Supreme Court of the State of Washington
Opinion Information Sheet
Docket Number: |
85408-4 |
Title of Case: |
Gendler v. Batiste |
File Date: |
04/12/2012 |
Oral Argument Date: |
10/11/2011 |
SOURCE OF APPEAL
----------------
Appeal from
Thurston County Superior Court
|
| 08-2-01833-1 |
| Honorable Chris Wickham |
JUSTICES
--------
Barbara A. Madsen | Signed Majority | |
Charles W. Johnson | Signed Majority | |
Tom Chambers | Signed Majority | |
Susan Owens | Signed Majority | |
Mary E. Fairhurst | Majority Author | |
James M. Johnson | Signed Dissent | |
Debra L. Stephens | Signed Majority | |
Charles K. Wiggins | Did Not Participate | |
Steven C. González | Did Not Participate | |
Karen G. Seinfeld, Justice Pro Tem. | Dissent Author | |
Gerry L. Alexander, Justice Pro Tem. | Signed Majority | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| Rene David Tomisser |
| Office of the Attorney General |
| Po Box 40126 |
| Olympia, WA, 98504-0126 |
Counsel for Respondent(s) |
| Keith Leon Kessler |
| Stritmatter Kessler Whelan Coluccio |
| 413 8th St |
| Hoquiam, WA, 98550-3607 |
|
| Kenneth Wendell Masters |
| Masters Law Group PLLC |
| 241 Madison Ave N |
| Bainbridge Island, WA, 98110-1811 |
|
| Shelby R Frost Lemmel |
| Masters Law Group PLLC |
| 241 Madison Ave N |
| Bainbridge Island, WA, 98110-1811 |
|
| Garth L. Jones |
| Stritmatter Kessler Whelan Coluccio |
| 413 8th St |
| Hoquiam, WA, 98550-3607 |
Amicus Curiae on behalf of Allied Daily Newspapers of Washi |
| Katherine George |
| Harrison Benis & Spence LLP |
| 2101 4th Ave Ste 1900 |
| Seattle, WA, 98121-2315 |
Amicus Curiae on behalf of Washington Newspaper Publishers |
| Katherine George |
| Harrison Benis & Spence LLP |
| 2101 4th Ave Ste 1900 |
| Seattle, WA, 98121-2315 |
Amicus Curiae on behalf of Washington Cities Insurance Auth |
| Michael E. Tardif |
| Freimund Jackson Tardif & Benedict Garra |
| 711 Capitol Way S Ste 602 |
| Olympia, WA, 98501-1236 |
Amicus Curiae on behalf of Washington Counties Risk Pool |
| Michael E. Tardif |
| Freimund Jackson Tardif & Benedict Garra |
| 711 Capitol Way S Ste 602 |
| Olympia, WA, 98501-1236 |
Amicus Curiae on behalf of Washington State Association for |
| Bryan Patrick Harnetiaux |
| Attorney at Law |
| 517 E 17th Ave |
| Spokane, WA, 99203-2210 |
|
| George M Ahrend |
| Ahrend Law Firm PLLC |
| 100 E Broadway Ave |
| Moses Lake, WA, 98837-1740 |
SUPREME COURT OF THE STATE OF WASHINGTON
MICHAEL W. GENDLER, )
)
Respondent, ) NO. 85408-4
)
v. ) EN BANC
)
JOHN R. BATISTE, WASHINGTON) Filed April 12, 2012
STATE PATROL CHIEF, )
)
Petitioner. )
______________________________ )
FAIRHURST, J. -- This case involves the Public Records Act (PRA), chapter
42.56 RCW, and its interplay with two statutes, RCW 46.52.060 and 23 U.S.C. §
409. Michael W. Gendler made a public records request for location-specific
accident reports from the Washington State Patrol (WSP). The WSP refused to
provide the records unless Gendler certified that he would not use the records in any
litigation against the State, claiming a federal statute, 23 U.S.C. § 409, protected the
records sought. WSP claimed the records were shielded because they were located
in an electronic database that the Department of Transportation (DOT) utilized for
Gendler v. Batiste, No. 85408-4
purposes related to the federal hazard elimination program, 23 U.S.C. § 152.
Gendler then brought a suit under the PRA and argued § 409 does not apply
to the WSP because it did not compile or collect the information for § 152 purposes.
