Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
66534-1 |
Title of Case: |
City Of Federal Way, Appellant V. Carola Washburn And Janet Loh, Respondent |
File Date: |
03/26/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 09-2-19157-3 |
Judgment or order under review |
Date filed: | 12/22/2010 |
Judge signing: | Honorable Andrea a Darvas |
JUDGES
------
Authored by | Ronald Cox |
Concurring: | Linda Lau |
| Mary Kay Becker |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Robert L. Christie |
| Christie Law Group, PLLC |
| 2100 Westlake Ave N Ste 206 |
| Seattle, WA, 98109-5802 |
|
| Thomas P Miller |
| Christie Law Group, PLLC |
| 2100 Westlake Ave N Ste 206 |
| Seattle, WA, 98109-5802 |
Counsel for Respondent(s) |
| John Robert ConnellyJr. |
| Connelly Law Offices |
| 2301 N 30th St |
| Tacoma, WA, 98403-3322 |
|
| James Lovejoy |
| Connelly Law Offices |
| 2301 N 30th St |
| Tacoma, WA, 98403-3322 |
|
| Nathan Paul Roberts |
| Connelly Law Offices |
| 2301 N 30th St |
| Tacoma, WA, 98403-3322 |
|
| Philip Albert Talmadge |
| Talmadge/Fitzpatrick |
| 18010 Southcenter Pkwy |
| Tukwila, WA, 98188-4630 |
Amicus Curiae on behalf of Legal Voice |
| David J Ward |
| Legal Voice |
| 907 Pine St Ste 500 |
| Seattle, WA, 98101-1818 |
Amicus Curiae on behalf of Washington Women Lawyers |
| Alison Maria Romano Bettles |
| Nordstrom Inc. |
| 1700 7th Ave Ste 1000 |
| Seattle, WA, 98101-4407 |
Counsel for Other Parties |
| Mike Townsend (Appearing Pro Se) |
| King County Superior Court |
| 516 Third Avenue |
| C-912 |
| Seattle, WA, 98104 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
CAROLA WASHBURN and JANET ) No. 66534-1-I
LOH, individually and on behalf of the )
ESTATE OF BAERBEL K. ) DIVISION ONE
ROZNOWSKI, a deceased person, )
)
Respondents, )
)
v. )
)
CITY OF FEDERAL WAY, a ) PUBLISHED
Washington corporation, )
) FILED: March 26, 2012
Appellant. )
)
)
Cox, J. -- This is a wrongful death action arising from an act of domestic
violence in which Paul Kim stabbed to death Baerbel Roznowski, his intimate
partner, in her home. Kim murdered Roznowski shortly after a City of Federal
Way police officer served Kim with a temporary protection order restraining him
from either contacting Roznowski or being within 500 feet of her residence.
Unchallenged jury instructions become the law of the case.1 Here, the
City did not object below to the substance of the trial court's instruction regarding
its police department's duty to exercise ordinary care in the service and
1 State v. Hickman, 135 Wn.2d 97, 101-02, 954 P.2d 900 (1998); Garcia
v. Brulotte, 94 Wn.2d 794, 797, 620 P.2d 99 (1980).
No. 66534-1-I/2
enforcement of court orders. Likewise, the City does not challenge that
instruction on appeal. A jury could rationally find from the evidence in this
record that the City breached its duty to Roznowski to enforce the protection
order. Thus, the jury verdict stands to the extent of liability and damages in
favor of Roznowski's estate.
The City claims that the trial court erroneously denied its first summary
judgment motion. We do not generally review an order denying summary
judgment after a case goes to trial.2 Here, there were material factual issues
prior to trial, and the denial of the City's first motion for summary judgment did
not turn solely on a substantive issue of law. Accordingly, we do not review the
denial of this summary judgment motion.
The City also claims that the court erroneously denied its Civil Rule 50(a)
motion for judgment as a matter of law at the end of the plaintiff's case in-chief.3
In order to lay a foundation for appeal, the City was required to either renew its
motion pursuant to CR 50(b) or move for a new trial, claiming insufficiency of
evidence to support the verdict.4 Here, the City did neither. Accordingly, we do
not review the trial court's denial of the CR 50(a) motion at the close of the
plaintiff's case-in-chief.
2 Kaplan v. Nw. Mut. Life Ins. Co., 115 Wn. App. 791, 799-800, 65 P.3d
16 (2003), review denied, 151 Wn.2d 1037 (2004); see also Univ. Vill. Ltd.
Partners v. King County, 106 Wn. App. 321, 324, 23 P.3d 1090 (2001).
3 Brief of Appellant City of Federal Way at 24-25.
4 Unitherm Food Sys., Inc. v. Swift-Eckrich, Inc., 546 U.S. 394, 399-401,
126 S. Ct. 980, 163 L. Ed. 2d 974 (2006).
2
No. 66534-1-I/3
Finally, the trial court properly exercised its discretion by granting the
motion for a new trial on damages to Roznowski's daughters, Carola Washburn
and Janet Loh (collectively "Washburn"). We affirm the judgment on the verdict
to the extent of liability and damages to Roznowski's estate and also affirm the
grant of a new trial on Washburn's damages.5
Kim and Roznowski were intimate partners. Each had a separate
residence, but Kim spent most of his time living at Roznowki's home in Federal
Way.
The relationship between the two grew increasingly troubled. Several
days before the events that gave rise to this action, Roznowski called 911 to
report a verbal domestic situation. The police reported that Roznowski and Kim
had calmed down prior to their arrival and neither of them showed any signs of
injury. Nevertheless, in accordance with the City police's protocol for domestic
disturbance calls, an officer left a domestic violence booklet with Roznowski.
The officer also explained to Roznowski that she could obtain an anti-
harassment order.
