SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5061-96T3
VIRGINIA DALTON and
DANIEL J. DALTON, her
husband,
Plaintiffs-Appellants,
v.
CEASAR P. BARONESee footnote 1 and
TRANS SYSTEM,
Defendants-Respondents.
__________________________________________
Submitted: March 31, 1998 Decided: May 5, 1998
Before Judges Dreier, Keefe and P.G. Levy.
On appeal from the Superior Court of New
Jersey, Law Division, Bergen County.
Sinins & Bross, attorneys for appellants
(Thomas F. Dorn, Jr., on the brief).
Granstrand & Caiati, attorneys for respondents
(Eduard Hahn, on the brief).
The opinion of the court was delivered by
DREIER, P.J.A.D.
Plaintiffs appeal from the dismissal of their automobile negligence, personal injury complaint after an adverse jury verdict, and from the denial of their new trial motion. Virginia Dalton ("plaintiff," when used in the singular) testified to her
version of the accident, stating that she was traveling in the
left lane of the service road to Route 3 in Secaucus when
defendant Barone (a driver for defendant Trans System) pulled
onto the service road from an entrance ramp to her left. The
tractor-trailer forced plaintiff to the right lane. Then
defendant suddenly pulled to the right and hit her vehicle which
was proceeding in the right lane. Plaintiff's car was struck
near the left rear tire, and, after hitting a light pole,
traveled back across all three lanes of Route 3. Plaintiff's
version of the accident was in accord with the statement
defendant had given to Secaucus police officer Picurro
immediately following the accident, as revealed by the police
report.
Defendant Barone, however, testified to a different story
both at his deposition and at trial. He asserted that
plaintiff's car suddenly pulled to the left, causing the
collision. Plaintiffs had issued a subpoena to the investigating
police officer, but he did not appear at trial. According to
plaintiffs' counsel, plaintiffs did not seek an adjournment or
try further to induce the officer to come to court because of
rulings the attorney claims were made by the judge in chambers
prior to trial. Over the attorney's protestations that the
statement was an admission of a party, and thus admissible, the
judge allegedly told the parties in chambers that the statement
made to the officer by defendant on the scene was inadmissible
hearsay, and the police officer would not be permitted to testify
to it. Plaintiffs' counsel failed to make any statement on the
record memorializing the judge's alleged ruling, much less a
disagreement with it.
Plaintiffs' attorney also has read literally a statement in
Statham v. Bush,
253 N.J. Super. 607, 615 (App. Div. 1992), that
a police report cannot be admitted into evidence in the absence
of the officer. This statement in Statham, which was merely a
passing reference in light of the harmless error rule, must be
understood to give the word "officer" a broad reading. A police
report is usually a record of a regularly conducted activity
under N.J.R.E. 803(c)(6). If the police officer who wrote the
report is unavailable, any other police official who could state
that the report was a record made in the regular course of the
officer's duties and was made at or near the time of the event
may establish the report's admissibility. See 1991 Supreme Court
Evidence Committee Comment, quoted in Biunno, Current N.J. Rules
of Evidence, comment on N.J.R.E. 803(c)(6) (1997-98). The judge,
of course, can exclude the report if "the source[] of information
or the method, purpose or circumstances of preparation
indicate[d] that it [was] not trustworthy." N.J.R.E. 803(c)(6).
Here, the statement of the defendant, although it is
included hearsay in the officer's report, was subject to another
hearsay exception as an admission, N.J.R.E. 803(b)(1).
Additionally, if the officer had appeared and testified and could
not remember what defendant had said to him, but could further
state that whatever was said was accurately related in the
report, defendant's statement was also potentially admissible as
past recollection recorded. N.J.R.E. 803(c)(5). Therefore the
included hearsay would most probably have been admissible, if
plaintiffs had provided a proper foundation. N.J.R.E. 805.See footnote 2 If
the judge had opined that an adverse party's statement contained
in an otherwise admissible report was itself inadmissible even if
the officer testified, the judge was incorrect.
Without the statement, however, the facts of the accident
became plaintiff's word against defendant's, and the jury found
for defendant. There is no question in our minds that if the
contemporaneous report of defendant's statement had been
admitted, plaintiffs' case would have been greatly enhanced, and
defendant's credibility would have been dealt a severe blow.
The problem in the case is that the record does not show
plaintiffs' counsel's proffer of the report, any expressed desire
to have the officer testify, any argument of the law of evidence
on this point, or even a reference to some undefined ruling
having been made in the judge's chambers. There is no doubt that
there was a settlement conference with the judge, but the judge
does not recall making the disputed statement. Plaintiffs'
motion for a new trial on this basis was met by an order of the
judge stating: "Denied. I don't recall any such ruling or the
context thereof. Transcript ??" Defendants' trial attorney has
left the firm that had represented defendants, and plaintiffs'
attorney had not seen fit to contact him to obtain a
certification to supplement plaintiffs' attorney's certification.
Thus, plaintiffs' counsel's representation has not been verified
by the adversary.
