SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
A-5154-95T5
WILLIAM RIDLEY,
Plaintiff-Respondent,
v.
JOANNE P. DENNISON,
Defendant-Appellant.
_______________________________________
Argued February 20, 1997 - Decided March 7, 1997
Before Judges Shebell and P.G. Levy.
On appeal from the Superior Court of New
Jersey, Law Division, Monmouth County.
Joanne P. Dennison, appellant pro se,
argued the cause.
Lucie Sterling argued the cause for
respondent.
The opinion of the court was delivered by
SHEBELL, P.J.A.D.
Defendant, Joanne P. Dennison, formerly Ridley, appeals from
orders of the Family Part dated February 20, 1996 and March 29,
1996 and questions the validity of the fines and fees imposed,
the appointment of a guardian for her children, and the
visitation terms ordered by the court. She argues that not only
are the sanctions excessive, but that there is no factual
information in the judge's opinion to warrant the penalties and
fees and that there are no facts to demonstrate recalcitrant
behavior on her part, since she encouraged the children and made
efforts to comply with the previous court orders pertaining to
visitation, including the trip to Germany ordered by the court.
We reverse the orders under review, set aside the penalties and
counsel fees imposed, and remand for further proceedings.
The published opinion of the Family Part judge begins by
stating the obvious -- "[t]his case presents difficult issues
concerning enforcement of court orders mandating visitation by a
non-custodial parent with the children born of the marriage."
Ridley v. Ridley,
290 N.J. Super. 152, 154 (Ch. Div. 1996). The
judge then notes that plaintiff, William J. Ridley, has not seen
his three children since 1988, and refers to plaintiff's alleged
"consistent efforts to effectuate visitation." Ibid.
The record reflects, however, that in 1989, despite a
scheduled hearing to determine the visitation issue, plaintiff
instructed his attorney "to dismiss any pending claims he has
with regard to custody and visitation of the children." This
decision of the plaintiff closely followed the filing of a
custody and visitation report by the Monmouth County Probation
Department, which recounted allegations that plaintiff had
serious alcohol problems, perhaps related to stress stemming from
his Vietnam experiences, that he was frequently violent when
intoxicated, that he had assaulted defendant and thrown her
across the room, and that when he came for visitation with the
children in early 1985, he became violent and hostile, reportedly
breaking through a storm door to enter the house and breaking
into the locked bathroom where the three children were hiding out
of fear.
Defendant related to the probation department that because
plaintiff forcibly took the children for their weekend visits,
they were uncomfortable, stressed and unhappy when they stayed
with their father. The children, according to the report,
"related numerous stories and problems when they visit their
father" and specifically, referred to him leaving them alone in
hotel rooms while he went to bars or out shopping for extended
periods of time, and that he would either not show up or be
irresponsible towards the children when he did have them.
The probation department conducted numerous interviews with
school authorities, police, and persons in the community to
obtain their impressions of the family and the circumstances
pertinent to a proper disposition of the visitation and custody
issues. The report relates that "[a]ll three children have
stated they have fears and misgivings towards their father" which
the report stresses "should not be overlooked by the Court." The
report further recommends alcohol abuse evaluation for the
plaintiff, and emphasized that allegations came not only from
defendant and the children, "but from other sources as well." A
psychological assessment of the three children was also carried
out prior to plaintiff's withdrawing of his request for custody
and visitation of the children. It is notable that the
psychologist reported that although he requested a consultation
with the father, the father never called for an appointment.
In any event, the Family Part judge held a hearing on
September 6, 1995 regarding the failure of the children to comply
with a court order that they visit their father in Germany, even
though they had not seen him since 1988. The father and children
did not even recognize each other at this hearing because of the
long separation. Testimony was received from the plaintiff and
defendant, as well as from two of their three children, Michael,
born May 10, 1976, and Michele, born March 13, 1978. Marielle,
born April 15, 1982, did not testify, as it was represented there
was little that she could add to the testimony of her two
siblings.
The hearing was concluded that same day, however, the
opinion of the judge outlining his sanctions and orders was not
filed until January 26, 1996. In open court, after hearing the
testimony, the judge immediately made known his reasoning that:
A logical conclusion is that Mrs. Dennison
through the years was doing her share of
badmouthing, so to speak, her former husband.
I do believe that is what happened, I do
believe that is where all this trouble has
started. And now it has grown to such an
extent that the children say, well we don't
want to visit with our father unless it is
under very controled circumstances.
The judge further stated:
It is my conclusion, especially after hearing
the children, that Mrs. Dennison has been in
there pitching so to speak, against their
father, against visitation with Mr. Ridley.
I do believe that it is infectious. I think
that is what -- there is a whole attitude and
a whole feeling, on the children's part that
a reapproachment and a relationship at this
stage may very well be extremely difficult.
It may almost be impossible to achieve.