Rather, the information was collected pursuant to WSP's statutory duty under RCW
46.52.060. The trial court agreed and, on summary judgment, ordered WSP to
produce the requested accident reports. The Court of Appeals affirmed. We also
affirm because § 409 does not extend to police accident reports generated and
received by WSP pursuant to its own statutory duty.
I. FACTUAL AND PROCEDURAL HISTORY
Gendler was riding his bicycle across Seattle's Montlake Bridge when his
front wheel was suddenly trapped in a seam on the bridge deck grating. Gendler
was thrown forward onto the roadway, seriously injuring his spine and rendering
him quadriplegic. As a result, he is no longer able to work full time in his law
practice or live independently.
Gendler subsequently learned that other bicyclists had been injured after their
bicycle wheels were jammed in the same manner on the same bridge. Alarmed by
these facts, Gendler sought out the history of such incidents by making a public
records request to the WSP. Specifically, he requested copies of police reports on
2
Gendler v. Batiste, No. 85408-4
all accidents on the Montlake Bridge involving bicycles.
The WSP responded that it could not provide accident reports by location and
that it would provide records to Gendler only if he were able to specifically identify
the person involved in the collision and the precise collision date. Gendler was also
informed that only the DOT was able to produce a historic list of traffic accidents
based on physical location and referred to a "Request for Collision Data" form that
would be necessary before the State would fulfill his request.1 Clerk's Papers (CP)
at 27.
After locating the form, Gendler discovered it required a certification that he
would not use the records in a lawsuit against the State or other government agency.
The exact language from the request form reads, "I hereby affirm that I am not
requesting this collision data for use in any current, pending or anticipated litigation
against a state, tribal or local government involving a collision at the location(s)
mentioned in the data." Id. This certification is purported to be in accordance with
23 U.S.C. § 409, a limited federal privilege that protects from discovery certain
records that the states create and compile for federal highway safety reporting
purposes. Gendler was unwilling to submit this certification, explaining:
Because I do not want to waive my right to use public records
1The request form is submitted to the DOT, although it is located on the WSP web site
and contains the official WSP logo.
3
Gendler v. Batiste, No. 85408-4
including reports of bicycle accidents on the Montlake Bridge in a civil
lawsuit to hold the State accountable for its negligence, I cannot sign
the public record request form. But I also do not want to waive my
right as a citizen to have access to these public records to promote my
ability to become fully informed about the history of this bridge and
about the conduct of the governmental agency or agencies responsible
for providing a reasonably safe road.
CP at 24. The State refused to provide the records because Gendler would not sign
the form.
Consequently, Gendler filed a complaint against John Batiste, chief of the
WSP, in Thurston County Superior Court for violation of the PRA. WSP asserted
that the requested records had been scanned and entered into a database created and
compiled for federal highway safety reporting purposes and were therefore
protected under 23 U.S.C. § 409. The trial court allowed the DOT to intervene,
granting it party status as a codefendant because it collected, analyzed, and
maintained the records sought and because WSP claimed only the DOT could
produce them.
Both sides moved for summary judgment on the sole issue of WSP's legal
obligation to provide the reports requested by Gendler. After hearing argument, the
trial court issued a memorandum decision concluding that state troopers completed
accident reports pursuant to their duty under RCW 46.52.060 to file, analyze, and
4
Gendler v. Batiste, No. 85408-4
publish statistical information about accidents. The trial court further reasoned that
23 U.S.C. § 409 did not protect these reports because they were completed for
purposes unrelated to federal highway safety funding obligations. Accordingly, the
trial court granted summary judgment to Gendler and ordered WSP to produce the
public records.2
The Court of Appeals affirmed. Gendler v. Batiste, 158 Wn. App. 661, 242
P.3d 947 (2010). We granted the State's petition for review, Gendler v. Batiste,
171 Wn.2d 1001, 249 P.3d 181 (2011), and now affirm.
II. ISSUE
Where the WSP has a statutory duty to file, tabulate, and analyze accident
reports under RCW 46.52.060, does 23 U.S.C. § 409 protect the WSP against
unconditional disclosure of those reports under the PRA because the data is also
collected or compiled by the DOT pursuant to the federal hazard elimination
program, 23 U.S.C. § 152?
III. ANALYSIS
Resolution of this case requires analysis of the interplay between three
2Gendler brought a separate tort action against the State for his injuries that has been
settled. See State Suppl. Br. at 3 & n.1.
