Court of Appeals Division II
State of Washington
Opinion Information Sheet
Docket Number: |
41060-5 |
Title of Case: |
Flor & Alvaro Avellaneda, Appellants V. State Of Washington, Respondent |
File Date: |
03/27/2012 |
SOURCE OF APPEAL
----------------
Appeal from Pierce County Superior Court |
Docket No: | 09-2-11474-4 |
Judgment or order under review |
Date filed: | 07/09/2010 |
Judge signing: | Honorable Ronald E Culpepper |
JUDGES
------
Authored by | Lisa Worswick |
Concurring: | Marywave Van Deren |
| Joel Penoyar |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Eugene Nelson BolinJr. |
| Law Offices of Eugene N. Bolin, Jr. |
| 144 Railroad Ave Ste 308 |
| Edmonds, WA, 98020-4100 |
Counsel for Respondent(s) |
| Garth Ahearn |
| Office of the Attorney General - Tacoma |
| Po Box 2317 |
| Tacoma, WA, 98401-2317 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
DIVISION II
FLOR AVELLANEDA and ALVARO No. 41060-5-II
AVELLANEDA, husband and wife, and
the marital community composed thereof,
Appellants,
v.
STATE OF WASHINGTON, PUBLISHED OPINION
Respondent.
Worswick, J. -- Flor Avellaneda was seriously injured when two cars crossed the median
on state route (SR) 512 and one of them struck her car. Flor1 and her husband, Alvaro
Avellaneda, sued the State, alleging that the Washington State Department of Transportation
(WSDOT) negligently failed to timely install a barrier on the SR 512 median. The trial court
granted summary judgment in favor of the State on the basis of discretionary immunity. The
Avellanedas appeal, arguing (1) the State was not entitled to discretionary immunity and (2)
genuine issues of material fact precluded summary judgment. We affirm summary judgment.
FACTS
On July 23, 2006, Flor was driving eastbound on SR 512 when two cars going the
opposite direction crossed the median and one of them struck her car. Although the WSDOT had
planned to install a cable barrier on that median, no barrier was in place at the time of the
1 Because Flor and Alvaro Avellaneda share the same last name, we refer to Flor by her first
name, intending no disrespect.
No. 41060-5-II
accident.
In 2001, the Highway Safety Executive Group amended the WSDOT's design manual to
recommend installing median barriers on medians less than 50 feet wide. Under RCW 47.05.010,
the WSDOT is required to rationally allocate funding based on the relative priority of projects,
which the WSDOT implements by formulating a "priorityarray" of projects for which it seeks
funding. CP at 386. To implement the design manual amendment pursuant to this priority
programming mandate, the WSDOT distributed guidelines to its regional offices instructing them
how to calculate benefit/cost ratios2 to determine the priority of potential median barrier projects.
The WSDOT also distributed a study to each WSDOT region that listed preliminary benefit/cost
ratios for potential projects. This study calculated the benefit/cost ratio for the stretch of SR 512
where Flor's accident would occur as zero. The regions were then instructed to refine these
benefit/cost ratios based on the characteristics and construction costs of each potential project.
The WSDOT's proposed budget for the 2003-05 biennium did not include a funding
request for the SR 512 project because all the projects the WSDOT requested funding for had a
benefit/cost ratio of one or greater and the SR 512 project had a benefit/cost ratio of zero. The
Transportation Commission reviewed and modified the budget before sending it to the legislature.
In August 2003, the portion of SR 512 where Flor's accident would occur was combined
with another stretch of SR 512, giving the combined project a much higher benefit/cost ratio,
making it 13th priority on the list of proposed median barrier projects. In April 2004, the
WSDOT adjusted the benefit/cost calculations to include collision data from 2001 and 2002, as
2 The WSDOT's benefit/cost ratios were obtained by dividing the projected benefit of a project by
its projected cost, with a higher ratio corresponding to more benefit for the cost.
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No. 41060-5-II
well as updated cost factors. The new calculation further adjusted the SR 512 project to 9th
highest priority.3
It typically takes the WSDOT at least a year to develop its budget for an upcoming
biennium. As such, the WSDOT began to formulate its budget for the 2005-07 biennium in the
fall of 2003. In September 2004, the WSDOT submitted its proposed budget, which included the
SR 512 project, for the governor to review. At the end of April 2005, the legislature passed the
budget appropriation for the WSDOT's funding request.
