SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-6520-94T3
STATE OF NEW JERSEY,
Plaintiff-Appellant,
v.
JOSE TAVARES,
Defendant-Respondent.
_________________________________________________________________
Argued December 21, 1995 - Decided January 24, 1996
Before Judges Stern, Wallace and Newman.
On appeal from the Superior Court of New
Jersey, Law Division, Union County.
Steven J. Kaflowitz, Special Deputy Attorney
General, Acting Union County Assistant Prosecutor,
argued the cause for appellant (Edward M. Neafsey,
Assistant Attorney General, Acting Union County
Prosecutor, attorney; Mr. Kaflowitz, of counsel
and on the letter brief).
Abby Schwartz, Assistant Deputy Public Defender,
argued the cause for respondent (Susan L. Reisner,
Public Defender, attorney; Ms. Schwartz, of
counsel and on the letter brief).
The opinion of the court was delivered by
STERN, J.A.D.
On October 28, 1991, defendant pled guilty to two counts of
second degree sexual assault by virtue of sexual contact with
children under thirteen years of age, contrary to N.J.S.A. 2C:14-2b, in exchange for a recommendation that he receive two
consecutive sentences of eight years with three years before
parole eligibility on each charge. At the time of plea defendant
was told "the maximum the judge can give you is sixteen years in
jail with a six year parole ineligibility" term which might have
to be served at the Adult Diagnostic and Treatment Center at
Avenel.
Defendant, at age thirty-four, was sentenced on April 3,
1992 to two indeterminate terms at the Adult Diagnostic and
Treatment Center at Avenel for a period not to exceed eight years
each. The terms were made to run consecutively. Defendant
appealed, and in our order of May 11, 1994, we stated:
that the sentence is illegal and not one
authorized by law for the reasons that the
court imposed indeterminate terms to Avenel.
The sentence is vacated and the matter is
remanded to the trial court for imposition of
a proper sentence. R. 2:10-3. Although we
find that the imposition of consecutive terms
to Avenel does not violate State v. Yarbough,
we caution the judge to explore the
consequences of imposing two Avenel terms for
a fixed number of years, to determine whether
the result is in keeping with the judge's
sentencing goals.
The State did not seek further review of the order and does not
question what was said therein.
On June 13, 1994, the trial judge, in chambers and without
any proceedings on the record, imposed two concurrent eight year
terms at Avenel. The prosecutor and defense counsel learned
about the amended judgment shortly after it was entered when
inquiries were made about the date to be set for resentencing.
On October 28, 1994 the State moved for reconsideration of
defendant's sentence. In paragraph nine of her affidavit
accompanying the motion, the Assistant Prosecutor who represented
the State at the time of plea and sentence, stated:
The first time I learned of the
involvement of the Appellate Division or any
appeal related to Mr. Tavares was when I
received a letter from Donna Wrenn, Esq.
[defense counsel] dated June 9, 1994
(attached) in which she asked your Honor to
conference this matter with herself and the
State. I do not know if Your Honor read or
was aware of the letter from Ms. Wrenn.
However, Your Honor did proceed to resentence
Mr. Tavares on June 13, 1994, four days after
Ms. Wrenn's letter was, I assume, mailed from
her office. Shortly after I received Ms.
Wrenn's letter, I telephoned Ms. Wrenn to
discuss Mr. Tavares' case and learned, at
that time, that she had telephoned your
office and discovered that Mr. Tavares had
been resentenced. At the present time, the
State brings this Motion for Your Honor to
reconsider the sentence imposed upon Mr.
Tavares on June 13, 1994, and to require Your
Honor to resentence Mr. Tavares to
consecutive sentences to the ADTC, which was
the original sentence imposed upon the
defendant by Your Honor on April 3, 1992.
The motion was argued on January 20, 1995 and carried by the
judge so that the parties could "brief the effect of my in-camera
action in this matter without the input of the State, the victim,
the defendant or defense attorney." In its brief, the State
urged that the resentencing was conducted in violation of R. 1:2-1 and was, thus, "null and void." The State therefore asserted
that the amended sentence was illegal and could be corrected "at
any time."