Days after this incident, Roznowski contacted a domestic violence
advocate working at the King County Prosecutor's Office located in the Norm
Maleng Regional Justice Center. After consultation with the advocate,
Roznowski sought a protection order from the superior court to restrain Kim from
5 Washburn moved to strike the City's late filing of its Amended Response
to Brief of Amici Curiae Legal Voice and Washington Women Lawyers. We
grant the motion in part and do not consider any new material in the City's
amended brief.
3
No. 66534-1-I/4
being in her home or near her. She completed the paperwork herself and
presented it for consideration by a court commissioner on May 1, 2008. The
paperwork included a Petition for an Order for Protection-AH and a proposed
Temporary Protection Order and Notice of Hearing-AH.6
Roznowski's affidavit supporting her petition for the protection order
identified Kim as the person from whom she sought protection and identified him
as her "boyfriend." The affidavit also stated, among other things, that his most
recent acts included:
4/30 verbal attacks by Paul Kim because I moved wood to clean
yard. He is vehement about owning this pile of wood along with a
stack, 10' W x 6' H along the fence, as well as misc. supplies on
side of fence. I gave him notice that I'll [sic] plan to move 2 years
ago. Nothing was done.
. . . .
4/29 verbal attacks about same subject. He won't commit when
he'll remove items and personal belongings in crawl space. I can't
put house on market for sale until done. He deliberately stalls, and
the repeated answer is it takes time. . . . Paul Kim's residence is at
331 S 1st ... Federal Way but stays at [Roznowski's] home. He has
violent, verbal, insulting outbursts.
. . . .
[l]ast year [Kim's] outburst frightened me, I called 911, he came
close to hitting me. He left my place as promised. Within 15 min. I
received several calls from him. I changed the locks except for one
door.
He is capable of physical violence. I witnessed him beating his
oldest son in the past. In his present state of mind he can easily
retaliate with [sic] me.[7]
A court commissioner entered Roznowski's proposed temporary
protection order. By its plain terms, it restrained Kim "from making any attempts
6 Plaintiff's Trial Exhibit 2.
7 Id. at 7.
4
No. 66534-1-I/5
to contact" Roznoswki.8 It also restrained him "from entering or being within 500
feet" of her residence.9 The order also stated a return date of May 14, 2008, at
8:30 a.m. for a hearing on the issuance of a permanent protection order.
Roznowski then delivered copies of her petition and the temporary
protection order to the City's police department for service on Kim.1 At the police
department, she completed and submitted an additional document called a Law
Enforcement Information Sheet (LEIS).11
The LEIS states at the top of the form:
Do NOT serve or show this sheet to the restrained person! Do NOT
FILE in the court file. Give this form to law enforcement.[12]
Below the above directives in the LEIS, Roznowski provided additional
information about Kim to the police. She stated that an interpreter who spoke
Korean would be needed to serve Kim.13 She provided his residence address,
but further specified that he could be served at her residence address.14
Under the portion of the LEIS seeking "Hazard Information" about Kim,
8 Id. at 4.
9 Id.
1 RCW 10.14.100(2) provides: "The sheriff of the county or the peace
officers of the municipality in which the respondent resides shall serve the
respondent personally unless the petitioner elects to have the respondent
served by a private party."
11 Plaintiff's Trial Exhibit at 4.
12 Id. at 2 (emphasis added).
13 Id.
14 Id.
5
No. 66534-1-I/6
Roznowski checked the box marked "Assault."15 The LEIS also states that Kim
is a "current or former cohabitant as an intimate partner" and that Roznowski and
Kim are "living together now."16 The LEIS states further that Kim did not know
that he would be "moved out of the home."17 The LEIS also states that Kim did
not know that she was obtaining the protection order.18
Significantly, Roznowski also stated in the LEIS that Kim was "likely to
react violently when served."19
Early in the morning of May 3, 2008, Officer Andrew Hensing of the City's
police department picked up a folder at police headquarters in order to perform
the service of the protection order on Kim that Roznowski sought. The folder
included Roznowski's affidavit and petition for a protection order, the temporary
protection order entered by the commissioner, and the LEIS that we described
earlier in this opinion.2
Around 8:00 a.m. that morning, Officer Hensing arrived near Roznowski's
residence and parked his vehicle. He testified at trial that he did not completely
read the papers in the folder prior to serving Kim.21 Thus, he was then unaware
15 Id.
16 Id.
17 Id.
18 Id.
19 Id.
2 Report of Proceedings (Dec. 9, 2010) at 6-7.
21 Id. at 13-14.
6
No. 66534-1-I/7
of the information about Kim contained in the LEIS and in Roznowski's affidavit
supporting her petition for a protection order. It appears that he did not read the
information in the LEIS stating that a Korean interpreter would be needed
because there was no interpreter with the officer.
Officer Hensing testified at trial that he knocked at the front door of
Roznowski's home, and Kim answered.22 Officer Hensing asked Kim to identify
himself.23 The officer then served the order on Kim. According to the officer, a
brief conversation between the two followed.
Officer Hensing testified that he told Kim that he had been served with an
anti-harassment order and that there was a hearing date stated in the order.24
He asked Kim if he could read English and told Kim to read the order, which he
testified that Kim then did.25 Officer Hensing also testified that he asked Kim if
he had any questions.26
Officer Hensing testified that he "saw someone in the background" during
the exchange with Kim at the door of Roznowski's home, but did not know
whether the person "was male or female."27 He did not inquire further and
returned to his parked vehicle. There, he completed the return of service form.
22 Id. at 36.
23 Id. at 37-38.
24 Id. at 38-39.
25 Id. at 36, 39.
26 Id. at 38-39.
27 Id. at 39.
7
No. 66534-1-I/8
The entire interaction with Kim took about five minutes and was completed by
8:13 a.m.28 Officer Hensing left the scene without taking any further action.
The evidence at trial showed that Kim remained at Roznowski's residence
after Officer Hensing departed. This was notwithstanding the protection order's
direction that Kim was restrained from either entering or being within 500 feet of
the residence or from contacting Roznowski.
