(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for
the convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not have been summarized).
STEIN, J., writing for a majority of the Court.
Richard Feaster was tried and convicted of murder and other offenses in connection with the death
of Keith Donaghy, a gas station attendant. After the penalty-phase trial, the jury sentenced Feaster to death.
Feaster appeals as of right.
Jury selection began in Gloucester County in December 1995. Because many potential jurors
indicated knowledge that Feaster was charged separately of a second murder, the court discontinued jury
selection. It ordered that a foreign jury be impanelled from Salem County.
At Feaster's trial, the State presented the testimony of a circle of young friends. The testimony was
that Feaster was in possession of a sawed-off shotgun on the night of the murder. Feaster and the group
were at a bar not far from the gas station where Donaghy worked. Feaster repeatedly requested a ride
ostensibly for the purpose of collecting money owed him by his boss. Several individuals saw Feaster leave in
a car driven by a friend a short time before the murder and return shortly thereafter. Later that evening,
members of the group heard Feaster stating that he had "killed the guy" and "blew the dude's head off."
Also, Feaster insisted on watching the 11:00 news. He became excited and requested that the volume be
turned up during coverage of the murder and stated, "I can't believe I did this shit. I can't believe this."
The individual who accompanied Feaster in the car eventually gave a statement to police and led
them to the sawed-off shotgun, which had been thrown off a bridge. The statement was not admitted at
trial, however, because this individual committed suicide prior to the trial.
The State also presented the testimony of an individual who alleged that he briefly shared the same
holding cell with Feaster. He stated that Feaster told him how he had shot someone in the head "to see
what it felt like" to kill someone before he entered the Marines, and provided other information that was
consistent with the events on the night of the murder.
Feaster did not testify at trial. His primary defense strategy was characterized by a sustained attack
on the credibility of key State witnesses. His counsel also mentioned the suicide of the individual who
accompanied Feaster on the night of the murder, suggesting that this individual was the triggerman, not
Feaster.
The sole aggravating factor alleged by the State was that the murder occurred while Feaster was
engaged in the commission of a robbery. Slightly less than $200 was taken from Donaghy's pocket after he
was shot. Feaster presented ten mitigating factors, including his crime-free record, an organic brain
condition caused by head trauma that affected his judgment and impulse control, emotional disturbances and
intoxication that impaired his ability to appreciate wrong, he was raised by an alcoholic father who abused
him emotionally and physically, and his successful athletic career during adolescence and high school.
Some of the jurors accepted various mitigating factors, but the jury concluded unanimously that the
aggravating factor outweighed beyond a reasonable doubt any mitigating factor, resulting in a death sentence.
HELD: Any error in the trial court's sequential presentation of own-conduct murder and accomplice-liability
murder was harmless. Feaster has not offered a persuasive reason to question either the integrity of the jury
or of the verdict.
1. When a rational basis exists for a jury to convict a capital defendant of a non-death-eligible alternative
form of homicide, a trial court should charge that offense in a manner that allows the jury to consider it
simultaneously with death-eligible purposeful-or-knowing murder. The instructions here failed in this regard
because the trial court told the jury it did not have to consider accomplice liability unless it first acquitted of
own-conduct murder. Under the circumstances presented here, however, any error in the court's sequential
presentation of own-conduct murder and accomplice-liability murder was harmless. Because only one
individual pulled the trigger, the jury's finding that Feaster was the shooter necessarily reflected its
consideration and rejection of the alternative theory that he was an accomplice. (Pp. 23-37)
2. The Court is confident that the jury was not confused concerning its ability to return a nonunanimous
own-conduct finding (which would result in a non-capital murder conviction). Although the trial court
focused the jury's attention on the need to be unanimous with regard to the underlying offenses, it also
stressed to the jury on at least three separate occasions that the jury had the option to return a non-unanimous own-conduct verdict. Further, the verdict sheet expressly offered the jury the option of not being
unanimous on the own-conduct murder. (Pp. 37-42)
3. Feaster contends that the trial court abused its discretion by impanelling a jury from Salem County
instead of Cumberland; that it should have individually questioned each juror about exposure to midtrial
publicity; and that it erred in not individually polling jurors after the death sentence about their knowledge of
the other murder charge against Feaster. The Court holds that Feaster has not offered a persuasive reason
either to question the adequacy of the trial court's precautionary measures or to undermine confidence in the
integrity of the jury or in their verdict. (Pp. 42-53)
4. The Court is not persuaded that the inappropriate comments of the prosecutor in summation had the
capacity to deprive Feaster of a fair trial. It was the weight of the evidence, particularly the damning
statements uttered by Feaster himself, that led to his conviction rather than the prosecutor's improper
comments. (Pp. 55-68)
5. The Court is satisfied that the other errors cited by Feaster were not clearly capable of affecting the
verdict or the sentence. (Pp. 68-105)
The convictions and death sentence are AFFIRMED.