This issue gives us some pause, and we will therefore remand
the matter for an expansion of the record and reconsideration by
the trial judge, if plaintiffs can secure a certification from
defendant's trial counsel that the ruling was in fact made,
albeit off the record. In such a case the trial judge,
recognizing that he has no recollection, should hold a plenary
hearing and determine whether he made the disputed ruling. If
so, there is good cause for a new trial.
Costs attendant to any such mistake should be assessed
against plaintiffs' counsel. As defendant correctly states, if
such a ruling had been made by the judge in chambers, and
plaintiffs disagreed, the attorney was required to make a record
of what had happened and his objection so that there would be
adequate appellate review. The judge, of course, had a similar
obligation to note on the record any off-the-record rulings he
might have made; but here there is a serious issue of whether any
ruling was actually made.See footnote 3 Plaintiffs' attorney informs us,
however, that he did not make an objection on the record because
the judge had already told him what his ruling would be.
This is an inadequate explanation. Rule 1:7-2 provides the
procedure an attorney must follow:
1:7-2. Objections
For the purpose of reserving questions for
review or appeal relating to rulings or
orders of the court or instructions to the
jury, a party, at the time the ruling or
order is made or sought, shall make known to
the court specifically the action which the
party desires the court to take or the
party's objection to the action taken and the
grounds therefor.... A party shall only be
prejudiced by the absence of an objection if
there was an opportunity to object to a
ruling, order or charge.
Rule 1:7-2 requires a specific request, even an informal one, and an objection to the court's adverse ruling. There was ample opportunity before or during the trial for plaintiffs' attorney to have made an appropriate objection on the record to the alleged ruling. An attorney is charged with the knowledge that dispositive rulings are those made on the record either in open court, or in limited instances not present here, during an in camera proceedings. R. 1:2-1; R. 1:2-2. For a full discussion of the need to make a record of all proceedings or occurrences not taking place in open court, see Pressler, Current N.J. Court Rules, comment 2 on R. 1:2-2 (1998), and the cases there cited. A ruling made off the record in chambers should have caused counsel to question its efficacy, and at least impelled him to
make a proper record.
Rule 1:7-3 also provides guidance:
1:7-3. Record of Excluded Evidence
If an objection to a question propounded
to a witness is sustained by the court, the
examining attorney may, out of the hearing of
the jury (if there is a jury), make a
specific offer of what is expected to be
proved by the answer of the witness, and the
court may add such other and further
statement as clearly shows the character of
the evidence, the form in which it was
offered, and the ruling thereon. In actions
tried without a jury the court shall upon
request permit the evidence and any cross-examination relating thereto or evidence in
rebuttal thereof to be taken down by the
court reporter in full, or otherwise
preserved, unless it clearly appears to the
court that the evidence is not admissible on
any ground or that the witness is privileged
or unless the interest of justice otherwise
requires. In actions tried with a jury the
court may, in its discretion and in the
absence of the jury, permit such taking and
preservation of the excluded evidence.
While R. 1:7-3 does not strictly apply because there was no
question actually propounded to a witness, the rule notes that
the evidence must be preserved on the record for our review. We
have the report that was allegedly tendered to the court, but the
process of preserving the ruling on the record was omitted.
If there is no additional evidence from defendant's trial
counsel, it is still clear that the trial of this case resulted
in a judgment that might not have been reached had the attorney
followed the court rules. This is not, however, the first time
that an attorney's procedural error may have had adverse
substantive effects upon a client. Nevertheless, the case must
be considered concluded as the record before us shows no error,
and we are left with no basis to order a new trial other than the
unsupported representation of the attorney. The lack of
recollection by the trial judge and plaintiffs' attorney's
failure to present any supporting certification from defendants'
original trial attorney would preclude our finding that this was
anything more than a possible misunderstanding by plaintiffs'
counsel of a statement of the trial judge in chambers during the
course of settlement conferences. This is not a basis upon which
we can reverse a judgment resulting from a jury verdict. Because
plaintiffs' trial attorney made inadequate efforts to admit the
police report into evidence, plaintiffs' further remedies should
be clear to their attorneys. We trust that the clients will be
duly and properly advised.
The matter is remanded to the Law Division for the possible
expansion of the record, the reconsideration by the trial jude,
and a new trial if plaintiffs' trial counsel's representation is
found to be corroborated by defendant's trial attorney. If there
is no such corroboration, the denial of the new trial motion is
affirmed.
Footnote: 1Respondent's name was improperly spelled in the trial court. Footnote: 2In a trial such as the one before us, plaintiffs' attorney could have attempted to obtain a stipulation that the report was a business record so that neither the officer nor another police official familiar with the manner of making and filing police reports would have had to come to court. Alternatively, the trial could have been delayed until the officer who made the report was available. Then, the report would have been admitted into evidence with the included statement. Footnote: 3It is, of course, possible that plaintiffs' attorney misunderstood some statement of the judge as a ruling limiting plaintiffs' proof. This would explain the court's lack of
recollection. This does not, however, excuse the attorney's failure to object on the record to the "ruling" as he had understood it.