SYLLABUS
(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the
convenience of the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in
the interests of brevity, portions of any opinion may not have been summarized).
The Estate of Angelina Chin v. St. Barnabas Medical Center (A-11/12-98)
Argued February 16, 1998 -- Decided July 28, 1999
HANDLER, J., writing for a unanimous Court.
This case requires the Court to consider the application of the principles set forth in Anderson v. Somberg.
In that case, the Court held that where a blameless and unconscious patient suffers an injury, the medical
professionals charged with malpractice or fault bear the burden of proving that they are not responsible for causing
the patient's injury. The central issue posed in this appeal is to what extent the burden of proving liability should
shift to the medical professionals rather than remain with the injured patient. The Court also addresses whether the
doctrine of common knowledge, which allows the jury to determine the negligence of professionals without expert
testimony concerning professional standards of care, is applicable to this case.
Forty-five-year-old Angelina Chin died from a massive air embolism suffered during a diagnostic
hysteroscopy performed by Dr. Herbert Goldfarb at St. Barnabas Medical Center. A hysteroscopy is a procedure
used to determine uterine abnormalities. A hysteroscope, a wand-like instrument with a camera lens at one end, is
used by the physician to view, through a television monitor, the walls of the uterus. During a hysteroscopy, a
continuous flow of fluid is pumped into the uterus. Generally, this procedure has minimal risks. Unfortunately, in
this case, nitrogen gas was inappropriately pumped into the uterus instead of fluid, causing the embolism and
resulting death. The record clearly reflects that the embolism was the direct result of an incorrect hook-up of the
hysteroscope, the Hystero-Flo Pump, manufactured by C.R. Bard, Inc. (Bard).
Robert Chin, individually and as administrator of his wife's estate, brought a medical malpractice action
against Dr. Goldfarb, Nurses Leib, Louis-Charles, and Hofsegang (the nurses assisting in the hysteroscopy), St.
Barnabas Medical Center, and Bard for the death of his wife. During trial, the medical professionals presented
conflicting testimony concerning which party or parties incorrectly hooked-up the hysteroscope. At the close of
evidence, Bard's motion for a directed verdict dismissing it from the case was granted because there was no
evidence presented that Bard had defectively manufactured the Hystero-Flo Pump.
The trial judge charged the jury under the principles set forth in Anderson v. Somberg, informing the jurors
that the entire burden of proof shifted to St. Barnabas, the nurses and Dr. Goldfarb to prove they were not at fault
for the injury suffered by Angelina Chin. The court also instructed the jury that they were allowed to use their
common knowledge as lay persons in deciding whether the nurses had breached their duty of care. No expert
testimony had been presented at trial on the appropriate nursing standard of care.
The jury found in favor of Robert Chin and awarded two million dollars in damages. The jury apportioned
liability against the medical professionals as follows: Dr. Goldfarb, 20%; Nurse Leib, 20%; Nurse Hofsegang, 25%;
and St. Barnabas Medical Center, 35%. The jury found no liability as to Nurse Louis-Charles. Thereafter, the trial
court granted St. Barnabas' and the nurses' (the hospital defendants) motion for judgment notwithstanding the
verdict, reasoning that the case was improperly submitted under both Anderson and the doctrine of common
knowledge. The trial court then entered the amount of the entire verdict against Dr. Goldfarb.
Dr. Goldfarb appealed and the Appellate Division reversed, ruling that the jury was properly instructed
both under the doctrines of common knowledge and Anderson v. Somberg.
The hospital defendants petitioned the Supreme Court for certification and Robert Chin cross-petitioned.
The Supreme Court granted both the petition and cross-petition for certification.
HELD: In an action based on the principles enunciated in Anderson v. Somberg, the entire burden of proof shifts to
the defendants. Moreover, the common knowledge doctrine is applicable to this case.
1. Anderson is an exception limited to a particular set of circumstances. Accordingly, the Court disapproves of the
holding in Maciag v. Strato Medical Corp., which held that only the burden of going forward with the evidence is
shifted to the defendants in medical malpractice cases where the plaintiff was unconscious at the time of injury.
