SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-2541-96T3
THE ESTATE OF ANGELINA A. CHIN
by ROBERT CHIN as Administrator
and Administrator Ad Prosequendum
of the Estate of Angelina A. Chin,
and ROBERT CHIN, individually,
Plaintiffs-Respondents,
v.
ST. BARNABAS MEDICAL CENTER,
IMMACULA LOUIS-CHARLES, TERESA LEIB,
and NANCY HOFGESANG,
Defendants-Respondents,
and
DR. HERBERT GOLDFARB,
Defendant-Appellant,
and
C.R. BARD, INC.,
Defendant.
________________________________________________________________
Argued April 22, 1998 - Decided May 27, 1998
Before Judges D'Annunzio, Rodríguez and Coburn
On appeal from the Superior Court of New Jersey,
Law Division, Middlesex County.
Melvin Greenberg argued the cause for appellant
(Greenberg, Dauber & Epstein, attorneys; Mr. Greenberg
and Jeffrey Berkowitz, on the brief).
Harold A. Sherman argued the cause for respondent
Estate of Angelina A. Chin (George W. Conk, of
counsel and on the brief).
George J. Kenny argued the cause for respondents
St. Barnabas Medical Center, Immacula Louis-Charles,
Teresa Leib and Nancy Hofgesang (Connell, Foley &
Geiser, attorneys; Mr. Kenny, of counsel; Ernest W.
Schoellkopff, on the brief).
The opinion of the court was delivered by
D'ANNUNZIO, J.A.D.
This claim arises out of the tragic and avoidable death of
Angelina Chin during a hysteroscopy, a diagnostic procedure in
which death is not an anticipated risk. The trial court
submitted the case to the jury under the principles announced in
Anderson v. Somberg,
67 N.J. 291, cert. denied,
423 U.S. 929,
96 S. Ct. 279,
46 L. Ed.2d 258 (1975). The jury awarded two
million dollars in damages and apportioned liability as follows:
twenty percent to Dr. Goldfarb; twenty percent to nurse Leib;
twenty-five percent to nurse Hofgesang; thirty-five percent to
St. Barnabas Medical Center; and zero percent to nurse Charles.
The trial court had granted defendant C.R. Bard, Inc.'s motion
for judgment at the close of the evidence.
After the jury announced its verdict, the court granted the
motion of the hospital and the nurses for judgment
notwithstanding the verdict. R. 4:40-2(b). The court entered
judgment against Dr. Goldfarb alone for the entire amount of two
million dollars plus interest. Dr. Goldfarb appeals. There are
no cross-appeals. No one challenges plaintiff's right to
judgment or to the two million dollar damages award. The only
dispute is between the hospital and the nurses on the one hand,
hereinafter sometimes referred to as the hospital defendants, and
defendant Goldfarb.
A hysteroscopy is a diagnostic procedure whereby the uterus
is observed utilizing a scope, a wand-like instrument with a
television lens at its functioning end. The uterus can then be
visualized on a television monitor. The physician's view is
enhanced by stretching the uterus. This is achieved with the
flow of fluid into the uterus. The flow can be by gravity or by
the use of a pump which introduces the fluid into the uterus
under pressure.
In the present case, the procedure was performed using a
Bard Hystero-Flo Pump, a device manufactured by defendant C.R.
Bard, Inc. The device consists of several tubes and a pump. Two
of the tubes, located at one end of the device, are inserted into
bags of fluid suspended from an IV pole. Fluid flows from the
bags through the tubes to a point where they connect at what is
called a Y-adaptor. Below the Y-adaptor is a diaphragm pump. A
single tube leads from the pump, bringing fluid to the scope and
then into the uterus.
The pump is energized by gas. In this case, defendants used
a supply of nitrogen gas located in the ceiling of the operating
room. The gas flows from its source to a regulator and from the
regulator the gas moves through a tube, the gas line, to the
diaphragm pump. Gas that has powered the pump then flows out of
the system through an open exhaust line into the atmosphere.
