SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-0273-01T1
WASEL RISKO, Administrator of
the Estate of DOLORES RISKO,
and Administrator ad
Prosequendum for DOLORES RISKO,
deceased, and next of kin of
DOLORES RISKO, individually
and per quod,
Plaintiff-Appellant,
v.
ROCCO GERARD CIOCCA, M.D.;
F. WEINBERG, M.D.; DR. GRAHAM,
M.D.; DR. CROWLEY, M.D.; DR.
NECKMAN, M.D.; UNIVERSITY OF
MEDICINE AND DENTISTRY OF THE
STATE OF NEW JERSEY (ROBERT WOOD
JOHNSON UNIVERSITY HOSPITAL),
Defendants-Respondents,
and
DOMINICK BOLI, M.D., and
TODD STEFAN, M.D.,
Defendants.
Argued December 10, 2002 - Decided January 7, 2003
Before Judges Stern, Coburn and Alley.
On appeal from the Superior Court of New
Jersey, Law Division, Middlesex County,
Docket No. L-8448-00.
Richard W. Swarbrick argued the cause for
appellant.
Jay Scott MacNeill argued the cause for respondents
Rocco Gerard Ciocca, M.D., Alan Graham, M.D.,
J. Gerard Crowley, M.D., and Gary B. Neckman, M.D.
and the University of Medicine and Dentistry
of the State of New Jersey (Post, Polak, Goodsell,
MacNeil & Strauchler, attorneys; Mr. MacNeil, of
counsel; Joseph S. Ugarte, on the brief).
Jeremy P. Cooley argued the cause for respondent
Frederick Weinberg, M.D. (Lenox, Socey, Wilgus,
Formidoni, Brown, Giordano & Casey, attorneys;
Mr. Cooley, of counsel; Jennifer E. Troast, on
the brief).
The opinion of the court was delivered by
STERN, P.J.A.D.
Plaintiff appeals from a judgment resulting from orders of
May 25, 2001 and June 22, 2001 dismissing the complaint against
defendants for failure to file an affidavit of merit and an order
of August 3, 2002 denying reconsideration. Plaintiff argues that
the orders must be "vacated" because the principle of res ipsa
loquitur and the "common knowledge" doctrine excuse the need for
an affidavit, and because no affidavit "is needed in cases where
the issues are intentional torts such as outrage, fraud, deceit,
misrepresentation and lack of informed consent." We affirm the
judgment.
The facts on which plaintiff relies includes the following.
On October 12, 1998, plaintiff's wife, Dolores Risko (hereinafter
"decedent") was admitted to the defendant Robert Wood Johnson
University Hospital with a diagnosis of right carotid stenosis,
an abnormal narrowing of the carotid artery. She was sixty-four
years old and had a history of hypertension and coronary artery
disease. On October 16, 1998, defendant Dr. Rocco Ciocca
performed a right carotid endarterectomy with assistance from
defendants Doctors Dominick Boli and Todd Stefan. Decedent was
discharged on October 19, 1998. The discharge summary, dictated
by Eboli, concluded:
The patient is being discharged to home
today on 10/19/98 with instructions to
followup with Dr. Ciocca in one week, and
with Dr. Weinberg as well, as an outpatient.
Stool guaiacs were done which revealed no
evidence of blood in the stool.
Defendant Frederick Weinberg was decedent's outpatient
cardiologist who referred her for the surgery, but he did not
participate in performing the endarterectomy. It is alleged that
Weinberg was "the attending physician for the [decedent] in the
hospitalization from 10/12/98-10/19/98 where she was allowed to
be discharged with a leaking endarterectomy." Plaintiff asserts
that the "leaking endarterectomy" was the cause of decedent's
"stroke and subsequent history" resulting in her death.
Within hours of her discharge on October 19, 1998, decedent
called for an ambulance when her neck began to swell, and on the
way to the hospital she went into cardiac arrest. At the
hospital defendant Dr. J. Gerard Crowley reopened the site of the
endarterectomy and evacuated an "expanding hematoma," which,
according to the operative report, was not present at the time of
her discharge.