Rather, the entire burden of proof shifts to the defendants. (pp. 7-11)
2. The plaintiff must show three things in order to shift the burden of proof to the defendants: 1) the plaintiff must
be entirely blameless; 2) the injury must be one that bespeaks negligence on the part of one or more of the
defendants; and 3) all potential defendants who participated in the chain of events causing plaintiff's injury must be
before the court. (pp. 11-12)
3. All three Anderson factors have been met in this case. Angelina Chin was unconscious and blameless at the time
of her fatal injury. Her injury and resulting death bespeaks negligence on the part of one or more of the hospital
defendants. Lastly, all defendants were before the court. The jury weighed the conflicting evidence and found
various levels of liability among the hospital defendants. These findings are not irrational and are supported by
sufficient evidence. Bard successfully met its burden of proving that it was not liable for Ms. Chin's fatal injury.
(pp. 12-14)
4. The jury's finding that Nurse Louis-Charles was not liable for the injury to Ms. Chin was not against the weight
of the evidence. As for the other hospital defendants, there was ample evidence to enable the jury to find that one or
more of those parties was at fault. Thus, the trial court improperly granted judgment notwithstanding the jury's
verdict. (pp. 14-17)
5. Generally, evidence of the deviation from accepted standards of medical care must be provided by competent
and qualified medical experts. In exceptional circumstances, the common knowledge doctrine may be invoked,
enabling the applicable standard of care to be demonstrated without the use of expert testimony. The doctrine of
common knowledge applies to a case in which the experience possessed by lay persons, without the explanation of
experts, would enable a jury to determine that the defendant acted without reasonable care. Expert testimony was
not necessary for the jury to determine that the Hystero-Flo Pump was improperly connected, causing the embolism
and eventual death of Ms. Chin. (pp. 17-21)
Judgment of the Appellate Division is AFFIRMED and the matter is REMANDED for an entry of
judgment in accordance with the jury's verdict .
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN, GARIBALDI, STEIN and
COLEMAN join in JUSTICE HANDLER'S opinion.
SUPREME COURT OF NEW JERSEY
A-11/
12 September Term 1998
THE ESTATE OF ANGELINA A. CHIN by
ROBERT CHIN as Administrator and
Administrator Ad Prosequendum, and
Robert Chin, individually,
Plaintiff-Respondent
and Cross-Appellant,
v.
ST. BARNABAS MEDICAL CENTER, TERESA
LEIB and NANCY HOFGESANG,
Defendants-Appellants
and Cross-Respondents,
and
DR. HERBERT GOLDFARB,
Defendant-Respondent
and Cross-Respondent,
and
C.R. BARD INC., DRS. JOHN DOE 1-10
(fictitious names, real names
presently unknown) and NURSES JANE
DOE 1-10 (fictitious names, real
names presently unknown) and XYZ
CORPORATIONS 1 & 2 (fictitious
names, real names presently
unknown) and IMMACULA LOUIS
CHARLES,
Defendants.
Argued February 16, 1999 -- Decided July 28, 1999
On certification to the Superior Court,
Appellate Division, whose opinion is reported
at
312 N.J. Super. 81 (1998).
George J. Kenny argued the cause for
appellants and cross-respondents (Connell,
Foley & Geiser attorneys; Mr. Kenny and
Ernest W. Schoellkopff, on the brief).
Harold A. Sherman argued the cause for
respondent and cross-appellant (Mr. Sherman,
attorney; George W. Conk, of counsel).
Melvin Greenberg argued the cause for
respondent and cross-respondent (Greenberg
Dauber & Epstein, attorneys).
The opinion of the Court was delivered by
HANDLER, J.
This case requires the Court to consider the application of
the doctrine first developed nearly twenty-five years ago in
Anderson v. Somberg,
67 N.J. 291, cert. denied,
423 U.S. 929,
96 S. Ct. 279,
46 L. Ed.2d 258 (1975). In that decision, a medical
malpractice case, the Court held that where a blameless and
unconscious patient suffers an injury, the defendants charged
with malpractice or fault bear the burden of proving their non
culpability for the plaintiff's injury.