For efficiency, the WSDOT combined the SR 512 project with a median barrier project on
United States route (US) 101. The design process for this project began December 5, 2005, after
necessary project approvals were granted. The project was given an "advertisement date," the
date it was to be submitted to the public for bids, of May 15, 2006. CP at 85 But an unforeseen
sloping issue required additional design time, causing the WSDOT to push the project's
advertisement date to July 17.
Bids were due by August 16, and the WSDOT had 45 days to review the bid documents
and award the contract. The WSDOT awarded the winning bid on August 21, and the winning
bidder had up to 20 days to execute the contract. The winning bidder executed the contract on
September 8. The winning bidder then had 90 days to acquire the materials necessary for the
project. The winning bidder commenced construction of the US 101 portion of the project on
December 11. Work commenced on the SR 512 barrier in February 2007 and was substantially
3 According to the Avellanedas, the only evidence in the record of the SR 512 project's change in
benefit/cost ratios is a declaration by the State's counsel. This is incorrect. The record contains
declarations by WSDOT employees concerning the project's successive benefit/cost ratios, not
merely counsel for the State.
3
No. 41060-5-II
completed by March 30.
The Avellanedas sued the State, alleging that the WSDOT negligently delayed
constructing a cable barrier on SR 512, which would have prevented the crash. The State moved
for summary judgment on the Avellanedas' claims. The trial court ruled that there were genuine
issues of material fact whether the accident would have occurred with the cable barrier in place.
But the trial court further ruled that the State was entitled to discretionary immunity for its timing
of the project. The Avellanedas appeal.
ANALYSIS
I. Standard of Review
We review a grant of summary judgment de novo. Briggs v. Nova Servs., 166 Wn.2d
794, 801, 213 P.3d 910 (2009). Summary judgment is appropriate where, viewing all facts and
resulting inferences most favorably to the nonmoving party, the court finds no genuine issue of
material fact and the moving party is entitled to judgment as a matter of law. Briggs, 166 Wn.2d
at 801. "A genuine issue of material fact exists where reasonable minds could differ on the facts
controlling the outcome of the litigation." Ranger Ins. Co. v. Pierce County, 164 Wn.2d 545,
552, 192 P.3d 886 (2008).
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No. 41060-5-II
II. Discretionary Immunity
The Avellanedas first argue that the trial court erred by granting summary judgment to the
State under the doctrine of discretionary immunity. This argument presents two questions. First,
was the decision whether to include the SR 512 project in the WSDOT's priority array entitled to
discretionary immunity? And second, are there genuine issues of fact whether the WSDOT
negligently delayed the implementation of the SR 512 project once it was funded? We hold that
the decision to exclude SR 512 from the priority array was entitled to discretionary immunity and
that there is no genuine issue whether the WSDOT negligently delayed the project's
implementation.4
A. The Evangelical Test
Our Supreme Court set forth the test for discretionary immunity in Evangelical United
Brethren Church of Adna v. State, 67 Wn.2d 246, 407 P.2d 440 (1965). The Evangelical court
noted that "in any organized society there must be room for basic governmental policy decision
and the implementation thereof, unhampered by the threat or fear of sovereign tort liability." 67
Wn.2d at 254. In other words, "'it is not a tort for government to govern.'" 67 Wn.2d at 253
4 In reaching this conclusion, we leave undecided whether the State had a duty to exercise
reasonable care in deciding whether to upgrade SR 512 with a median barrier. The State
contends that there is no duty to upgrade existing, safe roads to conform to modern design
standards. We agree, per Ruff v. King County, 125 Wn.2d 697, 705, 887 P.2d 886 (1995), that
there is generally no such duty. But the parties did not address whether the design manual
amendment created a duty for the State to exercise reasonable care in deciding where to place
median barriers. The issue was not adequately briefed before us and we do not consider it.
Holland v. City of Tacoma, 90 Wn. App. 533, 538, 954 P.2d 290 (1998) ("Passing treatment of
an issue or lack of reasoned argument is insufficient to merit judicial consideration."); Melville v.
