(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that,
in the interests of brevity, portions of any opinion may not have been summarized).
Argued February 27, 1996 -- Decided June 28, 1996
GARIBALDI, J., writing for the Court.
At issue in this appeal is whether the New Jersey victim impact statute, N.J.S.A. 2C:11-3c(6), is
constitutional. The statute permits the State to present evidence of a murder victim's character and background
at the penalty phase of a capital case when the defendant presents evidence of his character or record pursuant
to the catch-all mitigating factor.
Defendant is charged with the kidnapping, rape, and murder of an eight-year-old child, Jakiyah McClain.
Jakiyah's body was found in the closet of an apartment occupied by defendant the day after Jakiyah was reported
missing. Defendant was identified by one of Jakiyah's friends as the last person to be seen with her.
Defendant brought a pre-trial motion challenging the constitutionality of the victim impact statute under
both the New Jersey and United States Constitutions. The trial court granted defendant's motion and declared
the statute unconstitutional under both Constitutions. The trial court found the statute to be inconsistent with
existing rules of evidence and procedure and the guarantees of due process, but declined to reach the broader
question of whether the New Jersey Constitution prohibits the use of victim impact evidence. The trial court
rejected defendant's argument that the application of the victim impact statute here would violate the Ex Post
Facto Clauses of the State and Federal Constitutions.
The Supreme Court granted the State's motion for direct certification and also granted defendant's
motion for leave to cross-appeal the trial court's ex post facto ruling.
HELD: The victim impact statute is constitutional under the Federal and State Constitutions.
1. The victim impact statute does not violate the United States Constitution. The United States Supreme Court
held in 1991 that the Eighth Amendment of the Federal Constitution, which prohibits the imposition of cruel
and unusual punishment, does not bar the admission of victim impact evidence during the penalty phase of a
capital trial. Nor does the victim impact statute violate the Federal Constitution by burdening a defendant's right
to introduce catch-all mitigating evidence. (pp. 9-16).
2. The State Constitution does not afford capital defendants broader protection in respect of victim impact
evidence than the Federal Constitution. The Victim's Rights Amendment of the New Jersey Constitution
specifically recognizes the rights of victims. A similar clause does not exist in the United States Constitution.
The electorate, by passing the Victim's Rights Amendment, and the Legislature, by enacting the victim impact
statute, have mandated that victim impact evidence be admitted. (pp. 16-22).
3. The jury is not likely to become overwhelmed or confused by victim impact evidence, given the substantial
limitations on the admission of such evidence. A victim impact statement is not impermissible on the ground
that it presents evidence of conditions about which the defendant was unaware. Those who intentionally choose
to kill know that their actions will destroy a unique individual and a web of familial relationships. Such
consequences are obviously foreseeable. (pp. 22-26).
4. The probative value of the proffered victim impact evidence must be balanced against the risk that its admission may create undue prejudice or confusion. Whether the evidence is too prejudicial is a factor to be
evaluated in each case by the trial court. Certain statements are clearly impermissible, such as testimony by a
victim's family members characterizing and expressing opinions about the defendant, the crime, or the
appropriate sentence. Similarly, statements that are grossly inflammatory, unduly prejudicial, or extremely likely
to divert the jury from its focus on the aggravating and mitigating factors should be excluded. (pp. 26-30).
5. The trial court held that the statute is invalid because victim impact evidence would be presented to all jurors,
even those for whom such evidence is irrelevant (jurors who did not find the existence of the catch-all mitigating
factor). This situation is not unusual in capital cases. Whenever a defendant presents mitigation evidence that
the State is allowed to rebut using otherwise inadmissible evidence, there is the possibility that jurors who did
not find the existence of that mitigating factor nevertheless will be exposed to the rebuttal evidence. Further,
the fact that jury instructions regarding the victim impact statute will be complex does not mean that jurors will
be unable to follow those instructions. (pp. 30-34).
6. The victim impact statute includes safeguards to ensure that the victim impact evidence will not be admitted
in a manner that would allow the arbitrary and unconstitutional imposition of the death penalty. As a matter
of fairness, certain additional procedures must be followed before victim impact statements can be entered into
evidence, including: notice by the State of its intent to use such evidence and its proposed witnesses; limitations
on the number of witnesses permitted to testify; a Rule 104 (formerly Rule 8) hearing to determine admissibility;
reduction of the witness's testimony to writing; and instructions to proposed witnesses and prosecutors in respect
of the testimony that is permissible. (pp. 34-39).
7. Applying the victim impact statute to defendant does not violate the State and federal constitutional
prohibitions on ex post facto laws because the statute simply modified the scope of evidence that may be
admitted and did not alter any substantive rights of defendant. (pp. 39-41).
Judgment of the trial court is REVERSED.
CHIEF JUSTICE WILENTZ, concurring, agrees that this result is required under the 1991 holding of
the United States Supreme Court and the recent amendment to the New Jersey Constitution, but writes
separately to express misgivings about the determination to admit victim impact evidence in capital trials.
JUSTICE O'HERN, concurring and dissenting, agrees that it is not unconstitutional to present victim
impact evidence in the penalty phase of a capital case, but would hold that the victim impact statute
unconstitutionally encumbers the right of a capital defendant to present mitigating evidence to a jury.
JUSTICE HANDLER, dissenting, is of the view that the introduction of victim impact evidence is
unconstitutional because: it will prevent a jury from rendering a death penalty verdict based on the defendant's
character and the circumstances of the crime; the victim impact statute creates a procedural scheme for the
admission and consideration of this evidence that is illogical and confusing; such evidence will render
proportionality review unmanageable and incomprehensible; and it creates an unacceptable risk that the death
penalty will be imposed in an invidious and discriminatory manner.