The case before the Court involves a patient who died from
an air embolism when gas was introduced into her bloodstream
during a surgical procedure. The nature of the fatal injury was
such that it was certainly the result of the negligent use of a
medical instrument, but it was unclear who was at fault. This
medical malpractice suit was brought against all the defendants
who had a possible role in the events leading to the patient's
death: the doctor who performed the procedure; the nurses in the
operating room; the hospital; and the manufacturer of the medical
instrument used in the operation.
The central issue posed in this appeal is to what extent the
burden of proof in respect of liability should shift to
defendants rather than remain with plaintiff. In addition, we
are asked to consider whether the doctrine of common knowledge,
which allows the jury to determine the negligence of
professionals without expert testimony concerning professional
standards of care, is applicable to this case.
I
Angelina Chin died at the age of forty-five from a massive
air embolism during a diagnostic hysteroscopy at St. Barnabas
Medical Center. An hysteroscopy is a procedure used to determine
abnormalities in a woman's uterus. The doctor uses an
hysteroscope, a wand-like instrument with a lens at one end, to
view the walls of a woman's uterus on a television monitor. The
physician's view of the uterus is enhanced by stretching the
uterine walls with a continuous flow of fluid into the uterus.
Typically, this type of medical procedure involves minimal risk.
In the case of Ms. Chin, however, gas was pumped into her uterus
rather than fluid, causing the gas to be introduced into her
coronary arteries and resulting in the air embolism that killed
her. The record clearly demonstrates that the embolism was the
direct result of an incorrect hook-up of the hysteroscope.
Ms. Chin's treating physician, defendant Dr. Herbert
Goldfarb, performed the procedure using an hysteroscope
manufactured by defendant C.R. Bard, Inc. This type of
hysteroscope, called the Hystero-Flo Pump, uses a pump driven by
compressed nitrogen to create a vacuum that forces fluid to be
drawn into a tube. The fluid passes through the tube, into the
hysteroscope unit and finally into the patient's uterus. In
order to perform this function, the Bard Hystero-Flo Pump has
several tubes. An irrigation tube draws fluid into the woman's
uterus and a suction tube draws waste fluid out of the uterus.
Both are connected to the pump. A third tube connects the
nitrogen source to the pump. Lastly, an exhaust hose carries
the by-product of the nitrogen that drives the pump; it is
attached to the gas line coming off the pump. When the exhaust
hose arrives from the manufacturer, it is attached by three wire
clips to indicate that it should remain away from the operating
field and remain non-sterile.
In addition to Dr. Goldfarb, three nurses were in the
operating room during this procedure. Defendants Nurse Teresa
Leib and Nurse Immacula Louis-Charles were assigned to the
procedure. Because Leib and Louis-Charles had no experience,
familiarity, or training on the Hystero-Flo Pump, they asked
defendant Nancy Hofgesang, a nurse who had some experience with
the equipment, to assist. She acted as circulating nurse,
although she was not officially scheduled by the hospital to be
there.
During Ms. Chin's operation, one of the tubes was
incorrectly connected to the hysteroscope, causing a closed
circuit pathway that permitted the nitrogen gas to enter Ms.
Chin's uterus and resulted in the embolism. Defendants presented
several theories regarding which tube was wrongly attached.
Because Dr. Goldfarb removed the tubes from the pump shortly
after Ms. Chin went into cardiac arrest, their exact
configuration was ascertainable only by inference.
Plaintiff Robert Chin, individually and as administrator
ad
prosequendum of the Estate of Angelina A. Chin, brought suit
against defendants Dr. Goldfarb, Nurses Leib, Louis-Charles, and
Hofgesang, St. Barnabas Medical Center and C.R. Bard for the
death of his wife. At trial, defendants presented conflicting
testimony regarding which party or parties incorrectly hooked up
the apparatus. At the close of evidence, defendant C.R. Bard
moved for a directed verdict. The trial court granted the motion
and none of the remaining parties argue that C.R. Bard is liable
for the death of Ms. Chin.