Less than an hour after Officer Hensing served Kim, Roznowski sent an e-
mail message to her daughter, Carola Washburn. She wrote:
Well -- [Kim] was served this morning. He doesn't understand a thing and
right away the blame came I am making trouble. . . . I gave him until 11 to
move stuff, then I'll get the key and garage door opener.[29]
Kim called a friend and asked him to come over. Kim left the house with
his friend for a brief period to go to a bank. He withdrew funds, gave them to the
friend, and asked that the friend give the funds to his nephew. The friend then
drove Kim back to Roznowski's residence.
The friend became concerned about Kim based on his actions and
statements during the trip to the bank. The friend contacted police with these
concerns. Police responded by going to Roznowski's house. They arrived at
11:55 a.m.3
Police discovered that Kim, in the ultimate act of domestic violence, had
stabbed Roznowski 18 times with a knife. She died of her wounds at the scene
28 Id. at 21; Plaintiff's Trial Exhibit 2 at 9.
29 Plaintiff's Exhibit 50.
3 Report of Proceedings (Dec. 8, 2010) at 8.
8
No. 66534-1-I/9
of the crime.
Washburn, individually and on behalf of Roznowski's estate, commenced
this wrongful death action against the City. The two daughters alleged
negligence, negligent infliction of emotional distress, and negligent supervision
and training on the part of the City. The City denied liability, asserting that the
public duty doctrine was a bar to all claims.
The City's first motion for summary judgment was based solely on the
defense that the public duty doctrine barred all claims. The trial court denied the
motion and the motion to reconsider.
The City sought discretionary review of the denial of its summary
judgment motion. A commissioner of this court denied review, and a panel of
judges denied the City's motion to revise that ruling.
The City's theory of the case at trial was that the public duty doctrine was
a bar to all claims. The City took the position that Roznowski's choice to seek
protection from Kim by way of an anti-harassment protection order pursuant to
chapter 10.14 RCW rather than a protection order under chapter 26.50 RCW
relieved the City of any duty to her other than to serve the order and complete
and file the return of service.
In Donaldson v. City of Seattle,31 this court held that police officers have a
mandatory duty to arrest alleged abusers if there are legal grounds to do so
under the Domestic Violence Prevention Act, chapter 10.99 RCW.32 Thus, here
31 65 Wn. App. 661, 831 P.2d 1098 (1992).
32 Id. at 669-71.
9
No. 66534-1-I/10
the City implicitly concedes that this case should have gone to trial if Roznowski
had obtained the "right" form or order, rather than the "wrong" one.
Washburn disagreed with the City's contentions at trial. She argued that
the City had a duty to enforce the protection order entered by the court on May
1, 2008. For various reasons, Washburn claimed that the public duty doctrine
did not bar the claims.
At the close of Washburn's case in chief and prior to presenting its own
case, the City moved for judgment as a matter of law, as provided for by
Superior Court Rule (CR) 50(a).33 The trial court denied this motion.
The jury returned a $1.1 million verdict solely in the estate's favor. It did
not award any damages to either of Roznowski's daughters, individually. The
court entered judgment on the verdict.
The City neither renewed its CR 50(a) motion pursuant to CR 50(b) nor
moved for a new trial pursuant to CR 59. Washburn moved for a new trial solely
on damages. The trial court granted Washburn's motion.
The City appeals.
LAW OF THE CASE
A primary issue on appeal centers on the effect of the City's failure to
object to the substance of the trial court's Instruction 12, and its failure either to
assign error to the instruction or to argue on appeal that its giving was improper.
This instruction states the City's duty to exercise ordinary care in the service and
33 Clerk's Papers at 2049-59.
10
No. 66534-1-I/11
enforcement of protection orders. As Washburn correctly argues, this instruction
constitutes the law of the case. Thus, the only question on appeal is whether
there is sufficient evidence to sustain the verdict under the instructions given.34
We hold that Instruction 12, to which the City did not object in substance,
is the law of the case. Additionally, there was sufficient evidence for the jury to
find that the City breached its duty to Roznowski, as defined by the instruction.
Under the law of the case doctrine, instructions given to the jury by the
trial court, if not objected to, shall be treated as the properly applicable law.35
State v. Hickman,36 is particularly instructive in the application of that doctrine to
this case.
There, the defendant was tried for insurance fraud in Snohomish County
Superior Court.37 The information charged him with presenting, or causing to be
34 Hickman, 135 Wn.2d at 101-03 (citing Tonkovich v. Dep't of Labor and
Indus., 31 Wn.2d 220, 225, 195 P.2d 638 (1948)); see also Noland v. Dep't of
Labor & Indus., 43 Wn.2d 588, 590, 262 P.2d 765 (1953) ("No assignments of
error being directed to any of the instructions, they became the law of the case
on this appeal, and the sufficiency of the evidence to sustain the verdict is to be
determined by the application of the instructions and rules of law laid down in
the charge."); Guijosa v. Wal-Mart Stores, Inc., 144 Wn.2d 907, 917, 32 P.3d
250 (2001) (citing Ralls v. Bonney, 56 Wn.2d 342, 343, 353 P.2d 158 (1960) (
"Instructions to which no exceptions are taken become the law of the case.");
Chelan County Deputy Sheriffs' Ass'n v. Chelan County, 109 Wn.2d 282, 300
n.10, 745 P.2d 1 (1987).
35 Hickman 135 Wn.2d at 102-03 (internal citations omitted); Lutheran
Day Care v. Snohomish County, 119 Wn.2d 91, 113, 829 P.2d 746 (1992))
(internal citations omitted).
36 135 Wn.2d 97, 954 P.2d 900 (1998).