After the procedure was completed, decedent was taken to the
"surgical intensive care unit where she remained for the next
month." At some time during the stay she suffered a "right
hemispheric stroke." She gradually improved and was discharged
"to rehab" on December 4, 1998. While she was readmitted on
October 19 for "hematoma status post carotid endarterectomy," her
diagnosis at the time of discharge was:
Hematoma, status post carotid endarterectomy.
Leaking carotid endarterectomy. Right neck
hematoma. Respiratory failure.
Subendocardial infarction. Central nervous
system complications. Right parieto-
occipital cerebrovascular accident.
Congestive heart failure. Hypertension.
Temporary tracheostomy. Continuous
mechanical ventilation. Percutaneous
gastrostomy. Reoperation for carotid
endarterectomy.
Although the complaint alleged that defendants' negligence
caused decedent's death, plaintiff offered no proofs about the
date or circumstances of her death. In his brief on this appeal,
he advises that she died on September 25, 1999.
N.J.S.A. 2A:53A-29 provides that the failure to file an
affidavit of merit "shall be deemed a failure to state a cause of
action." N.J.S.A. 2A:53A-29. In Hubbard v. Reed,
168 N.J. 387
(2001), the Supreme Court held that no affidavit of merit was
required in a case in which a jury could use "common knowledge"
to decide whether the defendant was negligent. Id. at 395-96.
The Court reasoned that the affidavit mandate was adopted to
insure that a plaintiff would be able to produce expert testimony
that the defendant breached a duty of care before compelling the
doctor to defend. Id. at 394-95. But when the duty of care is
obvious to a layperson, there is no need for expert testimony and
hence no need for an affidavit of merit. Id. at 394-95.
In Hubbard the alleged malpractice was a dentist's pulling
the wrong tooth. The Court observed that "[i]t has long been
settled that pulling the wrong tooth is negligent as a matter of
common knowledge." Id. at 396. Thus, because the plaintiffs
would not have to present expert evidence at trial to establish
the defendant's negligence, the Court held that plaintiffs "are
not required to obtain an expert's affidavit prior to trial to
demonstrate that their claim has threshold merit." Id. at 396-
97.
Writing for the Court, the Chief Justice cautioned, however,
that the common-knowledge exception should be narrowly construed
"to avoid non-compliance with the statute":
Indeed, the wise course of action in all
malpractice cases would be for plaintiffs to
provide affidavits even when they do not
intend to rely on expert testimony at trial.
In most such cases, expert testimony will be
required to establish both a standard of care
and breach of that standard by the defendant,
and a plaintiff who fails to present
testimony could be subject to involuntary
dismissal pursuant to Rule 4:37-2(b).
[Id. at 397.]
Accord, Palanque v. Lambert-Wooley,
168 N.J. 398, 407 (2001), in
which no affidavit of merit was required because of the admitted
"mistaken reading of [a] laboratory report."
The UMDNJ defendants' motion for summary judgment was
granted on May 25, 2001. On June 21, 2001, the Court decided
Hubbard and Palanque. Dr. Weinberg's motion was granted on June
22, 2001. Thereafter, plaintiff moved for reconsideration,
arguing that no affidavit was required under the common-knowledge
exception as well as the theory of res ipsa loquitur. The motion
judge denied the application, stating:
As I said, I've indicated the hemotomin
[sic] complexities involved and its
development is not a subject of a lay jury's
[sic] common knowledge. It's evidenced that
the explanation of the cause or the
development of the hemotomin [sic] is not a
suitable matter for a layman to opine from
without the guidance of expert testimony.
And it was not within the common knowledge of
a jury as plaintiff asserts. The facts of
this case are different from a simple mistake
of pulling the wrong teeth and the mistake of
misreading the results of a pregnancy test.
The issue in this case had to deal with
the cause and the complexities involved in
the operative procedures performed on the
plaintiff. However, the plaintiff can
isolate the alleged medical neg-- negligence
of the defendants herein.
It is obvious that an expert is
necessary to discuss the causes and the
complexities involved in the plaintiff's
medical case. A medical malpractice
complaint of plaintiff alleges that the
defendant's [sic] herein were negligent in
applying the medical knowledge in the
operative procedure which has nothing to do
with common knowledge.
