SYLLABUS
(This syllabus is not part of the opinion of the Court. It has
been prepared by the Office of the Clerk for the convenience of the
reader. It has been neither reviewed nor approved by the Supreme Court. Please
note that, in the interests of brevity, portions of any opinion may not
have been summarized).
State v. Traci E. Stanton (A-7-2001)
Argued January 3, 2002
Reargued November 18, 2002 -- Decided April 17, 200
3
COLEMAN, J., writing for the Court.
The issue in this appeal is whether a jury that finds a defendant
guilty of second-degree vehicular homicide in violation of
N.J.S.A. 2C:11-5b also must decide
whether the defendant was intoxicated before a mandatory minimum sentence can be imposed
under
N.J.S.A. 2C:11-5b(1).
In February 1997, Traci Stanton invited her boyfriend, her brother, and her sister-in-law,
Nancy Smith, to her house to play cards and drink beer. Stanton admitted
drinking approximately one and one-half bottles of beer, although her brother recalled that
she drank between three and five beers. At approximately 11:30 p.m., Stanton drove
her Porsche to purchase more beer while Smith rode in the front passenger
seat. After purchasing the beer, Stanton and Smith dropped off the beer at
Stantons house and proceeded to Smiths home to pick up her dog. On
the way, Stanton was unable to steer her car around a turn with
the result that her vehicle left the road and struck a tree.
Police arrived on the scene shortly before 1:00 a.m. and found the vehicle
on its roof. While treating Stanton, an emergency medical technician discovered a beer
bottle within four inches of her head. Smith was found underneath the trunk
of the car and died as a result of the extensive injuries she
suffered during the accident.
The morning following the accident, Stanton admitted to police that she had been
driving between sixty and sixty-five miles per hour and that neither she nor
Smith had been wearing a seatbelt. The posted speed limit was fifty miles
per hour, but the recommended speed at the site of the accident was
only thirty-five miles per hour. Stanton also admitted that she and Smith had
been drinking beer in the car.
A grand jury indicted Stanton for second-degree vehicular homicide based on Stantons reckless
operation of a motor vehicle. In addition, police issued Stanton summonses for several
motor vehicle offenses, including driving while intoxicated (DWI), reckless driving, consumption of alcohol
while driving, and failure to wear a seatbelt. The vehicular homicide was tried
to a jury while the non-indictable offenses were tried simultaneously before the judge.
The State relied on intoxication and other evidence such as speed to establish
that Stanton recklessly operated her motor vehicle. The jury found Stanton guilty of
second-degree vehicular homicide, but was not asked to state the basis for its
finding of recklessness.
The trial judge found Stanton guilty of all of the motor vehicle violations.
The judge sentenced Stanton as if the second-degree offense were a third-degree crime
and imposed the three-year parole ineligibility term required by N.J.S.A. 2C:11-5b(1). That provision
mandates a minimum term for defendants convicted of vehicular homicide who were intoxicated
at the time of the offense and such minimum term shall be fixed
at, or between, one-third and one-half of the sentence imposed by the court
or three years, whichever is greater, during which the defendant shall be ineligible
for parole.
Stanton appealed her vehicular homicide conviction, claiming trial error and also that N.J.S.A.
2C:11-5b(1) was unconstitutional because it permits a judge to find an element of
vehicular homicide intoxication by a preponderance of the evidence rather than by a
jury beyond a reasonable doubt. The Appellate Division affirmed in part and reversed
in part. State v. Stanton,
339 N.J. Super. 1 (2001). It applied the
constitutional doubt doctrine and held that the three-year mandatory minimum sentence was unconstitutionally
imposed because the issue of Stantons intoxication had not been decided by the
jury. The Appellate Division interpreted this Courts opinion in State v. Johnson,
166 N.J. 523 (2001), to mean that if the imposition of the mandatory minimum
term depends on the existence of a fact other than a prior conviction,
that fact must be found by a jury beyond a reasonable doubt. The
Appellate Division affirmed the conviction and remanded to the trial court with the
direction that the parole ineligibility term be vacated.
Stantons petition for certification was denied. The States cross-petition challenging the Appellate Divisions
vacation of the three-year parole disqualifier was granted. The Court heard argument on
January 2, 2002, and decided to withhold disposition until the United States Supreme
Court decided Harris v. United States, for which certiorari had been granted on
December 10, 2001. Harris was decided on June 24, 2002. Harris v. United
States,
536 U.S. 545 (2002). Supplemental briefs were filed and the case was
reargued.
HELD: The Appellate Division erred in vacating the three-year term of parole ineligibility
because there is no right to trial by jury on a DWI offense
or on the issue of intoxication for sentence enhancement purposes, there is substantial
credible evidence in the record to support the judges finding of intoxication, and
there is no constitutional doubt following Harris.
1. Criminal homicide constitutes vehicular homicide when it is caused by driving a
vehicle or vessel recklessly. N.J.S.A. 2C:11-5a. The recklessness element may be satisfied by
proof of intoxication alone or in combination with other evidence. Subsection b of
the statute mandates a minimum period of incarceration for a defendant convicted of
vehicular homicide if a judge finds by a preponderance of the evidence that
the defendant was intoxicated at the time of the offense. N.J.S.A. 2C:11-5b(1) and
(2). (pp. 8-12)
2. This is a typical case in which a defendant charged with vehicular
homicide also is charged with DWI and other Title 39 offenses. To avoid
double jeopardy problems, the vehicular homicide and the traffic offenses must be consolidated
for disposition. The jury decides the indictable offenses, while the Title 39 offenses,
including the DWI charge, are decided by the judge presiding over the jury
trial. When a defendant is on trial for both vehicular homicide and DWI
and the State relies on intoxication and other circumstantial evidence to establish recklessness,
unless a special interrogatory is submitted to the jury, there is no way
of knowing the basis for the jurys finding of recklessness. Consistent with long-established
policy, the jury in this case decided the vehicular homicide charge and the
judge, applying the required beyond a reasonable doubt standard, decided the Title 39
offenses, including the DWI. Because there is no right to a trial by
jury on DWI and other Title 39 charges, the judge decided the Title
39 offenses after the jury convicted Stanton of vehicular homicide. After finding Stanton
guilty of DWI, the judge used that finding of intoxication to impose the
mandatory three-year term on the vehicular homicide conviction. (pp. 12-14)
3. An accused is constitutionally entitled to have a jury find each element
of an indictable offense beyond a reasonable doubt. But there is no right
to a trial by jury of DWI or other Title 39 offenses because
they are not deemed to be serious enough. The question then is whether
intoxication is truly a sentence enhancer or an element of vehicular homicide. The
United States Supreme Court has addressed the issue whether certain conduct is a
sentence enhancement factor or an element of the offense. In McMillan v. Pennsylvania,
477 U.S. 79 (1986), the Court held that the Constitution did not require
Pennsylvania to treat a sentencing enhancement factor (visible possession of a firearm) as
an element of an offense. However, in Apprendi v. New Jersey,
530 U.S. 466 (2000), the Court held that our hate-crime statute is unconstitutional because the
motive required for enhancing the penalty was essentially an element. The Court explained
that other than the fact of a prior conviction, any fact that increases
the penalty for a crime beyond the prescribed statutory maximum must be submitted
to a jury and proved beyond a reasonable doubt. This decision created a
quagmire of unanswered questions in respect of whether trial judges are permitted to
determine sentence enhancement factors. Indeed, this Court in State v. Johnson,
166 N.J. 523 (2001), found that Apprendi had created constitutional doubt regarding our No Early
Release Act (NERA), which provides for mandatory minimum sentences for convictions constituting violent
crimes as defined by the statute. In an apparent attempt to stem the
confusion in the aftermath of Apprendi, the Supreme Court granted certiorari in Harris.
