(This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the convenience of
the reader. It has been neither reviewed nor approved by the Supreme Court. Please note that, in the interests of brevity,
portions of any opinion may not have been summarized).
STEIN, J., writing for a majority Court.
This appeal addresses the contention of the New Jersey State Parole Board that the Appellate Division committed
error in reversing its decision to deny parole to Thomas Trantino. The Court upholds the reversal of the Parole Board's
decision to deny parole, but modifies the Appellate Division's judgment by ordering that Trantino's parole shall be subject
to the pre-release condition of satisfactory completion of a twelve-month halfway house placement.
After his conviction, Trantino was originally sentenced to death. This Court affirmed the conviction and death
sentence in 1965. In 1972, this Court concluded that a United States Supreme Court opinion effectively declared our death
penalty statute unconstitutional. This Court also determined that pursuant to prevailing law at that time, defendants in
those cases where the death penalty was imposed would be sentenced to life imprisonment as of the date of the imposition
of their death sentences. The 1979 Parole Act expressly provides that the parole eligibility date for inmates sentenced to
life under the law in effect when Trantino's crimes were committed is to be determined in accordance with the former
parole act of 1948. Under that statute, defendants sentenced to life imprisonment become eligible for parole after twenty-
five years, less deductions for commutation time and work credits.
When this Court first had occasion to address Trantino's eligibility for parole in 1982 (Trantino II), it
acknowledged that he first became eligible in 1979. The Court also recognized that the standard governing the grant of
parole under the 1979 Act is that inmates shall be released on parole unless it is shown by a preponderance of the
evidence that there is a substantial likelihood that the inmate will commit a crime if released. Therefore, the critical and
controlling question in this appeal is whether a preponderance of the credible evidence in the record supports the Parole
Board's determination that there is a substantial likelihood that Trantino will commit a crime if released on parole.
A summary of the Parole Board's dispositions of Trantino's prior efforts to achieve parole provides a context for
the Court's review of the evidence considered by the Board. Operating under the former parole statute, the Board denied
Trantino's applications for parole in 1979 and 1980 on the ground that the punitive aspect of the sentence had not been
satisfied. Later in 1980, in a proceeding under the 1979 Parole Act, Trantino was approved for parole subject to
conditions, including intensive supervision and restitution to the victims' families in an amount to be fixed by the
sentencing court. After the sentencing court declined to fix restitution, that and other issues were appealed. In this Court's
opinion in 1982 (Trantino II), the Court held that the Board was obligated to establish specific criteria to guide the
sentencing court in determining the amount of restitution. It also authorized the Board to reconsider and redetermine
Trantino's fitness for parole.
On remand, the Parole Board held a new hearing that resulted in the denial of Trantino's parole application and
the imposition of a ten-year future eligibility term (FET). In announcing this determination in October 1982, the Board
Chairman explained to Trantino that on completion of the ten-year FET, the punitive aspect of the sentence would be
considered fulfilled, and Trantino would be presumptively eligible for parole.
In 1988, when the ten-year FET, less credits, had been served, a panel of the Board recommended parole release.
However, a majority of the full Parole Board voted to deny parole and imposed a six-year FET, apparently on the basis of
Trantino's unwillingness to participate in drug counseling or long-term psychotherapy. The Appellate Division affirmed in
an unpublished opinion.
The Board denied parole again in October 1991, concluding that Trantino had not yet sufficiently achieved
rehabilitation. The Board specifically recommended that the Department of Corrections place Trantino in a halfway house
to permit the Board to evaluate his behavior in a less-structured environment. Trantino promptly requested the
Superintendent of Riverfront State Prison to authorize transfer to a halfway house. The Superintendent denied that request
in 1992.
When Trantino's parole application was considered again in 1992, a panel of the Board indicated that they saw no
persuasive reasons for Corrections to deny halfway house status. One member recommended that Trantino file suit against
Corrections. In December 1993, the full Board concluded that Trantino had reached his rehabilitative potential within his
current prison setting. It concluded, however, that Trantino could not be judged to have achieved his full rehabilitative
potential and satisfy the punitive aspect of his sentence unless he successfully entered and completed a correctional halfway
house program.
Consistent with the Board's findings, Trantino again applied to Corrections for transfer to a halfway house. His
requests were denied in February 1994. A June 1995 letter from the Administrator of Riverfront Prison explained that the
denial was based on threats to kill Trantino if such a transfer occurred, the circumstances of his offense, possible adverse
community reaction, and the objection of a member of the Legislature.
Trantino again applied for parole in September 1994, which was denied by a panel of the Board in April 1995.
The panel explained that although Trantino had made enormous progress in the 30 years of his incarceration, he had not
reached his full rehabilitative potential and therefore the punitive aspect of his sentence had not been satisfied. The full
Board denied Trantino's appeals from the panel determinations in April 1995.
Another adult panel of the Board denied Trantino parole in September 1995. Although acknowledging the great
strides made by Trantino toward achieving his rehabilitative potential, the panel primarily based its denial on Trantino's
failure to remember certain aspects of the crimes. The panel noted the Board's prior recommendations that Trantino be
placed in a halfway house, but the panel determined that Trantino could also achieve his rehabilitative potential through
long term psychological counseling.
In April 1996, the full Board voted to impose another ten-year FET, primarily based on its conclusion that
Trantino's inability to recall details of the crimes evidenced a lack of candor and credibility that suggested a likelihood of
future criminal activity. A divided panel of the Appellate Division upheld the Board's denial of parole and imposition of a
ten-year FET. (Trantino III.) However, the Appellate Division noted the Board's consistent position that it could not
prudently grant parole before Trantino's performance in a halfway house or residential facility could be evaluated, and
concluded that Corrections' denial of the request for halfway house placement was not supported by a final determination
with an adequate statement of reasons. The Appellate Division therefore remanded to Corrections for consideration of an
updated application for transfer to a halfway house. The dissenting judge would have directed Corrections to place
Trantino in a pre-parole halfway house or residential facility forthwith.
