slowly and did
not call the police.
Meanwhile, Tinas children locked themselves in her boyfriends apartment. Tina called her boyfriend
from his grandmothers apartment to tell him that she had been robbed. When
Tiffany returned, she told Tina that the man wearing the blue jeans was
defendant. Tiffany then called the police and a friend. Tinas boyfriend, Pete Thomas,
arrived with Tiffanys and Tinas cousin, Terry Morgan. Tiffany told Thomas and Morgan
that defendant and another man had robbed them. Thomas and Morgan left the
scene to look for defendant at a nearby bar, the Citizens Club.
Shortly thereafter, Officer Angel Minguela and Sergeant Harry Swain responded to the crime
scene, arriving approximately fifteen to twenty minutes after the robbery ended. They reviewed
the crime scene, and described Tiffanys apartment as ransacked. Minguela interviewed Tina, whom
he described as a nervous [w]reck. Swain spoke with Tiffany, who appeared very
upset and was shaking uncontrollably. At that time, Tiffany told Swain that one
of the robbers was defendant.
Thomas, Tinas boyfriend, returned to the scene and spoke to the police. Based
on that conversation, the police and Tina then went to the Citizens Club,
approximately one-and-a-half miles from the crime scene, to look for defendant. The Club,
however, had closed by the time they arrived. The police took the sisters
to the police station where they gave statements. In her statement, given approximately
forty-five minutes after the robbery, Tiffany again named defendant as one of the
robbers.
Defendant was tried and convicted on two counts of first-degree robbery (
N.J.S.A. 2C:15-1a(1)),
three counts of second-degree possession of a weapon for an unlawful purpose (
N.J.S.A.
2C:39-4a), three counts of fourth-degree aggravated assault with a firearm (
N.J.S.A. 2C:12-1b(4)), one
count of third-degree unlawful possession of a weapon (
N.J.S.A. 2C:39-5b), one count of
second-degree burglary (
N.J.S.A. 2C:18-2), and three counts of third-degree terroristic threats (
N.J.S.A. 2C:12-3a).
The trial court sentenced defendant as a persistent offender. On the first robbery
count, defendant received a fifty-year extended term, subject to a NERA parole disqualifier
of forty-two and a half years. The sentences on the other convictions were
either merged or made to run concurrently with that extended term.
The Appellate Division affirmed defendants conviction in an unpublished opinion. The panel remanded
for re-sentencing, however, ordering the trial court to compute the NERA disqualifier based
not on the extended term, but on defendants twenty-year base term for the
supporting first-degree robbery conviction. The trial court re-sentenced defendant accordingly.
We granted defendants petition for certification,
State v. Cotto,
179 N.J. 309 (2004),
on four issues: the failure to give an identification instruction, the admission of
excited utterances, the preclusion of evidence of third-party guilt, and the admission of
out-of-court statements. We now address each of those issues.
II.
A.
Although he did not object to the jury charge at trial, defendant argues
that the trial court erred in not specifically instructing the jury on the
issue of identification.
When identification is a key issue, the trial court must instruct the jury
on identification, even if a defendant does not make that request.
State v.
Green,
86 N.J. 281, 291 (1981);
State v. Davis,
363 N.J. Super. 556,
561 (App. Div. 2003). Identification becomes a key issue when [i]t [is] the
major . . . thrust of the defense,
Green,
supra, 86
N.J. at
291, particularly in cases where the State relies on a single victim-eyewitness,
see
State v. Frey,
194 N.J. Super. 326, 329 (App. Div. 1984) (The absence
of any eyewitness other than the victim and defendants denial of guilt, made
it essential for the court to instruct the jury on identification.).
Failure to issue the instruction may constitute plain error.
Green,
supra, 86
N.J.
at 289. The determination of plain error depends on the strength and quality
of the States corroborative evidence rather than on whether defendants misidentification argument is
convincing.
Davis,
supra, 363
N.J. Super. at 561. Thus, the Appellate Division in
Davis,
supra, held that the State may sometimes present such overwhelming corroborative evidence
that the failure to give an identification instruction does not constitute error, but
such cases are the exception.
Ibid. (Internal citation omitted). Rather, the trial court
is required to issue a specific instruction even when defendants misidentification argument is
thin.
Ibid.
B.
