SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-1647-94T1
WILLIAM LOFTWICH,
Plaintiff-Appellant,
v.
WILLIAM H. FAUVER,
Defendant-Respondent.
_________________________________
Submitted October 3, 1995 - Decided October 19, 1995
Before Judges Michels, Baime and Kimmelman.
On appeal from New Jersey Department of
Corrections.
Appellant submitted a pro se brief.
Deborah T. Poritz, Attorney General, attorney
for respondent (Lynn Wassel, Deputy Attorney
General, on the letter-brief).
The opinion of the court was deliverd by
BAIME, J.A.D.
When the Code of Criminal Justice (N.J.S.A. 2C:1-1 to 104-9) was originally enacted, N.J.S.A. 2C:44-5c provided that when a defendant is sentenced to imprisonment for an offense committed while on parole, the custodial term and any period of reimprisonment the parole board may require are to run "concurrently unless the court orders them to run consecutively." In 1984, this section was amended. L. 1983, c. 462, §1. N.J.S.A. 2C:44-5c now provides that when a defendant is sentenced
to imprisonment for an offense committed while on parole, the
custodial term and any period of reimprisonment the parole board
may require as a result of parole revocation are to run
"consecutively unless the court orders these sentences to run
concurrently." Ibid. At issue is whether the ex post facto
prohibition is violated by application of the statutory amendment
to an offender who was initially sentenced prior to 1984, but who
committed crimes in violation of his parole after that date. We
conclude that application of the 1984 amendment under these
circumstances does not violate either the federal or State
constitution.
We need not recount the facts at length. In 1982, appellant
was convicted of three crimes and was sentenced to an aggregate
term of eleven years. Although the chronology of events is not
entirely clear, it appears that appellant has been paroled twice
since 1985. Each time, appellant violated parole by committing
new offenses. Because additional sentences were imposed and
periods of reimprisonment set, the expiration date for the
aggregate custodial term was postponed on each occasion.
Calculation problems were compounded by the computation of
commutation time, jail and work credits, and disciplinary
penalties. Suffice it to say that appellant repeatedly
questioned the "maximum" aggregate sentence expiration date set
by the Department of Corrections.
This appeal is from the Commissioner's decision setting a
maximum expiration date of March 17, 1997. Appellant argues that
the Commissioner erred in his calculations, a point we find
clearly lacking in merit. R. 2:11-3(e)(2). More troublesome is
appellant's claim that the Commissioner unconstitutionally
aggregated or cumulated the sentences imposed on the new crimes
and the periods of reimprisonment set upon each revocation of
parole. Appellant argues that the ex post facto clause bars
application of the 1984 statutory amendment to offenders who
committed their initial crimes before its effective date.
Appellant erroneously casts his argument in terms of
N.J.S.A. 2C:44-5b(3). Prior to 1984, that section provided
"[w]hen a new sentence is imposed on a prisoner who is on parole,
the balance of the parole term on the former sentence shall be
deemed to run during the period of the new imprisonment." In
1984, this section was amended to read that the balance of the
parole term on the previous sentence "shall not be deemed to run
during the period of the new imprisonment" unless otherwise
ordered by the court. L. 1983, c. 462, §1. Appellant claims
that the amended section should not apply because it would
materially increase the sentences originally imposed in 1982 and
would thus run afoul of the ex post facto prohibition. We do not
address this question because it is clear that N.J.S.A. 2C:44-5b(3) is inapplicable. That section only applies "[w]hen a
defendant who has previously been sentenced to imprisonment is
subsequently sentenced to another term for an offense committed
prior to the former sentence." N.J.S.A. 2C:44-5b. See State v.
Richardson,
208 N.J. Super. 399 (App. Div.), certif. denied,
105 N.J. 552 (1986); State v. Hall,
206 N.J. Super. 547 (App. Div.
1985); Cannel, New Jersey Criminal Code Annotated, comment 4 on
N.J.S.A. 2C:44-5 (1995).
Clearly, N.J.S.A. 2C:44-5c is the applicable statute. To
repeat, when the Code of Criminal Justice was adopted, periods of
imprisonment and reimprisonment were to run concurrently unless
otherwise ordered by the court where the offender committed
crimes while on parole. New Jersey State Parole Bd. v. Gray,
200 N.J. Super. 343, 348 (App. Div. 1985). The effect of the 1984
amendment was "to reverse the presumption" and provide that
unless otherwise ordered "parole violation terms are to run
consecutively to the criminal sentences." Ibid.
We are satisfied that the ex post facto prohibition does not
bar application of the statutory amendment to an offender who was
originally sentenced prior to 1984, but who violated parole by
committing a crime after that date. Both the federal and State
constitutions bar enactment of ex post facto legislation. U.S.