In her brief in opposition to the State's Motion for
Reconsideration, defense counsel argued that the sentence was not
"illegal." In the brief counsel also wrote:
On June 13, 1994, Your Honor resentenced
Mr. Tavares to two concurrent 8 year flat
terms to the Adult Diagnostic Treatment
Center. Shortly thereafter, a conference was
held with Your Honor, Assistant Prosecutor
Regina Caulfield and myself. It is my
recollection that at that time, Your Honor
indicated that the sentence stands and that
if the State objected they would have to file
an appeal. On October 28, 1994, the State
filed a motion for reconsideration of
sentence.
If the State disagrees with Your Honor's
procedure, the proper forum to correct this
error would have been to file an appeal to
the Appellate Division of the Superior Court.
The State was aware of the sentence in June
of 1994 and they failed to file an appeal
within the allotted time period. What the
State is asking Your Honor to do is, in
effect, to act as the Appellate Court and
appeal its own ruling.
Another issue raised by the State in its
supplemental brief is that Mr. Tavares may
have relied on the new sentence for only two
weeks. This is incorrect. I sent a letter
along with a copy of the amended judgment of
conviction to Mr. Tavares on June 24, 1994.
I did not notify Mr. Tavares of my conference
with Your Honor and Assistant Prosecutor
Caulfield because Your Honor indicated that
the sentence stands and that if the State
objected they could appeal. It wasn't until
Friday, October 28, 1994, that I received the
State's motion for reconsideration of
sentence. A copy was sent to Mr. Tavares on
Monday, October 31, 1994. Therefore, Mr.
Tavares relied on Your Honor's June sentence
for over 4 months.
The judge denied the State's motion. He stated that his in camera resentencing was a "ministerial task," that he had similarly reconsidered sentences on remand in the past without
objection, that R. 1:2-1 did not render the resentencing "a
nullity" and that:
I think I re-sentenced the defendant
consistent with the dictates of the Appellate
Division. I don't think because the State
did not receive notice of the re-sentencing a
sentence could be null or void, because the
State received notice at the time of the
sentencing, the original sentencing, and the
victims had an opportunity to appear at the
time of the original sentencing to say to the
Court whatever they wished to say. Nothing
could be changed or added to what they wished
to say or what the State wanted to say at the
time of the original sentencing, other than
suggest to the Court that the more
appropriate sentence was a 16-year term
instead of an 8-year term.
If the State were to make that argument
and/or the victims were to make that argument
I would not have sentenced the defendant in
any manner differently th[a]n I did when I
re-sentenced him to the 8-year term because I
felt that the 8-year term at Avenel was
more -- was closer to the intent, spirit, and
letter of the original plea bargain. I will
admit that for a period of time I erroneously
was unaware of the change in the law, many
years before I sentenced sexual offenders to
an indeterminate term not to exceed 8 years
at Avenel, which was inappropriate, but we
all [] know that 8 years at Avenel is closer
to 8 years then [sic] it is in State prison.
16 years at Avenel is going to be more than 8
years at Avenel, and the original sentencing
contemplated an 8-year sentence. I don't
think that the sentence is illegal.
Finally, the judge also stated:
Furthermore, I feel that the State's
petition to this Court, at this juncture, is
more in a sense of a petition for post
conviction relief, which does not lie with
the State, but only the defense, and that the
State's action at the time it was originally
offended or believed to have been offended
would more -- would more appropriately have
been to appeal directly to the Appellate
Division. I don't feel now because the State
has taken what this Court conceives to be an
improper procedural path that the 45 days
from now would dictate the time period for
the appeal. I think the State's time period
for appeal has long expired. It expired at
the time of 45 days after the re-sentencing
in June of 1994.
By order dated June 15, 1995, the sentencing judge denied "the
State's request that the proceedings of June 13, 1994, in which
the Court resentenced the defendant to concurrent eight year
sentences ... be declared null and void, and that said
resentencing be conducted on the record, in open court, and with
notice to all parties involved." The order of June 15, 1995
constituted a final judgment appealable as of right, if
appealable at all. R. 2:2-3(a)(1); R. 2:3-1(b).
On this appeal from that order the State argues that
the manner in which the sentencing order was
entered, that is, by stealth, was so devoid
of any of the attributes of a judicial
proceeding that it cannot be accorded
legitimacy; that is, the trial court's secret
order should be considered null and void and
the sentence articulated therein is an
illegal sentence.