JUSTICE STEIN, dissenting, would require a jury considering victim impact evidence to be instructed
that it is not to attempt any comparison between the value of the victim's life and the defendant's life and that
its verdict cannot be predicated on the relative worth of the victim.
CHIEF JUSTICE WILENTZ and JUSTICES POLLOCK and COLEMAN join in JUSTICE
GARIBALDI'S opinion. CHIEF JUSTICE WILENTZ filed a concurring opinion. JUSTICE O'HERN filed a
separate opinion concurring in part and dissenting in part. JUSTICES HANDLER and STEIN filed separate
dissenting opinions.
SUPREME COURT OF NEW JERSEY
A-138/
139 September Term 1995
STATE OF NEW JERSEY,
Plaintiff-Appellant
and Cross-Respondent,
v.
RASHEED MUHAMMAD,
Defendant-Respondent
and Cross-Appellant.
Argued February 27, l996 -- Decided June 28, 1996
On certification to the Superior Court, Law
Division, Essex County.
John S. Redden, Deputy First Assistant
Prosecutor, argued the cause for appellant
and cross-respondent (Clifford J. Minor,
Essex County Prosecutor, attorney; Mr. Redden
and Hilary Brunell, Assistant Prosecutor, of
counsel and on the briefs).
Stephen W. Kirsch, Assistant Deputy Public
Defender, argued the cause for respondent and
cross-appellant (Susan L. Reisner, Public
Defender, attorney).
Catherine A. Foddai, Deputy Attorney General,
argued the cause for amicus curiae Attorney
General of New Jersey (Deborah T. Poritz,
Attorney General, attorney).
Marianne Espinosa Murphy, argued the cause
for amicus curiae New Jersey Coalition of
Crime Victims (Tompkins, McGuire &
Wachenfeld, attorneys).
Boris Moczula, First Assistant Passaic County Prosecutor, argued the cause for amicus curiae New Jersey County Prosecutors'
Association (Sharon B. Ransavage, President,
attorney).
Jean D. Barrett argued the cause for amicus
curiae Association of Criminal Defense
Lawyers of New Jersey (Crummy, Del Deo,
Dolan, Griffinger & Vecchione and Ruhnke &
Barrett, attorneys; Ms. Barrett, Lawrence S.
Lustberg, and James E. Ryan, on the brief).
Richard D. Pompello submitted a brief on
behalf of amicus curiae Pamela McClain.
The opinion of the Court was delivered by
GARIBALDI, J.
At issue in this appeal is whether the New Jersey victim
impact statute, N.J.S.A. 2C:11-3c(6), is constitutional under the
Federal and State Constitutions. We hold that the victim impact
statute is constitutional under both Constitutions.
remained on the ground floor. Shortly after, Ah-Tavia heard
kicking, banging, and the sound of Jakiyah's screams.
When Jakiyah failed to return home that evening, her mother
began to search for the child. After she was unable to locate
Jakiyah, the mother at approximately ll:00 p.m. filed a missing
person's report with the Newark Police Department. The next day,
the police went to the apartment building where Jakiyah was last
seen. They were told by the building superintendent that
defendant had been given permission to stay in an abandoned
apartment. When the police knocked on the door of the apartment,
defendant answered and allowed them to enter. The police found
Jakiyah's body, curled in a fetal position with her underpants
around one ankle, under a pile of clothes in the bedroom closet.
Ah-Tavia Maxey identified defendant as the man she saw the day
before with Jakiyah.
Defendant was taken into custody. He gave a statement to
the police in which he admitted to kidnapping, sexually
assaulting, and murdering Jakiyah. An autopsy of the victim
indicated that the cause of death was asphyxiation and that the
victim was sexually assaulted.
On June 27, l995, an Essex County Grand Jury indicted
defendant for the capital murder of Jakiyah McClain, contrary to
N.J.S.A. 2C:ll-3a(l), (2). Defendant was also indicted on
charges of first-degree kidnapping, contrary to N.J.S.A. 2C:l3-lb(l); second-degree burglary, contrary to N.J.S.A. 2C:l8-2;
first-degree aggravated sexual assault of a child, contrary to
N.J.S.A. 2C:l4-2a(l); and felony murder, contrary to N.J.S.A.
2C:ll-3a(3). The State served notice of four aggravating
factors: that the murder involved torture, aggravated assault or
depravity of mind, N.J.S.A. 2C:ll-3c(4)(c); that the murder was
committed to escape detection or apprehension for another offense
committed by defendant, N.J.S.A. 2C:ll-3c(4)(f); that the murder
was committed during the course of another felony, N.J.S.A.
2C:ll-3c(4)(g); and that the victim was less than fourteen years
old, N.J.S.A. 2C:ll-3c(4)(k).
Defendant brought a pretrial motion, challenging the
constitutionality of the victim impact statute under both the New
Jersey and United States Constitutions. The trial court granted
defendant's motion and declared the statute unconstitutional
under both Constitutions. State v. Muhammad, No. 2285-6-95 (Law
Div. Nov. 17, l995). The trial court found the statute to be
"irremediably defective" and held that it was "inconsistent with
existing rules of evidence and procedure and the guarantees of
due process under the [C]onstitutions of this State and of the
United States." Id. slip op. at 1-2. The trial court, however,
declined to reach the broader question of whether the New Jersey
Constitution prohibits the use of victim impact evidence. The
court did, however, reject defendant's argument that the
application of victim impact statute to defendant would violate
the Ex Post Facto Clauses of the State and Federal Constitutions.
Id. slip op. at 16-17.
