Ex Parte Joel Edward Faulkner--Appeal from 253rd District Court of Liberty County

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State: Texas

Court: Texas Northern District Court

Docket No: 09-05-00478-CR

Case Date: 11/01/2006

Plaintiff: Herman D. Liggins, Jr.

Defendant: The State of Texas--Appeal from 241st District Court of Smith County

Preview:Ex Parte Joel Edward Faulkner--Appeal from 253rd
District Court of Liberty County
In The
Court of Appeals
Ninth District of Texas at Beaumont
NO. 09-05-478 CR
EX PARTE JOEL EDWARD FAULKNER
On Appeal from the 253rd District Court
Liberty County, Texas
Trial Cause No. 25,026-A
MEMORANDUM OPINION
Joel Edward Faulkner appeals an order by the trial court denying his application for writ of habeas corpus filed
pursuant to Texas Code Criminal Procedure article 11.072. (1) The trial court denied Faulkner's petition without
conducting an evidentiary hearing. Although the basis for relief in his petition is ineffective assistance of trial counsel,
Faulkner's lone appellate issue complains of the trial court's denial of his request for an evidentiary hearing. The State
initially responds that we have no jurisdiction as the refusal to hold a hearing on a habeas corpus application is not an
appealable matter. From the authority it cites, the State appears to have misplaced the posture of this appeal. While it is
true that the record contains a written order by the trial court denying Faulkner's request for an evidentiary hearing, that
is not the order from which Faulkner appeals. However, the state of the record does require that we address another
jurisdictional matter.
In Ex Parte Nunes, No. PD-0974-05, 2006 WL 1171163 (Tex. Crim. App. May 3, 2006) (not designated for
publication), (2) the applicant sought relief under article 11.072 from a misdemeanor conviction for which he was
assessed community supervision. Nunes, 2006 WL 1171163, at *1-*2. The defendant based his application for relief on
ineffective assistance of his trial counsel. Id. at *2. The trial court adopted numerous proposed findings of fact and
conclusions of law submitted by the State and ultimately found no deficient performance by the defendant's trial
counsel. Id. The habeas record also included a letter from the trial judge to the parties, stating: "Defendant's Writ of
Habeas Corpus came on to be heard the 7th day of March, 2005. After considering the motions, affidavits, and
evidence submitted, the court is of the opinion the Writ should be denied." Id. at *3. However, apparently following
the procedures set out in article 11.07 of the Texas Code of Criminal Procedure, the convicting court signed an order
recommending to the Court of Criminal Appeals that relief be denied. Id. at *2. The defendant appealed and the court
of appeals dismissed because the notice of appeal was filed untimely. Id. at *3. After granting discretionary review, the
Court of Criminal Appeals found the dismissal of the appeal proper, but for entirely different reasons, viz:
The record reflects that the convicting court, consistent with Article 11.07 procedures, entered an order recommending
that this Court deny appellant's request for habeas corpus relief. The convicting court's order does not specifically deny
[or grant] appellant's requested relief as required by Article 11.072, 6(a), Tex. Code Crim. Proc.,[ (3)] which would
trigger appellant's right to appeal under Article 11.072, 8.[ (4)] In this case, therefore, it does not matter how this Court
might construe the term "enter" in Rule 26.2(a)(1) because there is no valid order for appellant to appeal from anyway.
The Court of Appeals correctly determined that it had no jurisdiction over the appeal even though it may have given
the wrong reasons.
Id. at *5.
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The record before us indicates that, like the convicting court in Nunes, the trial court signed an order recommending
that the Court of Criminal Appeals dismiss Faulkner's application as frivolous. This order was signed on July 8, 2005.
Thereafter, in an instrument titled, "State's Proposed Findings of Fact and Conclusions of Law," under the heading,
"Recommendation," the following appears: "It is the order of this Court that Applicant's application for Writ of Habeas
Corpus be in all things DENIED. Further, this trial court finds that the Application is frivolous." It appears that this
order was signed on October 7, 2005. Faulkner's notice of appeal states that the appeal is from the trial court's order