The State also contends that the trial court did not have
"jurisdiction" to impose the sentence it did because of the
manner in which the sentencing proceedings were held in camera
and off the record. The State's arguments are so premised
because it acknowledges the double jeopardy limitations
regarding appeals from a legal sentence and, independently,
the statutory and Rule authority governing appeals from a
sentence imposed for second degree crimes. See N.J.S.A. 2C:44-1f(2); R. 2:3-1(b).
We reject the State's argument in these circumstances
because it failed to challenge the sentence imposed on remand in
a timely fashion.
The sentencing judge acted improperly in the way he
resentenced the defendant. Our remand order did not require the
sentencing judge to make a specific amendment or correction to
the sentence imposed or resulting judgment. If we had directed a
specific modification of the sentence or directed that the
sentences be served concurrently, a mere "ministerial act" would
have sufficed to amend the judgment. It is true, as suggested by
the sentencing judge, that where we direct a specific
modification to the sentence or judgment - such as ordering
sentences to be served concurrently, directing merger or reducing
the sentence to a specific term - the judge need only implement
our judgment. No further proceedings would be required.
However where, as here, we remanded for resentencing - or
where we direct reconsideration without directing the imposition
of a specific sentence, the sentencing proceedings must be
conducted anew. The parties may again present their positions in
light of our comments and any additional developments relating to
the matter. Moreover, depending on the scope of the remand, the
presentence report may be updated, or an institutional report
obtained if defendant remained in custody, as the trial judge
directs. The provisions of R. 3:21-4 regarding sentencing apply.
See also R. 3:16, 3:21-1 through -8. See also Griffin v. State,
517 So.2d 669 (Fla. 1987) (holding that trial court was required
to conduct a full resentencing hearing upon vacation of original
sentence by appellate court; trial judge's issuance in chambers
of an order confirming prior sentence without permitting parties
to be heard was improper).
The State urges that the failure of the trial judge to
recognize this requirement and to conduct a resentencing
proceeding in open court renders the new sentence "illegal." The
State also argues that because the sentence is illegal, it may be
corrected at any time.
The general proposition that an illegal sentence may be
corrected at any time is well recognized. See e.g., State v.
Baker,
270 N.J. Super. 55, 72-77 (App. Div.), aff'd o.b.,
138 N.J. 89 (1994); State v. Paladino,
203 N.J. Super. 537, 549 (App.
Div. 1985); State v. Sheppard,
125 N.J. Super. 332 (App. Div.),
certif. denied,
64 N.J. 318 (1973). See also State v. Haliski,
140 N.J. 1 (1995). Indeed, an "illegal" sentence may be
increased to conform with the dictates of law, see e.g., State v.
Baker, supra, 270 N.J. Super. at 74-77; State v. Eigenmann,
280 N.J. Super. 331 (App. Div. 1995) (holding that the sentence can
generally be increased only to the minimum sentence authorized by
the controlling statute); State v. Sheppard, supra. "The only
limitation on correcting an illegal sentence is that the court
may not be able [to] act if the matter is not [properly] before
it." CANNEL, CRIMINAL CODE ANNOTATED, Comment N.J.S. 2C:1-9.
See also State v. Baker, supra, 270 N.J. Super. at 78, n. 2
(expressing "no opinion regarding the State's authority or
responsibility to seek correction of the illegal sentence" of a
co-defendant who pled guilty and did not appeal his conviction or
sentence); State v. Kirk,
243 N.J. Super. 636, 643 (App. Div.
1990) (holding that "so long as the issue of defendant's sentence
is properly before the court, the court may correct an illegal
sentence, even by increasing the term" and doing so sua sponte).
See also R. 2:3-1(b); R. 2:3-2; R. 3:21-10See footnote 1; and note that R.
3:22-12 providing that "[a] petition to correct an illegal
sentence may be filed at any time" applies to an application by
"[a]ny person convicted of a crime." R. 3:22-1.
We usually refer to an "illegal" sentence in terms of one
which is not consistent with the dictates of the controlling
statute, although a defendant can also challenge a sentence
because it was imposed without regard to some constitutional
safeguard or procedural requirement. See R. 3:22-2(c); State v.
Eigenmann, supra, 280 N.J. Super. at 337-39; State v. Ervin,
241 N.J. Super. 458, 470-72 (App. Div. 1989), certif. denied,
121 N.J. 634 (1990); State v. Flores,
228 N.J. Super. 586, 594-95
(App. Div. 1988), certif. denied,
115 N.J. 78 (1989). See State
v. Mitchell,
126 N.J. 565, 577 (1992) (recognizing that under
extraordinary circumstances, a court's improper acceptance of a
guilty plea may constitute an illegal sentence within the meaning
of R. 3:22-12 when it implicates constitutional issues); State v.
