SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-3835-93T4
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
JAMES L. DAMON,
Defendant-Appellant.
_________________________________________________________________
Submitted: November 14, 1995 - Decided: January 25,
1996
Before Judges A.M. Stein and Cuff.
On appeal from the Superior Court of New
Jersey, Law Division, Camden County.
Susan L. Reisner, Public Defender, attorney
for appellant (Timothy F. Mulligan, Designated
Counsel, on the brief).
Joseph F. Audino, Special Deputy Attorney
General, Acting Camden County Prosecutor,
attorney for respondent (Roseann A. Finn,
Special Deputy Attorney General, Acting
Assistant Prosecutor, of counsel and on
the brief).
The opinion of the court was delivered by
A.M. STEIN, J.A.D.
We reverse petitioner's denial of his post-conviction relief
application because the trial judge permitted petitioner to be
shackled in the presence of the jury.
According to the evidence produced at trial, petitioner,
Reginald Ross and Michael Streater, driving in a stolen beige
car, robbed and severely assaulted three individuals. Two of the
victims were stabbed. One of the victims identified petitioner
as the person who stabbed him twice and severely beat him. A
friend of one victim identified petitioner at trial as the
individual driving the car.
Petitioner did not testify at trial. He offered the testimony of Streater, who admitted participating in the attacks but
insisted that petitioner was not there that night and that the
third assailant was a cousin of Ross. On rebuttal, the State
presented Ross as a witness, who testified that petitioner was
the third assailant.
Petitioner was found guilty of three counts of first degree
robbery, three counts of aggravated assault and two counts of
aggravated assault with a deadly weapon. After merging several
of the convictions, the judge sentenced petitioner to a sixty-year prison term with a thirty-year parole ineligibility period.
A total VCCB penalty of $1,500 was imposed. We affirmed the
judgment of conviction with the exception of the sentence. We
remanded the matter to the trial judge for resentencing pursuant
to the guidelines in State v. Yarbough,
100 N.J. 627, 644 (1985),
cert. denied,
475 U.S. 1014,
106 S. Ct. 1193,
89 L.Ed.2d 308
(1986), now superseded by statute, N.J.S.A. 2C:44-5, L. 1993, c.
223, ¶ 1, eff. Aug. 5, 1993, and instructed the trial judge that
the sentence not exceed an aggregate prison term of forty years
with a twenty-year parole ineligibility period. State v. Damon,
No. A-9438-87 (App. Div. June 26, 1990). On remand, the trial
judge resentenced petitioner to a forty-year prison term with a
twenty-year parole ineligibility period. We affirmed the sentence. State v. Damon, No. A-2629-90 (App. Div. Dec. 17, 1991),
certif. denied,
127 N.J. 564 (1992).
Petitioner raises the following contentions in his brief on
appeal:
I. THE COURT BELOW ERRED BY FAILING TO FIND THAT
PETITIONER WAS DENIED A FAIR TRIAL, UNDER THE
FIFTH, SIXTH AND FOURTEENTH AMENDMENTS TO THE
UNITED STATES CONSTITUTION AND UNDER ARTICLE I,
PARAGRAPH 10 OF THE NEW JERSEY CONSTITUTION, WHEN
THE TRIAL COURT FORCED PETITIONER TO STAND TRIAL
IN RESTRAINTS.
A. The Court Below Erred When it Denied the
Petition for Post-Conviction Relief on Procedural Grounds.
B. The Court Below Erred When it Found that
Petitioner Had Not Been Deprived of a Fair
Trial Despite the Fact that He Was restrained
Throughout His Trial Without Sufficient
Cause.
II. THE COURT BELOW ERRED BY FAILING TO FIND THAT
PETITIONER WAS DEPRIVED OF DUE PROCESS OF LAW WHEN
THE TRIAL COURT EXCLUDED HIM FROM A JUROR INTERROGATION CRITICAL TO HIS TRIAL.