5
Gendler v. Batiste, No. 85408-4
primary statutes: (1) The PRA, chapter 42.56 RCW; (2) RCW 46.52.060 (WSP's
duty); and (3) 23 U.S.C. § 409 (limited federal privilege). The PRA requires the
WSP to disclose all public records upon request, including data from accident
reports collected pursuant to its statutory duty. We hold § 409 is inapplicable to the
WSP in this context because WSP collected and compiled the reports pursuant to
RCW 46.52.060, and not for a § 152 purpose.
A. PRA
The PRA requires state and local agencies to disclose all public records upon
request, unless the record falls within a PRA exemption or other statutory
exemption. RCW 42.56.070(1); Progressive Animal Welfare Soc'y v. Univ. of
Wash., 125 Wn.2d 243, 250, 884 P.2d 592 (1994) (PAWS). We review agency
actions taken or challenged under the PRA de novo. RCW 42.56.550(3); Spokane
Police Guild v. Wash. State Liquor Control Bd., 112 Wn.2d 30, 34-35, 769 P.2d
283 (1989).
The PRA is regularly referred to as "a strongly worded mandate for broad
disclosure of public records." Hearst Corp. v. Hoppe, 90 Wn.2d 123, 127, 580
P.2d 246 (1978); Yakima v. Yakima Herald-Republic, 170 Wn.2d 775, 790, 246
P.3d 768 (2011). Its underlying policy is evidenced by RCW 42.56.030:
6
Gendler v. Batiste, No. 85408-4
The people of this state do not yield their sovereignty to the agencies
that serve them. The people, in delegating authority, do not give their
public servants the right to decide what is good for the people to know
and what is not good for them to know. The people insist on remaining
informed so that they may maintain control over the instruments that
they have created.
This court has also stated that the PRA's intent is
nothing less than the preservation of the most central tenets of
representative government, namely, the sovereignty of the people and
the accountability to the people of public officials and institutions.
[Former] RCW 42.17.251 [(1992), recodified as RCW 42.56.030].
Without tools such as the Public Records Act, government of the
people, by the people, for the people, risks becoming government of
the people, by the bureaucrats, for the special interests. In the famous
words of James Madison, "A popular Government, without popular
information, or the means of acquiring it, is but a Prologue to a Farce
or a Tragedy; or, perhaps both." Letter to W.T. Barry, Aug. 4, 1822, 9
The Writings of James Madison 103 (Gaillard Hunt, ed. 1910).
PAWS, 125 Wn.2d at 251.
In order to promote this policy and protect the public interest, the PRA is to
be "liberally construed and its exemptions narrowly construed." RCW 42.56.030.
Courts are also required to "take into account the policy . . . that free and open
examination of public records is in the public interest, even though such examination
may cause inconvenience or embarrassment to public officials or others." RCW
7
Gendler v. Batiste, No. 85408-4
42.56.550(3).
"'Public record'" is defined broadly to include "any writing containing
information relating to the conduct of government or the performance of any
governmental or proprietary function prepared, owned, used, or retained by any
state or local agency regardless of physical form or characteristics."
Former RCW 42.17.020(42) (2008). It has long been recognized that administrative
inconvenience or difficulty does not excuse strict compliance with public disclosure
obligations. Hearst Corp., 90 Wn.2d at 131-32; RCW 42.56.550(3). However,
"An agency has no duty to create or produce a record that is nonexistent." Sperr v.
City of Spokane, 123 Wn. App. 132, 136-37, 96 P.3d 1012 (2004). The record
sought must also be reasonably identifiable. Id. at 137.
If there is any dispute over a government agency's obligation to disclose
public records, the burden of proof is "on the agency to establish that refusal to
permit public inspection and copying is in accordance with a statute that exempts or
prohibits disclosure in whole or in part of specific information or records." RCW
42.56.550(1); Spokane Police Guild, 112 Wn.2d at 35. There is no dispute in this
case that WSP and DOT are subject to the PRA as state agencies. See former RCW
42.17.020(2) (2008) ("'State agency' includes every state office, department,
8
Gendler v. Batiste, No. 85408-4
division, bureau, board, commission, or other state agency.").
The WSP also admitted in its answer that the accident reports sought by
Gendler are public records. CP at 13. This was not disputed at either the trial court
or Court of Appeals. Yet, the State now argues in its petition for review that the
records are confidential under RCW 46.52.080, which provides that "accident
reports and supplemental reports and copies thereof shall be without prejudice to the
individual so reporting and shall be for the confidential use of the . . . chief of the
Washington state patrol."