In this case, because defendant focused on undermining the credibility of the States
witnesses with prior inconsistent statements and offered an alibi defense, identification was a
key issue.
See Green,
supra, 86
N.J. at 291;
Frey,
supra, 194
N.J.
Super. at 329.
However, despite the trial courts failure to provide a detailed identification instruction, the
trial court did specifically explain to the jury that the State bears the
burden of proving beyond a reasonable doubt each and every element of the
offense, including that of the defendants presence at the scene of the crime
and his participation in the crime. Unlike the trial court in
Davis,
supra,
here, the trial court instructed the jury on the States burden of proving
beyond a reasonable doubt that defendant was the individual that committed the crime.
The instruction in this matter is substantially the same as the model instruction
that the Appellate Division, in
Davis,
supra, would have required to uphold the
conviction in a case of a weak misidentification argument. The
Davis instruction stated,
in pertinent part: You must determine . . . not only whether the
State has proved each and every element of the offense charged beyond a
reasonable doubt, but also whether the State has proved beyond a reasonable doubt
that this defendant is the person who committed it.
Davis,
supra, 363
N.J.
Super. at 562 (quoting Model Jury Charge (Criminal), Identification (1999)). The instruction given
in this case, in
Davis, and in the model charge all emphasize the
same common denominator: the State bears the burden of proving beyond a reasonable
doubt that the defendant is the wrongdoer. Although the court here did not
use the word identification in charging the jury, and could have given a
more detailed instruction, it nonetheless clearly explained the States burden to the jury.
Therefore, we hold that the trial court did not commit error, much less
plain error, when it instructed the jury on identification.
Finally, the strength and quality of the States corroborative evidence rendered harmless any
deficiency in the instruction and precludes a finding of plain error.
See R.
2:10-2. Tina testified that defendant called her son Allen by name, and that
defendant referred to a tip can that was known only to defendant and
one other person. Tiffany recognized defendant based on a partial view of his
face and the sound of his voice. Tiffanys ability to identify defendant stems
from their previous romantic relationship which, we may assume, would enable her to
recognize defendant. In sum, because the State introduced significant corroborating evidence, a detailed
identification instruction was unnecessary.
III.
A.
Defendant maintains that the trial court impermissibly applied the excited utterance exception to
admit the statements that Tina and Tiffany made to the police at the
police station and at the apartment.
The excited utterance exception to the hearsay rule allows a trial court to
admit certain out-of-court statements relating to a startling event or condition made while
the declarant was under the stress of excitement caused by the event or
condition and without opportunity to deliberate or fabricate.
N.J.R.E. 803(c)(2). Such statements are
admissible under the rationale that excitement suspends the declarants powers of reflection and
fabrication, consequently minimizing the possibility that the utterance will be influenced by self
interest and therefore rendered unreliable.
State v. Long,
173 N.J. 138, 158 (2002)
(quoting 2
McCormick on Evidence § 272, at 204-05 (5th ed. 1999)). We explained
in
Cestero v. Ferrara,
57 N.J. 497, 504 (1971), that a statement constitutes
an excited utterance when the circumstances reasonably warrant the inference that the statement
was made as an uncontrolled response to the shock of the event before
reasoned reflection could have stimulated a self-serving response.
Consistent with the rationale for the excited utterance exception, in
Long,
supra, we
further explained that when deciding whether there was an opportunity to fabricate or
deliberate, a court should consider the element of time, the circumstances of the
incident, the mental and physical condition of the declarant, and the nature of
the utterance. 173
N.J. at 159 (internal quotation marks and citation omitted). Although
each of these factors is important, [t]he crucial element is the presence of
a continuing state of excitement that contraindicates fabrication and provides trustworthiness.
State v.
Lyle,
73 N.J. 403, 413 (1977). Thus, in this fact-sensitive analysis, a court
must determine whether the facts and circumstances reasonably warrant the inference that declarant
was still under the stress of excitement caused by the event.
State v.
Baluch,
341 N.J. Super. 141, 182 (App. Div. 2001).
In
State v. Branch, ___
N.J. ___ (2005), also decided today, the Court
sets forth a comprehensive historical analysis of the excited utterance rule. In doing
so, we express concerns regarding both the interpretative expansion of the rule,
id.
at ___, and case law that has paid only nominal attention to the
opportunity to deliberate or fabricate element of
N.J.R.E. 803(c)(2),
id. at ___.