Trantino filed an appeal with this Court based on the dissent. In a unanimous opinion filed in May 1998,
(Trantino IV), this Court affirmed that portion of the Appellate Division judgment holding that Corrections' refusal to
transfer Trantino to a halfway house was not supported by an adequate statement of reasons. However, the Court reversed
the Appellate Division's judgment upholding the Board's denial of parole and fixing a ten-year FET, concluding that that
decision was not based on a proper standard and was not supported by sufficient evidence and findings of fact. The Court
noted the most recent reports of the two evaluating psychologists concluding there was a likelihood of a successful parole
outcome, and held that the record did not provide an adequate evidentiary basis for the Board's rejection of these findings.
The Court also held that in light of the evidence and given the length of Trantino's sentence and the successive occasions
on which he had been deemed eligible for parole, punishment was no longer a material consideration in the parole
determination. The Court directed the Board to reconsider the parole application applying the appropriate standard -
whether there was a likelihood Trantino would engage in criminal activity if released on parole.
Immediately following this Court's decision, Trantino renewed his request for transfer to a halfway house.
Corrections moved Trantino to Talbot Hall in Kearny to screen him for placement in a halfway house assignment.
Numerous public officials protested the transfer. A statement by the Office of the Governor expressed surprise over the
transfer and requested that the Attorney General review the transfer. The Attorney General requested a new psychological
evaluation to consider the propriety of Trantino's assignment to Talbot Hall.
In November 1998, Talbot Hall's Community Classification Committee found Trantino ineligible for halfway
house treatment, in part because it found that he presented an escape risk and had an unresolved substance abuse problem.
Trantino was transferred to an out-of-State medium security prison with a recommendation that he be assigned to a
substance abuse program. Trantino's application for enrollment in such a program at the facility was rejected when his
score on an addiction severity test was substantially below the minimum required for participation.
The Parole Board denied Trantino parole on the remand on June 9, 1999, primarily on five grounds: his
psychological profile, as reflected in the testimony of the Board's chief psychologist, of a borderline personality disorder
that made him potentially violent; the lack of a suitable parole plan; a failure to address in psychological counseling the
issues that led him to engage in domestic violence; a history of being less than candid with the Board and psychologists
about his past; and his plans to write another book.
The Appellate Division reversed, holding that the record did not contain sufficient credible evidence to support the
Board's conclusion that there was a substantial likelihood Trantino would commit another crime if released. It ordered
Corrections to transfer Trantino to a halfway house immediately, and that Trantino be paroled within 30-days, with
whatever post-release conditions the Board deemed appropriate.
The Board filed a petition for certification, and Trantino cross-petitioned. This Court granted the petition and
cross-petition, and stayed the judgment of the Appellate Division pending disposition of the appeals.
HELD: The Parole Board's denial of parole is not supported by a preponderance of the evidence in the record and cannot
be sustained. Trantino's release on parole, however, shall be subject to a pre-release condition of satisfactory completion
of twelve months placement in a halfway house facility. The Department of Corrections is ordered to transfer Trantino to a
halfway house facility within thirty days.
1. Judicial review of the Parole Board's denial of parole requires the Court to examine: (1) whether the agency's action
violates express or implied legislative policy (did the agency follow the law?); (2) whether the record contains substantial
evidence to support the findings on which the agency based its action; and (3) whether in applying the law to the facts, the
agency clearly erred in reaching a conclusion that could not reasonably have been made on a showing of the relevant
factors. In this appeal, the focus is on the second prong of that three-part standard. (Pp. 87-92)
2. The Board's heavy reliance on Trantino's inconsistent testimony about the extent of his recollection of the homicides,
and its finding that his memory loss is not genuine, reflects the Board's conclusion that Trantino can never be paroled until
he sufficiently recalls the details of the Lodi murders. In Trantino IV, this Court expressly held that the Board could not
deny parole until psychological treatment resulted in a restoration of Trantino's recollection. In view of this holding, the
Board's reliance on Trantino's inadequate recollection of the details of his crimes constitutes a clear abuse of discretion.
The Court also concludes that the Board's reliance on evidence relating to remote events that occurred prior to the 1963
murders was arbitrary and capricious. In the view of the Court, the Board's reliance on evidence of such remote events
was a makeweight to compensate for the lack of substantial evidence to support the Board's conclusions. Moreover, the
Board's insistence on the relevance of such evidence substantially undermined the deference courts ordinarily confer on
agency decisions.(Pp. 92-105).