JUSTICE HANDLER filed a dissenting opinion, expressing the view that the errors in the jury
charges and the prosecutorial misconduct require reversal of the convictions and death sentence.
JUSTICE O'HERN filed a dissenting opinion, expressing the view that the trial court's instructions
were confusing and capable of misleading the jury into believing that it had to be unanimous on the question
whether Feaster committed the murder by his own conduct.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, GARIBALDI, and COLEMAN join in
JUSTICE STEIN's opinion. JUSTICES HANDLER and O'HERN filed separate, dissenting opinions.
SUPREME COURT OF NEW JERSEY
A-
1 September Term 1997
STATE OF NEW JERSEY,
Plaintiff-Respondent,
V.
RICHARD FEASTER,
Defendant-Appellant.
Argued October 21, 1997 -- Decided July 30, 1998
On appeal from the Superior Court, Law
Division, Gloucester County.
Abby P. Schwartz and Ruth Bove Carlucci,
Assistant Deputy Public Defenders, argued the
cause for appellant (Ivelisse Torres, Public
Defender, attorney).
Debra A. Owens, Deputy Attorney General,
argued the cause for respondent (Peter
Verniero, Attorney General of New Jersey,
attorney).
The opinion of the Court was delivered by
STEIN, J.
Defendant, Richard Feaster, was tried and convicted of the
following offenses in connection with the death of Keith Donaghy:
purposeful-or-knowing murder by his own conduct, N.J.S.A. 2C:11-3a(1) and/or (2); felony murder, N.J.S.A. 2C:11-3a(3); conspiracy
to commit murder, N.J.S.A. 2C:5-2; first-degree robbery, N.J.S.A.
2C:15-1; conspiracy to commit armed robbery, N.J.S.A. 2C:5-2;
possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4a; and possession of a sawed-off shotgun, N.J.S.A. 2C:39-3b.
In accordance with the penalty-phase verdict rendered after
a separate proceeding following the murder conviction, see
N.J.S.A. 2C:11-3c(1), defendant was sentenced to death. On the
noncapital counts, defendant's conspiracy convictions merged into
the related substantive offenses, and the felony murder
conviction was merged into the conviction for purposeful-or-knowing murder. The court also merged the conviction for
possession of a weapon for an unlawful purpose into the
robbery/murder convictions. The court then imposed a consecutive
twenty-year term with ten years of parole ineligibility on the
robbery conviction as well as a five-year concurrent term on the
conviction for possession of a sawed-off shotgun.
Defendant appeals as of right to this Court. N.J.S.A.
2C:11-3e; R. 2:2-1(a)(3). We affirm defendant's convictions and
sentence of death.
3. Events After the Murder
The autopsy revealed that Donaghy died from a single shotgun
wound to the head. No defensive wounds existed to suggest that a
struggle had occurred. The injury suffered was a contact
wound, meaning that the barrel of the gun had been placed
directly against the skin when fired. Shot into the side of the
mouth, the bullet followed a slightly downward trajectory,
blowing out Donaghy's teeth and effectively destroying his brain
before exiting through the back of his head. At trial, despite
defendant's objection, the court allowed the State to employ a
mannequin with a needle through its head to demonstrate the
trajectory of the bullet. The blood-stained overalls worn by
Donaghy on the night of the murder were admitted into evidence.
The murderer stole $191.32 from one of Donaghy's pockets.
Because only one of Donaghy's pockets was in plain view as he lay
dead on the ground, and because money remained in Donaghy's other
pockets that were not exposed, the State theorized that defendant
did not take the money until after he killed Donaghy. That
supported the State's argument that,
before he arrived at the
Family Texaco,
defendant intended to kill as well as to rob the
gas station attendant.
The initial investigation into Donaghy's murder proceeded
without much success. On October 31, 1993, Ronald Pine, an
attendant at an Amoco station in Deptford, was stabbed to death.
On November 1, Amoco offered $5,000 for information leading to
the apprehension and conviction of Pine's killer; on November 4,
the New Jersey Gas Retailers Association followed with a $5,000
reward for information leading to the arrest and conviction of
the murderer of any New Jersey gas station owner or attendant.