This argument is without merit. In Guillen v. Pierce County, we
distinguished between reports submitted by motorists that were confidential and
reports submitted by law enforcement officers that were not. 144 Wn.2d 696, 713-
15, 31 P.3d 628, 34 P.3d 1218 (2001) (Guillen I), rev'd on other grounds, 537 U.S
129, 123 S. Ct. 720, 154 L. Ed. 2d 610 (2003) (Guillen II). We ruled police
accident reports are subject to disclosure under the PRA. Id. We noted that
citizens are entitled to disclosure of certain "raw data" from motorists' reports,
including the number, frequency, and circumstances of accidents occurring at a
particular location. Id. at 715 n.8. Gendler seeks only reports submitted by law
enforcement officers. CP at 416. Those reports are not confidential under RCW
9
Gendler v. Batiste, No. 85408-4
46.52.080.
Accordingly, Gendler properly requested disclosure of public records from
WSP, a state agency.
B. WSP's Statutory Duty
Since 1937, with the enactment of Washington's motor vehicle act, Title 46
RCW, law enforcement officers in this state have been required to prepare accident
reports for accidents on state highways. RCW 46.52.030 (Laws of 1937, ch. 189, §
135). Drivers involved in collisions may also submit a vehicle collision report.
RCW 46.52.030(1). These reports are compiled and collected pursuant to RCW
46.52.060 (Laws of 1937, ch. 189, § 138) of the motor vehicle act, which imposes a
duty on the chief of the WSP to
file, tabulate, and analyze all accident reports and to publish annually,
immediately following the close of each fiscal year, and monthly during
the course of the year, statistical information based thereon showing
the number of accidents, the location, the frequency, whether any
driver involved in the accident was distracted at the time of the
accident and the circumstances thereof, and other statistical
information which may prove of assistance in determining the cause of
vehicular accidents.
These reports must then be made available to the DOT "for further tabulation and
10
Gendler v. Batiste, No. 85408-4
analysis for pertinent data relating to the regulation of highway traffic, highway
construction, vehicle operators and all other purposes." Id.
The record in this case establishes that WSP provided accident reports
collected pursuant to the above statutory duty on request for many years. CP at
295. WSP was also able to, and did, provide reports of accidents that occurred at
the same location. Id. The basic process of the WSP involved receiving paper
accident reports and then sorting the reports' reference numbers by city street names
and five-digit county road reference numbers. CP at 305. Thus, if a citizen wanted
reports from accidents occurring at a specific location, he or she would provide the
WSP with the street name or county road reference (available through the county
engineer). CP at 304-05. The WSP would then search the paper reports to obtain
the collision report numbers specific to the identified location. CP at 305.
The State asserts that, under this system, it was not possible for the WSP to
produce an "accurate" list of location-specific accident reports. See, e.g., Pet. for
Review at 9, 13. It is unclear exactly what the State deems accurate, but this
assertion may be evaluated in light of the DOT's current ability to narrow accident
locations down to 1/100of a mile or roughly 50 feet.3 CP at 195. In any event, it is
3The Montlake Bridge is 345 feet long, according to a recently published DOT technical
manual. See Wash. State Dep't of Transp., Bridge List M 23-09.05, at 377 (Oct. 2011),
http://www.wsdot.wa.gov/publications/manuals/m23-09.htm.
11
Gendler v. Batiste, No. 85408-4
undisputed that these reports, however accurate or burdensome, were provided upon
request to members of the public for several years. The State's own public records
officer explained in a deposition in response to such requests that before 2003 she
"would roll out a big long bunch of paper reports and try to find every reference to
that particular street I could" but that it was "time-consuming." CP at 305.
This process changed in 2003 after the United States Supreme Court decided
Guillen II, limiting the scope of the federal privilege allowed by 23 U.S.C. § 409.
That case and the State records policy that followed are discussed below.
C. Limited Federal Privilege
In 1966, the United States Congress adopted the Highway Safety Act to
improve highway safety by encouraging closer federal and state cooperation with
respect to road improvement projects. 23 U.S.C. § 402. As part of this effort to
improve the nation's highways, Congress also adopted the hazard elimination
program in 1973. 23 U.S.C. § 152. Under this program, state governments are
provided federal funding to improve the most dangerous sections of their roads. Id.