3. The sufficiency of the evidence relating to Trantino's psychological profile is of critical significance to the Court's
disposition. The Board relied heavily on the 1999 testimony of Dr. Ferguson, the Board's chief psychologist, that Trantino
possesses a borderline personality disorder that makes Mr. Trantino a particularly dangerous individual. In doing so, the
Board's decision effectively disregarded the numerous psychological evaluations in the record that supported parole. Of
the fifty-plus psychological evaluations of Trantino in the record, Dr. Ferguson was the only one to diagnose Trantino with
a borderline personality disorder. The Board accorded no weight to the 1999 evaluations of two other psychologists who
submitted reports to the Board -- Dr. Welner, who was retained by the Attorney General, and Dr. Rosenfeld, Trantino's
expert. Both concluded that Trantino presented a low risk of recidivism. The Board also disregarded Dr. Ferguson's three
prior evaluations (one as recent as 1998) which were strongly supportive of parole, as well as the thirty-five psychological
evaluations of Trantino from 1979 to 1997, the vast majority of which supported parole. In addition, the Board relied
marginally on the testimony of four other witnesses who testified in November 1999 before the Board concerning
Trantino's future eligibility term, five months after the Board issued its decision denying parole. The Court is convinced
that the Board should have accorded less weight to such testimony because: the Board had decided to deny parole several
months before any of those witnesses testified; three witnesses had never examined or interviewed Trantino; and none
expressed an opinion about the substantial likelihood of Trantino committing another crime. The Board's highly selective
focus only on the psychological evidence supportive of its denial of parole and its total disregard of evidence favorable to
parole, undermines the deference that a court ordinarily would confer on an agency determination. The Court finds that on
this record, there exists no doubt that the Board's finding that Trantino was substantially likely to commit a crime was not
based, as the Parole Act requires, on a preponderance of the evidence, but rather on the Board's selective and arbitrary
reliance on only those portions of the record that could possibly support the Board's conclusion. (Pp. 105-121)
4. The Court is persuaded, however, that Trantino's parole should not occur in thirty days as contemplated by the
Appellate Division's judgment. Instead, the Court concludes that Trantino's parole should be subject to a pre-release
condition of satisfactory completion of twelve months placement in a halfway house facility. This conclusion is supported
by numerous prior decisions of the Parole Board as well as numerous psychological evaluation reports in the record. In
addition, the Court notes that the Department of Corrections' regulations subject inmates placed in halfway houses to urine
monitoring, breathalyser testing, and disciplinary rules that regulate, among other subjects, unauthorized absences and out-
of-State travel. (Pp. 121-125)
5. The Court does not underestimate the pain and anguish its disposition is likely to cause to families and friends of the
victims of the Lodi murders. The Court is also aware that the disposition will not be readily understood by members of the
public who will find it incomprehensible that the law requires parole release of an inmate who was responsible for the
murder of two police officers. Although parole release would be impossible if the murders were committed today, the law
in effect when these crimes were committed was different. Under that law, once the punitive aspect of a sentence had been
served, Trantino had a right to parole unless the State could prove a substantial likelihood that he would commit another
crime. It is the absence of that proof that entitles Trantino to parole, not sympathy or compassion for him. Portions of this
record can be read to suggest that under the law, Trantino was eligible for transfer to a halfway house and subsequent
release several years ago, but that public pressure prevented that from occurring. No matter how great the pressure,
agencies of government cannot ignore the law in special cases. (Pp. 125-128)
Judgment of the Appellate Division is MODIFIED and AFFIRMED.
APPELLATE DIVISION JUDGE BAIME, temporarily assigned, dissents, noting that the decision of the
Parole Board is entitled to deference and that the Court's scope of review is limited. He is of the view that applying the
appropriate standards, the decision of the Parole Board to deny parole should not be disturbed.
JUSTICES COLEMAN, LONG, and JUDGE HAVEY, temporarily assigned, join in JUSTICE STEIN's
opinion. JUDGE BAIME, temporarily assigned, filed a separate, dissenting opinion. CHIEF JUSTICE PORITZ
and JUSTICES VERNIERO, LaVECCHIA, and ZAZZALI did not participate.
SUPREME COURT OF NEW JERSEY
A-136/
137 September Term 1999
THOMAS TRANTINO,
Appellant-Respondent
and Cross-Appellant,
v.
NEW JERSEY STATE PAROLE BOARD,
Respondent-Appellant
and Cross-Respondent.
THOMAS TRANTINO,
Appellant-Respondent
and Cross-Appellant,
v.
NEW JERSEY DEPARTMENT OF
CORRECTIONS,
Respondent-Appellant
and Cross-Respondent.
Argued September 25, 2000 -- Decided January 18, 2001
On certification to the Superior Court,
Appellate Division, whose opinion is
reported at
331 N.J. Super. 577 (2000).
Howard J. McCoach, Deputy Attorney General,
argued the cause for appellants and cross-
respondents (John J. Farmer, Jr., Attorney
General of New Jersey, attorney; Mary C.
Jacobson and Nancy Kaplen, Assistant
Attorneys General, of counsel).
Roger A. Lowenstein argued the cause for
respondent and cross-appellant.
The opinion of the Court was delivered by
STEIN, J.
In this appeal we address the contention of the New Jersey
State Parole Board (Parole Board or Board) that the Appellate
Division committed error in reversing its decision to deny parole
to respondent Thomas Trantino. Trantino v. New Jersey State
Parole Bd.,
331 N.J. Super. 577, 624-25 (2000) (Trantino V).
This Court has considered appeals from this inmate on three
prior occasions. In 1965 we upheld his conviction for murder and
his death sentence, later commuted to life imprisonment. State
v. Trantino,
44 N.J. 358 (1965), cert. denied,
382 U.S. 993,
15 L. Ed.2d 479,
86 S. Ct. 573 (1966), reh'g. denied,
383 U.S. 922,
15 L. Ed.2d 679,
86 S. Ct. 901 (1966). In 1982, we set aside
the Parole Board's decision to grant parole, with restitution as
a condition, and remanded the case to the Parole Board to
reassess the punitive aspects of Trantino's sentence, resulting
in the Board's decision to deny parole and impose a ten-year
future eligibility term. In re Trantino Parole Application,
89 N.J. 347 (1982) (Trantino III). In 1998, we reversed the
Appellate Division's judgment upholding the Parole Board's denial
of parole on the ground that the Board's decision was based on an
incorrect standard and was not supported by sufficient evidence,
and remanded the matter to the Board to redetermine Trantino's
eligibility for parole. Trantino v. New Jersey State Parole
Board,
154 N.J. 19, 22-23 (1998) (Trantino IV).
We now affirm in part and modify in part the judgment of the
Appellate Division, and thereby uphold that court's unanimous
reversal of the Parole Board's decision to deny parole. The
Parole Board is ordered to grant Trantino parole subject to the
pre-release condition of satisfactory completion of a twelve-
month halfway house placement and such other pre- and post-
release conditions that it may impose. The Department of
Corrections is ordered to place Trantino within thirty days in a
halfway house facility within a reasonable proximity to the
Camden/Cherry Hill area.