Shortly after Pine's murder, Zuzulock mentioned to Shiplee that
she noticed a cut on defendant's hand. Suspecting that defendant
committed the second murder and suffered the injury in the course
of the stabbing, and fearing that he might kill again, Shiplee
contacted a lawyer. On November 3, Shiplee's lawyer, Joseph
Hoffman, contacted Richard O'Brien of the Franklin Township
Police Department. O'Brien then called Shiplee and she gave a
statement implicating defendant in both crimes.
Defendant eventually was charged with both murders. The
indictments ultimately were severed and no witnesses were
permitted to mention the second murder during the trial. The
trial court initially ruled that, if impeached by her motive to
obtain reward money, Shiplee could testify that her knowledge of
the second murder and fear of defendant's future actions prompted
her to contact the authorities. The defense therefore did not
attempt to question her about the reward during the State's case.
The Appellate Division, on interlocutory appeal, reversed the
ruling and permitted the impeachment of Shiplee without allowing
the prejudicial rehabilitation testimony. A compromise was
reached, permitting defense counsel to use the reward offer to
show not that it prompted Shiplee to come forward, but that it
prompted her to tailor her testimony at trial; in return, she
would be able to testify that her fear that defendant might kill
again -- without mentioning the second murder -- led her to come
forward. The defense then recalled Shiplee and questioned her
about the reward.
After Shiplee gave her initial statement to police, an
officer contacted Michael Mills and arranged an interview. Mills
met with police on November 4, 1993, but his statement was not
admitted at trial because of his suicide on June 18, 1994.
Before his death, however, Mills did lead authorities to recover
the murder weapon. At approximately 1:15 a.m. on November 4,
1993, while driving with investigators from the Gloucester County
Prosecutor's Office to his home, Mills and the officers stopped
at the White Bridge. Spanning Woodbury Creek, the White Bridge
leads into National Park and is located between the Columbia Cafe
and the Family Texaco station. The bridge is approximately
seven-tenths of a mile from the Columbia Cafe. As a result of
their conversation with Mills, police searched for the murder
weapon in Woodbury Creek. The following day members of the
Camden County Underwater Rescue Team assisted in the search.
They recovered a shotgun at the bottom of the creek, later
confirmed to be the murder weapon.
Shortly after midnight on November 4, 1993, police
simultaneously executed a search warrant and arrest warrant at
defendant's home in Woodbury Heights. Defendant was given
Miranda warnings at his home before police formally read
defendant those warnings at the prosecutor's office. Defendant
subsequently signed a waiver form and agreed to submit to police
questioning. Investigator Angelo Alvarado of the Gloucester
County Prosecutor's Office and a detective from the Deptford
Township Police Department began interrogating defendant. The
investigators asked defendant about his present employment.
Defendant responded that he worked in construction and that his
employer was James McCall. Alvarado confronted defendant with
the incriminating information that they had received. Defendant
then expressed a desire to speak with counsel, and the interview
ended. At trial, Alvarado was permitted to testify that
defendant's invocation of his right to counsel was the reason
that the interview terminated.
The Gloucester County grand jury subsequently indicted
defendant, charging him with purposeful-or-knowing murder by his
own conduct, in violation of N.J.S.A. 2C:11-3a(1) and/or (2);
felony murder, in violation of N.J.S.A. 2C:11-3a(3); first-degree
robbery, in violation of N.J.S.A. 2C:15-1; possession of a weapon
for an unlawful purpose, in violation of N.J.S.A. 2C:39-4a; and
possession of a sawed-off shotgun, in violation of N.J.S.A.
2C:39-3b. Although not indicted on the conspiracy charges, the
trial court charged those crimes as lesser-included offenses.
See N.J.S.A. 2C:1-8(d)(2).
At trial, the State presented the testimony of Kevin
Wrigley, a/k/a Kevin Bock. Wrigley alleged that he briefly
shared the same holding cell with defendant and another
individual while defendant was awaiting trial. After Wrigley
conceded that the cell had been dark and that he did not
recognize defendant in court, defense counsel immediately
challenged the admission of Wrigley's testimony. The court
conducted a Rule 104 hearing and determined that sufficient
indicia of reliability supported admission of the testimony.
Wrigley subsequently identified defendant in court, his previous
view of the defense table having been partially obstructed. The
court observed that the position of the witness stand was such
that it hampered a complete view of the courtroom.
