DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division III
State of Washington
Opinion Information Sheet
Docket Number: |
26942-6 |
Title of Case: |
In re Guardianship of Doris Jean Hoogstad |
File Date: |
01/31/2012 |
SOURCE OF APPEAL
----------------
Appeal from Lincoln County Superior Court |
Docket No: | 07-4-00025-7 |
Judgment or order under review |
Date filed: | 03/12/2008 |
Judge signing: | Honorable Philip W Borst |
JUDGES
------
Authored by | Dennis J. Sweeney |
Concurring: | Kevin M. Korsmo |
| Teresa C. Kulik |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Jenon Laurene (Appearing Pro Se) |
| Po Box 66004 |
| Burien, WA, 98166 |
Counsel for Respondent(s) |
| James vs Woodard |
| Attorney at Law |
| 16905 N Saddle Hill Rd |
| Colbert, WA, 99005-9320 |
FILED
JAN 31, 2012
In the Office of the Clerk of Court
WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
In re the Matter of the Guardianship of: No. 26942-6-III (cons. with
) No. 28655-0-III)
DORIS JEAN HOOGSTAD. )
)
JENON LAURENE, )
) Division Three
Appellant, )
)
v. )
)
LORI PETERSEN, )
) UNPUBLISHED OPINION
Respondent. )
)
Sweeney, J. -- Guardianship matters still sound in equity despite extensive
regulatory statutory schemes. Here, the court appointed a guardian for the person and
estate of an elderly impaired woman and then approved the management of the estate by
that guardian. The court's actions are easily supported in both fact and law and we affirm
the orders of the trial court in all respects and award fees to the prevailing guardian.
FACTS
Doris Jean Hoogstad is an 85-year-old widow who suffers from dementia. She has
No. 26942-6-III, No. 28655-0-III
In re Guardianship of Hoogstad
three grown children -- two daughters and a son -- and has lived most of her life in
Creston, Washington. Her youngest daughter, Sherene L. Nelson, petitioned for the
appointment of a guardian on May 7, 2007. That same day, the court appointed Lin D.
O'Dell, a registered guardian ad litem, as the guardian ad litem for Ms. Hoogstad.
Ms. O'Dell filed a report on Ms. Hoogstad in July 2007. She concluded that Ms.
Hoogstad suffered from mild to moderate dementia and required an outside professional
guardian. Ms. O'Dell also expounded on her contacts with Jenon Laurene, Ms.
Hoogstad's eldest daughter. Ms. Laurene apparently agreed that her mother needed a
guardian, but asserted that she should be appointed. Ms. Laurene is a retired registered
nurse. She lives on a disability pension in the Seattle area. Ms. Laurene insisted that
having her mother live with her was a good arrangement for the entire family. Ms.
O'Dell disagreed:
I also recommend that Jenon not be appointed as Guardian for the
Person and the Estate. I have been communicating with Jenon for some
time via telephone or e-mail. She is extremely opinionated and very
controlling. I believe that she will do anything to get her way. I also
believe she does not distinguish her need from her mother's needs. Jenon is
very efficient and does get things done, but cannot or will not believe or
understand that Doris Jean has civil rights and even with a Guardianship,
she remains an individual with certain rights.
Clerk's Papers (CP) at 802.
Ms. O'Dell supplemented her report in August 2007. She noted that Ms. Laurene
and Ms. Hoogstad had signed a rental
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In re Guardianship of Hoogstad
agreement for a home in Renton, Washington, and that Ms. Hoogstad did not remember
signing that agreement; and that:
Before leaving Spokane, Jenon took her mother to the bank and
switched the Safety Deposit Box into her name as well as Doris Jean's
name. In the spring of 2006, there was $33,000.00 in this Safety Deposit
Box. It was unknown how much money was left when the boxes were
transferred.
. . . .
. . . I also believe that Doris Jean is being financially exploited by
her daughter. I continue to recommend that an independent Guardian be
appointed.