37 Id. at 99.
11
No. 66534-1-I/12
presented, in Snohomish County, a false or fraudulent insurance claim.38 The to-
convict instruction at trial specified the elements of the crime of insurance fraud,
but added an additional element: that the act occurred in Snohomish County,
Washington.39 The State did not object to this added element.4 The jury
returned a guilty verdict.41
Hickman appealed, arguing that the State assumed the burden to prove
that the act occurred in Snohomish County and failed to do so.42 This court
rejected Hickman's argument and affirmed.43 The supreme court granted review
and reversed.
In discussing the law of the case doctrine, the supreme court stated that it
is "an established doctrine with roots reaching back to the earliest days of
statehood."44 The court cited an 1896 decision in which it held that "whether the
instruction in question was rightfully or wrongfully given, it was binding and
conclusive upon the jury, and constitutes upon this hearing the law of the case
... ."45 Accordingly, the Hickman court observed that the question is whether
38 Id. at 100-101.
39 Id. at 101.
4 Id. at 100-101.
41 Id. at 101.
42 Id.
43 State v. Hickman, 84 Wn. App. 646, 929 P.2d 1155 (1997).
44 Hickman, 135 Wn.2d at 101.
45 Id. at 102 n.2.
12
No. 66534-1-I/13
there is "sufficient evidence to sustain the verdict under the instructions of the
court?"46
Applying these principles, the Hickman court examined the sufficiency of
the evidence of the additional element -- "[t]hat the act occurred in Snohomish
County, Washington" -- and determined the evidence was insufficient.47 Despite
the fact that venue is not an element of the crime of insurance fraud that the
State must generally prove, Hickman held that venue became the law of the
case that the State was required to prove because it failed to object to the
instruction.48 Because there was insufficient evidence of the added element, the
court reversed and dismissed Hickman's conviction.49
The holding of Garcia v. Brulotte5 demonstrates that the law of the case
doctrine is not limited to criminal cases. In Garcia, there was a lack of
agreement among the jurors on the amount of damages and percentage of
plaintiff's negligence.51 "[Ten] jurors agreed on the amount of damages, and 10
jurors agreed on the percentage of plaintiff's negligence, but each was a
46 Id at 103.
47 Id. at 105-06.
48 Id. at 102 (citing State v. Lee, 128 Wn.2d 151, 159, 904 P.2d 1143
(1995)).
49 Id. at 106.
5 94 Wn.2d 794, 620 P.2d 99 (1980).
51 Id. at 796.
13
No. 66534-1-I/14
different set of 10."52 Nevertheless, because the verdict was consistent with the
court's jury instructions, the supreme court held that the verdict was consistent
with the law of the case.53 In doing so, the supreme court acknowledged that the
trial court's verdict instruction might be improper, stating that "[i]n the appropriate
case the issues raised by an interpretation of the statute, court rules, and
Washington precedent will be necessary to determine if the court's verdict
instruction here was correct . . . ."54 But in Garcia, the law of the case prevented
review of that legal question.
Here, the court and counsel for the parties extensively discussed whether
a duty of care instruction should be given to the jury. Near the end of this
discussion, and prior to counsel stating their exceptions, the following exchange
occurred:
COURT: So the way I'm going to word it, unless someone
has anything you want to say is, "A city police department has to
exercise ordinary care . . . in the service and enforcement of
court orders," period, because that's really all we are talking
about.
MR. CHRISTIE: For the way you are presenting the case, I
think that's appropriate. I will take exception for other
reasons.[55]
Following this exchange, the court assembled its final set of instructions.
Instruction No. 12 stated:
52 Id.
53 Id. at 797.
54 Id.
55 Report of Proceedings (Dec. 20, 2010) at 73-74 (emphasis added).
14
No. 66534-1-I/15
A city police department has a duty to exercise ordinary care in the
service and enforcement of court orders.[56]
The parties then stated their respective exceptions to the court's
instructions to the jury:
MR. CHRISTIE: . . . [W]e would take exception to the Court giving
. . . instruction 12. . . . [I]nstruction 12 is a statement of the City's
duty to exercise ordinary care for the reasons set forth before.
Given that we are talking about a failure to enforce exception, we
think it should be done in the manner that we have proposed by
instructing on the elements and then asking specific questions.[57]
Whether the City's exception to Instruction 12 complies with the
requirements of CR 51(f) is debatable. That court rule states:
Objections to Instruction. Before instructing the jury, the court shall
supply counsel with copies of its proposed instructions which shall
be numbered. Counsel shall then be afforded an opportunity in the
absence of the jury to make objections to the giving of any
instruction and to the refusal to give a requested instruction. The
objector shall state distinctly the matter to which he objects
and the grounds of his objection, specifying the number,
paragraph or particular part of the instruction to be given or
refused and to which objection is made.
It is unclear from this record whether the City's objection is anything more than
an objection to the wording of the instruction, as there is no further specific
explanation here of the basis of any substantive concerns of the City.
We acknowledge that the City's position below and on appeal has been
that this case should have been dismissed without reaching the stages of
crafting and giving instructions to the jury. But the case did result in a trial, and
in instructions to the jury. Our reading of the City's only exception to Instruction
56 Clerk's Papers at 2179.
57 Report of Proceedings (Dec. 20, 2010) at 80-81.
15
No. 66534-1-I/16
12 is that it objected to the wording only, and not to its substance.
In any event, the City neither assigned error to this instruction on appeal
nor otherwise argues on appeal that giving it was improper. In fact, the City
states in its Reply Brief that its failure to designate:
Jury Instruction 12 . . . is immaterial. Because the trial court erred
in ruling that the City owed [the] plaintiffs a duty of care to take
enforcement action and protect Ms. Roznowski from harm, it was
erroneous to give any instructions to a jury. The case should have
been dismissed as a matter of law and never reached the
instruction stage, the central argument made on summary
judgment, on reconsideration, and at the close of plaintiffs' case in
chief.[58]
We disagree with the City's view, as expressed in this briefing. On
appeal, the City does not challenge either the substance or the wording of the
instruction in any way. It plainly states that it is unnecessary to do so. Had the
City made a substantive objection to Instruction 12 at trial, it could have said so
on appeal. It did not.
