FILED: July 5, 2006
IN THE COURT OF APPEALS OF THE STATE OF OREGON
KEITH ALAN McDONALD,
Appellant,
v.
BRIAN BELLEQUE,
Superintendent,
Oregon State Penitentiary,
Respondent.
05C-15755; A129982
Appeal from Circuit Court, Marion County.
Thomas M. Hart, Judge.
Submitted on record and briefs May 15, 2006.
James N. Varner filed the brief for appellant.
Hardy Myers, Attorney General, Mary H. Williams, Solicitor General, and
Jennifer S. Lloyd, Attorney-In-Charge, Collateral Remedies and Capital
Appeals, filed the brief for respondent.
Before Haselton, Presiding Judge, and Linder and Rosenblum, Judges.
HASELTON, P. J.
Affirmed.
HASELTON, P. J.
Petitioner appeals from a judgment dismissing his petition for post-conviction relief that alleged claims predicated on
Blakely v. Washington, 542 US 296,
124 S Ct 2531, 159 L Ed 2d 403 (2004), and
Crawford v. Washington, 541 US 36, 124 S
Ct 1354, 158 L Ed 2d 177 (2004). We affirm without further discussion the dismissal of
petitioner's
Blakely-based claims.
See Lutz v. Hill, 205 Or App 252, 134 P3d 1003
(2006). For the reasons that follow, we also affirm the dismissal of petitioner's
Crawford-based claims.
This appeal arises from the allowance of a motion to dismiss; accordingly,
we assume the truth of the petition's allegations.
L. H. Morris Electric v. Hyundai
Semiconductor, 187 Or App 32, 35, 66 P3d 509 (2003) (when reviewing an ORCP 21
motion to dismiss for failure to state a claim, "[w]e assume the truth of all allegations in
the pleading");
see Palmer v. State of Oregon, 121 Or App 377, 381, 854 P2d 955 (1993),
aff'd, 318 Or 352, 867 P2d 1368 (1994) (applying same standard in post-conviction
setting). In May 1997, petitioner was convicted of 10 crimes, all involving assault or
criminal mistreatment. The trial court then imposed an upward departure sentence with
respect to at least one of those convictions. In imposing sentence, the trial court
considered hearsay statements in the presentence investigative report (PSI). On October
9, 1998, the appellate judgment on petitioner's unsuccessful direct appeal issued.
On March 8, 2004, the United States Supreme Court decided
Crawford. On
June 9, 2005, petitioner filed his petition for post-conviction relief.
(1) Relying on
Crawford, petitioner alleged that the criminal trial court had unconstitutionally imposed
sentence because
"[t]he sentencing judge considered out-of-court statements by witnesses,
embodied within the State's [PSI] without finding that the witnesses were
unavailable and without affording petitioner an opportunity to cross-examine those witnesses."
Petitioner further, and alternatively, alleged that criminal trial counsel had been
unconstitutionally inadequate because
"[t]rial counsel failed to object to the trial court's consideration of out-of-court statements by witnesses, embodied within the State's [PSI] without
finding that the witnesses were unavailable and without affording petitioner
an opportunity to cross-examine those witnesses."
Defendant moved to dismiss, arguing, in part, that the petition was time
barred because the "savings clause" of ORS 138.510(3) was not applicable
(2) and
Crawford did not announce a "watershed rule of criminal procedure" to be accorded
retroactive application. Defendant further argued that, in all events,
Crawford is
inapposite to "judicial factfinding at the time of sentencing, after defendant is convicted
and is no longer an accused." The trial court granted the motion to dismiss.
On appeal, petitioner reiterates his arguments that the trial court
unconstitutionally imposed sentence because the court's consideration of hearsay
statements in the PSI "violated [petitioner's] rights under the Confrontation Clause, as
explained in
Crawford" and that "
Crawford should be applied retroactively" because it
announced a "watershed rule of criminal procedure." Petitioner further argues that
counsel was unconstitutionally inadequate for failing to raise an objection under the
Confrontation Clause to the court's consideration of the hearsay statements and that that
claim is cognizable under the "savings clause" of ORS 138.510(3).
We begin with petitioner's "unconstitutional sentencing" claim. Even
assuming, without deciding, that
Crawford announced a "watershed rule of criminal
procedure,"
(3)
Crawford's requirements do not apply to sentencing proceedings.
In
Crawford, the court held that the Confrontation Clause of the Sixth
Amendment
(4) bars the admissibility in criminal trials of "testimonial" out-of-court
statements by declarants who are not available to testify at trial unless the defendant has
had a prior opportunity to cross-examine the declarant. 541 US at 50-52.
Crawford, by
its terms, applied to the admission of hearsay in criminal trials. Nothing in
Crawford
suggests that it should be extended to sentencing proceedings.
That is consistent with Supreme Court precedent holding that there is no
Sixth Amendment right to confrontation at sentencing.
See Williams v. Oklahoma, 358
US 576, 584, 79 S Ct 421, 3 L Ed 2d 516 (1959) ("[O]nce the guilt of the accused has
been properly established, the sentencing judge, in determining the kind and extent of
punishment to be imposed, is not restricted to evidence derived from the examination and
cross-examination of witnesses in open court * * *."). Indeed, every federal court of
appeals that has addressed the question in a published opinion has held that
Crawford's
requirements do not apply to sentencing proceedings.
United States v. Martinez, 413 F3d
239, 242-43 (2d Cir 2005),
cert den, 126 S Ct 1086 (2006), is exemplary:
"Both the Supreme Court and this Court * * * have consistently held that
the right of confrontation does not apply to the sentencing context and does
not prohibit the consideration of hearsay testimony in sentencing
proceedings. * * * [The defendant] argues that we must reconsider our case
law regarding the right of confrontation in the sentencing context to the
extent that it conflicts with [
Crawford]. [Nothing in
Crawford] addressed
the applicability of the right of confrontation to the sentencing context or
the admissibility of hearsay testimony at sentencing proceedings.