The trial court submitted plaintiff's case to the jury
under the principles set forth in
Anderson v. Somberg,
supra,
67 N.J. 291. The court instructed the jury that the entire burden
of proof shifted to defendants, explaining that there must be a
verdict against at least one defendant in this case because
obviously somebody did something wrong. The court also
instructed the members of the jury that they were permitted to
use their common knowledge as lay persons in deciding whether the
nurses had in fact breached their duty of care to the decedent in
this case. No expert testimony on the appropriate nursing
standards of care was presented at trial.
The jury awarded plaintiff two million dollars in damages.
It apportioned liability against the several defendants: Dr.
Goldfarb, 20" liable; Nurse Leib, 20" liable; Nurse Hofgesang,
25" liable; St. Barnabas Medical Center, 35" liable. Nurse
Louis-Charles was found not liable for the death of Ms. Chin.
The trial court thereafter granted the hospital and nurses'
motion for judgment notwithstanding the verdict, reasoning that
the case was improperly submitted under
Anderson v. Somberg,
supra, and the doctrine of common knowledge. The trial court
then entered a judgment against Dr. Goldfarb alone for the entire
two million dollar judgment, plus interest.
Dr. Goldfarb appealed, and the Appellate Division reversed,
ruling that the jury was properly instructed both in the doctrine
of
Anderson and in the doctrine of common knowledge.
312 N.J.
Super. 81 (1998). The hospital and Nurses Leib and Hofgesang
(hospital defendants) petitioned for certification, and
plaintiffs cross-petitioned. We granted both the petition and
cross-petition for certification.
156 N.J. 408 (1998).
II
The primary issue in this case is the application of the
principles set forth in our plurality opinion in
Anderson v.
Somberg,
supra,
67 N.J. 291. In that case, the Court rejected
the traditional allocation of the burden of proof; rather than
resting with the plaintiff, the burden of proof was shifted to
the defendants. Thus, in a case governed by
Anderson, the jury
is instructed that at least one defendant must be found liable
and that the defendants bear the burden of exonerating themselves
from liability.
The facts in
Anderson v. Somberg help in understanding the
reasoning behind this exception to the usual allocation of
burdens of proof. In
Anderson, a surgical instrument broke
during surgery and was lodged in the plaintiff's spinal canal,
requiring multiple surgeries and resulting in severe and
permanent physical injuries. The plaintiff, who was unconscious
at the time, could not be blamed for the mishap. The plaintiff
sued his physician, the hospital, the medical supply distributor
and the manufacturer of the instrument. No explanation other
than the negligence or fault of one of the defendants was
available as the cause of the accident. Nevertheless, because
the plaintiff could not prove which defendant caused the
accident, the jury returned a verdict of no cause of action for
each of the defendants. The evidence led to the inference that
the break in the medical instrument may have been caused by weak
metal, a crack during manufacture, cumulative misuse by other
surgeons, or misuse by the operating surgeon. Hence, one, some
or all of the defendants indisputably caused the instrument to
break; a determination that no defendant was responsible would be
an unjust result. In order to avoid the injustice resulting from
the failure of liability against any defendant, this Court
sustained the Appellate Division's determination that "at least
one of the defendants was liable for plaintiff's injury," and
held that the entire burden of proof shifts to the defendants.
Anderson,
supra, 67
N.J. at 298.
Here, the hospital defendants argue that
Anderson v. Somberg
requires a shifting only of the burden of going forward, but that
the burden of persuasion remains with the plaintiff. They rely on
Maciag v. Strato Medical Corp.,
274 N.J. Super. 447 (App. Div.
1994), as support for this proposition. That case interpreted
the Court's plurality determination in
Anderson as merely
shifting the burden of going forward with the evidence to the
defendants in an
Anderson-type case.