We granted the State's motion for direct certification
pursuant to Rule 2:l2-2, and also granted defendant's motion for
leave to cross-appeal the trial court's ex post facto ruling.
The victim impact statute is merely one of the latest efforts by the Legislature to increase the participation of crime victims in the criminal justice system. In l97l, the Legislature enacted the Criminal Injuries Compensation Act of l97l, N.J.S.A. 52:4B-l to -33. In 1985, the Legislature enacted the Crime Victim's Bill of Rights, N.J.S.A. 52:4B-34 to -38, which granted
crime victims and witnesses certain rights, including the right
to be treated with dignity, the right to be informed about the
criminal justice process, and the right to be told about
available remedies and social services. The following year, the
Legislature amended N.J.S.A. 2C:44-6 to allow family members of
murder victims to include a written statement in the defendant's
presentence report. In 1991, the Legislature amended the Crime
Victim's Bill of Rights to provide victims with the opportunity
to submit to a representative of the county prosecutor's office a
written statement about the impact of the crime on the family and
to allow victims to make in-person victim impact statements in
non-capital cases directly to the sentencing court. N.J.S.A.
52:4B-36.
Finally, on November 5, 1991, the New Jersey electorate
overwhelmingly approved Article I, paragraph 22 of the New Jersey
Constitution, which is better known as the Victim's Rights
Amendment.
The Victim's Rights Amendment provides:
A victim of a crime shall be treated with
fairness, compassion and respect by the
criminal justice system. A victim of a crime
shall not be denied the right to be present
at public judicial proceedings except when,
prior to completing testimony as a witness,
the victim is properly sequestered in
accordance with law or the Rules Governing
the Courts of the State of New Jersey. A
victim of a crime shall be entitled to those
rights and remedies as may be provided by the
Legislature. For the purposes of this
paragraph, "victim of a crime" means: a) a
person who has suffered physical or
psychological injury or has incurred loss of
or damage to personal or real property as a
result of a crime or an incident involving
another person operating a motor vehicle
while under the influence of drugs or
alcohol, and b) the spouse, parent, legal
guardian, grandparent, child or sibling of
the decedent in the case of a criminal
homicide.
The Victim's Rights Amendment explicitly authorizes the
Legislature to provide victims with "those rights and remedies"
that are deemed appropriate to effectuate the purpose of that
amendment. On the basis of that constitutional authority, and
relying on the United States Supreme Court's elimination of a
federal constitutional bar against the admissibility of victim
impact evidence in Payne v. Tennessee,
501 U.S. 808,
111 S. Ct. 2597,
115 L. Ed.2d 720 (1991), the New Jersey Legislature
enacted the victim impact statute, N.J.S.A. 2C:11-3c(6).
The various victims' statutory rights enacted in this State
are the product of a "victims' rights" movement that has swept
through this nation over the last two decades. Historically,
the legal system did not view crime victims as having any rights.
Andrew J. Karmen, Who's Against Victims' Rights? The Nature of
the Opposition to Pro-Victim Initiatives in Criminal Justice, 8
St. John's J. Legal Comment. l57 (1992). Because criminal
attacks were viewed as attacks and threats on the entire
community, and were prosecuted by the state on behalf of "the
people," the actual victim was treated as merely another piece of
evidence. Ibid. Although victims were expected to cooperate
with authorities and to testify as part of the state's case-in-chief, little attention was paid to the financial, physical, and
emotional needs of victims. David Roland, Progress in the Victim
Reform Movement: No Longer the "Forgotten Victim",
17 Pepp. L.
Rev. 35, 36-38 (1989). Indeed, "[m]any commentators have
observed that crime victims are largely excluded from the
criminal justice system, and that those who are able to
participate suffer a `second victimization' at the hands of the
system." Richard E. Wegryn, New Jersey Constitutional Amendment
for Victims' Rights: Symbolic Victory?,
25 Rutgers L.J. l83, l84
(l993) (citations omitted). That feeling of isolation from the
system causes many victims and their families to "report
widespread dissatisfaction with the criminal system." Id.
In response to the belief that the criminal justice system
was tilted in favor of protecting the rights of defendants, while
ignoring the plight of victims, crime victims joined together to
address perceived injustices and imbalances in the criminal
justice system and to work toward reforms. The victims' rights
movement is comprised of many groups, each with their own
agendas; however, all of the groups are devoted to increasing the
role that victims play in the criminal process. Katie Long,
Note, Community Input at Sentencing: Victim's Right or Victim's
Revenge?,
75 B.U.L. Rev. l87, l89-9l (l995).
present evidence of the murder victim's character and background
and of the impact of the murder on the victim's survivors. That
statute then directs the trial court to inform the jury that if
the jury finds that the State has proven at least one aggravating
factor beyond a reasonable doubt and the jury finds evidence of a
mitigating catch-all factor, then the jury may consider the
victim impact evidence presented by the State in determining the
appropriate weight to give the catch-all factor.
Defendant alleges that the admission of victim impact
statements in a capital case is likely to confuse and impassion
the jury, and thus creates an impermissible risk that the penalty
decision will be made in an arbitrary and capricious manner
rather than on the basis of the relevant evidence. For the same
reasons, defendant contends that victim impact evidence is
inadmissible under N.J.R.E. 403, which requires that evidence be
excluded if its probative value is substantially outweighed by
the risk of undue prejudice, confusion of the issues, or
misleading the jury.
