TYMIRAH SCOTT-NEAL, an infant,
by her guardian ad litem TOYA
SCOTT, Administratrix Ad
Prosequendum of the ESTATE OF
TYRONE NEAL,
Plaintiffs-Appellants,
v.
NEW JERSEY STATE DEPARTMENT
OF CORRECTIONS and MIDDLESEX
COUNTY DEPARTMENT OF ADULT
CORRECTIONS,
Defendants-Respondents,
and
CORRECTIONAL MEDICAL SERVICES,
INC.,
Defendant.
________________________________________
Submitted January 27, 2004 -- Decided February 19, 2004
Before Judges Ciancia, Alley and Parker.
On appeal from the Superior Court of
New Jersey, Law Division, Middlesex
County, L-7352-99.
Green Lucas Savits & Marose, attorneys
for appellants (Michael J. Reimer and
Walter Lucas, of counsel; Mr. Reimer,
on the brief).
Powell, Birchmeier & Powell, attorneys
for respondents (James R. Birchmeier,
on the brief).
The opinion of the court was delivered by
CIANCIA, J.A.D.
Plaintiffs appeal a summary judgment dismissing their complaint against defendants, the New Jersey
Department of Corrections (DOC), and the Middlesex County Adult Corrections Center (MCACC). In
a previous appeal, we dismissed defendant Correctional Medical Services, Inc. (CMS) from the
litigation. Neal v. New Jersey State Dep't of Corr., A-3885-01T3 (App. Div. October
24, 2002). We now affirm in part and reverse in part.
Tyrone Neal was a state prison inmate incarcerated at the East Jersey State
Prison in Rahway. In February 1997 he was admitted to St. Francis Medical
Center in Trenton and diagnosed with, among other things, "Paroxysmal Nocturnal Hemoglobinuria with
hemolytic episode" (PNH). The treatment for PNH consists of administering proper dosages of
prednisone. The only potential cure is a bone marrow transplant. The condition can
be fatal if not properly treated.
Neal was discharged from St. Francis Hospital on March 4, 1997. Prednisone was
prescribed and administered. On June 23, 1997, Neal was transferred from state prison
to MCACC to await sentencing on a separate charge. He filled out a
medical history form stating he had PNH and a separate physician's assessment noted
his condition. The record is not entirely clear whether plaintiffs claim in part
that Neal was denied prednisone while in state prison. We note a July
28, 1997 letter from Neal to Toya Scott wherein Neal asserted that he
was taking prednisone "up until May and that was when Rahway stop[ped] giving
me the medication." Neal allegedly made multiple requests for treatment while in the
MCACC infirmary, but did not receive his necessary medication. Another inmate said the
"officers . . . told him that he was faking it." On August
1, 1997, Neal complained of abdominal pain and nausea. He was seen by
a doctor and placed on bed rest. The next morning Neal was found
dead in his bed. The cause of death was listed as "Anemia and
Hemoglobinemia" and "Paroxysmal Nocturnal Hemoglobinemia."
Neal's daughter, plaintiff Tymirah Scott-Neal, and his estate brought a complaint against both
agencies and CMS, the private entity that provided contractual medical services to the
institutions. No individual doctors or agency personnel were named as defendants, even though
the complaint contained references to specific persons.
The first three counts of the complaint alleged a survivorship action pursuant to
N.J.S.A. 2A:15-3. The fourth count alleged a wrongful death action pursuant to N.J.S.A.
2A:31-1 to -6. Counts five and six alleged medical malpractice against "John Doe"
treating physicians. Count seven asserted claims under
42 U.S.C.A.
§1983 against the agencies,
but not against CMS.
On motions for summary judgment the complaint was dismissed in its entirety as
to the agencies. CMS was held in on a vicarious liability theory but
this court, on motion for leave to appeal, reversed that order and dismissed
CMS from the litigation. On the record presented, we concluded that CMS was
essentially akin to an employment agency and did not exercise actual or apparent
authority over the doctor's practice of medicine in the institutions.
See footnote 1
Neal v. New
Jersey State Dep't of Corr., supra, A-3885-01T3.
The trial court also denied a cross-motion by plaintiffs seeking to shift to
defendants the burden of proving what medications were actually administered to decedent.
The trial court's decision to dismiss the § 1983 actions against the agencies was
clearly correct. Neither the State nor a local governmental entity is a "person"
within the meaning of
42 U.S.C.A.
§1983. Will v. Michigan Dep't of State
Police,
491 U.S. 58, 62-70,
109 S. Ct. 2304, 2307-2312,
105 L. Ed. 2d 45, 52-57 (1989). It is true that local governments are not protected
by the Eleventh Amendment and under certain circumstances can be subject to suit
under § 1983. Id. at 70, 109 S. Ct. at 2312,
105 L. Ed. 2d at 57. See Monell v. New York City Dep't of Soc. Servs.,
436 U.S. 658, 694,
98 S. Ct. 2018, 2037-2038,
56 L. Ed.2d 611, 638 (1978). Those circumstances, however, are not here present. There has been
no showing of a policy, practice, or custom demonstrating deliberate indifference or even
a single policy decision or incident that could be said to have been
undertaken by an individual with final policy-making authority. Pembaur v. City of Cincinnati,
475 U.S. 469, 481-484,
106 S. Ct. 1292, 1299-1300,
89 L. Ed.2d 452, 464-465 (1986). Accordingly, that portion of the summary judgment dismissing plaintiffs' § 1983
claims is affirmed.