While in the cell Wrigley heard defendant, who had
identified himself as Rich Feaster, describe how he shot someone
in the head at point-blank range in order to see what it felt
like to kill someone before he entered the Marines. Wrigley
also heard defendant admit that he took a couple hundred
dollars from the scene of the crime. Regarding the murder
weapon, Wrigley testified that [defendant] said he threw it in a
lake or something like that, threw it away, got rid of it.
Wrigley also maintained that the individual in the cell had a
Rich tattoo on his arm. As the third occupant of the holding
cell left to return to the general prison population, Wrigley
heard defendant request that the man tell Mike Shalusky or
something like that that defendant was in the prison.
Additionally, Wrigley testified that defendant described a guy
named Mike who was also involved in the crime: [Defendant]
says [Mike] was a witness and his dad had him taken care of. He
thought he committed suicide or something like that. Wrigley's
testimony was not the only occasion on which the jury heard of
Mills's suicide; that fact also had been mentioned in the State's
guilt-phase opening, during the redirect examination of Daniel
Kaighn, and during defense counsel's summation.
The State also presented the testimony of James McCall, the
person whom defendant at his interrogation had identified as his
employer. McCall testified that defendant worked for him on one
day only, which was after the murder, and that he had been paid
for that day. McCall further testified that he did not owe
defendant any money.
No physical evidence directly linked defendant to Donaghy's
murder.
B. Defendant's Case
Defendant did not testify at trial. The primary defense
strategy was characterized by a sustained attack on the
credibility of key State witnesses. On cross-examination of
Daniel Kaighn, defense counsel explored his significant drug use,
lengthy criminal record and prior inconsistent statements, as
well as the favorable treatment Kaighn received in exchange for
his cooperation with the State. Kaighn also admitted having
feigned a suicide attempt in order to secure a transfer out of
the facility in which he had been incarcerated.
Similarly, the defense highlighted Sadlowski's use of drugs
and alcohol, and elicited on cross-examination his admission that
he was hammered on the night of the murder. He testified that
he did not hear defendant's incriminating statement allegedly
made near the pool table at the Columbia Cafe; Sadlowski also did
not recall Shiplee's accusation made against defendant back at
the apartment. The defense also stressed the consideration
Sadlowski received from the State for his testimony, and the
discrepancies in the three separate statements he had given to
authorities.
Shiplee admitted having consumed three or four beers while
at the Columbia Cafe, and conceded that she may have smoked
marijuana earlier that evening. Shiplee also admitted that the
comment she overheard defendant make at the bar could have been a
drunk intoxicated statement. Although she previously testified
that a blank look came over defendant's face when she accused
him of the murder and that defendant uttered no response, on
cross-examination Shiplee admitted providing authorities with an
earlier contradictory statement. In that statement, Shiplee said
defendant denied her accusation. After the Appellate Division
decided the interlocutory appeal regarding Shiplee's proposed
testimony about her motive for coming forward, the defense
recalled her to the stand during its case-in-chief. Rather than
focusing on the reward as the motive for her contacting the
authorities, the defense stressed her present motive to collect
the $5,000 reward. As the reward could be obtained only after
defendant's conviction, defense counsel suggested that the money
motivated Shiplee to tailor her present testimony against
defendant to secure that conviction.
The defense also attacked the credibility of Kevin Wrigley
and the accuracy of his testimony. Defense counsel explored
Wrigley's criminal history, including his pending charge for
aggravated assault stemming from an incident in which he hit an
individual over the head with a lead pipe. Regarding defendant's
alleged comments about the murder, Wrigley conceded that most
jail talk is unreliable most of the time. The defense also
attempted to show that Wrigley could not have shared the same
holding cell with defendant, and therefore did not overhear any
incriminating statements made by defendant. Shirleen Firman, the
deputy warden of the Gloucester County jail, testified that jail
records indicated that Wrigley had been removed from the holding
cell on November 3, 1995. On cross-examination, the State
highlighted the absence of jail records pertaining to defendant.
Also elicited on cross-examination were Firman's admissions that
the holding cell area was often very busy and that the jail
records were not always accurate. The State and the defense
stipulated that between January 1995 and December 1995, the only
time defendant was housed overnight at the Gloucester County jail
was from the afternoon of November 8 through November 9, 1995.