CP at 7-8.
The court held a hearing for the appointment of a guardian on August 15, 2007.
Neither Ms. Laurene nor Ms. Hoogstad appeared at the hearing. The court appointed
Lori Petersen, a professional guardian, as the guardian of Ms. Hoogstad's person and
estate. Ms. Laurene moved for reconsideration of the order on August 30. The court
denied that motion on November 15.
Ms. Petersen petitioned for, and the court entered, an order that approved a budget,
disbursements, and an initial personal care plan on February 25, 2008. Ms. Petersen also
petitioned for authority to sell Ms. Hoogstad's real property; it consisted of a mobile
home on three acres in Creston, Washington. Ms. Laurene responded on March 7, with:
(1) a motion for order conditioning sale, (2) a petition for orders to issue a citation
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In re Guardianship of Hoogstad
removing Ms. Petersen as guardian and appointing a successor guardian, (3) a response to
petition for an order authorizing the sale of the real property, (4) a motion to condition
the sale of the real property on a just appraisal, and (5) another motion to condition the
sale on a just appraisal.
Ms. Laurene filed all of these pleadings again on March 10, 2008, along with: (1)
a second motion regarding escrow upon sale; and (2) a response to and request to deny
the petition for an order approving budget, disbursements, and initial care plan. The court
entered an order on March 12, that denied all of Ms. Laurene's motions and approved the
request to sell the real property after Ms. Laurene failed to appear at the hearing.
On March 17, 2008, Ms. Laurene moved the court to reconsider the order
approving the sale of the real property and all of the earlier motions and of her petition to
remove Ms. Petersen as guardian. She also moved to stay the sale of real property. Ms.
Laurene then appealed all of the court's rulings on March 17.
Ms. Laurene requested that the trial court allow her to appear by telephone. Ms.
Petersen objected. On April 10, 2008, the court again denied Ms. Laurene's motion for
reconsideration and her motion to stay, because she failed to appear in person:
I had a request for appearance by telephone by Ms. Laurene. I told
her that she had to be here for this hearing. She set the hearing -- for this
date. I understand that under Rule 43 that I have discretion, but she has not
showed up for previous hearings, and I wanted her here to testify, and to be
cross examined. And I sent her a letter on top of that saying she had to be
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In re Guardianship of Hoogstad
here. And as I understand it she acknowledged she got the letter; she
requested another appearance by telephone, which I didn't respond to
because I've already told her she had to be here.
Report of Proceedings (RP) (Apr. 10, 2008) at 27-28.
Ms. Laurene petitioned the Court of Appeals to stay the sale of Ms. Hoogstad's
real property on April 20. A commissioner here denied the petition. Ms. Laurene then
moved to modify the commissioner's ruling; that was denied on October 7. Ms. Laurene
petitioned for, and was denied, review of the order by the Supreme Court on December
29, 2008.
Ms. Petersen later received an offer to purchase Ms. Hoogstad's real property and
petitioned the court for an order directing the sale on April 22, 2009. Ms. Laurene
requested that the court deny the petition. The court ordered the sale on May 8. The
court confirmed the sale in June. Ms. Laurene then advised Ms. Petersen for the first
time that Ms. Hoogstad had executed a quitclaim deed on July 26, 2007 quitclaiming the
property to Ms. Laurene and reserving only a life estate. Ms. Hoogstad apparently signed
the deed 20 days before the court appointed Ms. Petersen as guardian. The deed was not
recorded, however, until June 11, 2009. As a result, Ms. Petersen could not transfer clear
title. The property is currently being leased pursuant to an order entered by the court on
September 24.
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In re Guardianship of Hoogstad
Ms. Laurene appealed "all" of the court's rulings. Ms. Petersen moved this court
to determine which trial court orders, if any, were reviewable, as many were not timely
appealed. We ruled that the only orders that were appealable were (1) the petition for
orders to issue citation removing the guardian and appointing a successor guardian; (2)
the response to the request to deny the petition for an order approving a budget,
disbursements, and an initial care plan; and (3) the second motion regarding escrow upon
sale.