To be eligible for the funding, states are required to systematically undertake a
thorough evaluation of their public roads. Id. Specifically, states must
conduct and systematically maintain an engineering survey of all public
roads to identify hazardous locations, sections, and elements, including
12
Gendler v. Batiste, No. 85408-4
roadside obstacles and unmarked or poorly marked roads, which may
constitute a danger to motorists, bicyclists, and pedestrians, assign
priorities for the correction of such locations, sections, and elements,
and establish and implement a schedule of projects for their
improvement.
23 U.S.C. § 152(a)(1).
This program raised concerns among the states because the increased self-
reporting of data increased the risk of tort liability. See Guillen II, 537 U.S. at 133-
34. In 1987, Congress enacted 23 U.S.C. § 409 at least in part to address these
concerns. Section 409 generally provided that information compiled by states
pursuant to 23 U.S.C. § 152 could not be admitted into evidence in any action for
damages. The statute was amended in 1991 to add that such information may not be
the subject of discovery.4 Today, § 409 reads:
Notwithstanding any other provision of law, reports, surveys,
schedules, lists, or data compiled or collected for the purpose of
identifying, evaluating, or planning the safety enhancement of potential
accident sites, hazardous roadway conditions, or railway-highway
crossings, pursuant to sections 130, 144, and 148[5] of this title or for
the purpose of developing any highway safety construction
4Guillen I, 144 Wn.2d at 717-24, provides a detailed account of the history surrounding §
409.
52005 amendments (Pub. L. No. 109-59, § 1401(1)(3)(C), 119 Stat. 1144, 1225) to § 409
struck "152" and inserted "148." Section 1401 also eliminated the hazard elimination program
under 23 U.S.C. § 152, and incorporated it into § 148 for purposes of certain federal funding
programs. But the authorization for the federal funding resides in 23 U.S.C. § 152, and § 152 has
not been repealed. H.R. Rep. No. 109-203, at 861-62 (2005), reprinted in 2005 U.S.C.C.A.N.
452, 482-84. The parties and the Court of Appeals refer only to § "152."
13
Gendler v. Batiste, No. 85408-4
improvement project which may be implemented utilizing Federal-aid
highway funds shall not be subject to discovery or admitted into
evidence in a Federal or State court proceeding or considered for other
purposes in any action for damages arising from any occurrence at a
location mentioned or addressed in such reports, surveys, schedules,
lists, or data.
1. Guillen II
The United States Supreme Court limited the scope of this protection in
Guillen II. That case arose from Ignacio Guillen's request for accident reports and
other materials and data under our state's PRA6 at the location of an intersection
where his wife was killed in an automobile accident. Guillen II, 537 U.S. at 136.
When Pierce County refused to provide any responsive information, Guillen brought
an action for violation of the PRA. Id. Like the WSP in this case, the county
attempted to justify its refusal by claiming the accident reports were privileged
under § 409 because another agency, the public works department, collected the
records for a purpose related to § 152. Guillen II, 537 U.S. at 136. The Court
disagreed.
Three different interpretations were argued. The county argued that a
6In 2005, the legislature recodified and renamed the public disclosure act (PDA), former
chapter 42.17 RCW (1973), as the Public Records Act (PRA), chapter 42.56 RCW. Laws of
2005, ch. 274, § 103. While Guillen (I and II) arose under the PDA, for clarity, we refer to the
statute as the PRA.
14
Gendler v. Batiste, No. 85408-4
document initially prepared and held by an agency for purposes unrelated to § 152
became protected under § 409 when a copy of that document was collected by
another agency for purposes of § 152. Guillen II, 537 U.S. at 143. Guillen
countered that § 409 protected only materials actually created by the agency
responsible for compliance with § 152. Guillen II, 537 U.S. at 144.
The United States, as intervenor, proposed a third interpretation that was
adopted by the Court: "§ 409 protects only information compiled or collected for §
152 purposes, and does not protect information compiled or collected for purposes
unrelated to § 152, as held by the agencies that compiled or collected that
information." Guillen II, 537 U.S. at 146. The Court explained that this was the
proper scope of the rule because it was broad enough to encompass information
collected from other agencies for § 152 purposes, while at the same time taking "a
narrower view of the privilege by making it inapplicable to information compiled or
collected for purposes unrelated to § 152 and held by agencies that are not pursuing
§ 152 objectives." Guillen II, 537 U.S. at 145-46. The Court also held § 409 was
an evidentiary privilege and, as such, "must be construed narrowly because
privileges impede the search for the truth." Guillen II, 537 U.S. at 144.