As previously indicated, the scope has a lens on its
functioning end. There are two ports in the wall of the scope
upstream from the functioning end. One port is the inflow port,
i.e., it is connected to the line carrying fluid from the
diaphragm pump. The fluid, under pressure, enters the uterus
through a fitting on the end of the scope. The second port is
the outflow port. Excess fluid is evacuated from the uterus
through suction tubing attached to the outflow port.See footnote 1 Sometimes
gravity is used to evacuate the fluid, and the excess fluid flows
through the suction tubing into a pail. On other occasions, a
suction canister is used to facilitate evacuation.
In the present case, gas entered through Angelina Chin's
body cavity and into her circulatory system. Air bubbles formed
in her blood vessels and killed her almost immediately. All
parties accept the theory that the exhaust line was the source of
the gas which killed Mrs. Chin.
The evidence established that the exhaust line, when it
comes from the manufacturer, is clipped to the gas line, i.e.,
the line that carries gas from the regulator to the diaphragm
pump. The exhaust line begins at the diaphragm pump, and it is
forty-five inches long. Three clips hold the exhaust line to the
gas line and the last clip is within an inch of the outflow end
of the exhaust line. The evidence established that the exhaust
line was properly clipped when it left the manufacturer, but the
last clip was not on the apparatus when it was used in the Chin
procedure. The absence of the last clip caused twenty-seven
inches of the exhaust line to hang loose. The theory is that in
its loose state the exhaust line could have been mistaken for a
suction line. A jury could conclude that one of the nurses
removed the clip or caused it to come off the line. There is
evidence from which a jury could conclude that Dr. Goldfarb
attached the loose exhaust line to the outflow port, although Dr.
Goldfarb denied that he did so. There is evidence from which a
jury could conclude that one or more of the nurses assisting in
the procedure unclipped the exhaust line and made it possible for
that line to be within the operative field, thereby facilitating
its erroneous connection to the outflow port. There is also
evidence to support a finding that one of the nurses connected
the loose exhaust line to a suction canister which may have been
connected to the scope through suction tubing.
The evidence established that the two nurses the hospital
assigned to assist in the procedure, nurse Charles and nurse
Leib, had no experience regarding the use of the Bard apparatus
and had not attended hospital training sessions regarding its
use. The evidence established that the supervising nurse who
made the assignments was unaware of the experience or lack
thereof of nurses Charles and Leib regarding this equipment. The
evidence also established that, because of their inexperience,
Charles or Leib asked nurse Hofgesang to assist them. During the
procedure, Hofgesang, located to the patient's left, received the
apparatus from Charles, the scrub or sterile nurse, who was
located on the patient's right. Charles had removed the
equipment from the Bard package, which Leib had opened, and
handed the apparatus to Hofgesang who connected the tubes to the
fluid bags and also connected the hospital's gas line to the
regulator.
As previously indicated, the trial court ruled that this
case is governed by the principles of Anderson v. Somberg, supra,
and we begin our analysis with a discussion of it. Anderson
arose out of back surgery performed by defendant, Dr. Somberg.
During the procedure the tip of an instrument, an angulated
pituitary rongeur, broke off in Anderson's spinal canal and
lodged in his spine. 67 N.J. at 294. He sued Dr. Somberg, the
hospital, the manufacturer of the rongeur and the rongeur's
distributer. Id. at 295.
A jury returned a verdict of no cause as to each defendant.
The Appellate Division reversed, on the ground that the trial
court's instruction to the jury was inadequate. Anderson v.
Somberg,
134 N.J. Super. 1, 5 (App. Div. 1973). The majority
opinion stated:
Reason and common sense dictate that the
jury additionally should be charged that
under the peculiar circumstances of this case
the occurrence itself indicates liability on
the part of one or more of the defendants,
and that the burden should be shifted to
defendants as they are most likely to possess
knowledge of the cause of the accident. Each
defendant has the duty to come forward with
explanatory evidence. NOPCO Chemical Div. v.
Blaw-Knox Co.,
59 N.J. 274, 282-283 (1971).
Cf. Magner v. Beth Israel Hospital,
120 N.J.
Super. 529, 534 (App. Div. 1972).
For the reasons expressed the matter is
reversed and remanded for a new trial as to
all defendants.