In deciding Harris, the Court explained that factors that extend a sentence beyond
the authorized maximum are elements of the crime that must be decided by
a jury. Facts that require minimum terms within the range authorized by statute,
however, can be found by a judge. (pp. 15-27)
4. Under the Criminal Code, the second-degree offense of vehicular homicide has three
elements: (1) that the defendant operated a motor vehicle or vessel; (2) that
the defendants operation caused the death of another; and (3) that the death
was caused by defendants reckless operation. Proof of intoxication is not a fact
required for the proof of vehicular homicide. Intoxication was used in this case
as a mere circumstance to be considered in determining whether Stanton had acted
recklessly. The fact that intoxication affects Stantons sentence does not by itself make
it an element of the offense. Intoxication does not increase the penalty for
vehicular homicide beyond the statutory maximum prescribed for that offense. (pp. 27-28)
5. The dissent mistakenly concludes that DWI is a lesser-included offense of vehicular
homicide to justify the conclusion that Stanton is entitled to a jury trial
on DWI and reckless driving. DWI and other Title 39 offenses are consolidated
for trial with indictable offenses not because they are lesser-included criminal offenses of
the crimes charged in an indictment, but because our jurisprudence requires consolidation of
even Title 39 offenses to avoid double jeopardy problems. The dissents conclusion that
there should be a jury trial on the Title 39 offenses has no
foundation in our Constitution, the jurisprudence of this Court, or legislative enactments. Hence,
the dissents conclusion represents a drastic and unwarranted departure from the existing law.
Such a change should properly be by legislative, rather than judicial judgment. (pp.
28-36)
The judgment of the Appellate Division is REVERSED, and the judgment of the
Law Division is reinstated.
JUSTICE LONG has filed a separate, dissenting opinion, in which she concludes that
intoxication is an element of the enhanced, second-degree offense of vehicular homicide.
JUSTICE ZAZZALI has filed a separate, dissenting opinion, expressing the view that when
the finding of any fact triggers imposition of a minimum period of imprisonment,
a jury must find that fact beyond a reasonable doubt.
JUSTICE ALBIN has filed a separate, dissenting opinion, expressing the view that the
majority opinion strikes a blow to the constitutional right of trial by jury
by diminishing the role and importance of the jury and ceding from the
jury to the judge the relevant fact-finding power that determines the real-time length
of a defendants sentence.
CHIEF JUSTICE PORITZ and JUSTICES LaVECCHIA, and VERNIERO join in JUSTICE COLEMANs opinion.
JUSTICE LONG filed a separate dissenting opinion in whch JUSTICES ZAZZALI and ALBIN
join. JUSTICE ZAZZALI filed a separate dissenting opinion in which JUSTICES LONG and
ALBIN join. JUSTICE ALBIN filed a separate dissenting opinion in which JUSTICES LONG
and ZAZZALI join.
SUPREME COURT OF NEW JERSEY
A-
7 September Term 2001
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
TRACI E. STANTON, a/k/a TRACI FRY and TRACI PFAFF,
Defendant-Respondent.
Argued January 3, 2002
Reargued November 18, 2002 Decided April 17, 2003
On certification to the Superior Court, Appellate Division, whose opinion is reported at
339 N.J. Super. 1 (2001).
Mark Paul Cronin Deputy Attorney General, argued the cause for appellant (Peter C.
Harvey, Acting Attorney General of New Jersey, attorney; Jordana Jakubovic, Deputy Attorney General
and Carol M. Henderson, Assistant Attorney General, of counsel and on the briefs).
Linda Mehling, Assistant Deputy Public Defender, argued the cause for respondent (Yvonne Smith
Segars, Public Defender, attorney).
The opinion of the Court was delivered by
COLEMAN, J.
This appeal involves a conviction for second-degree vehicular homicide, N.J.S.A. 2C:11-5b, based on
defendants reckless operation of her motor vehicle. The State relied on intoxication and
other evidence such as speed to establish that defendant recklessly operated her motor
vehicle. The jury was not asked to state the basis for its finding
of recklessness. The sentencing provision for vehicular homicide mandates a minimum term of
imprisonment for defendants who were intoxicated at the time of the offense and
such minimum term shall be fixed at, or between, one-third and one-half of
the sentence imposed by the court or three years, whichever is greater, during
which the defendant shall be ineligible for parole. N.J.S.A. 2C:11-5b(1). The trial court
found that defendant should be sentenced as if the offense were third-degree, found
that defendant was intoxicated, and sentenced defendant to imprisonment for three years subject
to parole ineligibility of three years. The issue before us is whether the
jury should have been required to determine the sentence enhancement factorthe intoxication. We
hold that the jury was not required to make that determination.
I.
In February 1997, defendant Traci Stanton invited her boyfriend, her brother, and her
sister-in-law, Nancy Smith, to her house to play cards and drink beer. Defendant
admitted drinking approximately one and one-half bottles of beer, although her brother recalled
defendant drinking between three and five beers. At approximately 11:30 p.m., defendant drove
her Porsche to purchase more beer while Smith rode in the front passenger
seat. After purchasing the beer, defendant and Smith dropped off the beer at
defendants house and proceeded to Smiths home to pick up her dog. On
their way to Smiths home, defendant was unable to steer her car around
a turn with the result that her vehicle left the road and struck
a tree near the right shoulder of the road. The police arrived on
the scene shortly before 1:00 a.m. and found the vehicle completely on its
roof. While treating defendant and before removing her from the vehicle, an emergency
medical technician (EMT) discovered a beer bottle [w]ithin four inches of defendants head.
Smith was found underneath the trunk of the car on the passenger side
of the vehicle. She died as a result of the extensive injuries suffered
during the accident.
The morning following the accident defendant was interviewed by Officer Priole. At that
time she stated that she had been driving between sixty and sixty-five miles
per hour and that neither she nor Smith had been wearing a seatbelt.