This case is clearly distinguishable
from the HUBBARD and PALANQUE . . . cases
where the negligent acts were a simple
misreading of the test results and an
extraction of the wrong tooth. Both of those
events clearly fall within the jury's common
knowledge and outside the need for expert
testimony. [Some phonetic spelling
corrected.]
We agree and affirm the judgment substantially for the
reasons stated by Judge Douglas T. Hague in his oral opinion of
August 3, 2001, as supplemented herein. Expert testimony was
needed to show defendant-doctors breached a duty of care and
proximate cause.
Plaintiff also argues that no affidavit of merit is required
in a case like this in which negligence may be presumed under the
doctrine of res ipsa loquitur. He reasons that a hospital's
discharge of a patient who is bleeding bespeaks negligence, that
some one or more of the defendants must be responsible for the
consequences, and that no expert testimony would be required to
prove a breach of a standard of care because the burden would be
upon defendants to show lack of culpability. However, in
Hubbard, the Court also said:
Because we hold today that a plaintiff
in a common knowledge case is not required to
file an affidavit of merit, we find it
unnecessary to resolve whether a separate
exception exists in respect of the res ipsa
loquitur doctrine. We note, however, that in
a res ipsa loquitur action, the jury is
allowed to infer a defendant's negligence
"'where (a) the occurrence itself ordinarily
bespeaks negligence; (b) the instrumentality
was within the defendant's exclusive control;
and (c) there is no indication in the
circumstances that the injury was the result
of the plaintiff's own voluntary act or
neglect.'" Buckelew v. Grossbard,
87 N.J. 512, 525,
435 A.2d 1150 (1981) (quoting
Bornstein v. Metropolitan Bottling Co,
26 N.J. 263, 269,
139 A.2d 404 (1958)). It may
be necessary for a plaintiff in such actions
to present "expert testimony to the effect
that the medical community recognizes that an
event does not ordinarily occur in the
absence of negligence," id. at 527,
435 A.2d 1150, in order to meet the first prong of the
res ipsa loquitur test. An affidavit of
merit would be required in those cases.
[Hubbard, supra, 168 N.J. at 391 n.1.]
Given this recent statement of the Court, albeit by dictum in a
footnote, we are satisfied that an affidavit of merit is required
in a res ipsa case, unless the "common knowledge" doctrine is
also applicable. Cf. Estate of Sinclair v. Roth, __ N.J. Super.
__, __ n.3 (App. Div. 2002) (duty of an intermediate appellate
court of "ensuring fidelity to existing law").
Finally, plaintiff maintains that no affidavit of merit is
required in a case asserting intentional torts, and he further
claims that his pleadings below raised genuine issues of material
fact as to several "intentional torts such as outrage, fraud,
deceit [and] misrepresentation."See footnote 11 However, as Justice Zazzali
has recently stated for the Court:
[W]hen presented with a tort or contract
claim asserted against a professional
specified in the statute, rather than
focusing on whether the claim is denominated
as tort or contract, attorneys and courts
should determine if the claim's underlying
factual allegations require proof of a
deviation from the professional standard of
care applicable to that specific profession.
[Couri v. Gardner,
173 N.J. 328, 340 (2002).]
Similarly, the label of the type of tort should not control. If
"proof of a deviation from the professional standard of care for
[the] specific profession . . . is required, an affidavit of
merit shall be mandatory for that claim, unless either the
statutory, N.J.S.A. 2A:53A-28, or common knowledge exceptions
apply." Id. at 341. As no exception is applicable in this case,
which essentially deals with a claimed deviation in the standard
of care, an affidavit of merit was required.
The judgment is affirmed.
Footnote: 1 1Plaintiff includes "lack of informed consent" in the list, although we have held an affidavit of merit is required as a prerequisite to an action on that theory. See Darwin v. Gooberman, 339 N.J. Super. 467, 480-81 (App. Div.), certif. denied, 169 N.J. 609 (2001), abrogated in part by Couri v. Gardner, 173 N.J. 328 (2002). See also Howard v. University of Medicine & Dentistry, 172 N.J. 537 (2002), misrepresentation may give rise to lack of informed consent.