The length of this opinion reflects Trantino's thirty-seven
years of incarceration and his numerous prior attempts to achieve
parole. Our opinion explains that if Trantino's heinous crimes
had been committed after 1997 he would never be eligible for
parole, but that under the prevailing law he has been eligible
for parole since 1979. We also explain in detail our conclusion
that the Parole Board acted arbitrarily and capriciously, and not
on the basis of a preponderance of the evidence in the whole
record, in deciding to deny parole. We conclude that the Parole
Board's extensive reliance on evidence relating to a 1956
robbery, assaultive conduct in 1963 with his first wife,
violations from 1961 to 1963 of conditions of his parole from a
New York prison, efforts by attorneys in 1974 to remove a New
York detainer, and other evidence relating to events occurring
prior to the 1963 murders was arbitrary and capricious. That
evidence provided no substantial support for the Board's
conclusion that Trantino was substantially likely to commit
another crime if released on parole now. The Board's reliance on
evidence of such remote events was a makeweight to compensate for
the lack of substantial evidence to support the Board's
conclusions. Moreover, the Board's insistence on the relevance
of such evidence substantially undermined the deference that
courts ordinarily confer on agency decisions.
We also conclude that the Board's virtually exclusive focus
on the 1999 testimony of Dr. Ferguson to find that Trantino's
psychological profile made him substantially likely to recidivate
further demonstrated the arbitrariness of the Parole Board's
decision. As our opinion explains, the Board's determination was
not based, as the law requires, on a preponderance of the
evidence, but rather on the Board's selective reliance on only
that limited testimony that possibly could support a denial of
parole. The Board completely disregarded substantial evidence in
the record, including three prior recommendations of parole by
Dr. Ferguson, that was significantly supportive of parole. It
also ignored the conclusions contained in numerous other
psychological evaluations _ including that of the psychological
expert retained by the Attorney General _ that Trantino presented
a low risk of recidivism. The selectiveness of the Parole
Board's review of this extensive record further undermines the
deference to which its decision ordinarily would be entitled.
We also explain that agencies of government, like the Parole
Board, cannot be allowed to apply the rule of law selectively,
exempting from its coverage those least favored by society.
We previously have expressed our abhorrence of Trantino's
crimes:
The brutality of those crimes, whose victims
were a Lodi police sergeant and a police
trainee, unquestionably is seared not only in
the memories of the victims' families and
friends but also in the consciousness of
society. From the standpoint of retribution,
perhaps no prison sentence, whatever its
length, is sufficiently severe.
[Trantino IV, supra, 154 N.J. at
43-33].
Thus, our decision today is mandated not by the belief that
Trantino has been punished enough, but rather by the rule of law
and the lack of substantial evidence in the record to support the
Parole Board's decision.
I
Citizens of New Jersey old enough to recall the
circumstances of respondent's brutal murder of Lodi Police
Sergeant Peter Voto and Lodi police trainee Gary Tedesco in
August 1963 may be astonished to learn that respondent is
eligible under the law for parole consideration. Under today's
laws, a defendant convicted of the murder of a police officer in
the line of duty would face a minimum sentence of life
imprisonment without any possibility of parole. N.J.S.A. 2C:11-
3b(2). That law, enacted by our Legislature in 1997, L. 1997, c.
60, reflects our contemporary society's belief that the murderer
of a police officer should never be released from prison
irrespective of the extent of his rehabilitation during his years
of incarceration. If that statute had been in effect in 1963
when those homicides were committed, Trantino never would be
eligible to be paroled from prison.
Significantly, we note that most of our sister states also
have enacted laws, all within the past thirty years, increasing
sentences for those who murder police officers.See footnote 11 That such laws
did not exist in New Jersey or in other states in 1963 is
attributable to the criminal sentencing philosophy that prevailed
throughout the nation during the nineteen-fifties and sixties,
and reflected the view then expressed by the United States
Supreme Court that [r]etribution is no longer the dominant
objective of the criminal law. Reformation and rehabilitation of
offenders have become important goals of criminal jurisprudence.
Williams v. New York,
337 U.S. 241, 248,
93 L. Ed. 1337,
69 S.
Ct. 1079, 1084 (1949).
The Parole Board, represented by the Attorney General,
acknowledges that the Ex Post Facto Clause of the United States
Constitution, U.S. Const. art. I, § 9, par.3, prohibits the
application to respondent of New Jersey's current statute
mandating life imprisonment without parole for those convicted of
murdering a police officer in the line of duty. Accordingly, the
law in effect in 1963 when the murders were committed,
supplemented by the Parole Act of 1979, L. 1979, c. 441, N.J.S.A.
30:4-123-45 to -69, is the source of law that governs
respondent's eligibility for parole today.
Pursuant to the law then in effect, N.J.S.A. 2A:113-4
(repealed), Trantino was sentenced to death based on his
conviction for first-degree murder. That statute had provided
that the penalty for first-degree murder was death unless the
jury recommended life imprisonment. In 1965 this Court
unanimously upheld his conviction and death sentence. Trantino
I, supra, 44 N.J. at 371. In 1972, on the basis of the United
States Supreme Court's opinion in United States v. Jackson,
390 U.S. 570,
20 L. Ed.2d 138,
88 S. Ct. 1209 (1968), this Court
concluded that the United States Supreme Court has declared the
death penalty to be unconstitutional under our statute. State
v. Funicello,
60 N.J. 60, 67 (1972), cert. denied sub. nom. New
Jersey v. Presha,
408 U.S. 942,
33 L. Ed.2d 766,
92 S. Ct. 2849
(1972). Because of the United States Supreme Court's decision
that effectively invalidated New Jersey's death penalty statute,
this Court determined that the defendant in Funicello, and the
defendants in all the other [cases] in which the death sentence
was imposed, 60 N.J. at 68, would be sentenced to life
imprisonment . . . as of the date the death sentence was
initially imposed, and would be entitled to the same credits as
if initially sentenced to life imprisonment. Id. at 67-68See footnote 22.
Pursuant to the law prevailing in New Jersey at that time, no
more severe sentence could have been imposed after the death
penalty was invalidated.
The 1979 Parole Act, N.J.S.A. 30:4-123.51(j), expressly
provides that the primary parole eligibility date for inmates
sentenced to life imprisonment under the law in effect when
Trantino's crimes were committed is to be determined in
accordance with the provisions of the former parole act, L. 1948,
c. 84. Pursuant to that statute, defendants sentenced to life
imprisonment became eligible for parole after twenty-five years,
less deductions for commutation time and work credits. See
N.J.S.A. 30:4-123.11 (repealed) (Any prisoner serving a sentence
of life shall be eligible for consideration for release on parole
after having served twenty-five years of his sentence, less
commutation time for good behavior and time credits earned and
allowed by reason of diligent application to work assignments).