[
Crawford] therefore provide[s] no basis to question prior Supreme Court
decisions that expressly approved the consideration of out-of-court
statements at sentencing."
(Citations and footnote omitted).
See also United States v. Luciano, 414 F3d 174, 178-80
(1st Cir 2005) ("Prior to
Crawford, this court held that the Sixth Amendment right to
confront witnesses does not apply at sentencing. * * *
Crawford concerned 'testimonial
hearsay' that was introduced at trial. * * * Nothing in
Crawford requires us to alter our
previous conclusion that there is no Sixth Amendment Confrontation Clause right at
sentencing." (Citations omitted.));
United States v. Littlesun, 444 F3d 1196, 1200 (9th
Cir 2006) ("[T]he law on hearsay at sentencing is still what it was before
Crawford:
hearsay is admissible at sentencing, so long as it is accompanied by some minimal indicia
of reliability." (Footnote omitted; internal quotation marks omitted.));
United States v.
Baker, 432 F3d 1189, 1254 n 68 (11th Cir 2005),
cert den, 126 S Ct 1809 (2006)
("
Crawford does not address the use of hearsay, testimonial or otherwise, at sentencing,
and we will not extend its holding to the sentencing context to overrule [a pre-
Crawford
case] without further guidance." (Citations omitted.));
see also United States v. Stone,
432 F3d 651, 654 (6th Cir 2005);
United States v. Roche, 415 F3d 614, 618 (7th Cir
2005),
cert den, 126 S Ct 671 (2005).
We adopt the reasoning of those courts as persuasive. Accordingly,
petitioner's "unconstitutional sentencing" claim fails.
We turn, finally, to petitioner's claim that his criminal trial counsel in 1997
was unconstitutionally inadequate for failing to raise a
Crawford-like objection to the trial
court's consideration of the hearsay statements in the PSI. That claim fails for any of
three reasons. First, that claim is time barred under ORS 138.510(3). As we explained in
a directly analogous case, involving a
Blakely-based claim of inadequate assistance of
counsel:
"[T]he factual premise of petitioner's invocation of the 'escape clauses' in
ORS 138.510(3) and ORS 138.550(3),
viz., that his present claim 'could not
reasonably have been raised' before
Blakely, is irreconcilable with the
factual premise of his claim of inadequate assistance of counsel,
viz., that,
as of 1998, reasonable criminal defense counsel would have anticipated
Blakely and raised a
Blakely-like challenge to the imposition of the
departure sentence and the consecutive sentences. Although it
may be
abstractly possible, in some case, that an otherwise time-barred claim of
inadequate assistance of counsel could be cognizable under the 'escape
clauses,' this is not such a case. Bluntly, post-conviction petitioners in this
petitioner's position are statutorily 'whipsawed.' "
Lutz, 205 Or App at 256 (emphasis in original).
Second, counsel's failure in 1997 to anticipate
Crawford did not constitute
unconstitutionally inadequate assistance of counsel.
Cf. Miller v. Lampert, 340 Or 1, 13-17, 125 P3d 1260 (2006) (where the petitioner's enhanced dangerous offender sentence
had been imposed in August 1998, criminal defense counsel was not unconstitutionally
inadequate in failing to anticipate
Apprendi v. New Jersey, 530 US 466, 120 S Ct 2348,
147 L Ed 2d 435 (2000), based on the then-existing state of the law, including
Almendarez-Torres v. United States, 523 US 224, 118 S Ct 1219, 140 L Ed 2d 350
(1998), and
McMillan v. Pennsylvania, 477 US 79, 106 S Ct 2411, 91 L Ed 2d 67
(1986)). Finally, as noted,
Crawford does not apply to sentencing proceedings.
Affirmed.
1. Petitioner had not filed any prior petition for post-conviction relief.
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2. ORS 138.510(3) provides:
"A petition pursuant to ORS 138.510 to 138.680 must be
filed within two years of the following, unless the court on hearing
a subsequent petition finds grounds for relief asserted which could
not reasonably have been raised in the original or amended
petition:
"(a) If no appeal is taken, the date the judgment or order on
the conviction was entered in the register.
"(b) If an appeal is taken, the date the appeal is final in the
Oregon appellate courts."
As noted, the appellate judgment in petitioner's direct appeal was entered on October 9, 1998.
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3. That proposition is dubious. Although the Ninth Circuit has so characterized
Crawford, see Bockting and Bayer, 399 F3d 1010, amended on denial of reh'g, 408 F3d 1127
(9th Cir 2005), cert granted, 126 S Ct 2017 (2006), at least six other federal courts of appeals
have held to the contrary. See Mungo v. Duncan, 393 F3d 327, 336 (2d Cir 2004), cert den, 544
US 1002 (2005); Lave v. Dretke, 444 F3d 333, 336 (5th Cir 2006); Dorchy v. Jones, 398 F3d
783, 788 (6th Cir 2005); Murillo v. Frank, 402 F3d 786, 790 (7th Cir 2005); Brown v. Uphoff,
381 F3d 1219, 1226-27 (10th Cir 2004), cert den, 543 US 1079 (2005); Espy v. Massac, 443 F3d
1362, 1367 (11th Cir 2006).
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4. The Sixth Amendment to the United States Constitution provides, in part:
"In all criminal prosecutions, the accused shall enjoy the right * * *
to be confronted with the witnesses against him * * *."
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