Adams,
227 N.J. Super. 51, 57 (App. Div.) (holding that a
sentence involving counts that should have been merged
"`implicat[ed] a defendant's substantive constitutional rights'"
and, thus, constituted an illegal sentence cognizable on
defendant's petition for post-conviction relief), certif. denied,
113 N.J. 642 (1988); State v. Nemeth,
214 N.J. Super. 324, 327-28
(App. Div. 1986) (holding that five year sentence with two-and-a-half years of parole ineligibility was "illegal" when imposed
upon downgrade of second-degree crime under N.J.S.A. 2C:44-1f(2)); State v. Paladino, supra, 203 N.J. Super. at 549 (holding
that sentence was "illegal" where court failed to afford due
process to the defendant by failing to ascertain a factual basis
for guilty plea and placing defendant on probation without
holding a hearing). But see State v. Cerce,
46 N.J. 387 (1966)
(sentencing court's failure to permit defendant right of
allocution where counsel for defendant spoke on defendant's
behalf was mere technical error not rendering otherwise legal
sentence "illegal" for purposes of post-conviction relief).
The State does not contest that the sentence imposed on
remand was in conformity with the requirements of the governing
statute. N.J.S.A. 2C:43-6a(2), 47-3b. Nor does the State attack
the jurisdiction of the Law Division to impose a lawful sentence
on this defendant pursuant to our remand order. Further it
recognizes both the absence of a statutory or Rule basis to
appeal the sentence if legal and that, in any event, defendant
has been serving his sentence since June 13, 1994 without a stay.
See State v. Ryan,
86 N.J. 1, cert. denied,
454 U.S. 880 (1981);
N.J.S.A. 2C:44-1f(2); R. 2:3-1(b); R. 2:9-3(d). Thus the State
endeavors to expand the traditional notion of sentence illegality
to justify its appeal from the remand sentence.
We need not explore the full meaning of the word "illegal"
for purposes of the ability of the State to seek correction of a
sentence or to appeal from its imposition or the denial of such
reconsideration. We so conclude because, even assuming that the
sentence is "illegal," the State had an obligation to raise the
issue in a timely fashion. The State could not wait, as it did,
for four months after learning of the irregularity while
defendant was serving his sentence. While an "illegal" sentence
is "correctable at any time," the State has an obligation to move
quickly when asserting an "illegality" because the defendant has
an expectation of finality of a sentence within the parameters of
statutory limits (at least in the absence of some appeal or post-conviction proceeding pending on his or her application). See
e.g., State v. Baker, supra, 270 N.J. Super. at 74-77; State v.
Eigenmann, supra, 280 N.J. Super. at 337. See also State v.
Haliski, supra, 140 N.J. at 6, 20-23. Here the State waited over
four months after learning of the remand sentence before taking
any action to correct what it now contends to have been a
fundamental injustice. But cf. R. 1:7-4; 2:4-1(a). Even though
the State did not know about the defendant's resentencing when it
occurred, it is uncontested that the prosecuting attorney learned
of the new sentence in June 1994, shortly after it was imposed,
but did not file a "motion for reconsideration" for more than
four months thereafter. This was far too late.
In concluding that the State's application was untimely, we
emphasize the nature of the "illegality" asserted. Here, there
is no contention that the right of the defendant to allocution or
the right of the victims to be heard, see N.J. Const. art. I, ¶
22; N.J.S.A. 2C:44-6, N.J.S.A. 52:4B-34 et seq., R. 3:21-4(b),
were not recognized at the initial sentencing. Moreover, the
State does not contend that the sentence was unauthorized by the
governing statute or even violated the negotiated plea agreement.
Accordingly, we need not address what action a court can take on
the prosecutor's application, or sua sponte, whenever it learns
that the sentence does not conform with the minimum requirements
of the governing statute.
The appeal is dismissed.
Footnote: 1R. 3:21-10(a) is a rule of "leniency" and applies to changes or reductions of legal sentences. The time limits embodied in R. 3:21-10(a) do not, therefore, apply in this setting, as the judge here suggested at one point. See Pressler, Current N.J. Court Rules, comment R. 3:21-10.