[Id. at 5-6.]
Judge Seidman concurred in the reversal and remand for a new
trial on the ground that the jury instruction "was so structured
that they may well have been misled or confused thereby." Id. at
6 (Seidman, J., concurring). Judge Seidman disagreed with the
majority's ruling that the jury should be instructed that the
circumstances established liability on one or more defendants.
Ibid. In his view, the circumstances supported an inference of
negligence which protected plaintiff from dismissal at the
conclusion of plaintiff's proofs. Id. at 7. He would have
shifted "the burden . . . to each defendant to come forward with
proof," id. at 8, leaving it to the jury "to determine whether in
the final analysis the inference of fault outweighs the
explanation." Ibid.
The Supreme Court affirmed in a four to three vote. Of the
four voting to affirm, Justice Jacobs wrote no separate opinion
"but vote[d] to affirm on the majority opinion rendered in the
Appellate Division." Anderson, supra, 67 N.J. at 305.
In affirming the Appellate Division, Justice Pashman,
writing for the plurality, stated:
The position adopted by the Appellate
Division majority seems to us substantially
correct; that is, at the close of all the
evidence, it was apparent that at least one
of the defendants was liable for plaintiff's
injury, because no alternative theory of
liability was within reasonable
contemplation. Since defendants had engaged
in conduct which activated legal obligations
by each of them to plaintiff, the jury should
have been instructed that the failure of any
defendant to prove his nonculpability would
trigger liability; and further, that since at
least one of the defendants could not sustain
his burden of proof, at least one would be
liable. A no cause of action verdict against
all primary and third-party defendants will
be unacceptable and would work a miscarriage
of justice sufficient to require a new trial.
R. 2:10-1.
In the ordinary case, the law will not
assist an innocent plaintiff at the expense
of an innocent defendant. However, in the
type of case we consider here, where an
unconscious or helpless patient suffers an
admitted mishap not reasonably foreseeable
and unrelated to the scope of the surgery
(such as cases where foreign objects are left
in the body of a patient), those who had
custody of the patient, and who owed him a
duty of care as to medical treatment, or not
to furnish a defective instrument for use in
such treatment can be called to account for
their default. They must prove their
nonculpability, or else risk liability for
the injuries suffered.
[Id. at 298 (emphasis added).]
The plurality explained that the actual burden of proof
shifted to defendant, not merely the burden of going forward.
Id. at 300.
We have engaged in this lengthy examination of Anderson
because a recent Appellate Division opinion has suggested that
Anderson does not result in a shifting of the burden of
persuasion to defendants, but merely the burden of going forward.
Maciag v. Strato Medical Corp.,
274 N.J. Super. 447, 459 (App.
Div. 1994). We disagree with the Maciag court's analysis of
Anderson.
Maciag states, erroneously, that the "plurality opinion of
the Supreme Court built upon Judge Seidman's concurring opinion
in the Appellate Division." Maciag, supra, 274 N.J. Super. at
456 n.3. Not so. As previously indicated, under Judge Seidman's
analysis, a plaintiff could lose. Under the majority opinion in
the Appellate Division, and the Supreme Court's plurality
opinion, plaintiff could not lose. Judge Seidman expressly
recognized this difference when he observed that the jury
instruction crafted by the majority "in effect, instructs the
jury that someone is liable and mandates that they return a
verdict in favor of the plaintiff and against one or more of the
defendants." Anderson, supra, 134 N.J. Super. at 6.
Maciag states that because the Supreme Court's opinion was
only a plurality, "[t]he decision actually did nothing more than
affirm the Appellate Division decision that the burden of coming
forward with evidence should shift to the defendants based on the
principles described by the Supreme Court in NOPCO Chem. Div. v.
Blaw-Knox Co." 274 N.J. Super. at 456 (citations omitted).
Accepting the premise that the plurality opinion in effect "did
nothing more than affirm the Appellate Division," ibid., the
Appellate Division majority, as we have demonstrated, held that
plaintiff could not lose, i.e., plaintiff was entitled to a
liability verdict and the jury was to be so instructed.