Accordingly, when this Court first had occasion to address
Trantino's eligibility for parole, Trantino II, supra,
89 N.J. 347, we acknowledged that Trantino first became eligible for
parole in 1979. Id. at 352. That fact was uncontested.
We also recognized in Trantino II, id. at 366, that the
standard governing the grant of parole under the 1979 Act is that
inmates eligible for parole shall be released on parole at the
time of parole eligibility, unless [it is shown] by a
preponderance of the evidence that there is a substantial
likelihood that the inmate will commit a crime . . . if released
on parole at such time. N.J.S.A. 30:4-123-53. Accordingly, the
critical and controlling question in this appeal is whether a
preponderance of the credible evidence in the record supports the
Parole Board's determination that there is a substantial
likelihood that Trantino will commit a crime if he is released on
parole.
II
A summary of the Parole Board's dispositions of Trantino's
prior efforts to achieve parole status will provide a context for
our review of the evidence considered by the Parole Board.
Trantino first became eligible for parole consideration in
1979. Operating under the former parole statute, the Parole
Board denied his first parole application in 1979, and denied a
second application in April 1980 on the ground that the punitive
aspect of this sentence has not been satisfied. Trantino II,
supra, 89 N.J. at 353. In June 1980, in a parole proceeding
conducted under the current parole law, L. 1979, c. 441, a single
Board member sitting as a hearing officer recommended parole,
finding no substantial likelihood [of future criminal conduct].
Id. Pursuant to N.J.S.A. 30:4-123.55b, the Board's Chairman
affirmed the hearing officer's recommendation and approved parole
release effective August 12, 1980, subject to conditions,
including intensive supervision and restitution to the victims'
families in an amount to be fixed by the sentencing court.
Trantino II, supra, 89 N.J. at 353-54.
After the Law Division declined to fix the amount of
restitution, the Parole Board vacated its earlier release order
and then established a new release date of December 23, 1980,
again subject to restitution as a special condition.
Simultaneously, the Board appealed the Law Division's order
declining to fix restitution, and Trantino appealed from the
Board's December 1980 decision reimposing restitution as a
condition of parole. The Appellate Division affirmed the Law
Division's order declining to fix an amount for restitution and
reversed the Board's December 1980 decision reimposing
restitution as a condition of parole. In re Parole Application
of Thomas Trantino,
177 N.J. Super. 499, 521-23 (App. Div. 1981).
This Court granted both the Board's and Trantino's petitions
for certification. In re Parole Application of Thomas Trantino,
87 N.J. 385 (1981). We held that although restitution lawfully
may be imposed as a condition of parole under the Parole Act of
1979, the Board's perception of the scope of restitution was
much too imprecise and broad and that the Board was obligated
to establish specific criteria to guide and limit the sentencing
court's determination of the amount of restitution to be paid.
Trantino II, supra, 89 N.J. at 361-63.
We also noted the substantial difference in sentencing
philosophies between the Code of Criminal Justice, N.J.S.A. 2C:1-
1 to 104-8, and the provisions of Title 2A under which Trantino
was sentenced, observing that although inmates sentenced under
the Code presumptively will have satisfied the punitive aspects
of their sentences when first becoming eligible for parole, that
may not be the case for inmates sentenced under Title 2A. Id. at
370. Accordingly, in remanding the matter to the Parole Board we
required the Board to reassess the punitive aspects of
Trantino's sentence in considering the extent of his
rehabilitation and his fitness for parole. Id. at 373. We also
noted that public outrage over an imminent parole determination,
such as that which has occurred in this case, has no place in a
parole proceeding and is to be given no weight in a parole
decision. Id. at 376. Finally, we held that the Parole Board
is authorized to reconsider and redetermine Trantino's fitness
for parole. . . . If the Board determines that Trantino has not
been punished sufficiently and, for that reason, as well as any
others, it appears by a preponderance of the evidence that there
is a substantial likelihood of future criminal activity if he is
released, the Parole Board must deny Trantino parole. Id. at
377.
On remand, the Parole Board held a new hearing resulting in
the denial of Trantino's parole application and the imposition of
a ten-year future eligibility term (FET). In announcing its
determination in October 1982, the Parole Board Chairman
explained to Trantino that upon completion of the ten-year future
eligibility term, less commutation and work credits, the punitive
aspect of Trantino's sentence would be considered to be
fulfilled. According to the Board Chairman, the Board concluded
that the punitive aspect of Trantino's life sentence as a Title
2A prisoner should be approximately equal to the twenty-five year
parole ineligibility period imposed on a Title 2C life-sentenced
prisoner. See N.J.S.A. 2C:43-7(c). Accordingly, the Board
Chairman encouraged Trantino to assume that after serving twenty-
five years in prison (1963-1988) he would be presumptively
eligible for parole unless through [aberrant] behavior you were
to do something that gave rise to its reconsideration.See footnote 33
In 1988, when the ten-year FET, less credits, had been
served, a two-member panel of the Board recommended parole
release. However, a majority of the Board voted to deny parole
and imposed a six-year FET, apparently on the basis of Trantino's
unwillingness to participate in drug counseling or long-term
psychotherapy. In an unpublished opinion, the Appellate Division
upheld that determination by the Parole Board.
Trantino next became eligible for parole in November 1990,
and the Parole Board denied parole and imposed a four-year FET.
In May 1991, however, the Board vacated that decision, resulting
in a new hearing in September 1991 after which the Board again
denied parole and imposed a three-year FET, with recommendation
that DOC (Department of Corrections) place Mr. Trantino in a
halfway house. In its formal decision denying parole issued
October 9, 1991 the Board acknowledged the positive efforts Mr.