B.
In this case, because the sisters had an opportunity to deliberate or fabricate
when they spoke to the police at the station and at the apartment,
we find that they were not in a continuing state of excitement under
N.J.R.E. 803(c)(2). Our conclusion does not suggest that the sisters did deliberate or
fabricate, but only that they had the opportunity to do so.
The Statements at the Police Station
We first consider the factors described in
Long,
supra. The sisters gave their
formal statements at the station approximately thirty to forty-five minutes after the robbery.
That time lapse served as a cooling-off period during which the sisters achieved
some physical and emotional distance from the robbery as they accompanied the police
to the Citizens Club and then to the station. The delay undermined the
trustworthiness inherent in an admissible excited utterance.
Additionally, neither sister suffered any serious injury that impaired her ability to think
clearly or to reflect on the robbery as she gave her statement to
the police at the station. The nature of the sisters statements also suggests
that the trial court erred in admitting the statements. Although a response to
a question may constitute an excited utterance, here, the sisters would have had
an opportunity to calm themselves and provide thoughtful answers to the questions the
police posed during the formal interview at the station. Thus, this matter is
unlike the situations in which we have recognized that a victims spontaneous reaction
guarantees trustworthiness.
See, e.g.,
State v. Simmons,
52 N.J. 538 (1968) (construing hearsay
exception broadly and admitting as excited utterance victims spontaneous response when presented with
her attacker).
In light of those factual circumstances we cannot conclude that Tiffanys and Tinas
statements to the police at the station were of the type contemplated by
N.J.R.E. 803(c)(2). Admitting those statements was inconsistent with the rationale of the excited
utterance exception, i.e., that excitement suspends the declarants powers of reflection and fabrication.
Long,
supra, 173
N.J. at 158 (internal quotation marks omitted). Therefore, we conclude
that the trial court erred in admitting them.
The Statements at the Apartment
The circumstances at Tiffanys apartment, where the sisters made their initial statements to
the police, present a closer question. The sisters first reported the robbery when
Tiffany returned to the apartment after being forced to walk for several blocks
with the assailants. Approximately five minutes after the sisters reported the robbery and
fifteen to twenty minutes after the assailants left the apartment, Officer Minguela arrived
on the scene and interviewed Tina and Tiffany. The sisters briefly recounted what
had happened during the robbery, and Tiffany named defendant as one of the
robbers.
Because the sisters had an opportunity to deliberate, their statements to police at
the apartment should not have been admitted at trial. During the time it
took her to walk back to the apartment, Tiffany had, at least, several
minutes to reflect on the robbery and who could have committed it. However,
as we recognize in
Branch,
supra, today, the time lapse is not the
most important consideration.
Branch,
supra, at ___. Rather, the nature of the statement,
including the nature of the utterance, determines its admissibility.
Long,
supra, 173
N.J.
at 159 (citation omitted). Here, the sisters statements in response to police questioning
constituted narrative[s] of a past occurrence and not statements exclamatory, and coincident with
the happening of the robbery.
Blackman v. W. Jersey & Seashore R.R. Co.,
68 N.J.L. 1, 2 (Sup. Ct. 1902). We have traditionally held that such
statements are not sufficiently spontaneous to assure reliability, and we so hold today.
For those reasons, we conclude that the trial court also erred in admitting
those statements.
Harmless Error
Although it was error to admit the testimony of the police officers concerning
the statements made at the police station and the apartment, defendant suffered no
significant harm from that testimony. It only echoed the earlier identification testimony and
did not introduce new information to the jury that the jury would have
been unable to consider otherwise. The sisters previously had identified defendant in court.
Here, unlike in
Branch,
supra, the identification testimony of the victim-witnesses was considerably
more substantial because one of the women personally knew defendant from a previous
romantic relationship. Additionally, defendant called Tinas son by name and referred to Tiffanys
secret hiding place for her money.
Importantly, unlike the defendant in
Branch,
supra, this defendant had the opportunity to
cross-examine the sisters when they testified. In fact, defense counsel attempted to undermine
their credibility with a thorough cross-examination, thereby reducing the danger inherent in out-of-court
statements. Although the decision to call or not to call an available out-of-court
declarant is not dispositive of the excited utterance issue, it does factor into
the analysis.
See Branch,
supra, at ___. In this case, that consideration indicates
that the admission was not clearly capable of producing an unjust result.