The posted speed limit was fifty miles per hour, but the recommended speed
at the site of the accident was only thirty-five miles per hour. Defendant
admitted that she and Smith had been drinking beer in the car.
A grand jury indicted defendant for second-degree vehicular homicide,
N.J.S.A. 2C:11-5. In addition,
the police issued defendant summonses for several motor vehicle offenses, including driving while
intoxicated (DWI), in violation of
N.J.S.A. 39:4-50; reckless driving, in violation of
N.J.S.A.
39:4-96; consumption of alcohol while driving, in violation of
N.J.S.A. 39:4-51a; and failure
to wear a seatbelt, in violation of
N.J.S.A. 39:3-76.2f. The vehicular homicide was
tried to a jury while the non-indictable offenses were tried simultaneously before the
judge. At the close of all the evidence, the trial court instructed the
jury that the State must prove beyond a reasonable doubt the elements of
the vehicular homicide offense. The jury found defendant guilty of second-degree vehicular homicide,
contrary to
N.J.S.A. 2C:11-5b.
The trial judge, sitting without the jury, addressed the alleged motor vehicle violations.
She found defendant guilty of all of the offenses except the DWI on
which she reserved decision until sentencing on the vehicular homicide conviction. At sentencing,
the judge first addressed the charge of driving while intoxicated and determined that
the defendant must have consumed substantially more than two or three beers as
everyone remember[ed] and that [t]he manner in which the accident occurred... corroborate[d] the
fact that she was driving under the influence. Based on the evidence presented
during the vehicular homicide trial, the judge found that the proofs convinced her
beyond a reasonable doubt that defendant was guilty of driving while intoxicated.
Following the trial courts denial of defendants motion for a new trial, defendant
was sentenced on the vehicular homicide charge. After evaluating the aggravating and mitigating
factors, the judge sentenced defendant as if the second-degree offense were a third-degree
crime and imposed the three-year parole ineligibility term mandated by
N.J.S.A. 2C:11-5b(1). The
mandatory parole ineligibility term was applied because the judge found defendant was intoxicated
at the time she committed the vehicular homicide.
Defendant appealed her vehicular homicide conviction, claiming her conviction should be reversed based
on alleged trial error. She also contended that
N.J.S.A. 2C:11-5b(1) was unconstitutional because
it permits a judge to find an element of vehicular homicideintoxicationby a preponderance
of the evidence, rather than by a jury beyond a reasonable doubt. The
Appellate Division affirmed in part and reversed in part.
State v. Stanton,
339 N.J. Super. 1 (2001).
The court applied the constitutional doubt doctrine and held that the three-year mandatory
minimum sentence was unconstitutionally imposed because the issue of defendants intoxication had not
been decided by the jury.
Id. at 6. The panel interpreted this Courts
holding in
State v. Johnson,
166 N.J. 523 (2001), to mean that
if imposition of a statutorily mandated parole ineligibility term is based on the
existence of a fact other than a record of a prior conviction, then,
as a matter of the imperatives of the Fifth and Sixth Amendments, that
fact must be found by a jury beyond a reasonable doubt. Thus, if
that fact is not a discrete element of the offense which the jury
must find in order to convict, then it must be submitted to the
jury for its determination.
[
Stanton,
supra, 339
N.J. Super. at 6-7.]
The Appellate Division recognized that there is a textual difference between [the vehicular
homicides mandatory minimum parole ineligibility,]
N.J.S.A. 2C:11-5b(2)[,] and the corresponding NERA provision [requiring
a defendant to serve eighty-five percent of a sentence for committing a violent
crime,]
N.J.S.A. 2C:43-7.2.
Stanton,
supra, 339
N.J. Super. at 7. Specifically, NERA omits
any reference to the standard of proof necessary to establish the parole-ineligibility fact,
and it does not say whether the fact-finder is the judge or jury.
Ibid. On the other hand,
N.J.S.A. 2C:11-5b(2) specifies that the finding must only
meet the preponderance of the evidence standard and provides that the finding must
be made by the courtpresumably the judge.
Ibid. Despite this difference, the Appellate
Division was
convinced that if constitutional principles require the NERA provision to be read as
mandating a jury finding of the NERA predicate fact beyond a reasonable doubt
in order for that statute to survive constitutional challenge, then, by the same
token,
N.J.S.A. 2C:11-5b(2) can survive constitutional challenge only if it is read in
the same way.
[Ibid.]
In other words, [t]he Johnson holding, as we understand it, applies to every
statute imposing a mandatory parole ineligibility term because of the capacity of that
term to increase real time. Ibid. Rather than declare N.J.S.A. 2C:11-5b(2) unconstitutional, the
Appellate Division elected to engage in judicial surgery to sustain the statute on
an assumption that the Legislature intended to act in a constitutional manner, .
. . [stating:] That can only be done by excising . . .
the references to the preponderance standard and the courts findings and then construing
the excised statute as Johnson construed NERA. Id. at 7-8.
According to the procedure articulated in State v. DeLuca,
108 N.J. 98, 111,
cert. denied, New Jersey v. DeLuca,
484 U.S. 944,
108 S. Ct. 331,
98 L. Ed.2d 358 (1987), the trial judge was required to decide
the DWI offense after the jury returned a verdict on vehicular homicide. Ibid.
Although the DWI offense was not tried to a jury, each element of
that offense, including intoxication, still had to be found beyond a reasonable doubt.
Ibid. The Appellate Division found that although both N.J.S.A. 2C:11-5b and N.J.S.A. 39:4-50
define intoxication identically, the principles set forth in Johnson still required a jury
finding of intoxication beyond a reasonable doubt. Stanton, supra, 339 N.J. Super. at
8-9. The panel reasoned that even though the judge found intoxication beyond a
reasonable doubt [that] does not mean that the jury either did[,] or would
have[,] [because] it was free to attribute the fatal accident to speeding alone
and there was evidence on which it could have found that defendant was
not intoxicated. Ibid. As a remedy, the Appellate Division vacated the three-year parole
disqualifier but affirmed defendants conviction, stating that it was satisfied that there was
no reversible error attending the jury verdict of guilt of vehicular homicide. Id.
at 9. The panel remanded to the trial court with the direction that
the judgment of conviction should be modified by vacating the parole ineligibility term.
Ibid.
Defendants petition for certification was denied. State v. Stanton,
169 N.J. 609 (2001).
The States cross-petition for certification challenging the Appellate Divisions vacation of the three-year
parole disqualifier was granted. Ibid. While this appeal was pending, the United States
Supreme Court granted certiorari in Harris v. United States on December 10, 2001.
534 U.S. 1064,
122 S. Ct. 663,
151 L. Ed.2d 578 (2001).
We heard oral arguments on January 2, 2002, and decided to withhold disposition
until Harris was decided. Harris was decided on June 24, 2002. Harris v.