Anderson, supra, 134 N.J. Super. at 5-6. Under Maciag's
analysis, a plaintiff in an Anderson-type case could lose.
Maciag, supra, 274 N.J. Super. at 462. That is not what the
Appellate Division majority held in Anderson. The point is, if
the plaintiff cannot lose, then the burden of persuasion must
shift to each defendant, vis-a-vis the other defendants, to
exculpate himself or herself.
The Supreme Court has not repudiated the Anderson principle
that, in cases to which it applies, plaintiff is entitled to a
judgment and the burden of persuasion shifts to the defendants.
The Court had an opportunity to repudiate our reading of Anderson
in Shackil v. Lederle Labs.,
116 N.J. 155 (1989), in which it
rejected a theory of market-share liability in pharmaceutical
product liability cases. The Court, noting that Anderson shifted
the burden of persuasion, limited Anderson "to one factual
context." Id. at 173. In a dissenting opinion, Justice O'Hern,
in support of a market-share theory of liability, observed that
the "Anderson judgment has stood the test of time. When one of
multiple tortfeasors has most probably caused plaintiff's injury,
the law does not permit those tortfeasors to exonerate themselves
by insisting that the plaintiff's inability to prove which of
them caused the injury is a total bar in law to recovery." Id.
at 199-200 (O'Hern, J., dissenting).
Additionally, many appellate opinions have discussed
Anderson, understood it to shift the burden of persuasion in
cases to which it applied, and have not suggested the revisionist
evaluation of Anderson contained in Maciag. See Blitz v.
Hutchinson,
252 N.J. Super. 580, 588-89 (App. Div. 1991); Wagner
v. Deborah Heart & Lung Ctr.,
247 N.J. Super. 72, 78-79 (App.
Div. 1991); Sholtis v. American Cyanamid Co.,
238 N.J. Super. 8,
21 (App. Div. 1989); Namm v. Charles E. Frosst & Co.,
178 N.J.
Super. 19, 30-31 (App. Div. 1981); Maslonka v. Hermann,
173 N.J.
Super. 566, 573, 575-76 (App. Div. 1980), rev'd on dissent,
85 N.J. 533 (1981); see also Huddell v. Levin,
537 F.2d 726, 746 (3d
Cir. 1976)(Rosenn, J., concurring).
We conclude that Anderson applies to the present case;
plaintiff's decedent was a blameless, helpless, anesthetized
victim of an event that was not reasonably foreseeable or
anticipated and that would not have occurred in the absence of
wrongdoing by one or more of these defendants. Each defendant,
therefore, had the burden of persuading the jury that, as
compared with the other defendants, he or she was blameless.
With one exception, the parties acquiesced in trying this case as
an Anderson case and in the shifting of the burden of persuasion.
The hospital defendants contended below, and contend on
appeal, that once the trial court granted judgment to Bard,
Anderson no longer applied. We disagree. Initially, the court
denied Bard's motion for judgment made at the close of its
codefendants' evidence. Bard then presented the testimony of its
quality assurance manager and a consulting engineer. Thereafter,
Bard renewed its motion, which the court granted. No party has
appealed from the judgment in favor of Bard, and we conclude that
the trial court correctly granted the motion. The apparatus did
not malfunction or break, and there was no expert evidence to
establish a design defect. The parties conceded that all three
clips attaching the exhaust line to the gas line were in place
when the apparatus left the manufacturer. The trial court, in
essence, determined correctly that Bard had carried its burden of
persuasion regarding its non-culpability. Anderson contemplated
such an eventuality. Anderson, supra, 67 N.J. at 303.
As previously indicated, the trial court granted judgment to
the hospital defendants notwithstanding the jury's verdict. In
so ruling, the court stated:
I'm granting that motion. I find there
was no basis for the jury to return a, to
even go to the jury as to the nurses. I
believe I was in error in giving them the
standard to use their common knowledge.
There was no basis for that, for them to have
common knowledge as to what goes on in the,
in the hospital setting under the
circumstances of this case.