R.
2:10-2.
Finally, although defendant complains that the police testimony made the sisters identifications appear
more certain than they actually were, that contention is without merit. Had the
trial court barred the hearsay statements, the police still could have testified to
the degree of certainty with which the sisters identified defendant without repeating the
out-of-court statements. For those reasons, we hold that the trial court committed harmless
error.
IV.
A.
Defendant contends that the trial court violated his Sixth Amendment rights when it
precluded his proffer of third-party guilt.
On the morning of the first day of trial, defense counsel asserted that,
while defendant was in police custody, defendant received information from a fellow inmate,
Ralph Morgan, a blood relative of Terry Morgan and Tina and Tiffany Mutcherson.
That information allegedly implicated Terry Morgan and an individual called Corrupt in the
robbery. According to defendant, Ralph Morgan alleged that Terry Morgan and Corrupt had
planned to rob Tiffanys boyfriends apartment, not Tiffanys apartment. Nonetheless, after Tiffany was
robbed, Ralph Morgan assumed that Terry had carried out the robbery [Terry] had
told him about. Ralph Morgan repeated that information to defendants investigator, but refused
to testify at trial or to verify the information. The trial court denied
defendants proffer of third-party guilt because the defense position . . . [was]
so speculative and . . . full of conjecture and hearsay . .
. [that] the prejudicial value . . . outweigh[ed] the probative value.
Courts must provide criminal defendants with a meaningful opportunity to present a complete
defense.
State v. Garron,
177 N.J. 147, 168 (2003) (quoting
Crane v. Kentucky,
476 U.S. 683, 690,
106 S. Ct. 2142, 2146,
90 L. Ed.2d 636, 645 (1986)),
cert. denied, ___
U.S. ___,
124 S. Ct. 1169,
157 L. Ed.2d 1204 (2004). We have held that, by implication, a complete
defense includes a criminal defendants right to introduce evidence of third-party guilt if
the proof offered has a rational tendency to engender a reasonable doubt with
respect to an essential feature of the States case.
State v. Fortin, (
Fortin
II),
178 N.J. 540, 591 (2004);
see also State v. Sturdivant,
31 N.J. 165, 179 (1959),
cert. denied,
362 U.S. 956,
80 S. Ct. 873, 4
L. Ed. 2d 873 (1960);
State v. Koedatich,
112 N.J. 225, 301-02 (1988)
(noting continued viability of
Sturdivant standard). That standard does not require a defendant
to provide evidence that substantially proves the guilt of another, but to provide
evidence that creates the possibility of reasonable doubt.
Fortin II,
supra, 178
N.J.
at 591;
State v. Fulston,
325 N.J. Super. 184, 191 (App. Div. 1999)
(citing
Koedatich,
supra, 112
N.J. at 299),
certif. denied,
163 N.J. 387 (2000).
However, a defendant cannot simply seek to introduce evidence of some hostile event
and leave its connection with the case to mere conjecture.
Sturdivant,
supra, 31
N.J. at 179. Rather, a defendants proofs must be capable of demonstrating some
link between the third-party and the victim or the crime.
Koedatich,
supra, 112
N.J. at 301;
see also Sturdivant,
supra, 31
N.J. at 179.
The determination of whether the proffered evidence in any given case meets the
Sturdivant standard requires a fact-sensitive inquiry.
Koedatich,
supra, 112
N.J. at 300. For
this reason, trial courts retain broad discretion to admit or preclude evidence of
third-party guilt.
Fortin II,
supra, 178
N.J. at 591;
Koedatich,
supra, 112
N.J.
at 300. We will reverse only if the defendant can establish an abuse
of that discretion.
Fortin II,
supra, 178
N.J. at 591.
B.
Defendant has failed to establish that the trial court erred when it precluded
the proffered evidence of third-party guilt. Although Ralph Morgan implicated the sisters cousin,
Terry Morgan, in the robbery, the record in this appeal does not support
even the mere conjecture of Terry Morgans guilt.