The State contends that victim impact evidence is relevant
to the sentencing decision because it illustrates each victim's
uniqueness as a human being and the nature of the harm caused by
the defendant's criminal conduct. In addition, the State
maintains that deference should be given to the Legislature's
judgment that victim impact evidence plays a proper role in
capital sentencing. The State urges this Court to follow the
United States Supreme Court's holding in Payne and similarly
recognize that the State has a legitimate interest in presenting
the sentencing authority with victim impact evidence. Further,
the State argues that such a result is mandated by the Victim's
Rights Amendment.
first, that evidence of the personal characteristics of the victim and of the emotional impact of the crimes on the family does not in general reflect on the defendant's blameworthiness, and second, that only evidence of moral culpability is relevant to a capital sentencing decision. Payne, supra, 50l U.S. at 8l9, lll S. Ct. at ___, ll5 L. Ed. 2d at 73l. The Court explained that the consideration of the harm caused by the crime has always been an important factor in determining the severity of a sentence. Id. at 820, lll S. Ct. at ___, ll5 L. Ed. 2d at 732. The majority in Payne noted that in excluding victim impact evidence, the Booth Court had misread the language of Woodson v. North Carolina, 428 U.S. 280, 304, 96 S. Ct. 2978, ___, 49 L. Ed.2d 944, 961 (l976), that the capital defendant must be treated as a "uniquely individual human bein[g]." Payne, supra, 501 U.S. at 818, lll S. Ct. at ___, 115 L. Ed. 2d at 730. The Payne Court explained that "[t]he language quoted from Woodson in the Booth opinion was not intended to describe a class of evidence that could not be received, but a class of evidence which must be received." Id. at 822, lll S. Ct. at ___, ll5 L. Ed. 2d at 733. The Court opined that the misreading of precedent in Booth had "unfairly weighted the scales in a capital trial" because it allowed the defendant to introduce virtually all mitigating evidence concerning his own circumstance, but barred the State from offering any victim impact evidence. Ibid. The Court recognized that the prosecution has a legitimate interest in
using victim impact evidence to show each "victim's uniqueness as
an individual human being." Id. at 823, lll S. Ct. at ___, ll5
L. Ed.
2d at 734. The Payne Court stated:
We are now of the view that a State may
properly conclude that for the jury to assess
meaningfully the defendant's moral
culpability and blameworthiness, it should
have before it at the sentencing phase
evidence of the specific harm caused by the
defendant. "[T]he State has a legitimate
interest in counteracting the mitigating
evidence which the defendant is entitled to
put in, by reminding the sentencer that just
as the murderer should be considered as an
individual, so too the victim is an
individual whose death represents a unique
loss to society and in particular to his
family." By turning the victim into a
"faceless stranger at the penalty phase of a
capital trial," Booth deprives the State of
the full moral force of its evidence and may
prevent the jury from having before it all
the information necessary to determine the
proper punishment for a first-degree murder.
[Id. at 825, lll S. Ct. at ___, 115 L. Ed.
2d
at 735 (citations omitted).]
The Payne Court thus held that if a "State chooses to permit the admission of victim impact evidence and prosecutorial argument on that subject, the Eighth Amendment erects no per se bar." Id. at 827, lll S. Ct. at ___, ll5 L. Ed. 2d at 736. The majority opined that "[v]ictim impact evidence is simply another form or method of informing the sentencing authority about the specific harm caused by the crime in question, evidence of a general type long considered by sentencing authorities." Id. at 825, lll S. Ct. at ___, 115 L. Ed. 2d at 735. Payne left undisturbed the holding in Booth that the admission of a victim's
family members' characterizations and opinions about the crime,
the defendant, and the appropriate sentence violates the Eighth
Amendment. Id. at 830 n.2, lll S. Ct. at ___, ll5 L. Ed.
2d at
739, n.2.
We disagree with Justice Stein that the victim impact
statute violates the Federal Constitution by impermissibly
burdening a defendant's right to introduce catch-all mitigating
evidence. Post at ___ (slip op. at 3) (Stein, J., dissenting).
Specifically, the argument is that defendants will likely forego
their constitutional right to present catch-all mitigating
evidence in order to avoid opening the door for the State to
introduce victim impact evidence. The solution of both Justice
O'Hern and Justice Stein is to permit victim impact evidence to
be admitted and weighed against all the mitigating factors. We
fail to understand, however, how "[p]aradoxically, more victim
impact evidence would pose less of a constitutional burden than
that presented by the statute before us." Post at ___ (slip op.
at l) (O'Hern, J., concurring and dissenting).
Justice Stein relies on Lockett v. Ohio,
438 U.S. 586,
98 S.
Ct. 2954,
57 L. Ed.2d 4736 (l978) to support his theory. Post
at ___ (slip op. at ) (Stein, J., dissenting). That case is
easily distinguishable. Lockett, supra, held that a defendant
has a right to present any relevant mitigating evidence in
support of a sentence less than death. Id. at 604, 98 S. Ct. at
___, 57 L. Ed.
2d at 990; accord Penry v. Lynaugh,
492 U.S. 302,
3l7-20, l
09 S. Ct. 2934, ___, l
06 L. Ed.2d 256, 277-79 (l989);
Eddings v. Oklahoma, 455 U.S. l04, ll4, l
02 S. Ct. 869, ___, 7l
L. Ed.2d l, ll (l982). In Lockett, however, the trial court in
accordance with a statute had prohibited the introduction of
specific mitigating evidence. The victim impact statute does not
prohibit the introduction of any mitigating evidence.