Instruction 12 is now the law of the case for the City's duty to exercise
ordinary care in the service and enforcement of the protection order that is at
issue in this case. As we read the record, and in the absence of argument on
appeal, the City did not object to the substance of the instruction. It only
objected to the wording of the instruction. In any event, any claim to the contrary
was abandoned by the City's failure to challenge the instruction on appeal.
Because this instruction is now the law of the case, the only remaining
question is whether there was sufficient evidence to support the jury verdict. We
58 Reply Brief of Appellant City of Federal Way at 4 n.2.
16
No. 66534-1-I/17
hold that there was sufficient evidence for a jury to find that the City breached
the duty stated in this instruction. Whether Instruction 12 is a legally correct
statement of the duty owed by a City police department, an instruction that can
or should be given in future cases, is a question that we do not decide in this
case.
We review jury verdicts under a sufficiency of the evidence standard.59
"The record must contain a sufficient quantity of evidence to persuade a rational,
fair-minded person of the truth of the premise in question."6 A party challenging
the sufficiency of the evidence admits the truth of the opposing party's evidence
and all inferences that can be reasonably drawn therefrom.61 Such a challenge
requires that the "evidence be interpreted most strongly against the moving party
and in the light most favorable to the party against whom the motion is made."62
Here, there was sufficient evidence for the jury to find that Officer
Hensing, as an agent of the City, breached a duty by failing to exercise ordinary
care in the enforcement of the court order he served on Kim. He failed to read
the LEIS Roznowski provided that was designed to alert law enforcement of the
situation to be faced when serving Kim with the protection order. That
information included the fact that Kim was to be served at Roznowski's
59 Winbun v. Moore, 143 Wn.2d 206, 213, 18 P.3d 576 (2001).
6 Canron, Inc. v. Fed. Ins. Co., 82 Wn. App. 480, 486, 918 P.2d 937
(1996) (citing Bering v. Share, 106 Wn.2d 212, 220, 721 P.2d 918 (1986)).
61 Holland v. Columbia Irr. Dist., 75 Wn.2d 302, 304, 450 P.2d 488 (1969).
62 Id. (citations omitted).
17
No. 66534-1-I/18
residence. Moreover, it expressly stated that an interpreter who spoke Korean
would be needed to ensure Kim understood the provisions of the protection
order. The LEIS clearly stated under its "Hazard Information" section that Kim's
history included assault. Finally, the LEIS also provided additional information
that indicated the domestic relationship of Kim and Roznowski and that he was
"likely to react violently when served."
The temporary protection order also contained additional information that
Officer Hensing failed to read. Specifically, the order restrained Kim "from
making any attempts to contact [Roznowski]" and further restrained him from
"entering or being within 500 feet of [Roznowski's] residence." Despite these
express directives, both of which Kim violated upon being served, Officer
Hensing did nothing to enforce them. Regardless of whether enforcement would
have entailed either staying until Kim left Roznowski's residence or arresting him
if he failed to do so, Officer Hensing failed to enforce the express provisions of
the superior court's order that were intended to protect Roznowski from harm.
There was also expert testimony that the point of separation in a domestic
situation could escalate to violence where an alleged abuser is separated from
an alleged victim by way of a court order. That evidence supports what
happened in this case: Once Kim understood that he was to leave Roznowski's
residence and have no further contact with her, his behavior escalated into
deadly violence.
We conclude that this evidence was sufficient to persuade a rational, fair-
18
No. 66534-1-I/19
minded juror that the City breached its duty to Roznowski by failing to enforce
the order that Officer Hensing served on Kim. This supports the jury verdict to
the extent of liability and damages in favor of Roznowski's estate.
The City maintains that it did not owe any legal duty of care and all claims
are barred by the public duty doctrine.63 It characterizes Washburn's law of the
case argument as a procedural red herring that is intended to distract this court
from the merits of its appeal.64 We must disagree.
As we have explained, the law of the case doctrine is well-established.
The City cites to a number of cases that hold that "technical violation of the rules
will not ordinarily bar appellate review," where the nature of the challenge is
clear.65 But none of the cases the City cites address the failure of a party to
object substantively to a trial court's jury instruction. Thus, the City fails to
advance any argument why we should not apply the law of the case doctrine
here. Moreover, it fails to explain why the evidence is insufficient to support the
jury verdict on the basis of Instruction 12, which is the law of the case.
Accordingly, we are unpersuaded by the City's arguments to the contrary.
DENIAL OF SUMMARY JUDGMENT MOTION
63 Reply Brief of Appellant City of Federal Way at 9-12.
64 Id. at 5-6.
65 Daughtry v. Jet Aeration Co., 91 Wn.2d 704, 710, 592 P.2d 631 (1979);
see also State v. Clark, 53 Wn. App. 120, 123, 765 P.2d 916 (1988) (where
Rules on Appeal not strictly followed regarding assignments of error, if claimed
errors are clear then review is proper); McGovern v. Smith, 59 Wn. App. 721,
734, 801 P.2d 250 (1990) (where party fails to make proper assignment of error,
court may still consider the merits of the challenge where its nature is clear).
19
No. 66534-1-I/20
The City primarily argues that the trial court erroneously denied its first
motion for summary judgment, which it based on the public duty doctrine. At the
time of this motion, exceptions to the public duty doctrine were available theories
of the plaintiffs. There were then genuine issues of material fact whether such
exceptions applied. Because such genuine issues of material fact existed at the
time of the City's motion for summary judgment, and because the matter
proceeded to trial, we decline to review the denial of the motion.