See e.g.,
Sturdivant,
supra, 31
N.J. at 179;
Bull,
supra, 268
N.J. Super. at 512. For example, the
actual robbery was inconsistent with the alleged plan because Ralph Morgan stated that
Terry Morgan planned to rob the apartment of Tiffanys boyfriend, not Tiffany. Moreover,
defendants own alibi witness undermined Ralph Morgans theory when she testified that she
saw Pete Thomas and Terry Morgan run out of the Citizens Club to
assist Tina after learning that she had been robbed. Finally, Tiffany positively identified
defendant, her former boyfriend, as one of the robbers. She did not identify
her cousin, Terry. Because the proffered evidence does not demonstrate a reasonable doubt
as to the identity of the robbers, defendant cannot convincingly link Terry Morgan
to the crime, nor can he satisfy the
Sturdivant standard.
Even if defendant had satisfied the
Sturdivant standard, the trial court could have
precluded the proffered evidence on two alternative grounds. First, when a criminal defendant
seeks to cast blame on a specific third-party, he or she must notify
the State in order to allow the State an opportunity to properly investigate
the claim.
Loftin I,
supra, 146
N.J. at 345-46. This defendant did not
notify the State of Ralph Morgans statement until the morning of trial. Although
defendant argues that he did not receive the information until the last minute,
the fact remains that the State did not have a meaningful opportunity to
investigate or to interview the informant. Second, to be admissible, evidence of third-party
guilt must satisfy the standards of the
New Jersey Rules of Evidence,
Fortin
II,
supra, 178
N.J. at 591, because compl[iance] with established rules of procedure
and evidence . . . assure[s] both fairness and reliability in the ascertainment
of guilt or innocence.
Chambers v. Mississippi,
410 U.S. 284, 302,
93 S.
Ct. 1038, 1049,
35 L. Ed.2d 297, 313 (1973). Here, as the
trial court observed, the proffered evidence consisted entirely of inadmissible hearsay and could
not have been presented at trial in any case.
V.
A.
Finally, defendant argues that the trial court violated his Sixth Amendment right to
confront and cross-examine witnesses when it allowed Tina to testify about statements that
Pete Thomas, her boyfriend, made to police on the night of the robbery.
Defendant also objects to the prosecutors use of those statements in summation.
During trial, the State questioned Tina about the night of the robbery. Tina
confirmed that based on information received from Thomas, the police went to the
Citizens Club to look for defendant. On cross-examination, defense counsel questioned Tina further
about the course of events on the evening of the robbery and the
extent of the police investigation. In reply, Tina stated, somewhat ambiguously: Thats when
Pete came back in the cab and from what the description I gave
he saw at the club so me and him and the officers went
down to the club. Tinas statement implies that Thomas gave a description of
defendant that caused the police to go to the Citizens Club.
Due to the confusion that the defense question engendered, the State attempted to
ask Tina on redirect examination why she and the police went to the
Citizens Club. After defendant objected, the trial court stated at sidebar that defense
counsel had opened the door to that line of questioning. Defense counsel then
agreed with the court that the State could ask the question why did
you go to the Citizens Club. Consistent with that agreement, counsel did not
object on hearsay grounds when the State suggested and Tina confirmed, in a
series of leading questions and answers, that Thomas told the police that defendant
was at the Citizens Club, wearing clothes that matched Tinas description of defendant.
However, defense counsel did object to their leading nature. To assist our analysis,
we set forth the colloquy:
Q. So is the reason why you went to the Citizens Club with
the police because when Pete came there originally you told Pete what the
defendants were wearing?
A. Right.
Q. And then after Pete came back from the Citizens Club he had
a conversation with you and the police?
A. Right.
Q. And as a result of that conversation --
[DEFENSE COUNSEL.] Judge, Im going to object to the leading questions at this
point.
[PROSECUTOR.] Well, Im summarizing to get to -
[THE COURT.] Im going to allow it. Go ahead. Shes going to get
to a question.
[PROSECUTOR.] As a result of this conversation with Pete and the police did
Pete tell you that the man that you said wearing that clothing was
-
A. Nate Cotto.
Q. -- what Cotto was wearing down at the Citizens Club?
A. Yes.
Furthermore, during summation, the prosecutor recounted how Tiffany identified defendant repeatedly on the
night of the robbery. The prosecutor also stated: Pete came back and said,
Cotto was wearing those clothes down there. Nathan Cotto has on what [Tiffany]
just described, and hes down at the Citizens Club now.
B.
Hearsay is an out-of-court statement that is offered for the truth of the
matter asserted therein.