Plaintiffs' negligence claims stand on a different footing. The trial court's reasons for
dismissing those counts of the complaint were not well articulated. It apparently believed
that the agencies, having contracted and relied on CMS, discharged their obligations to
the inmates. Not so. "Contracting out prison medical care does not relieve the
State of its constitutional duty to provide adequate medical treatment to those in
its custody . . . ." West v. Atkins,
487 U.S. 42, 56,
108 S. Ct. 2250, 2259,
101 L. Ed.2d 40, 54 (1988) (holding
that a doctor who supplies prison medical services as an independent contractor can
be sued as a "person" under § 1983); accord DeShaney v. Winnebago County Dep't
of Soc. Servs.,
489 U.S. 189,
109 S. Ct. 998,
103 L. Ed. 2d 249 (1989). This, of course, is an exception to the general rule
that one who hires an independent contractor is not liable for the negligence
of that contractor. Baldasarre v. Butler,
132 N.J. 278, 291 (1993). Providing adequate
healthcare to inmates is a matter of federal constitutional compulsion.
The fact that the State employed respondent pursuant to a contractual arrangement that
did not generate the same benefits or obligations applicable to other "state employees"
does not alter the analysis. It is the physician's function within the state
system, not the precise terms of his employment, that determines whether his actions
can fairly be attributed to the State. Whether a physician is on the
state payroll or is paid by contract, the dispositive issue concerns the relationship
among the State, the physician, and the prisoner. Contracting out prison medical care
does not relieve the State of its constitutional duty to provide adequate medical
treatment to those in its custody, and it does not deprive the State's
prisoners of the means to vindicate their Eighth Amendment rights. The State bore
an affirmative obligation to provide adequate medical care to West; the State delegated
that function to respondent Atkins; and respondent voluntarily assumed that obligation by contract.
[West, supra, 487 U.S. at 55-56, 108 S. Ct. at 2259, 101 L.
Ed.
2d at 53-54 (footnote omitted).]
In terms of medical malpractice, plaintiffs were required to show within a reasonable
degree of medical certainty (1) that the defendants' negligence increased Neal's risk of
harm from the preexistent condition; and (2) that the increased risk of harm
was a substantial factor in causing the complained-of injury. Gardner v. Pawliw,
150 N.J. 359, 375-379 (1997); Scafidi v. Seiler,
119 N.J. 93, 108-109 (1990).
We are satisfied plaintiffs made a sufficient showing to survive a summary judgment
motion on the negligence claims. Plaintiffs' expert doctor gave a report that said,
among other things, Neal's doctors were adequately informed of his condition, treatment information
was available in standard medical textbooks, Neal needed prednisone that was not given
to him, and the dosage administered on July 29, 1997 was "very inadequate."
The doctor also opined that there was a deviation from the standard of
medical care while Neal was at MCACC. An affidavit of merit was supplied
by the same physician. Contrary to defendants' assertions, it was not necessary to
also offer an opinion on the conduct of the agencies. In fact, the
trial court indicated it found the expert's report sufficiently detailed on the issues
of standard of care and deviation. The dismissal of the negligence claims was
based on the conclusion that CMS was an independent contractor. As we previously
indicated, the agencies cannot delegate the responsibility for providing adequate inmate healthcare. West,
supra, 487 U.S. at 56, 108 S. Ct. at 2259,
101 L. Ed. 2d at 54; McCormick v. City of Wildwood,
439 F.Supp. 769, 776 (D.N.J.
1977) ("[A] jailer's duty to provide reasonable medical care is non-delegable. This duty
attaches as soon as a prisoner is placed under the jailer's custody."); Saint
Barnabas Med. Ctr. v. Essex County,
111 N.J. 67, 74 (1988) ("As a
matter of both state and federal law, defendant Essex County had an absolute
duty to see that [the prisoner] received medical treatment for his injuries."); accord
Medley v. North Carolina Dep't of Corr.,
412 S.E.2d 654 (1992) (holding that
the state has nondelegable duty to provide adequate medical services to inmates); Shea
v. City of Spokane, 562 P.2d 264, 267-268 (Wash. Ct. App. 1977), aff'd
per curiam, 578 P.2d 42 (1978) (rejecting the city's contention that it was
not liable for negligent medical treatment given jail inmate by independent-contractor doctor); cf.
Marek v. Prof'l Health Servs., Inc.,
179 N.J. Super. 433, 440-443 (App. Div.),
certif. granted,
88 N.J. 470, appeal dismissed
93 N.J. 232 (1981) (holding that
health care entity could not delegate to an independent medical contractor its duty
of care in reading patient's x-ray).
We do, however, agree with the agencies that they are not subject to
punitive damages. The Tort Claims Act specifically provides that "[n]o punitive or exemplary
damages shall be awarded against a public entity." N.J.S.A. 59:9-2c. The exceptions to
this limitation are inapplicable to common law negligence claims.
Finally, we affirm the trial court's ruling that the burden to prove that
Neal did or did not receive the prednisone prescribed for him is not
on the defendants. This is not a question of proximate cause or damages
where our courts have held that the burden under certain circumstances is modified
to permit jury consideration or actually shifts to the defendant. See, e.g., Scafidi,
supra, 119 N.J. at 101-104, 109-113; Fosgate v. Corona,
66 N.J. 268, 272-273
(1974). The factual issue of whether Neal received prednisone and in what dosage
is plaintiffs' obligation to prove as part of the requirement that they show
negligence that increased the risk of harm from a preexistent condition.
Affirmed in part; reversed in part. The matter is remanded for further proceedings
consistent with this opinion.
Footnote: 1
The present record indicates that perhaps not all relevant information was made available
to this court when that decision was reached.
Cf. Seeward v. Integrity, Inc.,
357 N.J. Super. 474 (App. Div. 2003). We are not now asked to
reconsider that decision and, of course, CMS is not a party to the
present appeal.