Summary judgment shall be granted if the pleadings, depositions,
answers to interrogatories and admissions on file, together with the affidavits,
show that there is no genuine issue of material fact and that the moving party is
entitled to judgment as a matter of law.66 An appellate court reviews de novo a
grant or denial of summary judgment.67 Such an order is subject to review "if the
parties dispute no issues of fact and the decision on summary judgment turned
solely on a substantive issue of law."68 But as we noted in Kaplan v.
Northwestern Mutual Life Insurance Co.,69 "'[a] summary judgment denial cannot
be appealed following a trial if the denial was based upon a determination that
material facts are disputed and must be resolved by the factfinder.'"7
66 CR 56(c).
67 Green v. Am. Pharm. Co., 136 Wn.2d 87, 94, 960 P.2d 912 (1998)
(internal citations omitted).
68 Univ. Vill., 106 Wn. App. at 324; Kaplan, 115 Wn. App. at 799-800.
69 115 Wn. App. 791, 65 P.3d 16 (2003).
7 Id. at 799-800 (quoting Brothers v. Pub. Sch. Emps. of Wash., 88 Wn.
App. 398, 409, 945 P.2d 208 (1997) (citing Johnson v. Rothstein, 52 Wn. App.
20
No. 66534-1-I/21
Here, the City's first motion for summary judgment was based solely on
the theory that the public duty doctrine barred all claims in this wrongful death
action. The trial court denied the motion on the basis that there were genuine
issues of material fact for trial.
The City sought discretionary review of the denial of summary judgment.
A commissioner of this court denied discretionary review, stating that "the
legislative intent and special relationship exceptions arguably apply."71 The
ruling went on to explain why the then existing record arguably supported these
alternative arguments.72 A panel of judges of this court denied the City's motion
to revise that ruling.
We may not review a denial of summary judgment following a trial if the
denial was based upon a determination that material facts were in dispute and
had to be resolved by the fact finder. The rule stated in Kaplan bars review of
the denial of the City's first motion for summary judgment following the trial in
this case. There were material factual issues that existed at the time of the first
motion for summary judgment. Specifically, there were material factual issues
whether the special relationship exception to the public duty doctrine applied to
this case. This is so even if we concluded that the legislative intent exception to
this doctrine did not involve material factual issues. There were material facts in
dispute at the time of the first motion, facts that only a trial could resolve after
303, 304, 759 P.2d 471 (1988))).
71 Commissioner's Ruling Denying Discretionary Review, Clerk's Papers
at 751.
72 Id. at 758-60.
21
No. 66534-1-I/22
further development of the record.
The City argues that because its negligence was Washburn's sole
contention, the only question before the lower court at the time of the first
summary judgment motion was legal: whether the City owed Roznowski a duty of
care.73
"In all negligence actions the plaintiff must prove the defendant owed the
plaintiff a duty of care."74 Whether a duty is owed is a question of law.75 But
duty arises from the facts presented.76 To determine whether a defendant owes
a duty to the plaintiff, appellate courts have frequently reviewed whether
sufficient evidence supports a finding that the alleged duty was owed in the
particular circumstances of the case.77 Thus, a challenge to whether the
defendant owes a duty to a plaintiff sometimes requires a determination whether
facts can be proved that give rise to the alleged duty. In such cases, the issue
73 Reply Brief of Appellant City of Federal Way at 7.
74 Donaldson, 65 Wn. App. at 666.
75 Munich v. Skagit Emergency Commc'ns Ctr., 161 Wn. App. 116, 121,
250 P.3d 491, review granted, 172 Wn.2d 1026 (2011).
76 Torres v. City of Anacortes, 97 Wn. App. 64, 75, 981 P.2d 891 (1999).
77 Yankee v. APV North America, Inc., 164 Wn. App. 1, 3-10, 262 P.3d
515 (2011) ("there is insufficient evidence to create a material issue of fact that
APV had a duty to warn of asbestos exposure"); Borden v. City of Olympia, 113
Wn. App. 359, 370, 53 P.3d 1020 (2002) ("These facts are sufficient to support a
finding that the City actively participated in the 1995 project, and, if such a
finding is made, that the City owed a duty of due care."); Moore v. Wayman, 85
Wn. App. 710, 720-21, 723, 725-26, 934 P.2d 707 (1997) (reversing plaintiff's
negligence verdict because evidence was insufficient to support applicability of
special relationship, failure to enforce, and legislative intent exceptions to the
public duty doctrine).
22
No. 66534-1-I/23
of duty does not present a pure question of law.
Here, whether the City owed Roznowski a particularized duty as opposed
to a general duty of care could not have been determined at the time of the first
motion for summary judgment because the material facts were disputed. We
reject the City's overly simplistic characterization that only a legal question
existed.
For these reasons, we do not review the denial of the City's first summary
judgment motion.
DENIAL OF MOTION FOR JUDGMENT AS A MATTER OF LAW
The City also argues that the trial court erroneously denied its CR 50(a)
motion at the close of Washburn's case-in-chief. Washburn responds that we
may not review that denial because the City failed to renew its motion, as
provided under CR 50(b). Nor did the City move for a new trial based on
insufficient evidence. We agree with Washburn.
The Federal Rules of Civil Procedure (FRCP), on which the state
Superior Court Civil Rules are modeled, allow a party to challenge the
sufficiency of the evidence prior to the submission of the case to the jury under
FRCP 50(a). Such a motion may be renewed after the verdict and entry of
judgment under FRCP 50(b).78
In Unitherm Food Systems, Inc. v. Swift-Eckrich, Inc.,79 the United States
Supreme Court addressed the implications of a party's failure to move
78 FRCP 50(a) and (b).
79 546 U.S. 394, 126 S. Ct. 980, 163 L. Ed. 2d 974 (2006).