In August 2009, Ms. Petersen moved for an order directing Ms. Laurene to return
Ms. Hoogstad's car, a 2000 Pontiac Bonneville, so that it could be sold. Ms. Petersen
confirmed with the Department of Licensing that Ms. Laurene had transferred title to
herself. Ms. Petersen wanted the car sold because Ms. Hoogstad could no longer drive.
The court had ordered that title be transferred back to Ms. Hoogstad in December 2008.
Ms. Laurene responded that the car was the only means of transportation reasonably
available to her and Ms. Hoogstad. The court held a hearing and then directed that the
car be turned over to Ms. Petersen.
Ms. Laurene appealed that order to this court. She also moved the superior court
to stay the order directing return of the car. Ms. Petersen responded that Ms. Laurene
lacked standing to take any legal action on behalf of Ms. Hoogstad except through Ms.
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In re Guardianship of Hoogstad
Petersen, as her guardian.
The court heard argument on the motion in October 2009. During the hearing, Ms.
Laurene disclosed that Ms. Hoogstad's Pontiac had been totaled in an accident in
approximately June 2009 and she, Ms. Laurene, had used the insurance proceeds to buy a
2000 Honda Civic. The court entered findings, conclusions and an order denying Ms.
Laurene's motion for stay:
Ms. Laurene intentionally withheld this information [regarding the vehicle]
from the Court at all levels, as well as counsel, and was maintaining motor
vehicle insurance on an automobile which she did not own, and was not
authorized to drive pursuant to the underlying Lincoln County guardianship
action.
. . . .
. . . Ms. Laurene, who is unable to set forth any authority
demonstrating standing or privity in this proceeding, continues to file
pleadings and various actions with the Court purporting to act in the best
interests of Ms. Hoogstad.
CP at 486-87 (Findings of Fact 2, 4). The court then barred Ms. Laurene from filing
further motions or requests for relief from the court in the matter. Ms. Laurene also
appealed that order.
DISCUSSION
Ms. Laurene appears in this matter pro se. Her brief is 75 pages long (not
including the appendices), convoluted, and in many respects improper. See RAP 10.3,
10.7. She petitioned this court to accept her brief as presented because she (1) could not
reduce the volume any further and (2) could
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not figure out how to format a document with Microsoft Office 2007. A commissioner of
this court accepted the brief, excluding any appendices not admitted by the superior
court. Her essential complaints appear to be that the court should have appointed her not
Ms. Petersen as guardian and that the court should not have approved the actions of the
guardian to transfer Ms. Hoogstad's real property or her car. We do our best to answer
those concerns.
Standing is a question of law that we review de novo. In re Guardianship of
Karan, 110 Wn. App. 76, 81, 38 P.3d 396 (2002). Ms. Laurene contends that the court
erroneously concluded that she lacked standing. She contends that her interests are
inextricably intertwined with Ms. Hoogstad's. She claims that her mother currently
speaks only through her. Ms. Petersen concedes that the interests of Ms. Laurene and
Ms. Hoogstad are inextricably intertwined, although only because of the unauthorized
and improper actions of Ms. Laurene. Ms. Petersen nevertheless contends that the court
was justified in denying Ms. Laurene standing and prohibiting her from filing further
pleadings in this matter in an effort to protect Ms. Hoogstad. RCW 11.96A.020.
Standing requires that a plaintiff have a personal stake in the outcome of a case in
order to bring suit. Gustafson v. Gustafson, 47 Wn. App. 272, 276, 734 P.2d 949 (1987).
"[T]he doctrine of standing prohibits a litigant from asserting another's legal right."