Trantino has made during his incarceration, specifically his
participation in psychological counseling and substance abuse
programs since his last hearing. However, the Board determined
that Trantino can still further benefit from individual and
group counseling thus giving him a greater opportunity to achieve
his rehabilitative potential, concluding that rehabilitation
has not yet been sufficiently achieved and therefore the punitive
aspect of his sentence has not been satisfied. Board members
Andrew Consovoy and Luis Garcia dissented from the denial of
parole. In its October 1991 decision the Parole Board made the
following recommendations:
It is suggested that Mr. Trantino continue
his participation in supportive programs
available within the institution to better
prepare himself for his eventual return to
the community and thereby reduce the
likelihood of his return to criminal activity
upon his release. The Full Board urges Mr.
Trantino to . . . make every effort to
achieve halfway house status in order for the
Board to evaluate his behavior in a less
structured environment.
[Trantino III, supra, 296 N.J.
Super. at 477 (emphasis added).]
Trantino promptly requested that the Superintendent of
Riverfront State Prison authorize his transfer to a halfway
house. The Superintendent orally disapproved that request in
December 1991, and confirmed his denial in writing in April 1992.
Id. at 449.
Trantino next became eligible for parole in November 1992.
In its opinion addressing the Parole Board's 1996 ruling denying
Trantino parole and imposing a ten-year FET, Trantino III, supra,
296 N.J. Super. 437, the Appellate Division majority described
the result of Trantino's 1992 efforts to achieve parole. The
court stated:
Trantino became eligible for parole
again in June, 1992. The panel deferred
decision until an in-depth psychological
evaluation could be held at Avenel, and
thereafter pending an in-person interview
with the psychologist who performed the
evaluation. On April 2, 1993, a hearing was
conducted after which one member of the
Panel, Andrew Consovoy, voted to release
Trantino on parole and the other, Arthur
Jones, voted to deny, believing that halfway
house placement was essential to parole for
someone incarcerated as long as Trantino.
Consovoy was quite critical of the handling
of Trantino's case, asserting that "this case
has never been treated the same way as any
other case" and that, despite the fact there
is no right to parole, the case "should be
treated on the merits." He insisted that
Trantino's progress as a prisoner and his
program participation warranted parole
because, as he explained to Trantino,
"[y]ou've done what you've needed to do, and
you've done all you can do," and urged him to
take legal action because the halfway house
application "cannot be rejected by the
Department of Corrections."
. . .
The panel also agreed that they saw no
written reasons for the denial of halfway
house status and that Trantino's halfway
house application was not denied in a proper
manner. Consovoy then announced the panel's
decision to deny parole and impose a
thirty-six month FET because the DOC would
not grant Trantino halfway house status.
They also recommended that Trantino file suit
against the DOC.See footnote 44
[Id. at 449-51.]
In its December 17, 1993 decision imposing a three-year FET,
the Parole Board panel stated:
Mr. Trantino has in his current restricted
environment, in our opinion, done his best to
address these and other issues identified by
the Parole Board, and the most recent
professional reports reflect this progress.
This panel, therefore, acknowledges that Mr.
Trantino has reached his rehabilitative
potential within the confines of his current
state prison setting. However, given the
specific facts of this particular case; the
absolute inability to function in society
prior to this crime, even as a supervised
parolee; his long and difficult path towards
real and not superficial rehabilitation; with
his only recently addressing some major
issues; and the length of his incarceration.
. . . [W]e believe that he cannot be judged
to have reached his true and full
rehabilitative potential until and unless he
has achieved an intensive, therapeutic and
rigorously supervised, gradual reintegration
into society. In New Jersey, the only
present means to achieve this crucial goal is
through the placement by the Department of
Corrections of Mr. Trantino in a halfway
house while still an inmate.
The Parole Board firmly believes that this
last and vital step must be attempted before Mr.
Trantino could even be considered to be fully
rehabilitated and granted parole. Although we
believe that it is not unreasonable to conclude
that Mr. Trantino has made impressive strides in
resolving his problems and internal conflicts that
led to these homicides we will only have full
knowledge of this man's rehabilitation through the
reintegration process of a community based halfway
house setting. In that context we can evaluate
Trantino's readjustment to societal and not
institutional stresses, to societal and not
institutional failures, and to societal and not
institutional temptations. Only through this
process can the Parole Board judge if this man has
been truly rehabilitated. The Adult Panel is of
the opinion that the placement of Mr. Trantino to
a halfway house should be done while he is an
inmate to insure the legitimate interests of all
parties.
. . .
The Adult Panel is of the opinion that
if Mr. Trantino can successfully enter and
complete a correctional halfway house program
as an inmate he can achieve his full
rehabilitative potential and therefore will
satisfy the punitive aspect of his sentence
and meet the substantial likelihood test.
[Id. at 453-54 (footnote
omitted)(emphasis added).]
Consistent with the Parole Board's express findings, in
November 1993, and again in January 1994, Trantino applied to the
Department of Corrections for transfer to a halfway house. Those
requests were denied in February 1994. A June 1995 letter from
the Administrator of Riverfront prison explained that the denial
was based on the receipt of threats to kill Trantino if he were
placed in a halfway house, the circumstances of the offense, the
risk of possible adverse community reaction, and the objection of
a member of the Legislature.See footnote 55
Trantino again applied for parole in September 1994, but the
hearing panel denied parole and imposed a three-year FET. In its
April 17, 1995 decision explaining the reasons for the September
1994 denial of parole, the panel acknowledged that Trantino has
made enormous progress toward reaching his full rehabilitative
potential in the 30 years of his incarceration, but concluded
that Trantino has not reached his full rehabilitative potential,
therefore the punitive aspect of his sentence has not been
satisfied, and that a substantial likelihood that he will commit
a crime if released on parole at this time continues to exist,
and parole is denied. (We note that the Board's finding
concerning the punitive aspect of Trantino's sentence directly
contradicted Chairman Dietz's statement in 1982 that after
imposition of a ten year FET the punitive aspect of the sentence
. . . is resolved.) On April 26, 1995, the full Board denied
Trantino's appeals from the Board Panel determinations of
November 12, 1993 and September 1, 1994. However, on August 30,
1995 the Parole Board vacated its April 26, 1995 decision and
scheduled a new parole hearing during the following month.