The principle recognized in
Anderson has its origin in the
doctrine of alternative liability. That doctrine recognizes that
where a plaintiff is harmed by two or more defendants, but it is
uncertain which defendant caused the harm, each defendant must
sustain the entire burden of proof with regard to liability and
prove his or her own non-culpability.
Summers v. Tice,
199 P.2d 1 (Cal. 1948);
Restatement (Second) of Torts § 433B(3) (1965);
see Shackil v. Lederle Laboratories,
116 N.J. 155, 173 (1989);
Anderson v. Somberg,
supra, 67
N.J. at 302.
The Court in
Anderson recognized the distinction between the
burden of production and the burden of persuasion and that the
construct of burden of proof embraces these related but distinct
elements. The Court specifically addressed the insufficiency of
a mere shift in the burden of going forward with the evidence.
Anderson,
supra at 300. It acknowledged and distinguished the
traditional common law doctrine of
res ipsa loquitur, which
requires only an explanatory rather than exculpatory account of
defendants.
Id. at 300-01. A critical difference is that in a
case in which the plaintiff was unconscious and is clearly
blameless, and all potential defendants are before the court,
then only the putative defendants can be at fault and at least
one defendant must be culpable.
Id. at 302. In that setting,
the Court ruled, defendants must not only come forward to explain
the cause of plaintiff's injuries, but also must convince the
jury that they individually are not responsible.
Ibid. As
articulated by Justice Pashman in
Anderson v. Somberg, "where an
unconscious or helpless patient suffers an admitted mishap not
reasonably foreseeable and unrelated to the scope of the
surgery, and all possible defendants that could have caused
plaintiff's harm were joined before the court, defendants must
prove non-culpability, or else risk liability for the injuries
suffered.
Id. at 298. We reaffirm that principle and hold that
in a case such as this, the entire burden of proof shifts to the
defendants.
Our support of this principle has been consistent and clear.
E.g. Myrlak v. Port Auth. of N.Y. and N.J.,
157 N.J. 84, 100
(1999) (The
Anderson type cases utilize collective
res ipsa
loquitur in that both the burden of going forward with evidence
and the burden of persuasion are shifted to the defendants.);
Anderson v. Picciotti,
144 N.J. 195, 210 (1996) (In a few
exceptional cases [] the burden of proof on some issues may shift
to the defendant.). We have also noted that
Anderson is an
exception limited to a particular set of circumstances: medical
malpractice cases in which all the possible defendants are before
the court.
Shackil,
supra, 116
N.J. at 173 (acknowledging
Anderson rule and noting that it was limited to one factual
context.). Although the
Anderson doctrine is applicable in a
narrow set of factual circumstances, it is nonetheless firm in
its application to those circumstances when they arise.
Ibid.
Accordingly, we disapprove of the holding in
Maciag,
supra,
274 N.J. Super. 447, that only the burden of going forward is shifted
to the defendants in medical malpractice cases where the
plaintiff was unconscious at the time of injury.
Under the principles of
Anderson v. Somberg, the plaintiff
must show three things in order to shift the burden of proof to
the defendants. First, the plaintiff must herself be entirely
blameless. The fact pattern to which the principles of
Anderson
most readily apply is where a plaintiff was clearly helpless or
anesthetized when her injury occurred.
Myrlak,
supra, 157
N.J.
at 100. Second, the injury must be one that bespeaks negligence
on the part of one or more of the defendants. Third, all the
potential defendants must be before the court. That is, all
those defendants who participated in the chain of events causing
plaintiff's injury must be represented.
Shackil,
supra, 116
N.J.
at 174.
This case presents a fact pattern that mirrors that
presented in
Anderson v. Somberg. All three requirements for the
application of
Anderson have been met. Angelina Chin, who was
unconscious, helpless, and utterly blameless, suffered a fatal
injury that bespeaks negligence on the part of one or more of the
defendants. It is not contested that the air embolism could have
been caused only by negligent use of the hysteroscope. All the
potential defendants, that is, all those who participated in the
chain of events leading up to Ms. Chin's injury, were sued in
this case.