United States,
536 U.S. 545,
122 S. Ct. 2406,
153 L. Ed.2d 524 (2002). After supplemental briefs were filed with this Court, the case was
reargued before us on November 18, 2002.
II.
The State argues that the Appellate Division erred in interpreting
Johnson to require
that the jury, rather than the judge, had to decide whether defendant was
intoxicated before the sentence enhancement statute could be applied. In its supplemental brief,
the State maintains that [t]he decision of the United States Supreme Court in
Harris[,
supra,
536 U.S. 545,
122 S. Ct. 2406,
153 L. Ed.2d 524,] mandates a reversal of the Appellate Division in this case. The State
contends that the mandatory parole term required under
N.J.S.A. 2C:11-5b(1) when a vehicular
homicide is committed by an individual who is under the influence of alcohol
fully complies with all federal and state constitutional principles.
A.
Our analysis of the issues presented must begin with the vehicular homicide statute
and its sentencing provisions. The current vehicular homicide statute that has been in
effect since 1995 provides:
a. Criminal homicide constitutes vehicular homicide when it is caused by driving a
vehicle or vessel recklessly.
b. Except as provided in [
N.J.S.A. 2C:11-5b(3)], vehicular homicide is a crime of
the second-degree.
(1) If the defendant was operating the auto or vessel while under the
influence of any intoxicating liquor, narcotic, hallucinogenic or habit-producing drug, or with a
blood alcohol concentration at or above the prohibited level as prescribed in R.S.39:4-50,
or if the defendant was operating the auto or vessel while his drivers
license or reciprocity privilege was suspended or revoked for any violation of R.S.39:4-50,
section 2 of P.L.1981, c. 512 (C.39:4-50.4a), by the Director of the Division
of Motor Vehicles pursuant to P.L.1982, c. 85 (C.39:5-30a et seq.), or by
the court for a violation of R.S.39:4-96, the defendant shall be sentenced to
a term of imprisonment by the court. The term of imprisonment shall include
the imposition of a minimum term. The minimum term shall be fixed at,
or between, one-third and one-half of the sentence imposed by the court or
three years, whichever is greater, during which the defendant shall be ineligible for
parole.
(2) The court shall not impose a mandatory sentence pursuant to paragraph (1)
of this subsection unless the grounds therefor have been established at a hearing.
At the hearing, which may occur at the time of sentencing, the prosecutor
shall establish by a preponderance of the evidence that the defendant was operating
the auto or vessel while under the influence of any intoxicating liquor, narcotic,
hallucinogenic or habit-producing drug, or with a blood alcohol concentration at or above
the level prescribed in R.S.39:4-50 or that the defendant was operating the auto
or vessel while his drivers license or reciprocity privilege was suspended or revoked
for any violation of R.S.39:4-50, section 2 of P.L.1981, c. 512 (C.39:4-50.4a), by
the Director of the Division of Motor Vehicles pursuant to P.L.1982, c. 85
(C.39:5-30a et seq.), or by the court for a violation of R.S.39:4-96. In
making its findings, the court shall take judicial notice of any evidence, testimony
or information adduced at the trial, plea hearing, or other court proceedings and
shall also consider the presentence report and any other relevant information.
[N.J.S.A. 2C:11-5a, -5b(1) and (2).]
Subsection a describes what constitutes the offense of vehicular homicide. The [p]rescribed culpability
requirement applies to all material elements of the offense. N.J.S.A. 2C:2-2c(1). Intoxication in
combination with other evidence or standing alone may satisfy the recklessness element. State
v. Jamerson,
153 N.J. 318, 335 (1998); State v. LaBrutto,
114 N.J. 187,
204 (1989); State v. Casele,
198 N.J. Super. 462, 472 (App. Div. 1985).
In other words, a defendants sobriety or insobriety is only one of several
circumstances a jury is permitted to consider when deciding whether the element of
recklessness, as defined in N.J.S.A. 2C:2-2b(3), has been established beyond a reasonable doubt.
LaBrutto, supra, 114 N.J. at 204; see State v. Dively,
92 N.J. 573,
583 n.7 (1983). Some of the other circumstances, other than intoxication, that are
considered in relation to recklessness regardless of whether or not the operator was
intoxicated are excessive speed, weather and lighting conditions, and known substantial safety defects
in the motor vehicle or vessel. See, e.g., DeLuca, supra, 108 N.J. at
109.
Subsection b of the statute focuses on the sentencing provisions for a second-degree
vehicular homicide. That subsection mandates a minimum period of incarceration for a defendant
convicted of vehicular homicide if that defendant is found by a judge, after
conducting a hearing prescribed by N.J.S.A. 2C:11-5b(2), to have been intoxicated at the
time of the offense. In order to better understand the critical issue raised,
with respect to the sentence enhancement, we must give context to the procedural
framework in which the issue is presented.
B.
This is a typical case in which a defendant charged with vehicular homicide
also is likely to be charged with DWI and other Title 39 offenses.
To avoid double jeopardy based on multiple punishments for the same offense,
DeLuca,
supra, 108
N.J. at 102 (internal citations omitted), the vehicular homicide and the
Title 39 offenses must be consolidated for disposition. A jury hears the indictable-vehicular
homicide as well as lesser-included disorderly and petty disorderly persons offenses.
State v.
Muniz,
118 N.J. 319, 327-32 (1990). Although Title 39 offenses such as DWI
and careless driving are lesser-included offenses of the indictable-vehicular homicide offense for the
purposes of the Double Jeopardy Clause, they are heard by the judge presiding
over the jury trial who must base his or her decision on the
proofs adduced in the course of the [vehicular homicide] charge.
DeLuca,
supra, 108
N.J. at 111;
Muniz,
supra, 118
N.J. at 331 n.1. Nonetheless, a defendant
is entitled to have the jury instructed, as occurred in this case, that
there are lesser-included motor vehicle offenses for which the judge must decide defendants
guilt or innocence.
Muniz,
supra, 118
N.J. at 332;
State v. Brown,
228 N.J. Super. 211, 224 (App. Div. 1988),
revd on other grounds,
118 N.J. 595 (1990). Consistent with the foregoing long-established policy and
Rule 3:15-3, the jury
in this case decided the vehicular homicide charge and the judge decided the
Title 39 offenses, including the DWI. Needless to say, the judge applied the
required beyond a reasonable doubt standard.
See State v. Emery,
27 N.J. 348,
353 (1958).
Not infrequently, the State will rely on intoxication alone, or in combination with
other circumstantial evidence, to establish the recklessness element of vehicular homicide. When intoxication
is the sole basis to establish reckless operation of a motor vehicle or
vessel before the jury, and if the jury convicts the defendant of vehicular
homicide, the role of the judge in finding intoxication for sentence enhancement under
N.J.S.A. 2C:11-5b(2) is simple. No hearing is required, for unless the judge accepts
the jurys finding of intoxication, the jury verdict cannot stand and there can
be no DWI conviction.