In the course of a criminal trial, defendants are constantly
forced to make many hard choices. Whether they should testify or
not is, perhaps, the most difficult choice. Yet no one would
claim that the State's right to challenge the defendant's
credibility or to introduce his prior record presents a
constitutionally prohibited practice. Similarly, defendants are
constantly forced to make difficult choices when they are
determining what mitigating evidence to present. For example, if
the defendant chooses to introduce mitigating evidence that
relates to any of the other mitigating factors, N.J.S.A. 2C:ll-3(5)(a), (b), (c), (d), (e), (f), and (g), the State is allowed
to present evidence that rebuts the defendant's mitigating
evidence. Likewise, if the defendant introduces evidence under
the catch-all mitigating factor, the State is permitted to
introduce evidence to remind the jury that the defendant did not
kill an abstract victim, but a real, unique human being whose
loss is felt by the victim's survivors. Such evidence goes to a
defendant's moral blameworthiness. The defendant is no more
restricted from introducing evidence relevant to the catch-all
factor than he would in introducing evidence relevant to any
other mitigating factor.
While we may have drafted the victim impact statute
differently, the judiciary does not have a license "to rewrite
language enacted by the [L]egislature." Chapman v. United
States,
500 U.S. 453, 464, ll2 S. Ct. l9l9, ___, ll
4 L. Ed.2d 524, 538 (l99l) (quoting United States v. Monsanto, 49l U.S. 600,
6ll, l
09 S. Ct. 2657, ___, l
07 L. Ed 2d, 5l2, 524 (l989)). The
victim impact statute as written is constitutional under both the
Federal and State Constitutions. Accordingly, this Court has no
"license" to rewrite that statute.
2d 803 (l989)). Although we have at times pursued an independent
course in capital punishment jurisprudence, "it is not enough to
say that because we disagree with a majority opinion of the
Supreme Court, we should invoke our State Constitution to achieve
a contrary result." State v. Hempele,
120 N.J. 182, 226
(1990)(O'Hern, J., dissenting). Furthermore, whenever a
challenge is raised to the constitutionality of a statute, there
is a strong presumption that the statute is constitutional.
"[C]ourts do not act as a super-legislature." Newark Superior
Officers Ass'n v. City of Newark,
98 N.J. 212, 222 (1985). Thus,
any act of the Legislature will not be ruled void unless its
repugnancy to the Constitution is clear beyond a reasonable
doubt. "Where alternative interpretations of a statute are
equally plausible, the view sustaining the statute's
constitutionality is favored." Town of Secaucus v. Hudson County
Bd. of Taxation,
133 N.J. 482, 492 (1993), cert. denied, ___ U.S.
___, ll4 S. Ct. l050, l
27 L. Ed.2d 372 (l994).
In Hunt, supra, 91 N.J. at 364-67 (Handler, J., concurring),
Justice Handler set forth criteria for determining whether the
State Constitution provides a basis for a result different than
that permitted by the Federal Constitution. In assessing the
constitutionality of a statute under the New Jersey Constitution,
the following seven factors should be examined: (1) textual
language, (2) legislative history, (3) preexisting State law, (4)
structural differences between the Federal and State
Constitutions, (5) matters of particular State interest, (6)
State traditions, and (7) public attitudes.
Applying the Hunt criteria to the victim impact statute, we
conclude that the New Jersey Constitution does not prohibit
family members from testifying about the character of the murder
victim or the impact of the crime on the family during the
penalty phase of a capital case. With respect to factors one and
four, textual language and structural differences, there is a
substantial difference in the two Constitutions. In the New
Jersey Constitution there is a specific provision, namely, the
Victim's Rights Amendment, that recognizes the rights of victims.
A similar clause does not exist in the United States
Constitution. Our State Constitution explicitly provides victims
of crimes with more rights than the Federal Constitution. The
Victim's Rights Amendment expressly authorizes the Legislature to
provide crime victims with "those rights and remedies" as it
determines are necessary. Even if we were inclined to diverge
from the holding in Payne and interpret the Cruel and Unusual
Punishment Clause of our State Constitution as providing greater
protections against the arbitrary imposition of the death
penalty, the text of the New Jersey Constitution demands that we
not pursue such an independent course. The authority to enact
the victim impact statute can be traced directly to Article I,
paragraph 22 of the New Jersey Constitution. In upholding the
constitutionality of the victim impact statute, we are mindful of
the words of Justice (then Judge) Pashman in New Jersey Sports &
Exposition Auth. v. McCrane,
119 N.J. Super. 457, 476-77 (Law
Div. 1971), aff'd as modified,
61 N.J. 1, appeal dismissed,
409 U.S. 943,
93 S. Ct. 270,
34 L. Ed.2d 215 (1972), "It must be
remembered that the greatest danger to people from the exercise
of the judicial power is that there may be a usurpation by the
courts of the people's right to express in law, by overwhelming
numbers of their elected legislators, their collective
reasoning."
An examination of factors two, five, six, and seven, offers
further proof that the New Jersey Constitution, like the Federal
Constitution, supports the right of victims to present victim
impact evidence at the sentencing phase of a capital trial. When
the Legislature enacted N.J.S.A. 2C:11-3c(6), it expressly
explained in a statement accompanying the bill that the statute
is designed "to effectuate Art. I, para. 22 [of the New Jersey
Constitution] to the fullest extent permissible under the
[F]ederal [C]onstitution, and to implement the will of the New
Jersey electorate with regard to capital prosecution." Senate
Judiciary Committee, Statement to Senate Bill No. 1728, at 1
(March 20, 1995). Unlike most interpretations of constitutional
provisions, we need not surmise what the founders intended when
they drafted the Victim's Rights Amendment. We know exactly what
the founders of this constitutional amendment intended -- fair
treatment for victims. To hold the victim impact statute
unconstitutional would require us to ignore the Victim's Rights
Amendment and the will of the electorate that overwhelmingly
approved the constitutional amendment. Over l,200,000 citizens
voted for the Victim's Rights Amendment while only 223,248 people
voted against it. Manual of New Jersey, Two Hundred and Fourth
Legislature (First Session) l992, at 903. Beginning with the
passage of the Criminal Injuries Compensation Act of 1971
(N.J.S.A. 52:4B-1 to -33), the people of New Jersey, speaking
through the Legislature, have repeatedly expressed a very strong
"public attitude" that victims should be provided with more
rights.