N.J.R.E. 801(c). If an officer-witness testifies as to what some
other person told [the witness] concerning a crime by the accused[,] the testimony
violates the hearsay rule and the confrontation clause.
State v. Bankston,
63 N.J. 263, 268-69 (1973) (citations omitted). However, we will disregard [a]ny error or omission
[by the trial court] . . . unless it is of such a
nature as to have been clearly capable of producing an unjust result.
R.
2:10-2.
Because the prosecutor did not need to include the details of Pete Thomass
statement to establish why the police went to the Citizens Club, the introduction
of the details regarding Thomass description of defendant bolstered the identification testimony, rather
than clarified why the group went to the Citizens Club. The questions posed
by the prosecutor on redirect examination were objectionable because they constituted hearsay. When
defense counsel objected, the trial court should have sustained his objection. The description
of the matching clothes inappropriately linked the description of the robber to defendant.
Although the prosecutor should not have been allowed to ask those questions based
on out-of-court statements, in the overall context of the trial, we cannot conclude
that those brief questions were clearly capable of producing an unjust result.
See
R. 2:10-2. Because the State presented strong identification evidence to support its contention
that defendant had committed the robbery, we do not believe that the jury
reached a result that it would not have arrived at in the absence
of the disputed testimony. In any event, it was defendant who originally introduced
the suggestive testimony when, on cross-examination of Tina, he elicited testimony from her
that the description I gave to Thomas caused the police to go to
the Citizens Club. Again, at sidebar, defense counsel specifically agreed that the prosecutor
could ask the question why did you go to the Citizens Club. Only
when the prosecutor used questions eliciting hearsay that included the clothing description did
defense counsel object on redirect examination. Although there is no need for us
to determine why counsel made that concession, we note that defendant asserted that
he was at the Citizens Club before the robbery occurred. Thus, the defense
strategy may well have been that the States redirect examination indicating that defendant
was at the club would reinforce his alibi that he was there during
the robbery. In any event, for all of the above reasons, we conclude
that the error was harmless.
See footnote 1
Finally, although the prosecutors statements in her summation regarding Thomass observations of defendant
at the Citizens Club may have bolstered the States case against defendant, we
apply the plain error standard because the defendant did not object. We hold
that the use of that testimony during summation does not constitute plain error.
Specifically, counsel agreed that the State could ask Tina why she and the
police went to the Citizens Club. Any prejudice defendant suffered did not have
the capacity to deny defendant a fair trial, and we therefore affirm the
conviction.
See State v. Swint,
328 N.J. Super. 236, 261 (App. Div. 2000)
([P]rosecutorial misconduct is only grounds for reversal of a conviction if it was
so egregious that it deprived defendant of a fair trial. (citing
State v.
Feaster,
156 N.J. 1, 59 (1998))).
VI.
For the reasons discussed above, we affirm the judgment of the Appellate Division
and uphold defendants conviction.
CHIEF JUSTICE PORITZ and JUSTICES LONG, LaVECCHIA, ALBIN, WALLACE, and RIVERA-SOTO join in
JUSTICE ZAZZALIs opinion.
SUPREME COURT OF NEW JERSEY
NO. A-56 SEPTEMBER TERM 2003
ON CERTIFICATION TO Appellate Division, Superior Court
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
NATHAN COTTO,
Defendant-Appellant.
DECIDED February 1, 2005
Chief Justice Poritz PRESIDING
OPINION BY Justice Zazzali
CONCURRING/DISSENTING OPINIONS BY
DISSENTING OPINION BY
CHECKLIST
AFFIRM
CHIEF JUSTICE PORITZ
X
JUSTICE LONG
X
JUSTICE LaVECCHIA
X
JUSTICE ZAZZALI
X
JUSTICE ALBIN
X
JUSTICE WALLACE
X
JUSTICE RIVERA-SOTO
X
TOTALS
7
Footnote: 1
We also note that after the oral argument in this matter, defendant
filed a pro se brief, alleging that Crawford v. Washington,
541 U.S. 36,
124 S. Ct. 1354,
158 L. Ed.2d 177 (2004), bars the statements
attributed to Peter Thomas. Defendant filed his late brief without permission of this
Court. Moreover, although Crawford, supra, was decided on March 8, 2004, defendants original
brief to this Court, filed on April 21, 2004, does not discuss or
even cite Crawford, supra. In any event, we deem defendants Crawford claim to
be without merit.