DeLuca,
supra, 108
N.J. at 111.
But when a defendant is on trial for both vehicular homicide and DWI
and the State relies on intoxication and other circumstantial evidence to establish recklessness,
unless a special interrogatory is submitted to the jury, there is no way
of knowing the basis for the jurys finding of recklessness. Under the existing
law, no purpose would be served by special interrogatories. The recklessness element does
not require juror unanimity when mixed evidence of recklessness is presented.
See,
e.g.,
State v. Frisby,
174 N.J. 583, 596-600 (2002);
State v. Camacho,
153 N.J. 54, 69-72 (1998),
cert. denied,
525 U.S. 864,
119 S. Ct. 153,
142 L. Ed.2d 125 (1998). Nor is a special interrogatory helpful in a
merger context for two reasons. First, merger is not required when there is
mixed evidence of recklessness such as excessive speed and intoxication.
DeLuca,
supra, 108
N.J. at 109;
State v. Baumann,
340 N.J. Super. 553, 556-57 (App. Div.
2001);
State v. Mara,
253 N.J. Super. 204, 213-14 (App. Div. 1992);
State
v. Devlin,
234 N.J. Super. 545, 553-54 (App. Div.),
certif. denied,
117 N.J. 653 (1989);
State v. Travers,
229 N.J. Super. 144, 151 (App. Div. 1988).
Second, even when the DWI merges with vehicular homicide, the sentencing court must
nonetheless impose the DWI penalties.
State v. Wade,
169 N.J. 302, 303 (2001);
Baumann,
supra, 340
N.J. Super. at 556-57,
Travers,
supra, 229
N.J. Super. at
150-51.
Here, the State relied on mixed evidence to prove recklessness, and because there
is no right to trial by jury on DWI and other Title 39
charges,
Blanton v. North Las Vegas,
489 U.S. 538, 543-44,
109 S. Ct. 1289, 1293,
103 L. Ed.2d 550, 556 (1989);
State v. Hamm,
121 N.J. 109, 112-30 (1990),
cert. denied,
499 U.S. 947,
111 S. Ct. 1413,
113 L. Ed.2d 466 (1991);
State v. Graff,
121 N.J. 131, 135
(1990), the trial judge decided the Title 39 offenses, except the DWI, immediately
after the jury convicted defendant of vehicular homicide. The judge thereafter conducted the
sentence enhancement hearing simultaneously with deciding the DWI charge. After finding defendant guilty
of DWI, the judge used that finding of intoxication to impose the mandatory
three-year term on the vehicular homicide conviction.
III.
Next, we consider whether the federal or New Jersey constitution requires the jury,
rather than the judge, to make the determination whether defendant was intoxicated for
sentence enhancement purposes. The Due Process Clause of the Fourteenth Amendment protects the
accused against conviction except upon proof beyond a reasonable doubt of every fact
necessary to constitute the crime with which he is charged.
In re Winship,
397 U.S. 358, 364,
90 S. Ct. 1068, 1073,
25 L. Ed.2d 368, ___ (1970). Although Article I of the New Jersey Constitution does not
specifically enumerate the right to due process, it protects values like those encompassed
by the principle[s] of due process.
Doe v. Poritz,
142 N.J. 1, 99
(1995) (internal citations omitted). The right to trial by jury of all serious
crimes (indictable offenses in New Jersey) is guaranteed by the United States Constitution,
art. III, § 2, cl. 3 and the Sixth Amendment, which has been made
applicable to the states through the Fourteenth Amendment.
Duncan v. Louisiana,
391 U.S. 145,
88 S. Ct. 1444,
20 L. Ed.2d 491 (1968).
A similar right to trial by jury is guaranteed under the New Jersey
Constitution.
N.J. Const., art. I, ¶ 9. Hence, an accused is constitutionally entitled to
have a jury find each . . . element [of the offense charged]
beyond a reasonable doubt before he or she is convicted.
State v. Anderson,
127 N.J. 191, 200 (1992). But there is no right to trial by
jury of DWI or other Title 39 offenses because they are not deemed
to be serious enough.
Blanton,
supra, 489
U.S. at 543-44, 109
S. Ct.
at 1293,
103 L. Ed 2d at ___;
Hamm,
supra, 121
N.J. at
111,
Graff,
supra, 121
N.J. at 135. In view of those constitutional principles,
the issue in this case is whether intoxication is truly a sentence enhancer
under
N.J.S.A. 2C:11-5b(2) or an element of vehicular homicide.
A.
There is no litmus test for determining what is an element of a
crime. Hence, we begin our analysis with the New Jersey Code of Criminal
Justice,
N.J.S.A. 2C:1-1 to 104-9 (Code).
N.J.S.A. 2C:1-14(h) defines an element of an
offense as follows:
Element of an offense means (1) such conduct or (2) such attendant circumstances
or (3) such a result of conduct as
(a) Is included in the description of the forbidden conduct in the definition
of the offense;
(b) Establishes the required kind of culpability;
(c) Negatives an excuse or justification for such conduct;
(d) Negatives a defense under the statute of limitations; or
(e) Establishes jurisdiction or venue.
[Ibid.]
The focus in this appeal respecting the vehicular homicide will be on N.J.S.A.
2C:1-14(h)(1), (2), (3)(a) and (b). Because the issue of whether a sentence enhancement
factor should be decided by the jury is intertwined with whether such a
factor is an element of the offense tried before the jury, an initial
review of recent United States Supreme Court decisions in this area will be
informative.
B.
We disagree with Justice Zazzalis dissent concluding that when the finding of any
fact triggers imposition of a minimum period of imprisonment a jury must find
the existence of that factual predicate.
Post at ____ (slip op. at 2).
Under that holding, he would invalidate many mandatory parole ineligibility statutes, including Vehicular
Homicide,
N.J.S.A. 2C:11-5b(1) and b(2); the Repeat Sex Offender Act,
N.J.S.A. 2C:14-6; the
Three Strikes Law,
N.J.S.A. 2C:43-7.1a and 7.2; the Graves Act,
N.J.S.A. 2C:43-6c; and
the criteria for extended term sentences,
N.J.S.A. 2C:44-3. His reliance on our State
Constitution ignores six prongs of a seven-part standard for determining when to invoke
our State Constitution as an independent source for protecting individual rights.
State v.
Hunt,
91 N.J. 338, 363-68 (1982) (Handler, J., concurring). The dissent refers only
to the textual language and does not analyze the legislative history, preexisting state
law addressing sentence enhancement factors and parole ineligibility terms, structural differences between the
federal and our State Constitutions, whether sentence enhancement and parole ineligibility are peculiar
to New Jersey and do not require a uniform national policy, New Jerseys
history and tradition of providing trial by jury where such a right does
not exist at common law or by statute, or distinctive public attitudes, which
are less important than the other six components.