The defense supplemented its impeachment of State witnesses
by producing an alleged admission of Herrill Washington that he
had committed the crime. According to Barrick Wesley, he and
Washington had cased the Family Texaco during the summer of
1993 in preparation for a possible return to rob the
establishment. While in the Salem County jail, Wesley spoke with
Washington by telephone on October 5, 1993. Washington allegedly
told Wesley that he planned to rob the Texaco station. A few
days later, Wesley spoke again to Washington. Wesley testified
that during the conversation Washington said he committed the
robbery and shot the attendant in the face.
Washington testified at trial and denied the facts about
which Wesley had testified. The State theorized that because an
unknown informant had incriminated Washington regarding an
unrelated burglary, Washington may have made the false
incriminating statements to Wesley in an effort to determine
whether Wesley was the individual who had been informing on him.
During closing arguments, defense counsel stressed the lack
of direct evidence in the case, and attacked the credibility of
the State's witnesses. Defense counsel also mentioned Mills's
suicide, openly suggesting that Mills and not defendant was the
triggerman:
The [S]tate made a better case against
Michael Mills than they have against
[defendant]. It couldn't be more clear. Who
borrowed the car? Michael Mills. Who
stopped on the [W]hite [B]ridge? Although we
are not privy to the conversations that
occurred, the shotgun is pulled from the
water. Who? Michael Mills. Who moved the
bag out of Shiplee's car? Michael Mills.
The defense also questioned the feasibility of defendant's
committing the crime based on the time frame described by some
witnesses, and also noted that for some time the murder weapon
had been unaccounted for.
The prosecutor focused on the acts indicating premeditation
and intent on the part of defendant. Despite scant support in
the record, he called Mills the getaway driver and described in
detail the events that occurred at the Family Texaco and that
culminated in Donaghy's murder.
C. The Verdict
During the charge, the court instructed the jury to first
deliberate on own-conduct murder before reaching the issue of
accomplice liability. Additionally, the court repeatedly
reminded the jury that unanimity was required on each charge to
constitute a verdict, but that unanimity was not required with
regard to the specific form of murder and the question whether
defendant committed the murder by his own conduct.
On March 15, 1996, the jury returned a guilty verdict on all
counts charged in the indictment. The jury also found defendant
guilty of conspiracy to commit murder and conspiracy to commit
armed robbery. The jury also found that defendant had killed
Donaghy by his own conduct. Thus, the jury's verdict triggered a
penalty phase to determine whether a sentence of death would be
imposed.
D. The Penalty Phase
The sole aggravating factor alleged by the State was that
the murder occurred while defendant was engaged in the commission
of a robbery. See N.J.S.A. 2C:11-3c(4)(g). Originally, the
State also alleged as an aggravating factor that defendant was a
prior murderer, N.J.S.A. 2C:11-3c(2)(e), on the basis that he
also had been indicted for the murder of Ronald Pine. Because
the State contemplated trying the two cases jointly, the State's
intention, in the event of a double conviction, was to use each
murder to support a death sentence for the other murder. The
trial court disallowed that strategy. Furthermore, the question
became moot when the two indictments were severed, and defendant
pled guilty to the Pine murder after being sentenced to death for
the Donaghy murder. For the second murder, defendant received
life imprisonment with a thirty-year parole disqualifier, along
with a consecutive sentence of twenty years for first-degree
armed robbery with ten years of parole ineligibility. Those
sentences were to run consecutively to those imposed for the
Donaghy murder.
During its penalty-phase opening and summation, the State
stressed that defendant should be made to accept responsibility
for his actions. The State did not call witnesses during the
penalty phase. Rather, it incorporated by reference the evidence
presented during the guilt phase, and then rested its case.
Defendant relied on ten mitigating factors:
1. Defendant never had been convicted of a crime
and had never been incarcerated previously.
2. Defendant was twenty-two and not fully
matured at the time of the crime.
3. Defendant suffered one or more head traumas
resulting in an organic brain condition that
affected his judgment and impulse control to
the [extent] that normal people are not
affected.
4. Defendant's ability to appreciate the
wrongfulness of his conduct or to conform his
conduct to the requirements of the law was
impaired as a result of mental disease and/or
defects and emotional disturbances and
intoxication.
5. Defendant was raised in a household with one
alcoholic parent, which predisposed him to
substance abuse and delinquent behavior,
undermining the controls normally present in
others.
6. Defendant was raised in a home with an
emotionally and physically abusive father,
substantially affecting his maturation and
development, with the effect, among others,
of predisposing him to delinquent and violent
behavior to the extent normal adults are not
so predisposed.