The hospital defendants argue that the verdict cannot be
supported by the evidence and raise the possibility that the jury
rendered a verdict against them in response to the compulsion of
the jury charges. That argument echos Justice Mountain's
original criticism of the plurality decision in
Anderson v.
Somberg:
The absence of sufficient evidence upon which
a verdict might justly rest, coupled with the
compulsion to reach a verdict against
someone, removes from the case any semblance
of rationality.
[67
N.J. at 312 (Mountain, J.,
dissenting).]
The imputation of irrationality, however, is unfounded.
Jurors are not required to find all the defendants liable. They
are enjoined to weigh the evidence carefully and admonished to
consider the role of each defendant. The verdict in this case
reflects that the jury reached its determination conscientiously
on sufficient evidence. The jurors thoroughly considered the
evidence and exonerated Nurse Louis-Charles. Consistent with the
jury's verdict, all the testimony indicated that this nurse was
not at fault.
The hospital defendants also argue that because the case
against the manufacturer, C.R. Bard, was dismissed, the case
against them should be dismissed as well. Implicit in that
argument is the suggestion that not all potentially responsible
defendants were present when the case was submitted to the jury.
The basis of the
Anderson principles is the certainty that
one or more of the defendants participating in the events
surrounding the accident was negligent.
Anderson,
supra, 67
N.J.
at 304. For this reason, all potential defendants must be
included in the litigation. That was done here with the
inclusion of C.R. Bard, the manufacturer. The case against C.R.
Bard was dismissed at the close of evidence, and the dismissal
itself was based on the evidence presented. The dismissal under
those circumstances simply reflects the right of defendants -
consistent with their burden -- to produce evidence to exculpate
themselves. Defendant C.R. Bard successfully demonstrated that
the Hystero-Flo Pump was distributed in perfect condition and
that, when properly used, the pump was not dangerous. As the
Appellate Division pointed out, the pump did not malfunction or
break, and there was no expert evidence to establish a design
defect." 312
N.J. Super. at 91. In this case, the pump was
negligently hooked-up resulting in this tragic death. Because no
other defendant challenged the trial court's ruling in this
regard, we must agree with the lower courts that the defendant
manufacturer met its entire burden of proof and in so doing
established its non-culpability.
The jury, weighing the conflicting testimony and
contradictory evidence, found various levels of liability among
defendants. There is nothing irrational about these findings of
fact and they are supported by the evidence. The standard for
reviewing a judgment notwithstanding the verdict is whether, when
all evidence is viewed in the light most favorable to the non
moving party, reasonable minds might differ about the moving
party's culpability.
Caterinicchio v. Pittsburgh Corning Corp.,
127 N.J. 428, 437 (1992);
Dolson v. Anastasia,
55 N.J. 2, 5-6
(1969).
At the beginning of the surgical procedure, Nurse Hofgesang,
acting as a circulating nurse, removed the packing containing
sterile tubing from the operating room cabinet, opened it and
presented the package to Nurse Louis-Charles, the scrub nurse.
While circulating nurses may act off the sterile field of the
operation, obtaining the equipment for the sterile nurses and
doctors, scrub nurses remain sterile throughout the procedure and
do not circulate around the operating room. Nurse Louis-Charles
handed all the non-sterile tubing to Nurse Hofgesang, while
placing the sterile irrigation tube on Ms. Chin's abdomen for use
during the procedure. Nurse Hofgesang apparently was responsible
for hooking up the gas line to the nitrogen gas regulator and
hooking up the exhaust tube to the gas line. Nurse Louis-Charles
then asked Nurse Leib for a suction tube. Nurse Leib kept the
non-sterile end of the suction tube, which was to be connected to
a suction canister. Nurse Louis-Charles placed the sterile end
of the suction tube on the patient's abdomen for Dr. Goldfarb to
connect to the scope in the patient's uterus.
The evidence was consistent with two potential versions of
the events. Either the non-sterile end of the suction tube was
improperly connected to the exhaust hose, or the sterile end of
the suction tube was improperly connected to the outflow port of
the hysteroscope. Either of these misconnections could have
created the closed circuit that killed Ms. Chin.