Id. at 362-68. Here, the
dissenters use of our State Constitution to require a jury trial on the
issue of intoxication as a predicate to parole ineligibility spring[s] from pure intuition
. . . rather [than] from a process that is reasonable and reasoned.
Id. at 367.
We also disagree with the dissenters reliance on this Courts decision in
Johnson,
supra,
166 N.J. 523, to support their conclusion that a jury trial is
required on all factual predicates for parole ineligibility terms. The reference in
Johnson
to the fact that a term of parole ineligibility is the real time
was intended by the Court merely to strengthen the constitutional doubt holding by
demonstrating the difference between an eighty-five percent NERA term and other parole disqualifiers
that are generally capped at fifty percent of the base term.
Id. at
541 (quoting
State v. Mosley,
335 N.J. Super. 144, 157 (App. Div. 2000),
certif. denied,
167 N.J. 633 (2001)). To the extent that
Johnson can be
read in any way to suggest that jury trials are required on sentence
enhancement factors where there is not constitutional doubt, we disavow that suggestion.
The dissent is based on the apparent belief that the sentence of three
years without parole eligibility is too harsh. However, the Legislature has graded the
crime committed by defendant second degree, and that represents a legislative recognition of
how harmful society perceives this crime to be.
State v. Thomas,
166 N.J. 560, 575 (2001). In order to reach the unwarranted conclusion that
N.J.S.A. 2C:11-5b(1)
and b(2) are unconstitutional, the dissent mistakenly treats intoxication, which is a sentence
enhancement factor, as if it were an element of second-degree vehicular homicide.
Similarly, we disagree with Justice Longs dissent in which she concludes that intoxication
is an element of second-degree vehicular homicide. That conclusion is based on a
self-created chart in which she describes the offense involved in the present case
as an enhanced second-degree vehicular homicide that involves intoxication as an element. Such
an offense is not designated in the Code. Judges and Justices are not
permitted to create criminal offenses. The essence of her dissent is the same
as that expressed by Justice Zazzali: that every sentence enhancement factor becomes an
element of the offense that must be decided by a jury. Such a
conclusion is not supported by federal or state law.
The United States Supreme Court has addressed the issue whether certain conduct is
a sentence enhancement factor or an element of the offense.
McMillan v. Pennsylvania,
477 U.S. 79, 91,
106 S. Ct. 2411, 2419,
91 L. Ed.2d 67, 79 (1986), involved a statute that designated visible possession of a firearm
as a sentencing enhancement factor. That statute required the judge to impose a
minimum term of five years if the enhancer was present.
Id. at 81,
106
S. Ct. at 2413,
91 L. Ed 2d at ___. The Court
held that the Constitution did not require Pennsylvania to treat the sentence enhancer
as an element of the offense.
Id. at 91, 106
S. Ct. at
2419, 91
L. Ed.
2d at 79. The Court reasoned that link[ing] the
severity of punishment to the presence or absence of an identified fact did
not automatically make that fact an element.
Id. at 84-85, 106
S. Ct.
at 2415,
91 L. Ed 2d at __ (quoting
Patterson v. New York,
432 U.S. 197, 214,
97 S. Ct. 2319, 2329,
53 L. Ed.2d 281, 294 (1977)). Significantly, the Court observed that the state legislatures definition of
the elements of the offense is usually dispositive[.]
McMillan,
supra, 477
U.S. at
85, 106
S. Ct. at 2415,
91 L. Ed 2d at ___.
The Court in
Almendarez-Torres v. United States,
523 U.S. 224,
118 S. Ct. 1219,
140 L. Ed.2d 350 (1998), recognized that Congress is best equipped
to determine which factors are sentencing factors and which are elements of the
offense.
Id. at 228, 118
S. Ct. at 1223,
140 L. Ed 2d
at __. The
Almendarez Court clearly rejected the rule that any significant increase
in a statutory maximum sentence would invoke the constitutional elements requirement.
Id. at
247, 118
S. Ct. at 1232,
140 L. Ed 2d at __.
A year later in
Jones v. United States,
526 U.S. 227,
119 S.
Ct. 1215,
143 L. Ed.2d 311 (1999), the Supreme Court began to
examine mandatory-minimum-sentencing statutes under the constitutional doubt doctrine.
Id. at 229, 119
S.
Ct. at 1217,
143 L. Ed 2d at ___. The constitutional doubt doctrine
states that when possible, a statute will be interpreted so that it does
not conflict with the Constitution.
Id. at 239, 119
S. Ct. at 1222,
143 L. Ed 2d at __;
United States ex rel. Attorney General v.
Delaware & Hudson Co.,
213 U.S. 366, 408,
29 S. Ct. 527, 536,
53 L. Ed.2d 836, ___ (1909).
Jones concluded that when a statute
can be construed in two ways, one of which creates constitutional questions and
the other of which does not, a court is under a duty to
adopt the interpretation that does not violate the constitution.
Jones,
supra, 526
U.S.
at 239, 119
S. Ct. at 1222,
143 L. Ed 2d at ___.
The Court in
Jones held that provisions of a carjacking statute that established
higher penalties to be imposed when the offense resulted in serious bodily injury
or death were not merely sentencing considerations but were additional elements of the
offense.
Id. at 233, 119
S. Ct. at 1219,
143 L. Ed 2d
at __. The Court stated that when a statute is unclear with respect
to whether or not the factor is an element of the offense or
a penalty aggravator, the Court should look to other federal and state statutes
for guidance.
Id. at 234-38, 119
S. Ct. at 1220-21,
143 L. Ed. 2d at __. The Court in
Jones determined that, in other federal and
state statutes, serious bodily injury was considered an element rather than a sentencing
factor.
Id. at 239, 119
S. Ct. at 1222,
143 L. Ed 2d
__. Therefore, the Court held that serious bodily injury was an element a
jury must find beyond a reasonable doubt.
Id. at 251-52, 119
S. Ct.
at 1228,
143 L. Ed 2d at ___.
Before the next case reached the Supreme Court, we decided
State v. Apprendi,
159 N.J. 7 (1999),
revd,
530 U.S. 466,
120 S. Ct. 2348,
147 L. Ed.2d 435 (2000). There, we had to determine whether our hate-crime
sentence enhancer,
N.J.S.A. 2C:44-3(e), violated the Due Process Clause. Defendant pled guilty to
two second-degree offenses of possession of a weapon for an unlawful purpose.
Apprendi,
supra, 159
N.J. at 10. The ordinary sentence range for those offenses was
between five and ten years.
N.J.S.A. 2C:43-6a(2). The statute permitted an enhanced sentence
in any case in which [t]he defendant in committing the crime acted with
a purpose to intimidate an individual or group of individuals because of race,
color, gender, handicap, religion, sexual orientation or ethnicity.