7. Defendant had an excellent work record while
living in Florida, away from the turmoil of
his family, which was interrupted only by a
work-related injury.
8. Defendant was a successful athlete during
adolescence and high school, responding well
to coaching and discipline.
9. Defendant's success under coaching and sports
and in working in an environment away from
the turmoil of his family demonstrated that
he could be rehabilitated in a regimented
environment such as prison.
10. Any other factor that the jurors, or any one
of them, may deem relevant to defendant's
character or record or to the circumstances
of the offense.
Defendant presented the testimony of several experts. Dr.
Steven Portman, a neurologist, described abnormally excessive
electrical activity in the left frontal lobe of defendant's
brain. He testified that people with that condition tend to be
impulsive and have memory problems. Dr. Jonathan Willard-Mack, a
clinical neuropsychologist, also testified that injuries to the
left frontal lobe affect one's ability to control impulses. He
diagnosed defendant as suffering from encephalopathy, or brain
injury, as a likely result of a series of concussions. The
alleged head injuries sustained by defendant were caused by a
fall from a pickup truck, an incident in which defendant was
injured when his head hit a tree, and repetitive impacts incurred
during his football career. Dr. Frank Dyer, a psychologist,
described defendant as possessing borderline intelligence. He
testified that the alcoholic and abusive household in which
defendant was raised was a traumatic environment, but expressed
the view that therapy could help defendant. Dr. Robert Latimer,
a psychiatrist, also testified that defendant's ability to
control impulses was compromised by encephalopathy, but that he
could be helped through psychotherapy and counseling.
Defendant's mother testified that defendant's father was an
alcoholic who verbally abused her and defendant. As defendant
grew older, physical altercations between him and his father were
common. Amy Feldman, a social worker, described the Feaster home
as one in denial, in which Mrs. Feaster and defendant were
abused.
Two jurors accepted the third mitigating factor, that
defendant suffered a judgment-impairing organic brain disorder
resulting from head traumas. Five jurors accepted the factor
that defendant's father was physically and emotionally abusive,
and three jurors found the ninth factor, that based on
defendant's work record in Florida and his high school athletic
experience he was amenable to rehabilitation in prison. The jury
unanimously rejected the remaining mitigating factors. The jury
also concluded unanimously that the sole aggravating factor
outweighed beyond a reasonable doubt any mitigating factor or
factors, thus resulting in defendant's death sentence. In his
subsequent motion for a new trial, defendant advanced numerous
bases for the requested relief, all of which were denied by the
court.
We address this claim first because it implicates the
central issue raised on defendant's appeal.
Perceiving that a rational basis existed to support a jury
finding that defendant, despite participating in the crime, did
not commit the murder by his own conduct, N.J.S.A. 2C:11-3c,
the court provided an accomplice-liability charge to the jury.
The presentation of the own-conduct murder charge and the
accomplice-liability charge, and the relationship between the
two, is of critical importance because own-conduct murder is
punishable by death but accomplice-liability murder is not.
N.J.S.A. 2C:11-3(c); see also State v. Gerald,
113 N.J. 40, 100
(1988)(noting, with sole exception of murder for hire, a
defendant whose conviction is based on a theory of vicarious
liability cannot be subjected to death-penalty proceedings).
Defendant argues that the court's sequential presentation of
own-conduct murder and accomplice-liability murder, and its
admonition to the jury that it reach the accomplice liability
question only after first acquitting on own-conduct murder,
effectively relegated the non-death-eligible option to second-class status. In other words, defendant contends that the rigid
sequencing of the charge and deliberations improperly coerced the
jury into reaching a death-eligible verdict.
Additionally, defendant focuses on the court's repeated
instruction that the jury be unanimous with regard to all issues,
while at the same time informing the jury that it need not be
unanimous on the own-conduct question. Defendant contends that
those contradictory instructions left the jury hopelessly
confused, leading the jurors to believe that they had to be
unanimous on the own-conduct determination in order to return a
valid murder conviction.
A. Sequential Presentation of Own-Conduct Murder
and Accomplice-Liability Murder
The court first charged the jury on the elements of
purposeful-or-knowing murder, during which it did not mention the
question whether defendant committed the murder by his own
conduct. After charging on the lesser-included offenses of
aggravated manslaughter and reckless manslaughter, the court
instructed on accomplice liability, tailoring its charge to fit
the facts of the case:
In this case the State contends that the
defendant . . . committed the offenses for
which he is charged, the murder, the felony
murder, the robbery, I'm talking about those
in particular right now, against Keith
Donaghy by his own conduct.