State, 115 Wn.2d 34, 39-40, 793 P.2d 952 (1990) (court declined to address whether duty arose
from internal agency policy where issue was not adequately briefed).
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No. 41060-5-II
(quoting Dalehite v. United States, 346 U.S. 15, 57, 73 S. Ct. 956, 97 L. Ed. 1427 (1953)
(Jackson, J., dissenting)).
Holding that it is necessary to draw the line between "truly discretionary and other
executive and administrative processes," the Evangelical court announced a four-factor test to
determine when discretionary immunity applies:
(1) Does the challenged act, omission, or decision necessarily involve a basic
governmental policy, program, or objective? (2) Is the questioned act, omission, or
decision essential to the realization or accomplishment of that policy, program, or
objective as opposed to one which would not change the course or direction of the
policy, program, or objective? (3) Does the act, omission, or decision require the
exercise of basic policy evaluation, judgment, and expertise on the part of the
governmental agency involved? (4) Does the governmental agency involved
possess the requisite constitutional, statutory, or lawful authority and duty to do or
make the challenged act, omission, or decision?
67 Wn.2d at 255. The court held, "If these preliminary questions can be clearly and unequivocally
answered in the affirmative, then the challenged act, omission, or decision can, with a reasonable
degree of assurance, be classified as a discretionary governmental process and nontortious,
regardless of its unwisdom." 67 Wn.2d at 255. The court further held that the question of
discretionary immunity "should present a question of law, although in some instances it may well
give rise to a mixed question of law and fact." 67 Wn.2d at 253.
Our Supreme Court has also held that discretionary immunity is a narrow doctrine, limited
to "discretionary" acts, not "ministerial" or "operational" ones. Taggart v. State, 118 Wn.2d 195,
214-15, 822 P.2d 243 (1992). In order for a decision to qualify as discretionary, the State must
show that the decision was the outcome of a conscious balancing of risks and advantages.
Taggart, 118 Wn.2d at 214-15. And the decision must be a basic policy decision by a high-level
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No. 41060-5-II
executive. Taggart, 118 Wn.2d at 215.
B. Discretionary Nature of the Priority Array Decision
The first question we must answer is whether the decision to exclude SR 512 from the
budgetary priorityarray was entitled to discretionary immunity. Washington courts have not
directly addressed whether a decision to include or exclude a project from the priorityarray
constitutes a discretionary decision. We hold that the decision here was, because the decision
satisfied the tests set forth in Evangelical and its progeny and because applying discretionary
immunity to this type of decision safeguards the separation of powers.
1. Application of Evangelical and Progeny
RCW 47.05.010 recognizes that limited revenues prevent the State from satisfying all
transportation needs and that "[d]ifficult investment trade-offs will be required." The statute
mandates a "priorityprogramming" system based on "the rational selection of projects and
services according to factual need and an evaluation of life cycle costs and benefits that are
systematically scheduled to carry out defined objectives within available revenue." RCW
47.05.010. The WSDOT complies with this priorityprogramming mandate by generating a
priorityarray of projects for which it requests funding. To formulate the priority array at issue
here, each WSDOT region developed a list of proposed projects based on cost/benefit ratios.
These lists were forwarded to WSDOT headquarters for consideration as part of the overall
budget, which the Transportation Commission reviewed before it was submitted to the legislature.
Our Supreme Court addressed the Evangelical factors in Stewart v. State, 92 Wn.2d 285,
597 P.2d 101 (1979). There, the court addressed the claim that the State had negligently
7
No. 41060-5-II
designed a section of freeway and the accompanying lighting system where an accident occurred.
92 Wn.2d at 292, 294. The court acknowledged that decisions such as those to build the freeway,
to decide its location, and to decide the number of lanes, are essential to a basic government
policy, program, or objective, satisfying the first and second Evangelical factors. 92 Wn.2d at
294. But the court held that negligently designing the freeway and its lighting system was not
essential to such a basic policy, program, or objective. 92 Wn.2d at 294. In other words, while a
decision may be protected by discretionary immunity, its negligent implementation will not be, as
negligent implementation is never essential to a basic policy, program, or objective. See also
Riley v. Burlington Northern, Inc., 27 Wn. App. 11, 17-18, 615 P.2d 516 (1980) (failing to place
adequate signs at railroad crossing was analogous to negligent freeway design in Stewart and not
protected by discretionary immunity).