N.J.S.A. 2C:44-3(e).
See footnote 1 That sentence enhancer
exposed the defendant to a sentence that could double the ordinary sentence for
those offenses. We held that because the hate-crime statute resembles
McMillan, our statute
plainly does not transgress the limits set out in
Patterson [regarding] due process
of law. . . . There is simply no indication that the legislature
restructured its criminal code and sentencing structures in an attempt to evade the
commands of
Winship,
supra.
Apprendi,
supra, 159
N.J. at 23-24. A finding of
biased motive or purpose to intimidate . . . is a very traditional
sentencing factor.
Id. at 24. A dissenting member of the Court, however, concluded
that because the sentence enhancer focused on the defendants mental state at the
time of the offense and was so integral to it, it must be
characterized as an element thereof.
Id. at 30 (Stein, J., dissenting).
The Supreme Court granted certiorari in
Apprendi v. New Jersey and decided the
case in 2000.
530 U.S. 466,
120 S. Ct. 2348,
147 L. Ed. 2d 435. The Court held that our hate-crime statute is unconstitutional because the
motive required for enhancing the penalty was essentially an element.
Apprendi,
supra, 530
U.S. at 492-93, 120
S. Ct. at 2364,
147 L. Ed 2d at
___. The Court in
Apprendi concluded that by increasing the defendants maximum sentencing
exposure based on a judges finding under a preponderance of the evidence, the
hate-crime statute violated the defendants due process.
Ibid. The Court also held that
[o]ther than the fact of a prior conviction, any fact that increases the
penalty for a crime beyond the prescribed statutory maximum must be submitted to
a jury, and proved beyond a reasonable doubt.
Id. at 490, 120
S.
Ct. at 2362-63,
147 L. Ed 2d at ___. The Court expressly stated
that it was not overruling
McMillan but limit[ing] its holding to cases that
do not involve the imposition of a sentence more severe than the statutory
maximum for the offense established by the jurys verdicta limitation identified in the
McMillan opinion itself.
Apprendi,
supra, 530
U.S. at 487 n.13, 120
S. Ct.
at 2361 n.13,
147 L. Ed 2d at ___ n.13.
The Supreme Courts decision in
Apprendi created a quagmire of unanswered questions in
respect of whether trial judges are permitted to determine sentence enhancement factors. Indeed,
this Court in
Johnson,
supra, 166
N.J. at 540, found that
Apprendi had
created constitutional doubt regarding our No Early Release Act,
N.J.S.A. 2C:43-7.2 (NERA), that
provides for mandatory minimum sentences for convictions constituting violent crimes as defined by
that statute.
Johnson,
supra, 166
N.J. at 527. We observed that although no
direct constitutional question was presented in
Johnson, as the parties had suggested, a
question of statutory interpretation was presented, and depending on how we interpret subsection
(e) of NERA, could raise constitutional concerns under the decisions of the United
States Supreme Court.
Id. at 540. If we interpret subsection (e) to require
a jury to make the violent crime finding beyond a reasonable doubt, we
will have allayed any concern that NERA violates the
Winship doctrine.
Ibid. Consequently,
we held that
[b]ecause of the uncertainty expressed by the U.S. Supreme Court respecting the continuing
vitality of
McMillan, and the broad understanding of punishment recognized by this Court,
we will construe subsection (e) of NERA to require that the violent crime
condition must be submitted to a jury and found beyond a reasonable doubt.
To do otherwise would be to subject NERA to constitutional challenge.
[
Id. at 543-44 (footnote omitted).]
In an apparent attempt to stem the confusion occurring across the country in
the aftermath of
Apprendi with respect to whether
McMillan had been overturned, the
Supreme Court granted certiorari in
Harris,
supra, and decided the case on June
24, 2002.
536 U.S. 545,
122 S. Ct. 2406,
153 L. Ed.2d 524. The defendant in
Harris was convicted for drug trafficking under 18
U.S.C.A.
§ 924(c)(1)(A), which provided that a person who uses or carries a firearm during
a drug trafficking crime, shall, in addition to the punishment . . .
(i) be sentenced to a term of imprisonment of not less than five
years; (ii) if the firearm is brandished, be sentenced to . . .
not less than 7 years; and (iii) if the firearm is discharged, to
be sentenced to . . . not less than 10 years.
Harris,
supra,
536
U.S. at __, 122
S. Ct. at 2410-11,
153 L. Ed 2d
at __. The Supreme Court held that subsection 924(c)(1)(A) defines a single offense
and thus brandishing or discharging a firearm were sentencing factors that did not
require a finding by a jury, but could be determined by the judge.
Harris,
supra, 536
U.S. at __, 122
S. Ct. at 2414,
153 L.
Ed 2d at __. The Court reaffirmed
McMillan in the following clear language:
McMillan and
Apprendi are consistent because there is a fundamental distinction between the
factual findings that were at issue in those two cases.
Apprendi said that
any fact extending the defendants sentence beyond the maximum authorized by the jurys
verdict would have been considered an element of an aggravated crimeand thus the
domain of the juryby those who framed the Bill of Rights. The same
cannot be said of a fact increasing the mandatory minimum (but not extending
the sentence beyond the statutory maximum), for the jurys verdict has authorized the
judge to impose the minimum with or without the finding. As
McMillan recognized,
a statute may reserve this type of factual finding for the judge without
violating the Constitution.
[
Ibid.]
The
Harris Court thus retreated from the position it seemingly had taken in
Apprendi wherein the Court appeared to move away from a long tradition of
sentencing jurisprudence that restricted the role of the jury to determining the elements
of the offense charged and leaving it to the legislature to structure judicial
sentencing. In that respect, the Court stated:
That a fact affects the defendants sentence, even dramatically so, does not by
itself make it an element.
. . .
Read together,
McMillan and
Apprendi mean that those facts setting the outer limits
of a sentence, and of the judicial power to impose it, are the
elements of the crime for the purposes of the constitutional analysis. Within the
range authorized by the jurys verdict, however, the political system may channel judicial
discretionand rely upon judicial expertiseby requiring defendants to serve minimum terms after judges
make certain factual findings. It is critical not to abandon that understanding at
this late date. Legislatures and their constituents have relied upon
McMillan to exercise
control over sentencing through dozens of statutes like the one the Court approved
in that case. . . . We see no reason to overturn these
statutes or cast uncertainty upon the sentences imposed under them.
[Id. at ___, 122 S. Ct. at 2419-20,
153 L. Ed 2d at
___.]
Now that constitutional doubt has been removed from the analysis, which was part
of defendants Due Process Clause claim, we must now decide whether intoxication was
an element of vehicular homicide.
IV.
Given the absence of any litmus test for determining the elements of a
particular offense, we turn again to the Code.
N.J.S.A. 2C:1-14(h) instructs that we
first examine the statute that makes certain conduct an offense. A vehicular homicide
is defined as the death of another person that is caused by driving
a [motor] vehicle or vessel recklessly.