Nor does an examination of preexisting State law, factor
two, provide authority for us to reach a different result.
Although in the past we have suggested that victim impact
statements are inadmissible at the sentencing phase of a capital
murder trial, see, e.g., State v. Pennington,
119 N.J. 547, 566-71 (1990); State v. Williams,
113 N.J. 393, 450-54 (1988), those
opinions never addressed victim impact evidence in light of a
post-Payne statute that specifically authorizes the introduction
of victim impact statements. Our decisions rendered prior to
Payne were not based on an independent foundation in the New
Jersey Constitution, but rather were based on the United States
Supreme Court's view in Booth and Gathers that the introduction
of victim impact evidence in the sentencing phase of a capital
case violated the Eighth Amendment of the Federal Constitution.
See, e.g., Pennington, supra, 119 N.J. at 566-71; Williams,
supra, 113 N.J. at 450-54.
After Payne and prior to the enactment of the victim impact
statute, we continued to hold that victim impact evidence should
be excluded from capital cases. In the absence of any
legislative action to the contrary, this approach was consistent
with Justice O'Connor's concurrence in Payne, supra, in which she
wrote, "We do not hold today that victim impact evidence must be
admitted, or even that it should be admitted. We hold merely
that if a State decides to permit consideration of this evidence,
`the Eighth Amendment erects no per se bar.'" 501 U.S. at 831,
lll S. Ct. at ___, 115 L. Ed.
2d at 739-40 (citations omitted)
(O'Connor, J., concurring). In the absence of the Victim's
Rights Amendment, we might have continued to hold that victim
impact evidence should not be admitted during the sentencing
phase of a capital case. However, the electorate, by passing the
Victim's Rights Amendment, which is intended to afford victims
whatever rights could be afforded to them without violating the
United States Constitution, and the Legislature, by enacting
N.J.S.A. 2C:11-3c(6) in order to effectuate that amendment, have
mandated that victim impact evidence be admitted. Cf. State v.
Harris,
141 N.J. 525, 548 (1995)(acknowledging that
constitutional amendment overruled holding in State v. Gerald,
113 N.J. 40 (1988)).
We must now harmonize the victim's constitutional rights
with the defendant's due process rights under the State
Constitution. Supra at ___ (slip op. at 9, ft. 2). We agree
with Justice Handler that "different sections of the Constitution
should be read in harmony not in conflict." Post at ___ (slip
op. at l0-ll) (Handler, J., dissenting). We well-recognize that
competing clauses of a constitution should be harmonized to give
effect to competing clauses. We part company with Justice
Handler, however, because of his failure to recognize that the
substantial limitations we have placed on the admission of victim
impact evidence effectively harmonizes the victim's
constitutional right to have victim impact evidence introduced
with the defendant's due process rights. See supra at ___ (slip
op. at 34-39).
fatal emotionalism into the jury's deliberations." Id. at 431.
We believe that a similar brief statement from the victim's
family about how the killing has impacted their lives is also
unlikely to inflame the jury. "[J]ustice, though due to the
accused, is due to the accuser also. The concept of fairness
must not be strained till it is narrowed to a filament. We are
to keep the balance true." Snyder v. Massachusetts,
291 U.S. 97,
122,
54 S. Ct. 330, ___,
78 L.Ed. 674, 687 (1934).
Defendant asserts that, to the extent that a victim impact
statement presents evidence about conditions that the defendant
was unaware when he committed the criminal act, such as the
victim's occupation and marital status, the statement is
irrelevant and impermissibly diverts the jury from making its
sentencing decision on the character of the defendant and the
circumstances of the crime. However, "criminal conduct has
traditionally been categorized and penalized differently
according to the consequences not specifically intended, but
determined in part by conditions unknown to a defendant when he
acted." Payne, supra, 501 U.S. at 835-36, lll S. Ct. at ___, 115
L. Ed.
2d at 742 (Souter, J., concurring). While it is clear
that a defendant's foreknowledge of the specific consequences
that his acts are likely to have is relevant to sentencing, the
foreseeable consequences of a defendant's actions are equally
relevant. "Murder has foreseeable consequences. When it
happens, it is always to distinct individuals, and, after it
happens, other victims are left behind." Id. at 838, 111 S. Ct.
at ___, ll5 L. Ed.
2d at 744. Defendants who intentionally
choose to kill know that their actions will destroy a unique
individual who is likely to be a parent, child, spouse, brother,
or sister.
While a defendant might be unaware of the specific
characteristics of his victim or of the particular survivors that
the victim will leave behind, it is completely foreseeable that
the killing will eliminate a unique person and destroy a web of
familial relationships. "That foreseeability of the killing's
consequences imbues them with direct moral relevance,... and
evidence of the specific harm caused when a homicidal risk is
realized is nothing more than evidence of the risk that the
defendant originally chose to run despite the kinds of
consequences that were obviously foreseeable." Id. at 838-39,
lll S. Ct. at ___, ll5 L. Ed.
2d at 744 (citations omitted).