"dated October 7, 2005 denying applicant's application for Writ of Habeas Corpus." The wording in the October 7,
2005, order is distinguishable from that contained in the order in question in Nunes. As the October 7, 2005, order
explicitly denies Faulkner's application for writ of habeas corpus after also setting out findings of fact and conclusions
of law on the merits, we find the order to be a valid and appealable order. See Ex parte Hargett, 819 S.W.2d 866, 868-
69 (Tex. Crim. App. 1991). As we have jurisdiction to entertain Faulkner's appeal, we proceed to consider his issue.
Faulkner's lone appellate issue reads:
The trial court reversibly erred by failing to hold a hearing or allow adversarial fact-finding on appellant's application
for writ of habeas corpus when appellant's application raised previously unresolved issues of fact as to trial counsel's
ineffective assistance of counsel that would have entitled appellant to relief.
Following his appellate issue, Faulkner's brief provides roughly ten pages of "Argument And Authorities." At the
conclusion of his argument and authorities, there appears a "Conclusion," which reads:
Appellant is not asking for relief by way of granting his application for writ of habeas corpus in this court. Since
appellant's application states facts upon which relief should be granted, appellant seeks a hearing on his allegations in
the trial court so he may have the opportunity to develop the facts and show validity of his allegations.
Appellant prays that this cause be reversed and remanded for a proper adversarial fact finding procedure as
contemplated by the statute.
Although Faulkner's appellate issue and his concluding prayer are consistent in seeking reversal only for alleged trial
court error in denying his request for an evidentiary hearing, his ten pages of "argument and authorities" focus
exclusively on the alleged acts and omissions of trial counsel that establish his ineffective assistance in violation of
Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Faulkner provides no argument or
authority for the issue upon which he seeks relief from this Court -- the denial of an evidentiary hearing by the trial
court. As such, it is subject to being overruled because of inadequate briefing. See Tex. R. App. P. 38.1(h); Russeau v.
State, 171 S.W.3d 871, 881 (Tex. Crim. App. 2005); Cardenas v. State, 30 S.W.3d 384, 393 (Tex. Crim. App. 2000).
We will address the issue in the interest of justice.
The portion of article 11.072 pertinent to Faulkner's issue reads as follows:
Sec. 6. (a) Not later than the 60th day after the day on which the state's answer is filed, the trial court shall enter a
written order granting or denying the relief sought in the application.
(b) In making its determination, the court may order affidavits, depositions, interrogatories, or a hearing, and may rely
on the court's personal recollection.
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Article 11.072, section 6(b) clearly indicates that the decision by the trial court to conduct a hearing on a defendant's
application is entirely discretionary. See Tex. Gov't Code Ann. 311.016(1) (Vernon 2005) ("'May' creates discretionary
authority or grants permission or a power."). See also Ex parte Cummins, 169 S.W.3d 752, 757 (Tex. App.--Fort
Worth 2005, no pet.) Additionally, the Court of Criminal Appeals has recently held that trial courts are not always
required to conduct evidentiary hearing on matters raised in motions for new trial. See Holden v. State, No. PD-1699-
05, 2006 WL 2686549 (Tex. Crim. App. Sept. 20, 2006). Relying on its holding in Manzi v. State, 88 S.W.3d 240, 243
(Tex. Crim. App. 2002), the Holden Court reiterated its recognition that there are circumstances when a trial court may
decide contested factual issues on affidavits alone. Holden, 2006 WL 2686549, at *2. Rejecting the defendant's
argument that affidavits are insufficient and oral testimony is necessary to make credibility determinations, the Holden
Court elaborated further:
Manzi involved a pre-trial hearing on a motion to suppress evidence. The affidavits offered were those of the
defendant and several narcotics officers. The trial judge had . . . no prior opportunity to evaluate the demeanor or
credibility of the affiants or to become familiar with the case.
In this case, the affiants were the defendant and her trial counsel. They had already appeared in the trial court, where