The first Evangelical factor, that the decision necessarily involves a basic governmental
policy, program, or objective, is unequivocally satisfied here. RCW 47.05.010 expresses the basic
policy that highway funding decisions should be based on the rational selection of projects,
evaluating the costs and benefits, leading to difficult trade offs. The decision determining the SR
512 project's priority was at least as basic as the decision to build a single freeway, recognized in
Stewart as satisfying the first Evangelical factor. 92 Wn.2d at 294.
The second factor, that the decision is essential to the realization or accomplishment of
that policy, program, or objective, is satisfied as well. The priority array embodies the basic
policy underlying RCW 47.05.010 and is essential to its realization. The record reflects that the
WSDOT promulgated and followed guidelines for systematically ranking median barrier projects
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No. 41060-5-II
according to their benefit/cost ratios. Such systematic ranking was indispensible for the State to
comply with RCW 47.05.010.
The third factor, that the decision requires the exercise of basic policy evaluation,
judgment, and expertise, is also satisfied. Here, the WSDOT was required to collect data about
accident history and the cost of possible median barrier projects, and to devise a system to analyze
the data and rank potential projects. This required a great deal of basic policy evaluation,
judgment, and expertise.
Finally, the fourth factor, that the WSDOT possess the requisite constitutional, statutory,
or lawful authority and duty to do or make the challenged act, omission, or decision, is satisfied.
It is undisputed that the WSDOT had the requisite authority and duty to formulate the priority
array as it did here.
As such, formulating the priority array here unequivocally satisfied all four Evangelical
factors. Moreover, the Transportation Commission reviewed, modified, and finalized the
prioritized median barrier projects as part of the final WSDOT budget. The ultimate decision
regarding the funding of projects in the priority array thus rested with a high-level executive body;
it was not an operational-level decision.
Furthermore, the WSDOT showed that its decision here was the outcome of a conscious
balancing of risks and advantages. The record contains the guidelines WSDOT used to calculate
the priority of projects, as well as declarations by WSDOT employees that higher priority projects
were selected first. The Avellanedas submitted no evidence to the contrary. Accordingly, there is
no genuine issue of material fact whether the WSDOT consciously balanced the risks and
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No. 41060-5-II
advantages of selecting the projects to fund. Because the priority programming decision
excluding the SR 512 project satisfied the tests set forth in Evangelical and its progeny, this
decision was entitled to discretionary immunity.
The Avellanedas argue to the contrary that the WSDOT's decision to assign the SR 512
project an initial benefit/cost ratio of zero was ministerial and thus not subject to discretionary
immunity. But accepting this characterization would contravene past precedent of this court.
We rejected a similar theory in Jenson v. Scribner, 57 Wn. App. 478, 482-83, 789 P.2d
306 (1990). There, we considered the Jensons' claim that the State had negligently failed to
install a median barrier on SR 3. 57 Wn. App. at 479. The Jensons argued that the State was
liable for calculating the project's priority based on crash data collected every two years. 57 Wn.
App. at 482-83. They argued that if the State had collected data annually, the project would have
had a higher priority. 57 Wn. App. at 483. We held that data collection was part of the decision-
making process, not part of implementation, making it a discretionary act entitled to immunity.
57 Wn. App. at 483.
So too here, the calculation of the SR 512 project's benefit/cost ratio was part of the
decision-making process going into formulating the priority array. Like the decision as to how
often to collect crash data, the WSDOT's benefit/cost calculations here involved the application
of "basic policy evaluation, judgment, and expertise." Evangelical, 67 Wn.2d at 255. We hold
that just as the ultimate decision not to include SR 512 on the priority array, the particular
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No. 41060-5-II
benefit/cost calculation that gave SR 512 a ratio of zero was protected by discretionary
immunity.5
2. Separation of Powers
The doctrine of separation of powers further supports this conclusion. In McCluskey v.