Because Nurse Louis-Charles did not connect any tubing,
retained control only over two sterile tubes that were not part
of the closed circuit, and was exonerated by Dr. Goldfarb's
expert witness, the jury's finding that she was not liable was
not against the weight of the evidence. As for the other
hospital defendants, there was ample evidence to enable the jury
to find that either one of the circulating nurses misconnected
the suction tube to the exhaust hose and that Dr. Goldfarb was
partly responsible for this mishap because he did not supervise
the procedure adequately.
As pointed out by the Appellate Division, because the
hysteroscope and its various tubes were disconnected in the
immediate aftermath of the accident, the only source of
information is the conflicting witness testimony. 312
N.J.
Super. at 95. The fact that the evidence may also support a
different outcome does not render the jury's verdict irrational
or against the weight of the evidence. The evidence supports a
coherent explanation of the events leading to the death of Ms.
Chin is consistent with the jury's allocation of liability and
reflects the "evaluation of [the witnesses'] credibility and the
inferences to be drawn from facts as found by [the jury]."
Ibid.
In sum, there was inadequate support for granting a judgment
notwithstanding the jury's verdict. Accepting as true all the
evidence supporting defendant Goldfarb, who opposed the motion,
we find that reasonable minds could differ, and therefore the
hospital defendants' motion for judgment notwithstanding the
verdict was improperly granted by the trial court.
Caterinicchio,
supra, 127
N.J. at 437.
III
The trial court instructed the jurors that they may consider
their own common knowledge in evaluating whether the hospital
defendants had breached their duty of care to Ms. Chin. The
hospital defendants argue that the nurses' actions should have
been evaluated only with reference to the professional nursing
standard of care.
The general rule in malpractice cases is that evidence of a
deviation from accepted medical standards must be provided by
competent and qualified physicians.
Schueler v. Strelinger,
43 N.J. 330, 345 (1964). Only in the unusual medical malpractice
case will the common knowledge doctrine be invoked.
Rosenberg
ex rel. Rosenberg v. Cahill,
99 N.J. 318, 325 (1985). The
doctrine of common knowledge permits exception to the general
rule; when it is applied, expert testimony is not needed to
establish the applicable standard of care.
Schueler,
supra, 43
N.J. at 365. The trial of such a case is essentially no
different from 'an ordinary negligence case.'
Rosenberg,
supra,
99
N.J. at 325 (citation omitted).
In some medical malpractice cases, the jurors' common
knowledge as lay persons is sufficient to enable them, using
ordinary understanding and experience, to determine a defendant's
negligence without the benefit of the specialized knowledge of
experts. The doctrine of common knowledge is appropriately
invoked where the carelessness of the defendant is readily
apparent to anyone of average intelligence and ordinary
experience.
Rosenberg,
supra, 99
N.J. at 325;
see Klimko v.
Rose,
84 N.J. 496, 504 (1980) (applying common knowledge doctrine
to chiropractor who continued to apply pressure to patient's neck
after patient became unconscious). Thus, the doctrine of common
knowledge applies to a case in which the experience possessed by
lay persons, without the explanations of experts, would enable a
jury to determine that a defendant acted without reasonable care.
The basic postulate for application of the doctrine therefore is
that the issue of negligence is not related to technical matters
peculiarly within the knowledge of medical or dental
practitioners.
Sanzari v. Rosenfeld,
34 N.J. 128, 142 (1961).
The trial court determined that the evidence appropriately
enabled the jury to rely on its common knowledge in determining
whether any of the defendants breached their duty of reasonable
professional care. After the jury had returned its verdict,
however, the trial court granted judgment in favor of the
hospital and the nurses notwithstanding the verdict, on the basis
that it was error to have allowed the jury to consider and rely
on its common knowledge in determining the issue of negligence.