After a hearing on September 14, 1995, a two-member Board
panel denied parole and informed Trantino that it intended to
exceed the guidelines and establish a future eligibility term
greater than thirty-six months. Although the Panel acknowledged
the great strides you have made towards achieving your
rehabilitative potential over the course of the last thirty-two
years, the Panel primarily based its denial of parole on
Trantino's failure to remember certain aspects of the crimes.
The decision stated:
It is the Panel's belief that your
failure to remember certain details regarding
the murder is inhibiting you from reaching
your rehabilitative potential. In sum, the
Adult Panel is of the position that until you
can remember specific events regarding the
murder, including firing the gun that killed
Sgt. Voto, you will not be able to fully
accept your role in the crime and will not
achieve your rehabilitative potential.
Therefore, the Panel believes there is a
substantial likelihood you will commit a
crime if released on parole. The Adult Panel
is of the belief that based on the severity
of the crime for which you were sentenced,
your prior criminal record, and your need for
long term counseling, a future eligibility
date established pursuant to N.J.A.C.
10A:71-3.21(a) is clearly inappropriate.
Therefore, the Adult Panel is referring your
case to a three member panel for
establishment of a future eligibility date
beyond code guidelines, pursuant to N.J.A.C.
10A:71- 3.21(d). It is the Adult Panel's
belief that a future eligibility term
pursuant to N.J.A.C. 10A:71-3.21(d) will
allow you the opportunity to undergo
long-term psychological counseling.
Hopefully, this counseling will aid you in
your attempt to remember specific details
regarding the shooting of Sgt. Voto and other
events that took place immediately before and
after the murders.
. . .
The Adult Panel is aware that a
different Board Panel determined at your
parole hearing on November 12, 1993 that you
had reached your rehabilitative potential
within the confines of prison and that your
progress toward real and not superficial
rehabilitation could only be maintained by
placement in a halfway house as an inmate.
You have attempted on numerous occasions to
be placed in a halfway house as an inmate.
The Department of Corrections has continually
denied you placement into a halfway house.
While this Adult Panel believes placement of
you into a halfway house would be beneficial
to you in your goal to reach your
rehabilitative potential, it is this Panel's
determination that certainly this is not the
only means by which you can achieve this
goal. It is this Panel's position that you
can eventually reach this goal through long
term psychological counseling in an
institutional setting.
[Trantino III, supra, 296
N.J. Super. at 458-59
(emphasis added).]
In April 1996 the full Parole Board voted to impose a ten-
year future eligibility term. In the interim, the Appellate
Division reinstated Trantino's appeal from the Board's 1993 and
1994 dispositions, and permitted Trantino also to challenge the
Board's most recent denial of parole in 1995.
A divided Appellate Division panel upheld the Parole Board's
denial of parole and imposition of a ten-year FET primarily on
the basis of the Board's conclusion that Trantino's inability to
recall details of the crimes evidenced a lack of candor or
credibility that suggested a likelihood of future criminal
activity if Trantino were released on parole. Id. at 466-71.
However, the Appellate Division majority emphasized the
consistent position of the Board that it cannot prudently grant
parole to a long-term prisoner, convicted of a crime such as
murder, before performance in a halfway house or residential
facility can be thoroughly evaluated. Id. at 465. Accordingly,
after concluding that the Department of Corrections' denial of
Trantino's request for halfway house placement was not supported
by a final determination with an adequate statement of reasons,
the Appellate Division remanded the matter to the DOC for
consideration of an updated application for halfway house (or
out-of-State transfer) and for findings and a statement of
reasons with regard to such application. Id. at 464.
Judge Pressler, concurring in part and dissenting in part,
agreed with the remand to the DOC but would have directed the DOC
forthwith to place defendant Thomas Trantino in a pre-parole
halfway house or residential facility or to effect his out-of-
State placement. Id. at 471 (Pressler, P.J.A.D., concurring in
part and dissenting in part). She added:
In the absence of such prompt action by the
Department, I would remand to the Parole
Board for its prompt consideration of
parole-release conditions including, if a
pre-release halfway house placement is not
possible, then a closely monitored post-
release placement as well as such other
parole conditions as the Board concludes are
necessary and appropriate. I would so do
because I am persuaded that the record
overwhelmingly demonstrates the arbitrariness
and unreasonableness of both the Department's
denial of halfway house or out-of-state
placement and the Parole Board's decision,
responsive to that denial, to deny parole and
impose a ten-year future eligibility term.
[Ibid.]
Trantino appealed as of right to this Court, R. 2:2-1(a)(2),
based on the dissent below. In a unanimous opinion, we affirmed
that portion of the Appellate Division judgment holding that the
Department of Corrections' refusal to transfer Trantino to a
halfway house was not supported by an adequate statement of
reasons. Trantino v. New Jersey State Parole Board, 154 N.J. 19,
22 (1998) (Trantino IV). We reversed the Appellate Division
judgment upholding the Parole Board's denial of parole and fixing
a ten-year FET based on our conclusion that the Board's decision
was not based on a proper standard and supported by sufficient
evidence and adequate findings of fact. Id. at 23 (emphasis
added). Accordingly, this Court clarified the standard governing
Trantino's parole eligibility and remanded the matter to the
Parole Board to reconsider the evidence and redetermine
Trantino's eligibility for parole. Ibid.
We specifically noted that although the Parole Board did not
ignore recidivism as a criterion of parole fitness, its most
recent decisions appeared to focus on whether Trantino had made
sufficient progress toward 'reintegration into society,' was
'fully rehabilitated,' had realized 'his real rehabilitative
potential,' had reached his 'true and full rehabilitative
potential,' and had achieved 'real and not superficial
rehabilitation' and 'complete[] and total[] rehabilitat[ion].'
Id. at 30. Accordingly, we determined that the record was
unclear on whether
the Parole Board invoked a test that focuses
primarily and essentially on the likelihood
of criminal recidivism or whether it followed
the more exacting and difficult test of full
or complete rehabilitation that assures not
only that an inmate will continue to lead a
law-abiding life, but also that he or she
will assume a responsible role in society
consistent with the public welfare.