Handorff-Sherman, 125 Wn.2d 1, 12-13, 882 P.2d 157 (1994), our Supreme Court "outline[d]
the analysis" for whether discretionary immunity applies to priority programming decisions by
citing several out-of-state cases relevant to the issue. But the court declined to actually decide the
issue because the State abandoned it at trial. McCluskey, 125 Wn.2d at 13.
McCluskey cited Julius Rothschild & Co. v. State, 66 Haw. 76, 655 P.2d 877 (Haw.
1982). 125 Wn.2d at 13. There, the Supreme Court of Hawaii addressed whether the state could
be held liable for failing to reconstruct or replace a bridge to comply with modern building
standards that were more rigorous than those in place when the bridge was built. 655 P.2d at 879-
80. The court applied a rule similar to Washington's, noting that Hawaii holds discretionary
government decisions immune from tort liability, but not operational level decisions. 655 P.2d at
880-81. The court had "no difficulty" in holding that the decision whether to reconstruct or
5 Furthermore, there is no evidence in the record that the WSDOT was negligent in determining
that the SR 512 project had a benefit/cost ratio of zero. The Avellanedas imply that the State
wrongfully withheld discovery on this issue, but they do not assign error on this basis. "It is well
settled that a party's failure to assign error to or provide argument and citation to authority in
support of an assignment of error, as required under RAP 10.3, precludes appellate consideration
of an alleged error." Escude v. King County Pub. Hosp. Dist. No. 2, 117 Wn. App. 183, 190 n.
4, 69 P.3d 895 (2003). Moreover, the Avellanedas did not move below to continue the summary
judgment motion to allow them to conduct additional discovery under CR 56(f). Failure to
request a continuance under CR 56(f) waives the issue. Guile v. Ballard Cmty. Hosp., 70 Wn.
App. 18, 24-25, 851 P.2d 689 (1993).
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No. 41060-5-II
replace the bridge involved the evaluation of "broad policy factors," immunizing the decision from
judicial review. 655 P.2d at 881. The court found it important to "'[recognize] the separate
powers and functions of the legislative and executive branches of state government and [protect]
them from any attempted disturbance through the courts." 655 P.2d at 881 (quoting Breed v.
Shaner, 57 Haw. 656, 562 P.2d 436, 442 (Haw. 1977)).
McCluskey also cited Industrial Indemnity Co. v. State, 669 P.2d 561 (Alaska 1983). 125
Wn.2d at 13. There, the Supreme Court of Alaska addressed whether the state could be held
liable for failing to install a highway guardrail. 669 P.2d at 562. Again, the court applied a similar
standard to that followed in Washington, asking whether the decision not to install a guardrail was
a "planning level" decision, entitled to immunity, or an "operational level" one. 669 P.2d at 563.
In applying this test, the court held that the principal policy underlying the discretionary immunity
doctrine is "to limit judicial re-examination of decisions properly entrusted to other branches of
government." 669 P.2d at 563. It also noted that courts should not intrude into matters of policy
that exceed their institutional competence. 669 P.2d at 563. The court held that because the
decision whether to install a guardrail involved "planning, an assessment of competing priorities,
and a weighing of budgetary consideration," the state's failure to install the guardrail was immune
from tort liability. 669 P.2d at 564-65.
Both Julius Rothschild and Industrial Indemnity are convincing. As both of those cases
noted, judicial intrusion into the difficult balancing of planning, policy, and budget trenches on the
authorityof both the executive and legislative branches. And as noted in Industrial Indemnity, it
is poor public policy for the courts to extend their influence into matters beyond their institutional
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No. 41060-5-II
competence. We are not equipped with the resources or expertise to second-guess the
legislature's funding decisions or the minutiae of the WSDOT's planning decisions and we decline
to do so.
Moreover, the separation of powers concerns reflected in Julius Rothschild and Industrial
Indemnity are consistent with those expressed by the Washington Supreme Court under other
circumstances. In general, Washington courts hold that the separation of powers doctrine is
violated when the activity of one branch threatens the independence or integrity or invades the
prerogative of another. Waples v. Yi, 169 Wn.2d 152, 158, 234 P.3d 187 (2010) (quoting
Putnam v. Wenatchee Valley Med. Ctr., 166 Wn.2d 974, 980, 216 P.3d 374 (2009)). And in
SEIU Healthcare 775NW v. Gregoire, the Supreme Court held that "[d]eciding the allocation of
limited state funds" in drafting a budget proposal is an essential policy decision that is political by
nature and within the prerogative of the executive. 168 Wn.2d 593, 600, 229 P.3d 774 (2010)
(quoting Marbury v. Madison, 5 U.S. (1 Cranch) 137, 170, 2 L. Ed. 60 (1803)). The court
moreover recognized that "the recent severe economic difficulties faced by our state present
circumstances dictating . . . judicial restraint" on budgetary matters. 168 Wn.2d at 601.