In his opinion of January 26, 1996, the judge notes that the
two children and the defendant "reiterat[ed] in very much similar
language that defendant was not at fault nor to blame for the
children's refusal to visit." Ridley, supra, 290 N.J. Super. at
157. The judge continued: "[b]y way of contrast, the two
children seem to hold plaintiff responsible for every problem
that now confronts them." Ibid. The judge stated that the
positions taken by the children were "internally contradictory
and often at variance with both the facts and common sense."
Ibid. He found that the protestations of defendant and the two
children "lack credibility," and ended his findings by stating
"[c]learly, it is defendant who has, by overt and covert means,
influenced the children, resulting in the present estrangement
between plaintiff and his three children." Ibid. We find no
basis in the record for his conclusions.
Ordinarily, we will not weigh the evidence anew, rather we
merely determine whether the evidence supports the findings and
determination of the trial judge. State v. Johnson,
42 N.J. 146,
157 (1964) (citing State v. Joas,
34 N.J. 179, 184 (1961)). This
court does, however, have the power "to review the fact
determinations of a trial court in all cases heard without a jury
and to make new or amended findings." Id. at 158. (citations
omitted). We first "determine whether the findings made could
reasonably have been reached on sufficient credible evidence
present in the record." Id. at 162. If, in fact, such is the
case, we may not disturb the result even though we might have
reached a different conclusion than that of the trial judge.
Ibid. However, where we are "thoroughly satisfied that the
finding is clearly a mistaken one and so plainly unwarranted that
the interests of justice demand intervention and correction
(citations omitted), then, and only then," we will undertake our
own findings and conclusions. Ibid. We are instructed in
Johnson, supra, that "[t]his sense of `wrongness' can arise in
numerous ways -- from manifest lack of inherently credible
evidence to support the finding, obvious overlooking or
underevaluation of crucial evidence, a clearly unjust result, and
many others." Ibid.
Our careful review of the entire record satisfies us that,
considering the proofs as a whole, the determination of the
Family Part judge is not supported by substantial credible
evidence and was plainly mistaken and unwarranted. See State,
Department of Health v. Tegnazian,
205 N.J. Super. 160, 174 (App.
Div. 1985). We first note that there are no facts in the record
upon which the judge could arrive at what he calls a "logical
conclusion" that defendant was badmouthing her former husband and
that the attitude of the children was as a result of her
"pitching" against their father and visitation, which he termed
"infectious." The testimony of the defendant and the children
was to the contrary. The judge's rejection of their credibility,
even if it were warranted, does not fill the void of the lack of
proof to the contrary. Further, viewed in light of the evidence
in the record, we do not find any compelling logic in his
conclusions that the fears of the children were not without
cause.
We turn to plaintiff's own testimony regarding the incident
when Marielle, the youngest child, was returned from visitation
by her father in such a state that she collapsed in her mother's
arms and reportedly almost died after going into a partial coma
at the hospital suffering from meningitis. The judge concluded
that this incident had continued to be one of which the children
had a vivid memory, causing them to resist visitation despite the
passage of time. The judge found it particularly telling and
laid the blame for the continued survival of that memory at the
feet of the defendant. However, when, on direct examination of
the plaintiff by his attorney, it was brought out that plaintiff
had received a letter from Michele that "mentions an incident
where you allegedly nearly killed her sister," plaintiff
responded: "yes, I'm the sole cause of her sister's near death."
Significantly, he acknowledged that the issue "never came up in
any further visitations, that we had."
The children, however, did not allude to the incident at the
hearing or indicate that it was the basis for their present
resistance to visitation. Rather, Michele, described her
feelings as to why she did not want to see her father in Germany,
as follows:
Because I felt it was unfair for me to have
to go thousands of miles away for three weeks
with a man I haven't seen in seven years. It
wasn't because I don't feel I should [have] a
relationship with him, it was because of the
way I was going to have to be forced into a
relationship. And I felt that he was not
thinking of how he thought we should have a
relationship with him. I felt he was more
forcing us to go over there for three weeks
to be with him, who we haven't seen in seven
years. I don't know him and I know he
doesn't know us.
I just feel that from the time that he was
separated from you that when we were ordered
to go on a visitation, he felt that by
forcing us to go and by dragging us out of
the house, crying and screaming, he felt that
that was a way to force us to want to be with
him, to force us to love him, to force us to
care about him. And I don't believe that is
true.
We have not been made aware of any attempt by the plaintiff
to seek visitation after withdrawing his application in 1989. It
was not until in November 1994, after defendant, apparently in
good faith, moved for increased child support and payment of
college tuition by defendant, that plaintiff cross-moved for
enforcement of visitation and opposed the application of the
plaintiff. This resulted in an order, dated November 16, 1994,
that plaintiff was not obligated to pay college tuition for
Michael, and also requiring that the three children visit
plaintiff in Germany in August 1995.