Under this rule, "an accident report collected only for law enforcement
15
Gendler v. Batiste, No. 85408-4
purposes and held by the county sheriff would not be protected under § 409" even if
the same report was held by another agency that obtained the report for § 152
purposes. Guillen II, 537 U.S. at 144. This approach is consistent with the purpose
of § 409 because the statute is not intended to make tort victims worse off than they
would have been had § 152 never existed. Guillen II, 537 U.S. at 146. In other
words,
there is no reason to interpret § 409 as prohibiting the disclosure of
information compiled or collected for purposes unrelated to § 152, held
by government agencies not involved in administering § 152, if, before
§ 152 was adopted, plaintiffs would have been free to obtain such
information from those very agencies.
Id.
2. Memorandum of Understanding
Months after the decision in Guillen II was published, WSP and DOT entered
into a memorandum of understanding (MOU) pursuant to the Interlocal Cooperation
Act, chapter 39.34 RCW. See CP at 205-07 (MOU). The Interlocal Cooperation
Act allows state agencies to exercise their respective authority jointly and
cooperatively. RCW 39.34.030(2). However, "No agreement made pursuant to
th[e Act] relieves any public agency of any obligation or responsibility imposed
upon it by law." RCW 39.34.030(5).7
16
Gendler v. Batiste, No. 85408-4
The MOU provides that DOT is to maintain all accident reports in its
database. CP at 205. It does not explicitly reference the § 152 hazard elimination
program, but the State asserts the DOT collects the data for purposes of compliance
with the program. See, e.g., Pet. for Review at 7. To this end, the DOT
implemented a uniform accident report form that contains specific data points
required under § 152. CP at 194. This form is now filled out by law enforcement
officers at the scene of a collision. Id. The WSP then scans the accident report into
the DOT computer system and destroys the paper originals. CP at 205. The
scanned image is then deemed to be the "report of record." Id.
With respect to funding, both parties reference 2003 legislative budget notes,
wherein the WSP and DOT are encouraged to enter into an interagency agreement
for reimbursement to DOT for the accident report activities previously performed by
WSP. See Washington State Legislative Budget Notes: 2003-05 Biennium and
2003 Supplemental, Program T-Transportation Planning, Date, & Research cmt. 8,
at 388 (Oct. 2003), http://lead.leg.wa.gov/ leap/budget/index_lbns.asp. We note
that this document is not law but a publication of various House and Senate
committees, prepared with the assistance of the Legislative Evaluation and
Accountability Program Committee, and intended to provide detail for enacted
7This limitation is subject to certain exceptions, not applicable to this case. See RCW
39.34.030(5)(a)-(b).
17
Gendler v. Batiste, No. 85408-4
budgets. The referenced note specifically stated, "It is the intent of the Legislature
that funding the costs associated with the collection, compilation, tabulation,
analysis, and publication of accident reports, police officer and investigator reports .
. . shall not impair or impinge on any party's rights under the state [PRA]." Id. cmt.
13 at 389. At least according to the budget notes, the reappropriation of funds was
not intended to affect any citizen's rights under the PRA.
Furthermore, the MOU does not limit WSP's access to, or use of, the reports.
CP at 205-07. Rather, the MOU establishes that the original reports and the
scanned images remain the property of the WSP. CP at 206. The "[d]ata collected
and tabulated" by the DOT, however, is considered to be the property and
responsibility of the DOT. Id. When a request is made for multiple accident reports
"based solely on a location," it is treated as a request for data and is referred to the
DOT. CP at 209. Before receiving the reports, the requester must sign a
certification that he or she will not use the reports in any litigation against the state,
tribal, or local government involving a collision at the location in question. CP at
27.
Based on this arrangement, the State claims the reports requested by Gendler
are privileged under § 409 because they are compiled or collected by the DOT
18
Gendler v. Batiste, No. 85408-4
pursuant to its § 152 federal highway safety reporting obligation. We disagree.
D. Gendler's Request for Public Records
The trial court correctly ordered the WSP to provide copies of the accident
reports upon Gendler's request without the State's limitation. WSP has a long
standing duty to "file, tabulate, and analyze all accident reports." RCW 46.52.060.