That conclusion is buttressed by the facts of this case. When
the killer brutally attacked eight-year-old Jakiyah, it was
completely foreseeable that the homicidal behavior would
eliminate a uniquely individual human being and cause great harm
to the survivors of the little girl. Although the killer might
have been ignorant of the details about Jakiyah and her family,
it does not violate the Constitution if the jury is permitted to
take into account such obviously foreseeable consequences.
Although victim impact evidence when offered to rebut a
defendant's presentation of catch-all mitigation evidence is not
prohibited by the New Jersey Constitution, it must nevertheless
be relevant and reliable. The admission of evidence relating to
the victim's character or the impact of the murder on the
victim's family requires a balancing of the probative value of
the proffered evidence against the risk that its admission may
pose the danger of undue prejudice or confusion to the jury.
N.J.R.E. 403; Williams, supra, 113 N.J. at 451. "[I]n each case
there is a traditional guard against the inflammatory risk, in
the trial judge's authority and responsibility to control the
proceedings consistently with due process, on which grounds
defendants may object." Payne, supra, 501 U.S. at 836, lll S.
Ct. at ___, 115 L. Ed.
2d at 743 (Souter, J., concurring).
Ultimately, whether specific victim impact evidence is too
prejudicial is a factor that should be evaluated in each case
within the exercise of the trial court's discretion.
Although the decision to admit specific victim impact
statements will typically be in the discretion of the trial
court, certain statements are clearly impermissible. For
example, the State will not be permitted to elicit testimony
concerning the victim's family members' characterizations and
opinions about the defendant, the crime, or the appropriate
sentence. Similarly, statements that are grossly inflammatory,
unduly prejudicial, or extremely likely to divert the jury from
its focus on the aggravating and mitigating factors should be
excluded. Williams, supra, 113 N.J. at 452. Allowing such
testimony could render a defendant's trial fundamentally unfair
and could lead to the arbitrary imposition of the death penalty.
Victim impact evidence admitted pursuant to N.J.S.A. 2C:11-3c(6)
should be limited to statements designed to show the impact of
the crime on the victim's family and to statements that
demonstrate that the victim was not a faceless stranger, but was
a unique individual human being. There is no place in a capital
case for unduly inflammatory commentary. Ibid.
Although we are not bound by the law of other states, we
observe that the vast majority of jurisdictions that have
considered the admissibility of victim impact evidence have
similarly concluded that such evidence is relevant to determining
the appropriate sentence. See State v. Gonzales,
892 P.2d 838,
852 (Ariz. l995) (holding that trial court may consider victim
impact evidence to rebut evidence defendant offers in
mitigation), cert. denied, __ U.S. __,
116 S. Ct. 720,
133 L. Ed.2d 673 (1996); Nooner v. State,
907 S.W.2d 677, 689 (Ark. 1995),
cert. denied __ U.S. __, S. Ct. __, __ L. Ed.2d __ (1996);
People v. Edwards, 8l
9 P.2d 436, 467 (Cal. l99l) (finding that
victim impact evidence relates to aggravating factor of
circumstances of offense), cert. denied,
506 U.S. 841, ll3 S. Ct.
l25,
121 L. Ed.2d 80 (l992); In re Petition of the State of
Delaware, 597 A.2d l, 3 (Del. l99l) (holding that capital
punishment statute requires trial court to consider merits of admitting victim impact evidence during penalty phase of a first-degree murder trial); Windom v. State, 656 So.2d 432, 438 (Fla.) (ruling that victim impact evidence is admissible only after State has presented evidence of aggravating circumstances; evidence limited to demonstrating victim's uniqueness as human being and resultant loss to community members by victim's death), cert. denied, __ U.S. __, 116 S. Ct. 571, 133 L. Ed.2d 495 (l995); Livingston v. State, 444 S.E.2d 748, 75l (Ga. l994) (holding that victim impact evidence may be relevant to defendant's culpability); State v. Card, 825 P.2d l08l, l088 (Idaho 1991) (same), cert. denied, 506 U.S. 915, ll 3 S. Ct. 32l, 121 L. Ed.2d 124 (l992); People v. Hope, 589 N.E.2d 503, 507 (Ill. l992) (finding that victim impact evidence helps jury assess defendant's moral culpability; also consistent with Illinois Crime Victim's Bill of Rights); State v. Scales, 655 So 2d l326, l336 (La.) (finding victim impact evidence that is not overly detailed is admissible), cert. denied, __ U.S. __, 116 S. Ct. 716, 133 L. Ed.2d 670 (1995); Evans v. State, 637 A.2d ll7, l29 (Md.) (holding that victim impact evidence did not deny defendant due process), cert. denied, __ U.S. __, ll 5 S. Ct. 109, 130 L. Ed.2d 56 (l994); State v. Parker, 886 S.W.2d 908, 927 (Mo. l994) (same), cert. denied, __ U.S. __, ll5 S. Ct. l827, l3l L. Ed.2d 748 (l995); McNelton v. State, 900 P.2d 934, 937-38 (Nev. l995), cert. denied ___ U.S. ___, ll6 S. Ct. l833, ___ L.