[Id. at 32.]
In our opinion we commented extensively on the evidence in
the record suggesting that Trantino's rehabilitation in prison
was sufficient to indicate a low likelihood of recidivism. We
stated:
Trantino's prison record plainly is
material in determining whether he has
achieved a level of rehabilitation such that
he has been sufficiently deterred and there
is no likelihood of recidivism. That record
discloses substantial evidence of significant
rehabilitation tending to demonstrate that
Trantino has overcome any likelihood of
recidivism. He has had no substance abuse
violations in prison and no rules infractions
since 1970. Trantino has already
participated in sixty-nine work and
recreation details that involved excursions
into the community and has gone on overnight
furloughs without incident. Further, he has
completed seventeen programs designed to
enable him to help fellow inmates and has
been in individual and group psychotherapy
for the past twenty-five years. Finally,
Trantino's supervisors in prison have
consistently rendered favorable reports.
Psychological evidence also supports a
determination of substantial rehabilitation
militating against the likelihood of
recidivism. Dr. James Bell, one of two
evaluating psychologists, said in his July
1995 report: "[W]ithin the prison system,
[Trantino] has been an exemplary inmate and
not only has invested in several programs to
improve himself, but also has started several
programs to assist youthful delinquent
offenders and substance abusers. Dr. Bell
further stated in his report:
Clinically, he impresses as a man
who has reached a point of change
come about through sincere
self-inventory and aspirations to
atone for the great wrong he has
done in his life. He has adequate
mental and emotional resources to
live a socially responsible,
self-reliant life. His PASS score
of 66% suggests an above average
possibility of post-release
success.
An August 1995 evaluation by Glenn Ferguson,
the other evaluating psychologist, states:
Presently, Thomas [Trantino]
functions more as a staff member in
the prison than as an inmate. He
has developed a well-rounded and
reputable support network which
should enable Thomas to manage the
increased stress level of
independent living optimally. He
has a high level of motivation for
continued education, therapy and
employment. His employment plans
appear realistic and attainable,
including technical work with his
wife's copyrighting company and
creative work in art and therapy. .
. . The combination of
well-established social supports,
motivation for ongoing treatment,
and age will most likely lead to a
successful parole outcome.
[Id. at 32-33 (citations omitted)
(footnote omitted).]
Concerning the Parole Board's determination that Trantino's
inability to remember details of the crime was preventing him
from reaching his full rehabilitative potential, this Court
observed that there is evidence in the record that Trantino's
memory loss is consistent, long-standing and genuine, and, beyond
the issue of recollection, his acknowledgment of responsibility
is sincere and legitimate. That Trantino acknowledges and accepts
responsibility for his crimes is disclosed in the record of his
numerous parole proceedings. Id. at 35. We noted that
Trantino's acknowledgment of full responsibility for the crimes
was corroborated by two Board psychologists, one of whom, Dr.
Glenn Ferguson, in his August 1995 evaluation of Trantino,
stated: "`[Trantino] has consistently claimed no recollection of
the actual offense, although he accepts full responsibility for
both murders, in light of eye witness testimony, and his
recollection of holding a gun both prior to and after the
offense.'" Id. at 35-36.
Accordingly, we held that the record did not provide an
adequate evidentiary basis for the Parole Board's rejection of
the conclusions of those two psychologists. Id. at 36. Further,
we held that the record does not clearly sustain the conclusion
that long-term psychotherapy will eventuate in a breakthrough
recollection [of the details of the crimes] or that such a
recollection is necessary, given Trantino's repeated acceptance
of responsibility, in order to ensure that he has achieved a
level of rehabilitation that eliminates the likelihood that he
will, if released, commit crimes. Id. at 38.
Finally, in remanding the matter to the Parole Board to
reconsider whether there is a likelihood that Trantino will again
engage in criminal activity, this Court provided specific
instructions concerning the remand proceedings before the Parole
Board:
In evaluating Trantino's fitness for parole
under this standard, the Parole Board should
give weight to the facts that Trantino is now
sixty years old and, as already noted, has
previously been released on sixty-nine work
details and two furloughs without incident;
has not violated a correctional rule in
twenty-seven years; has successfully
completed substance abuse counseling; has
educated himself while in prison; has pursued
the available vocations for prisoners; has a
stable support network; was housed without
incident at the Wharton Tract, a facility
without perimeter guards; and has been deemed
fit for transfer by the last two
psychologists to evaluate him. Moreover, in
light of that evidence, the length of time
Trantino has served under his sentence, and
the successive occasions on which he has been
deemed eligible for parole, punishment is no
longer a material consideration in the parole
determination.
In its determination, the Board can
devise pre-release conditions that will allow
it to assess how Trantino handles the
stresses of society that may induce or impel
him to commit crimes. Those conditions could
include community work details, furloughs,
minimum security status, and other measures
that would serve to reintroduce Trantino
gradually into society and lead to his
ultimate release. Alternatively, the Board
may decide to impose post-release conditions,
such as intensive supervision and drug
testing, that would ensure that Trantino was
not behaving in a way that indicates he will
engage in criminal activity.
In its redetermination of parole
fitness, the Parole Board may also consider
halfway house treatment as a condition of
parole.
[Id. at 39-40.]
III
Proceedings on Remand to
the Parole Board
A. Introduction
Immediately following this Court's May 1998 decision
reversing the Parole Board's denial of parole and imposition of a
ten-year FET, and remanding for a new parole determination
consistent with this Court's opinion, Trantino renewed his
request for transfer to a halfway house in anticipation of his
new parole hearing. Department of Correction regulations require
that, prior to transfer to a halfway house, inmates must undergo
a risk/needs assessment at one of two residential substance-
abuse treatment centers under contract with DOC, and be approved
for transfer by the Institutional Classification Committee
(I.C.C.). See N.J.A.C. 10A:20-4.4, 4.5 and 10A:9-31. After an
evaluation by a DOC psychologist in July 1998 found Trantino
suitable for halfway-house placement, the Riverfront State Prison
I.C.