If you are convinced of that beyond a
reasonable doubt, then you need not consider
the alternative type of culp[a]bility or
responsibility, that is, where a defendant
may be found guilty of an offense because of
the conduct of another person for whom he is
legally accountable.
This is accomplice liability. If you
find that the actual crimes were committed by
the conduct of another person, who I will
refer to throughout this portion of my
instructions simply as X, [it] could be any
other person, then you will consider whether
the defendant shall be found guilty because
he is legally accountable as an accomplice of
X. You've heard about Michael Mills and it
could be anyone.
If you are not convinced beyond a
reasonable doubt that the defendant acted by
his own conduct in committing these crimes,
then you may consider and should consider
whether he should be found guilty of them
because of being legally accountable as an
accomplice of some other person, and you'll
only consider these instructions on
accomplice liability if you first determine
that he is not directly responsible by his
own conduct.
The court repeated this description of the sequential
relationship between own-conduct murder and accomplice liability
on at least three other occasions during its instructions.
There is nothing inherently wrong with sequential charges,
which usually provide a framework for orderly deliberations.
State v. Cooper,
151 N.J. 326, 369 (1997)(quoting State v. Coyle,
119 N.J. 194, 223 (1990)); State v. Zola,
112 N.J. 384, 405
(1988), cert. denied,
489 U.S. 1022,
109 S. Ct. 1146,
103 L. Ed.2d 205 (1989). Indeed, for courts to instruct juries not to
consider lesser-included offenses unless they first acquit on the
greater charge is a common practice. Cooper, supra, 151 N.J. at
366; Coyle, supra, 119 N.J. at 223; State v. McAllister,
211 N.J.
Super. 355, 365 (App. Div. 1986); see also State v. Harris,
141 N.J. 525, 552-53 (1995)(explaining that rationale supporting
sequential charge is to have jury convict of offense supported by
evidence as opposed to reaching compromise verdict); State v.
Perry,
124 N.J. 128, 164-65 (1991)(approving sequential charge
for non-felony-murder offenses); People v. Boettcher,
505 N.E.2d 594, 597 (N.Y. 1987)(approving sequential charge for lesser-included offense, noting that contrary rule would give
insufficient weight to the principle that it is the duty of the
jury not to reach compromise verdicts . . . but to render a just
verdict by applying the facts it finds to the law it is
charged).
However, the propriety of a sequential charge becomes
suspect in certain capital cases when a jury is presented with an
alternative non-death-eligible form of murder rather than a
traditional lesser-included offense. In such instances, we have
repeatedly expressed our concern about the coercive effect a
sequential charge may have on a capital jury. Prompting that
concern is our belief that a sequential charge may cause a jury
"that believes a defendant guilty of something to convict on the
first and most serious charge" without giving due consideration
to the non-death-eligible offense. State v. Mejia,
141 N.J. 475,
484 (1995); see also State v. Purnell,
126 N.J. 518, 530 (1992)
(vacating death sentence where jury was not permitted to consider
all of the possible offenses); Cannel, New Jersey Criminal
Code, Annotated, comment 14 on N.J.S.A. 2C:1-8(e)(1997) ("[I]n a
capital case, where there is support in the evidence for a non-capital murder conviction, the jury must be given every
opportunity to convict of the charge not carrying the death
penalty."); cf. United States v. Tsanas,
572 F.2d 340, 345 (2d
Cir.)(noting that [w]here one of the elements of the offense
charged remains in doubt, but the defendant is plainly guilty of
some offense, the jury is likely to resolve its doubts in favor
of conviction.)(quoting Keeble v. United States,
412 U.S. 205,
212-13,
93 S. Ct. 1993, 1997,
36 L. Ed.2d 844, 850 (1973)),
cert. denied,
435 U.S. 995,
98 S. Ct. 1647,
56 L. Ed.2d 84
(1978).
In Mejia, supra, we considered a defendant's challenge to a
sequential charge and verdict sheet that effectively required the
jury to first acquit on purposeful-or-knowing murder before
reaching the question whether defendant purposefully or knowingly
caused serious bodily injury resulting in death. 141 N.J. at
482. At the time of the defendant's crimes in Mejia, "serious-bodily-injury" murder was not punishable by death. Gerald,
supra, 113 N.J. at 89. Constitutional and statutory amendments
have since made serious-bodily-injury murderers eligible for the
death penalty. N.J. Const. art. I, para. 12; L. 1993, c. 111
(signed May 5, 1993); Mejia, supra, 141 N.J. at 482.