Const. art. I, §10, cl. 1; N.J. Const. art. IV, §7, ¶3. The
prohibition has long been regarded as one of the fundamental
protections against arbitrary and oppressive government. See The
Federalist, No. 44, at 282 (James Madison), and No. 84, at 588
(Alexander Hamilton) (Clinton Rossiter ed., 1961). Stated
broadly, the clause "`prohibits any law which in relation to the
past offense or its punitive consequences, alters the situation
of the offender to his disadvantage.'" State v. Humanik,
199 N.J. Super. 283, 301 (App. Div.) (quoting State v. T.P.M.,
189 N.J. Super. 360, 366-67 (App. Div. 1983)), certif. denied,
101 N.J. 266 (1985). The ex post facto provision applies to a wide
range of changes affecting trial procedures and the mechanics of
punishment. We are concerned here with that aspect of the
prohibition that bars enactment of any statute "inflict[ing] a
greater punishment than the law annexed to the crime when
committed." Calder v. Bull, 3 U.S. (3 Dall.) 386, 389,
1 L.Ed. 648, 650 (1798).
Legislatures may not retroactively "increase the punishment
for criminal acts." Collins v. Youngblood,
497 U.S. 37, 43,
110 S.Ct. 2715, 2719,
111 L.Ed.2d 30, 39 (1990); Miller v. Florida,
482 U.S. 423,
107 S.Ct. 2446,
96 L.Ed.2d 351 (1987); Weaver v.
Graham,
450 U.S. 24,
101 S.Ct. 960,
67 L.Ed.2d 17 (1981); Lindsey
v. Washington,
301 U.S. 397,
57 S.Ct. 197,
81 L.Ed. 1182 (1937).
Similarly, laws changing qualifications for parole consideration
that are likely to result in additional time in prison violate
the "additional punishment" prohibition of the ex post facto
clause. Doe v. Poritz,
142 N.J. 1, 45 (1995). It has also been
said that "the ex post facto clause is violated when a parole
violator is punished in a way that adversely affects his ultimate
release date under a statute that was adopted after the violator
committed the underlying offense but before he violated the terms
of his parole." United States v. Paskow,
11 F.3d 873, 878 (9th
Cir. 1993). For example, the Ninth Circuit recently held in the
case of a parole revocation "it is unconstitutional to apply a
statute that alters, to the defendant's disadvantage, the terms
under which eligibility for re-parole is calculated, if that
statute was enacted after the date of the underlying offense
even though the act upon which revocation is based occurred after
the enactment of the statute." Id. at 878. See Greenfield v.
Scafati,
277 F.Supp. 644 (D. Mass. 1967), aff'd mem.,
390 U.S. 713,
88 S.Ct. 1409,
20 L.Ed.2d 250 (1968). Other circuits have
also held that the ex post facto clause is violated when a
defendant's eligibility for release is adversely affected under a
statute that was not in effect at the time of the defendant's
underlying crime but was adopted before the act which resulted in
parole revocation was committed. See Fender v. Thompson,
883 F.2d 303, 305 (4th Cir. 1989); Schwartz v. Muncy,
834 F.2d 396,
398 n.8 (4th Cir. 1987); Beebe v. Phelps,
650 F.2d 774, 777 (5th
Cir. 1981); Shepard v. Taylor,
556 F.2d 648, 654 (2d Cir. 1977).
The decisions we have cited hinged upon the fact that the
newly adopted statutes "`disadvantage[d] the offender affected by
[them].'" United States v. Paskow, 11 F.
3d at 877 (quoting
Miller v. Florida, 482 U.S. at 429, 107 S.Ct. at 2451, 96 L.Ed.
2d
at 359). The effect of the statutes was to extend the offenders'
sentences and materially increase their punishment. Id. at 879.
Nevertheless, not every change in parole regulation is of
sufficient moment to transgress the constitutional prohibition.
The ex post facto clause was surely not intended to require
judicial micromanagement of an endless array of legislative
adjustments to parole and sentencing procedures.
The critical inquiry is whether the statute realistically
produces a sufficient risk of increasing the measure of
punishment as to offend the constitutional prohibition. The
United States Supreme Court has declined to articulate a single
formula but instead has said the question is "one of degree."
Beazell v. Ohio,
269 U.S. 167, 171,
46 S.Ct. 68, 69,
70 L.Ed. 216, 218 (1925).
Cal. Dep't of Corrections v. Morales, 514 U.S. ___,
115 S.Ct. 1597,
131 L.Ed.2d 588 (1995) is the Court's most recent
pronouncement on the subject. There, the Court considered
whether a statutory amendment decreasing the frequency of parole
summary hearings could be applied to prisoners who committed
their crimes before the legislation was enacted. Id. at ___, 115
S.Ct. at 1600, 131 L.Ed.
2d at 593. The Court found that the
amendment "create[d] only the most speculative and attenuated
possibility of producing the prohibited effect of increasing the
measure of punishment for covered crimes," and that "such
conjectural effects [were] insufficient under any threshold [it]
might establish" under the ex post facto clause. Id. at ___, 115
S.Ct. at 1603, 131 L.Ed.
2d at 597.
We need not determine whether the same result would be
reached under the New Jersey Constitution. See Doe v. Poritz,
142 N.J. at 42-43 n.10. We are convinced, however, that
application of the 1984 amendment to an offender who was
sentenced before the effective date of that enactment, but who
violated parole after that date, does not create a significant
risk of enhanced confinement. In our view, the amendment merely
made a mechanical change in parole administration and did not
produce even a remote risk of increasing the defendant's
incarceration. We stress that the legislative change only
reversed the effect of silence by the court. Cannel, New Jersey
Criminal Code Annotated, comment 5 on N.J.S.A. 2C:44-5 (1995).
Before the amendment, subsection c made a sentence concurrent
where the court did not otherwise specify. As amended, the
subsection now makes the sentence consecutive where the court
does not otherwise specify. Ibid. Both before and after the
amendment, it was, and is, the responsibility of the court to
determine whether sentences should run concurrently or
consecutively. Cf. State v. Hall,
206 N.J. Super. 547, 550 (App.
Div. 1985); see also New Jersey State Parole Bd. v. Gray, 200
N.J. Super. at 348; State v. Grant,
102 N.J. Super. 164, 170-71
(App. Div.), certif. denied,
53 N.J. 62 (1968); Cannell, New
Jersey Criminal Code Annotated, comment 5 on N.J.S.A. 2C:44-5
(1995).
Given these circumstances, we conclude that appellant was
not disadvantaged by the application of the statutory amendment.
Accordingly, the determination of the Department of Corrections
is affirmed.