23
No. 66534-1-I/24
postverdict under FRCP 50(b) after denial of an initial FRCP 50(a) motion. The
Court noted that "[i]n the absence of such a motion," an "appellate court [is]
without power to direct the District Court to enter a judgment contrary to the one
it had permitted to stand."8 The Court cited a 1947 case in support of this
proposition.81 According to the Court, a postverdict motion is necessary
because:
[d]etermination of whether a new trial should be granted or a
judgment entered under Rule 50(b) calls for the judgment in the
first instance of the judge who saw and heard the witnesses and
has the feel of the case which no appellate printed transcript can
impart. Moreover, the requirement of a timely application for
judgment after verdict is not an idle motion because it is . . . an
essential part of the rule, firmly grounded in principles of
fairness.[82]
In Ortiz v. Jordan,83 the United States Supreme Court recently reiterated
its holding in Unitherm.84 There, the Court noted that "although purporting to
review the District Court's denial of the . . . pretrial summary-judgment motion,
several times [the Court of Appeals] pointed to evidence presented only at the
8 Id. at 400-01 (quoting Cone v. W. Va. Pulp & Paper Co., 330 U.S. 212,
218, 67 S. Ct. 752, 91 L. Ed. 849 (1947); Globe Liquor Co. v. San Roman, 332
U.S. 571, 68 S. Ct. 246, 92 L. Ed. 177 (1948)).
81 Id.
82 Id. at 401 (internal quotation marks and citations omitted) (alteration in
original).
83 __ U.S. __, 131 S. Ct. 884, 178 L. Ed. 2d 703 (2011).
84 Id. at 892.
24
No. 66534-1-I/25
trial stage of the proceedings."85 According to the Supreme Court, "[o]nce the
case proceeds to trial, the full record developed in court supersedes the record
existing at the time of the summary judgment motion."86
But the fatal flaw, according to the Supreme Court, was that the Ortiz
appellants failed to renew their motion, as FRCP 50(b) specifies. This failure
"left the appellate forum with no warrant to reject the appraisal of the evidence
by 'the judge who saw and heard the witnesses and ha[d] the feel of the case
which no appellate printed transcript can impart.'"87
When a Washington Court Rule is substantially similar to a present
Federal Rule of Civil Procedure, we may look to federal decisions interpreting
this rule for guidance.88 We do so here.
The language of FRCP 50(b) is virtually identical to CR 50(b).89 Karl
85 Id. at 889.
86 Id.
87 Id. (quoting Cone, 330 U.S. at 216) (alteration in the original).
88 Bryant v. Joseph Tree, Inc., 119 Wn.2d 210, 218-19, 829 P.2d 1099
(1992) (citing In re Lasky, 54 Wn. App. 841, 851, 776 P.2d 695 (1989); American
Discount Corp. v. Saratoga West, Inc., 81 Wn.2d 34, 37, 499 P.2d 869 (1972)).
89 FRCP 50(b) states:
Renewing the Motion After Trial; Alternative Motion for a New
Trial. If the court does not grant a motion for judgment as a matter
of law made under Rule 50(a), the court is considered to have
submitted the action to the jury subject to the court's later deciding
the legal questions raised by the motion. No later than 28 days
after the entry of judgment -- or if the motion addresses a jury issue
not decided by a verdict, no later than 28 days after the jury was
discharged -- the movant may file a renewed motion for judgment
as a matter of law and may include an alternative or joint request
25
No. 66534-1-I/26
Tegland states the necessity for either renewing a CR 50(a) motion or moving
for a new trial as a foundation for an appeal:
Foundation for appeal. A party may not simply move for
judgment as a matter of law before the case is submitted to the jury
pursuant to CR 50(a), and then (if the motion is denied) appeal
from the final judgment on the basis of insufficient evidence. In
order to lay a foundation for appeal, the party must first renew its
motion for judgment as a matter of law pursuant to CR 50(b) or, in
the alternative, move for a new trial based upon insufficient
evidence. This requirement is based upon the belief that in the
post-verdict context (CR 50(b)), the trial court should make the
initial determination of whether the evidence was sufficient to
support the verdict. The determination should not be made in the
for a new trial under Rule 59. In ruling on the renewed motion, the
court may:
(1) allow judgment on the verdict, if the jury returned a verdict;
(2) order a new trial; or
(3) direct the entry of judgment as a matter of law.
CR 50(b) states:
Renewing Motion for Judgment After Trial; Alternative Motion
for New Trial. If, for any reason, the court does not grant a motion
for judgment as a matter of law made at the close of all the
evidence, the court is considered to have submitted the action to
the jury subject to the court's later deciding the legal questions
raised by the motion. The movant may renew its request for
judgment as a matter of law by filing a motion no later than 10 days
after entry of judgment -- and may alternatively request a new trial
or join a motion for a new trial under rule 59. In ruling on a
renewed motion, the court may:
(1) If a verdict was returned:
(A) allow the judgment to stand.
(B) order a new trial, or
(C) direct entry of judgment as a matter of law . . . .
26
No. 66534-1-I/27
first instance by an appellate court.[9]
Tegland also cites to Unitherm and notes that, in its analysis of FRCP 50,
the Supreme Court had interpreted language virtually identical to the language
of CR 50. Thus, because of the similarity of CR 50(b) and FRCP 50(b), the
rationale of the Supreme Court's holding in Unitherm also applies to CR 50.
Here, the City neither renewed its CR 50(a) motion pursuant to CR 50(b)
nor moved for a new trial. The failure to do so is fatal to its request that we
review the trial court's denial of the City's CR 50(a) motion at the close of
Washburn's case-in-chief.
The City makes several arguments why we should not apply the federal
construction of FRCP 50 to CR 50. They are not persuasive.
First, the City argues that adoption of the Unitherm rule would be an
extremely harsh penalty because it has never before been applied in
Washington. But the Supreme Court's Unitherm decision was issued in 2006,
prior to the incidents at issue here. Given the accepted principle that we may
look to federal decisions interpreting federal rules that are substantially similar to
our state's rules,91 the City's argument is not persuasive. Additionally, that same
argument would apply equally to any adoption of a construction of a similarly
worded federal rule when construing our state rules of civil procedure. We are
unaware of any case that has taken that position, and the City fails to cite any
9 14A Karl B. Tegland, Washington Practice: Rules Practice CR 50
author's cmts. at 36 (5th ed. 2011).