We found that the sequential charge in Mejia constituted one
of the "crucial defects" in the court's instructions that
required reversal of the defendant's death sentence. Id. at 483-84. Noting that serious-bodily-injury murder is an alternative
form of homicide rather than a lesser-included offense of "intent
to kill" murder, id. at 484, we observed that the court's
treatment of serious-bodily-injury murder as a lesser-included
offense "reduced the likelihood that the jury would consider
whether defendant intended to cause only serious bodily injury."
Id. at 485.
In Coyle, supra, 119 N.J. at 209-12, we reversed a death
sentence primarily because of the trial court's failure to
provide the charge on serious-bodily-injury murder formerly
required by Gerald, supra, 113 N.J. at 92. Nevertheless, we also
found harmful error in the court's sequential charge on
purposeful murder and passion/provocation manslaughter, Coyle,
supra, 119 N.J. at 222-23, observing that the sequential charge
"had the potential to foreclose jury consideration of whether
passion/provocation should reduce an otherwise purposeful killing
from murder to manslaughter." Id. at 222.
In our most recent decision regarding sequential charges in
capital cases, we relied on the unique nature of felony murder in
upholding a trial court's sequential presentation of capital
murder and felony murder. Cooper, supra, 151 N.J. at 369-70. We
acknowledged that felony murder is not a traditional lesser-included offense because its elements may differ from those of
capital murder. Id. at 365; Purnell, supra, 126 N.J. at 531.
Nevertheless, we noted Purnell's admonition that in a capital
case in which the State relies on the commission of a felony
(robbery) as an aggravating factor, that reliance affirms the
existence of a rational basis for the jury to choose the death-ineligible option of finding defendant guilty of felony murder,
id. at 532, and that accordingly felony murder should be treated
as a lesser-included offense in determining what crimes to submit
to the jury. Id. at 530-31; Cooper, supra, 151 N.J. at 365.
Analytically, therefore, we regarded felony murder as a lesser-included offense in assessing the propriety of a sequential
charge in that context. Cooper, supra, 151 N.J. at 366.
In upholding the court's sequential presentation of capital
murder and felony murder, Cooper distinguished felony murder from
the passion/provocation manslaughter offense implicated in Coyle.
When evidence of passion/provocation manslaughter is produced, in
order to obtain a conviction for murder the State must prove
beyond a reasonable doubt that the purposeful killing was not the
product of passion based on reasonable provocation. State v.
Powell,
84 N.J. 305, 314-16 (1980). In that sense, the mental
states for a purposeful killing and passion/provocation
manslaughter were interrelated. Cooper, supra, 151 N.J. at
369. Conversely, felony murder is a strict-liability crime. Id.
at 369-70. Thus, because "there is no connection between the
required mental state for purposeful-or-knowing murder and that
for felony murder," id. at 369, we sustained a sequential charge
of capital murder and felony murder. Id. at 370.
The threshold issue is whether accomplice-liability murder
is an alternative theory of murder that should be considered
simultaneously with death-eligible purposeful-or-knowing murder.
When the Legislature enacted the New Jersey Death Penalty
Act (Act), L. 1982, c. 111, it resurrect[ed] the distinction
between a principal and an accomplice in determining whether a
defendant is a candidate for the death penalty. State v. Brown,
138 N.J. 481, 509 (1994)(quoting Gerald, supra, 113 N.J. at 93).
Pursuant to N.J.S.A. 2C:11-3c, a person found guilty of murder is
eligible for the death penalty only if he murdered by his own
conduct, procured the murder by payment or promise of payment of
anything of pecuniary value, or commanded or by threat or promise
solicited the murder as the leader of a narcotics trafficking
network. However, the own-conduct requirement is unrelated to
the State's burden of proof to obtain a conviction of purposeful-or-knowing murder:
The requirement that the homicidal act be
committed by the defendant's own conduct is
simply irrelevant to the question of whether
defendant is guilty of purposeful or knowing
murder. During guilt-phase proceedings, the
jury first must determine whether defendant
should be convicted of murder, considering,
where appropriate, principles of vicarious
liability under N.J.S.A. 2C:2-6. Only after
it has unanimously found defendant guilty of
purposeful or knowing murder should the jury
turn to the question of whether defendant
committed the homicidal act by his or her own
conduct.