N.J.S.A. 2C:11-5a. As such, that second-degree offense
has three elements: 1) that the defendant operated a motor vehicle or vessel,
2) that the defendants operation of that motor vehicle or vessel caused the
death of another person, and 3) that the death of the victim was
caused by the defendants reckless operation of the motor vehicle or vessel.
See,
e.g.,
Casele,
supra, 198
N.J. Super. at 472. [P]roof of defendants intoxication (or
blood alcohol concentration) [is] a fact not required for the proof of [vehicular
homicide],
N.J.S.A. 2C:11-5.
DeLuca,
supra, 108
N.J. at 108. Rather than being an
element of the offense, intoxication was used in this case as a mere
circumstance to be considered in determining whether defendant had acted recklessly.
Wilson v.
State,
60 N.J.L. 171, 184 (E.& A. 1897). Not only was intoxication not
an element of vehicular homicide, unlike some offenses, it could not have been
used in this case to negative[] an element of the [vehicular homicide] offense.
N.J.S.A. 2C:2-8a;
State v. Cameron,
104 N.J. 42, 51 (1986). As the Supreme
Court observed in
Harris, the fact that intoxication affects the defendants sentence, even
dramatically so, does not by itself make it an element.
Harris,
supra, ___
U.S. ___, 122
S. Ct. at 2419,
153 L. Ed 2d at _____.
Moreover, intoxication does not increase the penalty for vehicular homicide beyond the statutory
maximum prescribed for that offense.
V.
Justice Albin in Part I of his dissent has mistakenly concluded that DWI
is a lesser-included offense of vehicular homicide in order to justify his conclusion
that defendant is entitled to a jury trial on DWI and reckless driving.
That dissent fails to recognize that our law draws a distinction between, on
the one hand, consolidating DWI and other Title 39 offenses with indictable offenses
under the Code to avoid the bar of the Double Jeopardy Clause and,
on the other hand, classifying DWI and other Title 39 offenses as lesser-included
offenses of indicted Code offenses under
N.J.S.A. 2C:1-8 so as to trigger a
right to trial by jury. The blurring of that distinction by the dissent
is contrary to the express will of the Legislature for more than three-quarters
of a century and the constitutional jurisprudence of this State.
Not only was there no request to charge the jury that it had
to decide the Title 39 offenses, the judge instructed the jury without objection
that the judge would decide them. Consistent with what always has been our
law, the court instructed the jury that there are motor vehicle charges now
pending against the defendant. The law requires that I alone decide those motor
vehicle charges and I will do so after you have returned your verdict.
Obviously your verdict should not depend on how you think I would decide
the motor vehicle charges. The jury trial issue was not raised in the
Appellate Division. That issue was raised, for the first time, during the post-
Harris
oral argument, and even then, it was restricted to an assumption that intoxication
is an element of vehicular homicide. Point I of Justice Albins dissent, however,
does not depend on a finding that intoxication is an element of vehicular
homicide and therefore must be decided by a jury. His
sua sponte conclusion
that DWI and other Title 39 offenses should be decided by the jury
impaneled to try the vehicular homicide converts us from the Court of last
resort . . . to some sort of super rescue-mission.
Whitfield v. Blackwood,
101 N.J. 500, 501 (1986), (Clifford, J., concurring).
Historically, one accused of an indictable offense in New Jersey has a constitutional
right to an indictment by a grand jury,
N.J. Const., art. I, ¶ 8,
and if indicted, to a trial by an impartial petit jury.
N.J. Const.,
art. I, ¶ 9;
State v. Maier,
13 N.J. 235, 250 (1953). Motor vehicle
offenses such as DWIs fall within the generic category of petty offenses that
do not fit within the Codes definition of a lesser-included criminal offense.
See
N.J.S.A. 2C:1-14k;
In re Buehrer,
50 N.J. 501, 517-19 (1967).
The rationale at common law for lesser-included criminal offenses being covered by an
indictment is based on the notion that the grand jury considered the lesser
offense as an ingredient of the greater criminal offense.
State v. Johnson,
30 N.J.L. 185, 186 (Sup. Ct. 1862). The lesser-included criminal offense must be of
the same general character as that charged in the indictment.
Ibid. In other
words, the lesser-included criminal offense must be for a lower-degree offense that is
necessarily included in the higher one charged in the indictment,
State v. Staw,
97 N.J.L. 349, 350 (E. & A. 1922) (citation omitted), or a necessary
ingredient of the indicted offense,
State v. Talley,
94 N.J. 385, 388 (1983).
Hence, by 1942 there was a well-established rule that the accused may be
convicted of any crime of a lesser grade or degree, provided it is
an ingredient of the greater offense alleged [in the indictment] and is therefore
included therein.
State v. Newman,
128 N.J.L. 82, 84 (Sup. Ct. 1942) (citation
omitted). The foregoing common law rationale was adopted in the pre-Code case of
State v. Saulnier,
63 N.J. 199, 205 (1973), holding that a defendant may
be found guilty of a lesser [criminal] offense . . . included in
the greater offense charged in the indictment. . . .
The Code embodies the statutory and common law with respect to criminal offenses.
Title 39, on the other hand, of which DWI is a part, is
referred to as Motor Vehicles and Traffic Regulation.
N.J.S.A. 39:1-1 to :13-8. DWI
is proscribed at
N.J.S.A. 39:4-50 and it is a part of
Article 9
that relates to Operation of or Acts Affecting Operation of Vehicles and Street
Cars. In contrast, the Code relates to criminal conduct exclusively. Toward that end,
the Code establishes a framework for prosecuting multiple criminal offenses. It provides that
[w]hen the same [criminal] conduct of a defendant may establish the commission of
more than one [criminal] offense, the defendant . . . may not .
. . be convicted of more than one offense if . . .
[o]ne offense is included in the other, as defined in subsection d. of
this section.
N.J.S.A. 2C:1-8a(1). Subsection d states: A defendant may be convicted of
[a criminal] offense included in an offense charged whether or not the included
offense is an indictable [criminal] offense.
N.J.S.A. 2C:1-8d. Subsection e instructs the trial
court not to charge the jury with respect to an included offense unless
there is a rational basis for a verdict convicting the defendant of the
included [criminal] offense.
N.J.S.A. 2C:1-8e. Clearly, all of
N.J.S.A. 2C:1-8 applies to criminal
offenses and not traffic-regulatory offenses.
The Code classifies three types of criminal offenses: 1) crimes of the first,
second, third and fourth degree, 2) disorderly persons offenses, and 3) petty disorderly
persons offenses.
N.J.S.A. 2C:1-4a and b. Some of the crimes, disorderly persons and
petty disorderly persons offenses are defined in statutes of this State outside the
Code. When such statutes outside the Code d