Ed.2d ___ (l996); State v. Fauntenberry, 650 N.E.2d 878, 882-83 (Ohio) (holding that victim impact evidence is relevant to circumstances of offense and impact on survivors), cert. denied, __ U.S. __, ll 6 S. Ct. 534, 133 L. Ed.2d 439 (l995); Freeman v. State, 876 P.2d 283, 289 (Okla. Cr. App.) (holding victim impact evidence is relevant consideration of capital sentencing juries), cert. denied, __ U.S. __,ll 5 S. Ct. 590, 130 L. Ed.2d 503 (l994); Lucas v. Evatt, 4l 6 S.E.2d 646, 649 (S.C. l992) (finding victim impact evidence is no different from other relevant evidence); State v. Smith, 857 S.W 2d l, l4 (Tenn.) (same), cert. denied, __ U.S. __, ll 4 S. Ct. 56l, 125 L. Ed.2d 461 (l993); Banda v. State, 890 S.W.2d 42, 63 (Tex. Cr. App. l994) (holding capital sentencing jury is permitted to hear victim impact evidence), cert. denied __ U.S. __, ll 5 S. Ct. 2253, 132 L. Ed.2d 260 (l995); Weeks v. Commonwealth, 450 S.E.2d 379, 389 (Va. l994) (finding that victim impact evidence is relevant to aggravating factor), cert. denied, __ U.S. __, ll6 S. Ct. l00, 133 L.Ed.2d 55 (l995) ; State v. Gentry, 888 P.2d ll05, ll34-41 (Wash.) (holding that victim impact evidence is relevant to sentencing), cert. denied, __ U.S. __, ll6 S. Ct. l31, 131 L. Ed.2d 79 (l995). Only a few states have banned the introduction of victim impact evidence. See, e.g., Bivins v. State, 642 N.E.2d 928 (Ind. l994), cert. denied, __ U.S. __, 116 S. Ct. 783, 133 L. Ed.2d 734 (1996); Mack v. State, 650 So 2d l289, l324-25 (Miss. l994), cert. denied, __ U.S. __, 116 S. Ct. 214, 133 L. Ed 2d
146 (1995); State v. Guzek,
906 P.2d 272 (Or. 1995). When
N.J.S.A. 2C:11-3c(6) is considered in conjunction with the
Victim's Rights Amendment, it is obvious that the electorate of
New Jersey wants this State to align itself with the weight of
authority that has recognized the relevance of victim impact
evidence.
factor) are allowed to consider. Id. slip op. at 4. Because
jurors who did not find the existence of the mitigating factor
would be exposed to victim impact evidence, that for them would
be irrelevant under N.J.S.A. 2C:11-3c(6), the court held that the
statute was "irremediably defective." Id. slip op. at 1. The
court declared that the N.J.S.A. 2C:11-3c(6) "require[s] a level
of mental gymnastics beyond the ability of any juror," and
therefore its enforcement would violate principles of due
process. Id. slip op. at 12-13.
Although under the victim impact statute there is the
possibility that some jurors who do not find the existence of the
catch-all mitigating factor will be exposed to victim impact
evidence, this situation is not unusual in capital cases. As a
matter of federal constitutional law, each juror must
individually determine the existence of mitigating factors and
then individually decide whether the aggravating factors outweigh
the mitigating ones. Bey II, supra, 112 N.J. at 161. Thus,
whenever a defendant presents mitigation evidence that the State
is allowed to rebut using otherwise inadmissible evidence, there
is the possibility that jurors who did not find the existence of
that mitigating factor will nevertheless be exposed to the
rebuttal evidence. For example, if a defendant introduces
evidence of good character, the State is entitled to introduce
evidence of bad character that would otherwise be inadmissible.
Jurors who did not find the "good character" mitigating factor
would nevertheless be exposed to the State's rebuttal evidence.
That situation is analogous to the situation under N.J.S.A.
2C:11-3c(6).
Defendant also contends that jurors will be unable to follow
the court's instructions about using victim impact evidence only
for the limited purpose of determining how much weight should be
accorded to the catch-all factor, and instead will misuse victim
impact evidence to support aggravating factors or even use it to
justify a death sentence. Justice Handler also asserts that it
will be impossible for trial courts to give clear jury
instructions under the victim impact statute. Post at ___ (slip
op. at 34) (Handler, J., dissenting). We acknowledge that jury
instructions regarding the victim impact statute will be more
complex than most jury instructions in non-capital cases, and
therefore have requested the Trial Judges Committee on Capital
Causes to draft appropriate instructions that are consistent with
this opinion. However, jury instructions in all capital cases
are more complex than those given in non-capital cases. The
instructions that will be given regarding evidence admitted under
the victim impact statute will be similar to those already given
in capital cases. The victim impact instructions just present a
further refinement of the type of refined judgments we expect
jurors to make in capital cases.
We have long relied upon the ability of jurors to faithfully
follow a trial judge's instructions in deliberating on a
defendant's guilt, and, in the capital context, the appropriate sentence. See State v. Manley, 54 N.J. 259, 270 (1969) ("[I]n administering the criminal law, the courts must rely upon the jurors' ability and willingness to follow the limiting instruction[s] without cavil or question."); accord State v. Obstein, 52 N.J. 516, 527 n.1 (1968); State v. Cormier, 46 N.J. 494, 508 (1966). While there is no way to assure that a jury adheres scrupulously to the mandate of a limiting instruction, there is no reason to believe that jurors will not act responsibly in performing their duty. The entire structure of the penalty phase of capital cases is premised on the belief that jurors will use evidence only for its proper purpose. For example, under current law, jurors must be unanimous in finding the existence of an aggravating factor. Thus, even if eleven jurors find that the evidence supports an aggravating factor, they are not permitted to consider that factor if the twelfth juror made no such finding. Nevertheless, we trust that those eleven jurors will adhere to the trial court's limiting instruction and deliberate about the appropriate sentence without consideration of those aggravating factors that they found to exist beyond a reasonable doubt. Although limiting instructions cannot eliminate the possibility that jurors will misuse victim impact evidence, that concern "does not justify a prophylactic, constitutionally based rule that this evidence may never be
admitted." Payne, supra, 501 U.S. at 831, lll S. Ct. at ___, 115
L. Ed.
2d at 739 (O'Connor, J., concurring).