A plenary hearing regarding child support was scheduled for
July 5, 1995. On that date, plaintiff, a Lieutenant Colonel in
the Army, consented to increase support to $1,500.00 per month,
and defendant was to leave the courthouse in Freehold, gather the
children, two of whom were teenagers, and facilitate visitation
between plaintiff and the children at plaintiff's sister's home
in Middletown that afternoon. When that visit was not
accomplished, plaintiff filed an Order To Show Cause, resulting
in the plenary hearing of September 6, 1995 and the supplemental
orders now on appeal. At the September 1995 hearing, plaintiff
implored the judge to terminate child support because he felt he
had no relationship with his children. He further acknowledged
that whether the children were "to be a part of my life ... is a
decision that they are going to have to make as they live through
life."
Subsequent to rendering his written opinion of January 26,
1996, the judge entered an order, dated February 20, 1996,
appointing a "guardian ad litem" to represent the three children;
authorizing the guardian to meet with and interview the defendant
and the three children as often as necessary; giving the guardian
authority to communicate with the childrens' therapist; and
holding defendant solely responsible for payment of the guardian
and therapist fees. Further, she was directed to take all
measures to ensure that the children communicate with the
plaintiff at the rate of one letter and one phone call each week
per child and that she compel the three children to address each
point raised by the plaintiff in their correspondence of the
following weeks. Plaintiff was ordered to give the guardian ad
litem her monthly telephone bills to be considered as evidence
corroborating the telephone calls were made by the children.
Failure of the defendant to take all necessary steps regarding
the letters and telephone calls was stated to be the subject of
further proceedings upon application of the plaintiff or his
representative.
In addition, a monetary sanction of $1,250.00 was imposed
against the defendant payable to the Monmouth County Probation
Department within thirty days, to be paid to the plaintiff.
Defendant was also ordered to pay plaintiff's attorney the sum of
$5,249.34 in equal installments over a period of one year as
"counsel fees" related to the enforcement of visitation
proceedings. Defendant's motion for reconsideration was denied
by order dated March 29, 1996, and an additional counsel fee of
$300.00 was imposed for that supplemental motion.
The nature of the proceeding was not one for contempt under
R. 1:10-2. Rather, the application was for enforcement of the
court's order for visitation made under R. 1:10-3. Relief under
R. 1:10-3, whether it be the imposition of incarceration or a
sanction, is not for the purpose of punishment, but as a coercive
measure to facilitate the enforcement of the court order. See
New Jersey Department of Health v. Roselle,
34 N.J. 331 (1961);
Pierce v. Pierce,
122 N.J. Super. 359 (App. Div. 1973).
We do not dispute the view that a monetary sanction imposed
pursuant to R. 1:10-3 is a proper tool to compel compliance with
a court order. See Franklin Township v. Quakertown,
274 N.J.
Super. 47, 55-56 (App. Div. 1994). We are convinced, however,
from the tenor of the judge's ruling and order imposing the
penalties and sanctions, which included the assessment of all
counsel and therapy fees, that these sanctions constituted
specific and overt punishment for what the judge concluded was
defendant's improper conduct over the years in failing to
facilitate the court's past visitation orders. The court's
action in this regard was so overwhelmingly punitive as to be
improper without the benefit of a proceeding under R. 1:10-2 and
its safeguards. Therefore, even if there were a proper factual
basis for the judge's conclusions of defendant's culpability, the
procedure employed was insufficient to warrant the action which
he took.
Regarding our conclusion that the imposition of fees against
defendant was solely punitive, we note specifically that the
judge did not purport to consider any of the factors set forth in
N.J.S.A. 2A:34-23 and R. 4:42-9. The judge failed in any way to
consider the respective financial circumstances of the parties,
whether the award was reasonable and just or the extent to which
the parties acted in good or bad faith in bringing the matter
before the court. See N.J.S.A. 2A:34-23. Clearly, the
assessment against defendant of 100" of plaintiff's counsel fees,
the full cost of therapy and guardian fees, and the expense of
separate communication abroad to the father each week by each of
the three children appears draconian when imposed upon a parent
providing a college education for two children without
contribution to that expense from the father. Viewed objectively
it constitutes unusual and severe punishment; not a proper and
just coercive means of enforcing the court's visitation order.
We add that, as it now appears that Michael is 20 years of
age and Michele is 18, we expect on remand that the judge will
consider the continued viability of its February 20, 1996 order
directing the defendant to compel the children to communicate
with the plaintiff. Obviously, it is appropriate that the
defendant not in any way discourage communication; however, it
would appear that the court has put the defendant in the position
of a police authority with respect to these two adult children,
which can only serve to impair the relationship the children have
with their mother.
In addition, inasmuch as the plaintiff has already paid the
monetary sanction, counsel fees, therapy fees and guardian's fees
imposed, the court shall undertake a review of all of the
necessary factors pertaining to such awards, and after making
proper findings with regard to the imposition and apportionment
of these obligations, shall order that plaintiff repay defendant
to the extent required.
Reversed and remanded.