The accident reports sought by Gendler were existing, identifiable public records,
subject to disclosure under the PRA. The issue is whether federal law stands in the
way.
To determine whether § 409 applies, the relevant inquiry is whether the
information was compiled or collected, and held, by an agency for purposes
unrelated to § 152. Guillen II, 537 U.S. at 146. While the PRA is construed
broadly to promote open government, this limited federal privilege is narrowly
construed because it impedes the search for truth. Accordingly, we hold § 409 is
inapplicable to the WSP in this context because it collected and compiled the
reports pursuant to RCW 46.52.060 and not for a § 152 purpose.
The Court of Appeals correctly noted the State fails to explain how the
county sheriff in Guillen is any different from the WSP in this case, or how the
public works department is any different from the DOT. See Gendler, 158 Wn.
19
Gendler v. Batiste, No. 85408-4
App. at 674. The records, when held by the WSP, are not privileged as they would
be if held by the DOT because each agency collects and uses the records for
different purposes.
The MOU cannot alter the WSP's obligations under RCW 46.52.060. See
RCW 39.34.030(5). Furthermore, the language of the MOU itself supports
Gendler's position. It confirms that the reports remain the property of the WSP,
regardless of form, and that the WSP is not limited in its access to or use of the
reports. CP at 205-07. The fact that DOT is granted joint access to and use of the
reports for its own purpose does not change the character of the reports or divest
WSP of its authority or ability to produce them. Indeed, the WSP continues to own
even the scanned image of the accident report. CP at 205-06. These facts are
sufficient to conclude that the WSP continues to "hold" the records, even though
they reside in a joint database.
Nor does the type of form utilized by the WSP transform collection of the
information into a joint WSP-DOT § 152 purpose. While the form was designed to
include many categories of information needed by the DOT, which the WSP does
not ultimately use, it is nevertheless filled out by law enforcement officers for
WSP's own statutory purpose.
20
Gendler v. Batiste, No. 85408-4
A remarkably similar scenario was addressed in Goza v. Parish of W. Baton
Rouge, 2008-0086 (La. App. 1 Cir. 5/5/09), 21 So. 3d 320, cert. denied, 130 S. Ct.
3277 (2010). In that case, an injured motorist sued the state's department of
transportation and development (DOTD), alleging a design defect of a highway
curve. Id. at 325. The DOTD relied on § 409 and sought to exclude from the
matter accident reports related to the location. Goza, 21 So. 3d at 326. The DOTD
created the accident report form and trained local law enforcement officers to
properly complete the form to fulfill its obligations under § 152. Goza, 21 So. 3d at
328. However, as in this case, the law enforcement officers also compiled and
collected information contained on the form pursuant to its own statutory duty to
investigate and report accidents. Id. Applying Guillen II, the Goza court held §
409 did not apply because the records were compiled or collected for a purpose
unrelated to § 152. As the court reasoned:
To the extent that law enforcement accommodates the DOTD by
adopting the uniform accident report forms designed by the DOTD for
use in accident investigation, such action alone is insufficient to
transform the normal accident investigation duties of local law
enforcement agencies into an act of "information compilation and
collection for § 152 purposes." As such, we find no merit in the
DOTD's argument that the mere completion of the form designed by
the DOTD, and completed in accordance with training provided by the
DOTD, makes the completion of an accident report by local law
enforcement officials an act of compiling or collecting information for §
152 purposes.
21
Gendler v. Batiste, No. 85408-4
Goza, 21 So. 3d at 328. This is the appropriate analysis, and we adopt it here. As
in Goza, the WSP and DOT are acting together in some respects, but their purposes
are separate.
It is also significant that long before the creation of the database, WSP was
searching its reports and finding and disclosing information like that requested by
Gendler. WSP now claims it cannot search reports by a specific location without
the analysis performed by DOT. However, the fact that WSP has chosen to relocate
its records into a database that is subsequently analyzed in greater detail by the
DOT, does not relieve it of its obligation to produce the records upon request. The
trial court correctly ruled in its memorandum decision that "[i]f anything, these
documents currently should be more available to the public, just as they are more
available to the agencies who manage the database." CP at 322.
This reasoning is consistent with our Washington State Access to Justice
Technology Principles (hereinafter AJT), http://www.courts.wa/gov/court_rules/.