91 Bryant, 119 Wn.2d at 218-19 (internal citations omitted).
27
No. 66534-1-I/28
authority in support of this argument.92
Second, the City attempts to distinguish the federal rule on the basis that,
in contrast to Unitherm, sufficiency of factual evidence is not at issue here.93
Rather, the City claims the question before us is "the sufficiency of the evidence
with respect to a legal issue: whether the City owed the plaintiffs any duty of
care."94 This claimed distinction is not material.
We explained earlier in this opinion that Instruction 12 established the law
of the case regarding the City's duty. Thus, the question is whether there was
sufficient evidence given the duty definition established by Instruction 12. Here,
as we also explained earlier in this opinion, the evidence is sufficient to support
the verdict. Accordingly, we reject this argument.
NEW TRIAL
Finally, the City argues that the trial court abused its discretion when it
granted Washburn's motion for a new trial on damages. We disagree.
Determination of the amount of damages is within the province of the
jury.95 But on review of a trial court's grant of a motion for a new trial based on
inadequate damages, reversal is only warranted "where the trial court abuses its
92 See State v. Johnson, 119 Wn.2d 167, 171, 829 P.2d 1082 (1992)
(holding that appellate courts will not review an issue unsupported by authority
or persuasive argument).
93 Unitherm, 546 U.S. at 403.
94 Reply Brief of Appellant City of Federal Way at 8.
95 Palmer v. Jensen, 132 Wn.2d 193,197, 937 P.2d 597 (1997).
28
No. 66534-1-I/29
discretion."96 Further "[a] much stronger showing of abuse of discretion will be
required to set aside an order granting a new trial than an order denying one
because the denial of a new trial 'concludes [the parties'] rights.'"97
The supreme court's analysis in Palmer v. Jensen98 controls here. There,
Jensen argued that Palmer's special damages were still a matter of legitimate
dispute because the jury could have concluded some of Palmer's treatment was
unnecessary.99 But the defense presented no evidence to call the treatment into
question.1 The supreme court held that, because the "uncontroverted evidence
at trial established that all of Palmer's medical treatment was related to the
accident, was necessary, and was reasonable," a new trial should be granted on
the issue of damages only.101
Here, the City did not dispute the evidence supporting the close
relationship between Roznowski and her daughters that constitutes the
underpinning of their claims as individuals. Likewise, the City did not dispute
that they suffered pain and suffering as a result of her death.
Furthermore, the special verdict form read "Was Defendant City of
96 Id. (citing Wooldridge v. Woolett, 96 Wn.2d 659, 668, 638 P.2d 566
(1981)).
97 Id. at 197 (quoting Baxter v. Greyhound Corp., 65 Wn.2d 421, 437, 397
P.2d 857 (1964)).
98 132 Wn.2d 193, 937 P.2d 597 (1997).
99 Id. at 199.
1 Id.
101 Id.
29
No. 66534-1-I/30
Federal Way's negligence a proximate cause of injury and damage to the
plaintiffs?" The jury responded "yes."102 Thus, the jury determined that the
City's negligence was a proximate cause of injury and damages to all three
plaintiffs, not just the estate.
The City argues that the jury's decision to award nothing to Roznowski's
daughters merely indicates that the jury "determined that Ms. Loh and Ms.
Washburn suffered general damages all caused by Paul Kim murdering their
mother, distinct from Ms. Roznowski's damages flowing from the 'foreseeable'
assault."103 However, the supreme court dismissed a similar argument in
Palmer. The difficulty where a defendant argues that the jury "could have
concluded" that some damages were not warranted, "'is that, carried to its logical
conclusion, there never could be an inadequate verdict, because the conclusive
answer would always be that the jury did not have to believe the witnesses who
testified as to damages, even though there was no contradiction or dispute.'"104
The undisputed evidence in this case of the daughters' relationship with their
mother, and the determination that the City's negligence was a proximate cause
of injury and damages to all plaintiffs, together support the trial court's decision
to grant a new trial for damages.
The trial court did not abuse its discretion by granting a new trial on
102 Clerk's Papers at 2093 (emphasis added).
103 Brief of Appellants at 49.
104 Palmer, 132 Wn.2d at 200 (quoting Ide v. Stoltenow, 47 Wn.2d 847,
851, 289 P.2d 1007 (1955)).
30
No. 66534-1-I/31
damages for Washburn.
OTHER CLAIMS AND DEFENSES
Washburn argues that we should affirm the judgment on the jury verdict
in favor of Roznowski on the basis of the duty articulated in Restatement
(Second) of Torts § 302B that this court applied in Robb v. City of Seattle105 and
other cases.106 Washburn also argues that the public duty doctrine does not bar
the claims in this action because the case law's failure to enforce, legislative
intent, and special relationship exceptions to that doctrine apply to this case.
The City claims that Robb is inapplicable here. The City also claims that
none of the case law exceptions to the public duty doctrine apply to this case.
Because we affirm on the basis of the law of the case doctrine and
decline to review the denials of the City's first motion for summary judgment and
the CR 50(a) motion, we decline to reach these respective arguments of the
parties.
We affirm the judgment on the jury verdict, subject to the trial court's grant
of a new trial on damages for Roznowski's daughters, which we also affirm.
105 159 Wn. App. 133, 144, 245 P.3d 242 (2010).
106 Tae Kim v. Budget Rent A Car Sys., Inc., 143 Wn.2d 190, 197-99, 15
P.3d 1283 (2001); Parrilla v. King County, 138 Wn. App. 427, 435-39, 157 P.3d
879 (2007).
31
No. 66534-1-I/32
WE CONCUR:
32
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