A. The Court Below Erred When it Denied the
Petition for Post-Conviction Relief on Procedural Grounds.
B. The Court Below Erred When it Found that
Petitioner Had Not Been Deprived of Due Process Despite the Fact that He Was Not Present
at a Proceeding at Which He Could Have Assisted.
III. PETITIONER RECEIVED INEFFECTIVE ASSISTANCE OF
COUNSEL AND THE COURT BELOW ERRED BY FAILING TO
GRANT THE PETITION ON THIS BASIS.
A. Trial Counsel Committed a Series of Errors So
Serious That He Was Not Functioning as the
"Counsel" Guaranteed by the Sixth Amendment.
B. Trial Counsel's Errors Prejudiced Petitioner.
Points II and III are clearly without merit. R. 2:11-3(e)(2).
By the time petitioner's post-conviction relief application
was heard, the trial judge had retired and the matter was heard
by a different judge, who concluded that petitioner was procedurally barred from seeking post-conviction relief because the
claims raised by him could have been raised in a prior proceeding. We disagree.
A petition for post-conviction relief is not a substitute
for direct appeal. R. 3:22-3. Petitioner is procedurally barred
from raising grounds for relief if he could have, but did not
raise the grounds in his direct appeal unless: (a) the ground
for relief could not reasonably have been asserted in the prior
proceeding; (b) enforcement of the procedural bar would result in
"fundamental injustice"; or (c) denial of relief would result in
a constitutional violation. R. 3:22-4. Petitioner meets the
exception requirements of R. 3:22-4(c) because he was denied a
fair trial in violation of the due process provisions of our
federal and state constitutions. U.S. Const. amend. XIV; N.J.
Const. art. I, ¶ 10. We will not deprive petitioner of an
opportunity to raise this question of constitutional dimension
because of the inattention of his appellate counsel, who should
have raised the matter on direct appeal. State v. Preciose,
129 N.J. 451, 477 (1992).
It is difficult to determine from the record what restraints
petitioner actually wore in the presence of the jury and for how
many trial days he wore them. There is nothing in the trial
transcript indicating whether petitioner wore restraints during
the first two days of his three-day trial. Restraints are first
mentioned on the third day. Before the jury entered the courtroom, defense counsel requested that petitioner's restraints be
removed. The trial judge allowed the ankle shackles to be
removed but ordered that the handcuffs remain. In his post-conviction relief petition and his post-conviction relief hearing
testimony, petitioner claimed he wore ankle shackles throughout
the whole trial but did not wear handcuffs in the jury's presence. The motion judge's letter opinion denying post-conviction
relief does not indicate what kind of restraints petitioner wore
at trial nor for how long he wore them. In his brief on appeal,
petitioner asserts for the first time that he was "bound hand and
foot during two-thirds of his trial, and hand-cuffed for the last
third . . . ."
On the last day of trial, the following colloquy took place
outside the presence of the jury:
[DEFENSE COUNSEL]: Your Honor, I would like to
have the handcuffs taken off.
THE COURT: May I ask why?
[DEFENSE COUNSEL]: It would be more beneficial,
obviously not to have him come in shackles, handcuffs
and leg chains.
THE COURT: The leg chains can come off. I don't have any problem with the leg chains, but with reference to the cuffs in the matter, there's two reasons.
Number one, we are a little bit short here today. We
are short one Sheriff's Officer. I can have one
Sheriff's Officer at one door and one at the other
door. And we do have Corrections Officer for the rear
door, as far as it's concerned. But under the circumstances that we have, the jury is going to definitely
know that he is incarcerated, that he is in jail. And,
under the circumstances, as I said, if he has got
shackles on, we will take the shackles off. But the
cuffs, I believe, we should leave on at this time.
[Emphasis added.]
It was inexcusable for the trial judge to require petitioner
to remain handcuffed in the presence of the jury merely because
there was a shortage of courtroom security personnel. A trial
judge should not surrender the control of his or her courtroom to
a claimed need for courtroom security at the sacrifice of petitioner's right to a fair trial. Security measures should have
been established which would have permitted petitioner to appear
in the presence of the jury without handcuffs.