In deciding a motion for judgment notwithstanding the verdict under R. 4:40-2(b) in a typical case, the trial court "`must accept as true all the evidence which supports the position of the party defending against the motion and must accord him the benefit of all legitimate inferences which can be deduced therefrom, and if reasonable minds could differ, the motion must be denied.'" Lanzet v. Greenberg, 126 N.J. 168, 174 (1991) (citation omitted); Dolson v. Anastasia, 55 N.J. 2, 5 (1969). The judicial function is "quite a mechanical one" as the trial court is "not concerned with the worth, nature or extent (beyond a scintilla) of the evidence, but only with its
existence, viewed most favorably to the party opposing the
motion." Dolson, supra, 55 N.J. at 5.
Thus, a reviewing court should not disturb a trial court's
denial of the motion if the evidence, along with all legitimate
inferences therefrom, could uphold a judgment in favor of the
non-moving party. Lanzet, supra, 126 N.J. at 174; Dolson, supra,
55 N.J. at 5.
We are persuaded that the judgment cannot withstand the
application of Anderson. Before we apply Anderson, however, we
will review briefly the law regarding professional standards in
malpractice cases.
Ordinarily, a medical malpractice claim requires that "`the
standard of practice to which [the defendant] failed to adhere
must be established by expert testimony,'" Kelly v. Berlin,
300 N.J. Super. 256, 264-65 (App. Div. 1997) (quoting Rosenberg ex
rel. Rosenberg v. Cahill,
99 N.J. 318, 325 (1985)). However,
experts are not needed to establish professional standards of
care where either the doctrine of res ipsa loquitur or the
doctrine of common knowledge applies. Id. at 265. Res ipsa
loquitur allows an inference of negligence where: (1) the
accident which produced a person's injury was one which
ordinarily does not happen unless someone was negligent; (2) the
instrumentality or agent which caused the accident was within the
defendant's exclusive control; and (3) there is no indication in
the circumstances that the injury was the result of plaintiff's
own voluntary act or neglect. Buckelew v. Grossbard,
87 N.J. 512, 525 (1981); Maciag, supra, 274 N.J. Super. at 460.
The common knowledge doctrine applies when "[t]he facts of a
given case [are] such that the common knowledge and experience
possessed by lay [persons] . . . enable a jury to conclude,
without expert testimony, in a malpractice action as in any other
negligence action that a duty of care has been breached." Kelly,
supra, 300 N.J. Super. at 265 (citing Klimko v. Rose,
84 N.J. 496, 503-04 (1980)). The trial of a common knowledge case is
essentially the same as an ordinary negligence case, and the jury
is permitted to supply the applicable standard of care.
Rosenberg, supra, 99 N.J. at 325 (citations omitted).
Although related, res ipsa and common knowledge doctrine
cases are different, as explained by our Supreme Court in Sanzari
v. Rosenfeld,
34 N.J. 128 (1961):
In res ipsa cases, plaintiff need only prove his
injury, and need not prove a standard of care or a
specific act or omission. Ordinarily, the common
knowledge doctrine is applied in a malpractice case
after the plaintiff proves his injury and a causally
related act or omission by the defendant.
[Id. at 141 (emphasis added).]
Thus, res ipsa cases only require plaintiff's showing of an
injury; the establishment of a standard of care is not part of
the plaintiff's case. By contrast, a common knowledge case
requires plaintiff's proof of an injury and some act or failure
to act by defendant that led to the injury.
All defendants in the present case accepted the premise that
gas was pumped into Mrs. Chin through the exhaust line. We
observe, therefore, that the case hinged primarily on the jury's
determinations regarding who did what with the exhaust line,
rather than with regard to professional standards of care.
Indeed, during colloquy preceding the testimony of plaintiff's
expert, Dr. Piver, counsel for the hospital defendants conceded
that this case is a common knowledge case "to the extent that if
there is an incorrect hook-up, the jury can figure that out." We
are persuaded, therefore, that the court did not err in
submitting the case against the hospital defendants to the jury
based on a common knowledge standard.