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In re Guardianship of Hoogstad
Miller v. U.S. Bank of Wash., N.A., 72 Wn. App. 416, 424, 865 P.2d 536 (1994). Family
members of an incapacitated person who is under the protection of a guardian have the
right, with cause, to apply for an order modifying a guardianship. RCW 11.88.120(2)
("any person").
The facts here help explain our response to Ms. Laurene's concerns. Ms. Laurene
drove her mother from Spokane to the west side of the state some time after the petition
for guardianship was filed in May 2007 and the appointment of a guardian ad litem.
They inspected a home in Renton, Washington, and apparently signed a rental agreement.
Ms. Hoogstad does not remember signing the agreement. Before leaving Spokane, Ms.
Laurene took Ms. Hoogstad to the bank and switched her safety deposit box into Ms.
Laurene's name, and removed some $30,000 in cash. Sometime later, Ms. Laurene also
had Ms. Hoogstad transfer title to the 2000 Pontiac Bonneville into her name. Ms.
Laurene also had Ms. Hoogstad deed her real property in Creston, Washington, to her.
Ms. Laurene and her mother's interests certainly are intertwined now. But that
does not give Ms. Laurene standing to act on her mother's behalf. The court appointed a
guardian ad litem in May 2007 and a professional guardian of person and estate in August
2007. Those guardians then had standing to act on behalf of Ms. Hoogstad. RCW
11.92.060.
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Ms. Laurene, as the daughter of Ms. Hoogstad, had the right to petition for an
order modifying a guardianship. RCW 11.88.120(2). She could challenge the
guardianship but not the individual actions of the guardian.
Ms. Laurene contends that Ms. O'Dell, as guardian ad litem, improperly refused to
consider her the guardian of her mother. She argues that she was a viable candidate for
the appointment and that Ms. Hoogstad clearly wanted her appointed as guardian. Ms.
Laurene contends that the court erred in appointing Lori Petersen because Ms. Petersen
has continuously failed to carry out the fiduciary responsibilities of a guardian. She
contends that Ms. Petersen has mismanaged the estate, misappropriated social security
funds belonging to Ms. Hoogstad, and improperly acted to sell the real property against
Ms. Hoogstad's wishes.
Ms. Petersen responds that Ms. Laurene's challenge to her appointment as
guardian should be stricken as untimely. She notes that the court established the
guardianship on August 15, 2007. Ms. Laurene moved for reconsideration on August 30.
And the court entered the order dismissing Ms. Laurene's motion for reconsideration on
November 15. Ms. Petersen contends that Ms. Laurene failed to appeal within 30 days of
entry as required by RAP 5.2(a) or 5.2(c).
We review a superior court's order denying reconsideration for abuse of
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In re Guardianship of Hoogstad
discretion. Rivers v. Wash. State Conference of Mason Contractors, 145 Wn.2d 674,
685, 41 P.3d 1175 (2002). Jurisdiction, however, is a question of law and so we review
de novo whether the court has the authority to pass on the challenge. Crosby v. Spokane
County, 137 Wn.2d 296, 301, 971 P.2d 32 (1999).
A timely notice of appeal is a prerequisite to appellate jurisdiction. RAP 5.2; In re
Marriage of Maxfield, 47 Wn. App. 699, 710, 737 P.2d 671 (1987). A notice of appeal
must be filed within 30 days after entry of the trial court decision. RAP 5.2(a). If a
notice of appeal is not filed "within 30 days of entry of an appealable order, the appellate
court is without jurisdiction to consider it." Maxfield, 47 Wn. App. at 710.
Here Ms. Laurene failed to timely appeal the final order of guardianship entered
on August 15, 2007. The notice of appeal was filed March 18, 2008, and sought review
of "all of the decisions of the Superior court." CP at 129. Ms. Laurene moved for
reconsideration of the August 15 guardianship order on August 30, andd the court denied
that motion on November 15. Under RAP 5.2(a), Ms. Laurene had 30 days from that
final denial to file her notice of appeal. Her March 18, 2008 filing comes too late.