Nor was this shackling justified because the jury would
later hear testimony that defendant was incarcerated. The fact
of his incarceration did not imply that he was violent and had to
be restrained in the jury's presence. Moreover, after Streater
testified he had frequently spoken with petitioner while in
prison, the judge instructed the jury that "there is no testimony
before you that this defendant has committed any other offenses
or was incarcerated . . . and you're not going to take into
consideration the fact that the alleged conversation took place
at Yardville," and struck from the record the testimony regarding
where the conversation took place. It was inconsistent for the
trial judge to deem petitioner's restraints not prejudicial
because the jury "knew" he was imprisoned anyway, while instructing the jury to disregard any testimony indicating his incarceration.
It makes no difference whether the jury saw petitioner in
shackles on one, two or all three days of the trial. Indeed, if
he was unshackled in their presence during the first two days of
trial but was handcuffed on the last day, the jury could understandably conclude that petitioner had committed some act which
demonstrated him to be either violent or at least potentially
violent.
A defendant's freedom from handcuffs or shackles is important to his right to a fair and impartial trial. State v. Jones,
130 N.J. Super. 596, 599 (Law Div. 1974).
Not only is it possible that the sight of shackles and
gags might have a significant effect on the jury's
feelings about the defendant, but the use of this
technique is itself something of an affront to the very
dignity and decorum of judicial proceedings that the
judge is seeking to uphold.
[Illinois v. Allen,
397 U.S. 337, 344,
90 S. Ct. 1057,
1061,
25 L. Ed.2d 353, 359 (1970).]
One of the reasons for not keeping a defendant restrained is
"to avoid a prejudice in the mind of the jury against the accused
as being a dangerous man . . . ." State v. Jones, supra, 130
N.J. Super. at 599.
The trial judge's discretion to keep a defendant restrained
is "sharply limited." State v. Roberts,
86 N.J. Super. 159, 164
(App. Div. 1965). There must be "sound reason" for the exercise
of this discretion and a "strong case of necessity." Ibid. The
judge must hold a hearing, however informal, and state on the
record out of the jury's presence his or her reasons for shackling the defendant, whether they are based on evidence from
trial, information obtained from criminal records, or statements
made by law enforcement officers. Id. at 166-67. Additionally,
"[i]n any case where the trial judge, in the exercise of sound
discretion determines that the defendant must be handcuffed or
shackled, it is of the essence that he instruct the jury in the
clearest and most emphatic terms that it give such restraint no
consideration whatever in assessing the proofs and determining
guilt. Id. at 168 (emphasis added).
This case does not involve a matter of inadvertence easily
correctable by a cautionary instruction. State v. Sikes,
93 N.J.
Super. 90, 94-95 (App. Div. 1966) (defendant was not denied a
fair trial where the judge gave a cautionary instruction to the
jury after the jurors saw petitioner in handcuffs in the public
corridors on the courthouse). Here, the display of petitioner in
handcuffs in the jury's presence was not inadvertent, and no
cautionary instruction was given to the jury to give such restraint no consideration during its deliberations.
Petitioner has established his right to post-conviction
relief, a new trial, by a preponderance of credible evidence.
State v. Preciose, supra, 129 N.J. at 459. We reject the State's
claim that the abundance of evidence against petitioner brings
into play the harmless error doctrine. R. 2:10-2. Petitioner's
identification was clearly in dispute, and the codefendant
exculpated him of the commission of the crime. The violation
here is of such magnitude and so prejudicial that a new trial is
required. Estelle v. Williams, 425 U.S. at 501, 512-13,
96 S.
Ct. 1691, 1697,
48 L. Ed.2d 126, 135 (1976); State v. Roberts,
supra, 86 N.J. at 168.
Reversed and remanded for a new trial.