The hospital defendants contend that the trial court erred
in not submitting the case against Dr. Goldfarb to the jury based
on common knowledge, rather than on a standard of care to be
supplied by expert testimony. To the extent that the court may
have erred in this regard we conclude that the error was not
"clearly capable of producing an unjust result." R. 2:10-2. Dr.
Piver testified as an expert against Dr. Goldfarb. According to
Dr. Piver, Mrs. Chin's death was the result of an improper
connection of the Bard device to the hysteroscope, causing the
introduction of gas into the uterus and the bloodstream. Dr.
Piver opined that Dr. Goldfarb made the fatally incorrect
connection. He also testified that Dr. Goldfarb had "a duty to
observe, and should have observed, that the hook-up was not
correct." Thus, the expert testimony against Dr. Goldfarb
coincided with the theory accepted by all parties, that the
incorrect connection of the exhaust line caused Mrs. Chin's
death. In addition, Dr. Piver's testimony directly pointed the
finger of blame at Dr. Goldfarb. In these circumstances, we
perceive no harmful error.
We deem it unnecessary to describe in detail the testimony
and evidence in this case. We are satisfied that the direct and
circumstantial evidence and the inferences which reasonably could
have been drawn from the evidence would have supported several
theories of liability.
The jury could have determined that Dr. Goldfarb connected
the exhaust line to the scope's outflow port. Alternatively, the
jury could have found that Dr. Goldfarb did not connect the
exhaust line to the outflow port, but bore some responsibility
for Mrs. Chin's death because he did not recognize that gas was
being pumped into his patient.
Regarding the nurses, the jury could have determined that
one of them was responsible for the missing third clip on the
exhaust line and that the disconnection of the exhaust line from
the gas line facilitated the mistaken use of the exhaust line by
Dr. Goldfarb or by a nurse. The jury could have found that the
nurses were not qualified to work with the equipment; that one of
them connected the exhaust line to a suction canister to which
the suction tubing was attached; or that one of them left the
loose exhaust line in a position where Dr. Goldfarb could have
mistaken it for a suction tube. The jury could have determined
that the hospital, through one of its employees, had assigned
unqualified people to this procedure and had not required nurse
LeibSee footnote 2 to attend a training session regarding the Bard apparatus.
The evidence was conflicting and inconsistent. Leib's
testimony and reasonable inferences drawn from it would have
supported a finding that the exhaust line had been connected to
the outflow port on the scope, and that Dr. Goldfarb had made the
connection. Dr. Goldfarb denied that he had connected the
exhaust line. His expert witness, Dr. Lefler, placed the blame
on one of the nurses for allegedly connecting the exhaust line to
the suction canister. Dr. Lefler's testimony was admissible
because it was based, at least implicitly, on Dr. Goldfarb's
testimony that he had not connected the exhaust line to the
outflow port. Thus, if the jury found Dr. Goldfarb's testimony
in this regard to be credible, it could have relied on Lefler's
theory.
The jury, of course, had to make credibility decisions.
They could have accepted some of a witnesses's testimony as
credible and rejected the rest of it. They could have found the
testimony of a witness to be entirely credible or incredible.
The point is, there was no "smoking gun" in this case. There was
no obvious resolution of what happened in the operating room.
There are only theories, the acceptance of which depended on the
jury's evaluation of credibility and the inferences to be drawn
from facts as found by them.
In these circumstances, the applicability of Anderson
renders the jury's verdict virtually unassailable because each
defendant had the burden of persuading the jury that it was not
culpable. Thus, the verdict represents the jury's determination
that Goldfarb, Leib, Hofgesang, and the hospital did not
completely carry their burdens of exculpation. It is a
determination which is rationally related to the evidence.
The judgment solely against Dr. Goldfarb is reversed. The
case is remanded for entry of a judgment against the hospital
defendants and Dr. Goldfarb in accordance with the jury's
verdict.
Footnote: 1There was testimony that the fluid entering the uterus must be circulated, i.e., replaced by fresh fluid. Otherwise, the fluid will become cloudy due to blood and other biological material, thereby impairing visualization of the uterus. Footnote: 2Dr. Goldfarb's expert exonerated nurse Charles. Thus, there is a rational basis for the jury's determination that Charles was not liable.