The Avellanedas ask us to invade the executive prerogative by permitting them to recover
in tort based on the WSDOT's decisions in drafting the budget proposal that excluded funding for
the SR 512 project. Such a result would violate the separation of powers by injecting our court
into the budget process after the fact. We decline to commit such judicial overreach by assigning
potential liability to a budgetary decision properly within the WSDOT's purview.
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No. 41060-5-II
C. Delay in Implementation
The Avellanedas also argue that there are genuine issues of material fact whether the
WSDOT negligently implemented the SR 512 project by unreasonably delaying it. We disagree
because there is no evidence of an unreasonable delay.
While the decision whether to include a project on the priority array is entitled to
discretionary immunity, negligent implementation of that decision may still be the basis for tort
liability. In Jenson, the plaintiffs conceded that the State's decision whether to include a median
barrier project on the priority array was a discretionary decision but they argued that the State
could be held liable for negligently implementing that decision after funding became available. 57
Wn. App. at 481. We agreed, noting that discretionary immunity does not apply to the negligent
implementation of discretionary decisions. 57 Wn. App. at 481 (citing Stewart, 92 Wn.2d at 294-
95).
However, in Jenson we did not find any genuine issue of material fact on the issue of
negligent implementation. 57 Wn. App. at 482. We noted that funds were authorized for
planning the SR 3 barrier project in the 1981-83 biennium, funds for the project itself were
authorized in the 1983-85 biennium, and the project was completed by August 1983. 57 Wn.
App. at 482. We held that under these circumstances, there was no genuine issue of fact whether
the State unreasonably delayed the SR 3 median project. 57 Wn. App. at 482.
So too here, the record reflects no unreasonable delay in the construction of the SR 512
median barrier project. As we set out above, the WSDOT sought funding for, designed,
advertised, and built the project. The record does not show any unexplained periods of inactivity
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No. 41060-5-II
on the project.
To the contrary, the Avellanedas argue that the project was first ranked 13th on the
priorityarray, but it was then reassigned a benefit/cost ratio of zero and removed from the array,
leading to a two-year delay. But the record reflects that the portion of SR 512 where Flor's
accident occurred was initially given a benefit/cost ratio of zero. This benefit/cost ratio was only
adjusted after the State combined the project with another stretch of SR 512 that had a higher
benefit/cost ratio. Moreover, as we noted above, the calculation of benefit/cost ratios is part of
the decision-making process and is subject to discretionary immunity. By analogy to Jenson, a
genuine issue of fact on the calculation of the benefit/cost ratio would not be material to the
State's liability and thus would not preclude summary judgment.
The Avellanedas further argue that the SR 512 project was negligently delayed because
the WSDOT failed to request funding for it in a series of supplemental funding requests made
during the 2001-03 biennium. But the decision whether to request supplemental funding is yet
another part of the discretionary process involved in prioritizing highway projects and is again
subject to discretionary immunity.
The Avellanedas finally argue that the WSDOT negligently failed to start the SR 512
project as soon as funding became available and negligently delayed the project during its
construction. However, there are no facts in the record to suggest that the WSDOT's timing of
the project was negligent. The Avellanedas argue that other, lower-ranked projects were
completed before the SR 512 project, showing a negligent delay. But the Avellanedas fail to cite
the record on this point, and our review of the record reveals no support for their assertion.
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No. 41060-5-II
Based on the record before us, reasonable minds could conclude only that there was no
unreasonable delay in the implementation of the SR 512 project. Accordingly, there is no genuine
issue of fact on this point and the Avellanedas' arguments fail.
Affirmed.
Worswick, J.
We concur:
Penoyar, C.J.
Van Deren, J.
16
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