The trial court was right the first time. At trial, counsel
for the hospital defendants conceded that if there is a hook-up
which is incorrect, that . . . is a matter of common knowledge
and a jury can draw the inference that there was professional
negligence. An attempt by plaintiff's expert, a physician, to
offer testimony on the professional standards of care that should
be applied to nurses was overruled by the court on defendants'
objections. The basis for that ruling and objection, however,
was that the expert, a medical doctor, was not qualified to
testify on professional nursing standards. That ruling itself
may have been problematic.
Cf. Rosenberg,
supra, 99
N.J. at 334
(holding in chiropractic malpractice case, medical doctor was
qualified to render expert opinion concerning chiropractic
standard of care).
Nevertheless, this case did not require expert evidence
concerning professional standards of nursing care. Rather, the
case hinged primarily on the jury's determinations regarding who
did what with the exhaust line, rather than with regard to
professional standards of care. 312
N.J. Super. at 93. Like
other common knowledge cases, the mistake was obviously the
result of negligence.
See Klimko,
supra,
84 N.J. 496;
Sanzari,
34 N.J. 128 (allowing doctrine of common knowledge where dentist
caused patient's death by administering anesthesia without
inquiring into history of hypertension);
Tramutola v. Bortone,
118 N.J. Super. 503, 512-13 (App. Div. 1972) (holding expert not
required where physician failed to inform patient of needle left
in patient's body after medical procedure);
Becker v. Eisenstodt,
60 N.J. Super. 240 (App. Div. 1960) (ruling that common knowledge
sufficient to determine malpractice in case where physician
applied caustic liquid in treating patient after rhinoplasty,
thereby severely disfiguring her);
Steinke v. Bell,
32 N.J.
Super. 67, 70 (App. Div. 1954) (holding that expert evidence not
required in malpractice case where dentist extracted wrong
tooth).
Ms. Chin's injury was caused by an incorrect hook-up of the
hysteroscope, which introduced gas into her uterus and
bloodstream. All the parties agreed that Ms. Chin's death was
caused by an erroneous hook-up of the apparatus. Expert
testimony was not required to establish that only a lack of
reasonable care or negligence by one or more of the defendants
could cause this medical accident. No party contested the fact
that the misconnection was the result of negligence on the part
of at least one defendant. Each defendant simply insisted that
he or she was not the party individually responsible.
Recognizing that the common knowledge of lay persons is not
infallible, this Court reasoned that the remedy for inaccuracy
is then the right of those who dispute the common knowledge to
produce proof to the contrary.
Klimko,
supra, 84
N.J. at 504.
The hospital defendants were well aware that they were required
to prove their lack of culpability in order to avoid liability.
Had the hospital defendants indeed believed that evidence of
professional standards of care would have belied a finding of
negligence on their part, they could have presented expert
testimony to this effect.
IV
We affirm the judgment of the Appellate Division and remand
for an entry of judgment in accordance with the jury's verdict.
CHIEF JUSTICE PORITZ and JUSTICES POLLOCK, O'HERN,
GARIBALDI, STEIN and COLEMAN join in JUSTICE HANDLER's opinion.
SUPREME COURT OF NEW JERSEY
NO. A-11/12 SEPTEMBER TERM 1998
ON APPEAL FROM
ON CERTIFICATION TO Appellate Division, Superior Court
THE ESTATE OF ANGELINA A. CHIN,
Plaintiff-Respondent
and Cross-Appellant,
v.
ST. BARNABAS MEDICAL CENTER, et al.,
Defendants-Appellants
and Cross-Respondents,
and
DR. HERBERT GOLDFARB,
Defendant-Respondent
and Cross-Respondent,
and
C.R. BARD, INC., et al.,
Defendants.
DECIDED July 28, 1999
Chief Justice Poritz PRESIDING
OPINION BY Justice Handler
CONCURRING OPINION BY
DISSENTING OPINIONS BY
CHECKLIST
AFFIRM AND
REMAND
CHIEF JUSTICE PORITZ
X
JUSTICE HANDLER
X
JUSTICE POLLOCK
X
JUSTICE O'HERN
X
JUSTICE GARIBALDI
X
JUSTICE STEIN
X
JUSTICE COLEMAN
X
TOTALS
7
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