These principles apply to all courts of law and serve as a guide for all other actors in
our state justice system. AJT, scope. The AJT preamble declares, "The use of
technologies in the Washington State justice system must protect and advance the
fundamental right of equal access to justice. There is a particular need to avoid
22
Gendler v. Batiste, No. 85408-4
creating or increasing barriers to access." ATJ, pmbl. "'Technology'" includes "all
mechanisms and means used for the production, storage, retrieval, aggregation,
transmission, communication, dissemination, interpretation, presentation, or
application of information." AJT, scope (emphasis added). "[A]ccess to justice"
means the meaningful opportunity to acquire information necessary to assert a claim
or defense. AJT, pmbl. WSP cannot shield otherwise disclosable accident reports
under the guise of § 409 by depositing them in a forbidden DOT electronic
database. Permitting this would fly in the face of our well grounded principle that
technology should enhance access to information that is necessary for justice, not
create barriers.
WSP's interpretation of the MOU and § 409 is also contradictory to Guillen
II. That decision made clear that § 409 was not intended to make tort victims any
worse off than they would have been before the § 152 hazard elimination program.
The WSP's duty to generate these accident reports predates the federal program by
36 years. Until 2003, citizens have been able to request and receive copies of
accident reports specific to a location. The State now asks us to place Washington
citizens in a worse position than they would have been before § 152. The State's
argument is rejected. It is inconsistent with Guillen II and the intent of § 409.
23
Gendler v. Batiste, No. 85408-4
Section 409 does not extend to police accident reports generated and received
by WSP pursuant to its own statutory duty.8 The WSP's shared database with DOT
does not alter this duty or its obligations under the PRA. The Court of Appeals
correctly affirmed the trial court's order to produce the reports without limitation
upon Gendler's request. We hereby affirm the Court of Appeals and the trial court.
E. Gendler's Attorney Fees
The prevailing party in an action against a state agency to obtain access to a
public record is entitled to costs, including reasonable attorney fees. RCW
42.56.550(4). "Attorney fees incurred on appeal are included" in this provision.
PAWS, 125 Wn.2d at 271. To be awarded attorney fees or expenses on review
before this court, the party must make the request in its opening brief. RAP 18.1(b).
Additionally, "Requests made at the Court of Appeals will be considered as
continuing requests at the Supreme Court." Id. Because we affirm both the trial
8The dissent would remand the case to the trial court to take further evidence on the
factual issue of whether the WSP compiled the data in question to comply with its duty under
RCW 46.52.060. This is unnecessary. RCW 46.52.060 requires the WSP to collect accident
reports, identifying accidents by location. This duty predates § 152, and it is undisputed the
accident reports were available to the public, however accurate, before the hazard elimination
program. See CP at 304-05 (state public records officer explaining WSP provided accident
reports based on street name or county road reference). The fact that the DOT and WSP have
consolidated the collection process through the implementation of a more detailed form does not
negate the WSP's independent statutory duty. The record substantially supports the conclusion
that the WSP collected the information sought by Gendler to comply with this duty.
24
Gendler v. Batiste, No. 85408-4
court and Court of Appeals, Gendler is the prevailing party in this action to obtain
access to a public record. Gendler also specifically requested his attorney fees and
costs in his opening brief at the Court of Appeals. See Br. of Resp't at 40.
Accordingly, we hereby award Gendler his reasonable attorney fees and costs, to be
determined by the commissioner or clerk in accordance with RAP 14.6.
IV. CONCLUSION
The WSP has an independent statutory duty under RCW 46.52.060 to "file,
tabulate, and analyze" accident reports and to annually publish statistical
information showing, among other things, the location of such accidents. The PRA
requires the WSP to disclose all public records upon request, including data from
accident reports collected pursuant to its statutory duty. We hold § 409 is
inapplicable to the WSP in this context because it collected and compiled the
reports pursuant to RCW 46.52.060, and not for a § 152 purpose. We therefore
affirm the trial court and Court of Appeals and award Gendler his reasonable
attorney fees and costs on appeal.
AUTHOR:
Justice Mary E. Fairhurst
25
Gendler v. Batiste, No. 85408-4
WE CONCUR:
Chief Justice Barbara A. Madsen
Justice Charles W. Johnson Justice Debra L. Stephens
Justice Tom Chambers Gerry L. Alexander, Justice Pro Tem.
Justice Susan Owens
26
|