the trial on the plea of nolo contendere had been held, and the trial judge had already had an opportunity to evaluate
the affiants. The court had received a pre-sentencing report about the offense and the defendant, and the judge was
familiar with the history and facts of the case. The subjects at issue also were familiar to a judge: a defendant's
characterization of her conduct and her mental state, and a defense counsel's advice about the wisdom of relying on
such a characterization as a defense. If the Manzi court's determination of credibility was entitled to deference on
appeal, then a fortiori is the trial court's determination entitled to it in this case.
Holden, 2006 WL 2686549, at *2-*3.
In the instant case, Faulkner submitted his own affidavit and that of his spouse in connection with his effectiveness of
counsel claim. The State responded to Faulkner's habeas application, and submitted a transcript of Faulkner's
confession, a transcript from Faulkner's guilty plea proceeding, the affidavit of the officer to whom Faulkner
confessed, and a detailed affidavit from Faulkner's trial counsel. Generally, Faulkner's affidavits complain that his trial
counsel failed to perform an investigation into the case that would have lead to his discovery of information regarding
the victim and the victim's mother that suggested a motivation on their part to lie. Faulkner's trial counsel's affidavit
indicates that his investigation at the time of the plea was incomplete, but that the State's plea offer arose before his
investigation had been completed. The facts contained in the opposing affidavits do not significantly conflict.
The trial court's task was to take all of the factual assertions contained in all of the affidavits and filter them through
the established law on ineffective assistance of counsel.
Based on the information before the trial judge, together with his prior knowledge of the case, we find that the trial
judge could properly resolve the issue of whether trial counsel was ineffective for not further investigating the
background of the mother or the victim on the affidavits alone. Trial counsel's investigation into the victim's and the
mother's background would not eliminate the confession coming before the jury, which, in trial counsel's judgment,
created a significant risk of Faulkner's conviction. We do not see it as unreasonable to extend the holding in Holden
(motion for new trial), as taken from the decision in Manzi (motion to suppress evidence), to requests for hearings on
applications for writ of habeas corpus filed pursuant to article 11.072. Therefore, the trial court did not abuse its
discretion in deciding the merits of Faulkner's application under the circumstances before us upon the affidavits alone.
As such, Faulkner's appellate issue is overruled. The trial court's order denying Faulkner's requested relief is affirmed.
AFFIRMED.
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CHARLES KREGER
Justice
Submitted on September 21, 2006
Opinion Delivered November 1, 2006
Do not publish
Before McKeithen, C.J., Kreger and Horton, JJ.
1. Faulkner's application was also filed pursuant to Texas Constitution article V, section 8, and Texas Code Criminal
Procedure article 11.08 (Vernon 2005). Applications for pre-conviction relief may be made under article 11.08, while
other claims of illegal restraint may be brought under article V, section 8 of the Texas Constitution. See generally
Kniatt v. State, No. PD-0323-05, 2006 WL 1710881, at *5 (Tex. Crim. App. June 20, 2006), petition for cert. filed, 75
U.S.L.W. 3121 (U.S. Sept. 14, 2006)(No. 06-381); Ex parte McCullough, 966 S.W.2d 529, 531 (Tex. Crim. App.
1998). As Faulkner is seeking relief from an order imposing community supervision, we address his appeal under the
provisions contained in article 11.072.
2. Nunes has no precedential value and we do not use it as authority; it is, nevertheless, highly instructive with regard
to the recently enacted provisions contained in article 11.072. See Tex. R. App. P. 77.3.
3. The Court's footnote here reads, "Article 11.072, 6(a), provides that '[n]ot later than the 60th day after the day on
which the state's answer is filed, the trial court shall enter a written order granting or denying the relief sought in the
application.'"
4. The Court's footnote here reads, "Article 11.072, 8, provides that the applicant may appeal '[i]f the application is
denied in whole or in part.'"
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