Accordingly, we do not have jurisdiction to pass on the propriety of the final order of
guardianship.
Ms. Laurene also takes issue with the specific guardian appointed, Ms. Petersen.
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She contends that Ms. Petersen has continuously failed to carry out her fiduciary
responsibilities as guardian. She contends that Ms. Petersen has financially mismanaged
the estate, misappropriated social security funds belonging to Ms. Hoogstad, and
improperly acted to sell the real property against Ms. Hoogstad's wishes. Ms. Laurene
wrote that Ms. Petersen "has been a vicious, abusive and corrupt guardian." CP at 684.
"'A fiduciary is a person with a duty to act primarily for the benefit of another.'"
Cummings v. Guardianship Servs. of Seattle, 128 Wn. App. 742, 755 n.33, 110 P.3d 796
(2005) (quoting Guarino v. Interactive Objects, 122 Wn. App. 95, 128, 86 P.3d 1175
(2004)). The guardian of the person and estate of an incapacitated person owes a
fiduciary duty to her ward. In re Guardianship of Eisenberg, 43 Wn. App. 761, 766, 719
P.2d 187 (1986). Among the various duties of a guardian is to conserve and protect the
estate of the ward and act for the benefit of the ward when the ward's interests can be
properly determined. RCW 11.92.040(5). Again, the family members of the ward have
the right, with cause, to apply for an order modifying a guardianship. RCW
11.88.120(2).
Ms. Laurene petitioned to remove Ms. Petersen as guardian and for appointment of
a successor guardian. She outlined a list of complaints about Ms. Petersen's handling of
things. The court dismissed those motions when Ms. Laurene failed to appear. But,
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In re Guardianship of Hoogstad
regardless, Ms. Laurene makes no showing that Ms. Petersen has misappropriated funds
or acted improperly. Her unsupported assertions of impropriety, without more, do not
support a challenge to Ms. Petersen's appointment or her management of the estate.
We are without jurisdiction to address whether the court properly appointed a
guardian for Ms. Hoogstad and there is no showing, in any event, to support the
allegations that Ms. Petersen has acted improperly.
The management of the guardianship by the superior court is reviewed for abuse of
discretion. RCW 11.92.010; In re Guardianship of Johnson, 112 Wn. App. 384, 387-88,
48 P.3d 1029 (2002). A court abuses its discretion when it acts on untenable grounds or
for untenable reasons. In re Marriage of Gillespie, 89 Wn. App. 390, 398-99, 948 P.2d
1338 (1997).
Ms. Laurene contends that the superior court erred when it ordered her to sell her
mother's real property because Ms. Hoogstad did not want the property sold. Ms.
Laurene does not have standing to argue this issue on behalf of her mother. Again,
regardless, the court did not abuse its discretion in ordering the property sold.
A guardian simply serves as the court's agent through which the court seeks to
protect the ward's interest. See RCW 11.92.010; In re Guardianship of Gaddis, 12
Wn.2d 114, 123, 120 P.2d 849 (1942). The courts retain "full and ample power and
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In re Guardianship of Hoogstad
authority . . . to administer and settle . . . [a]ll matters concerning the estates and assets of
incapacitated . . . persons." RCW 11.96A.020(1)(a). A court may "proceed with [estate]
administration and settlement in any manner and way that to the court seems right and
proper." RCW 11.96A.020(2).
Here, the real property had to be sold because Ms. Hoogstad's expenses of $1,700
per month exceeded her $1,000 per month income. The court found that Ms. Petersen
had "followed the statutory requirements for placing the property for sale" and ordered
the property placed for sale. Ms. Petersen received a reasonable offer to purchase the real
property.
The court had tenable grounds and reasons, as presented by Ms. Petersen, for
ordering the sale of real property. Ms. Laurene should not have been allowed to
challenge the order.
Ms. Laurene has standing to challenge or modify the guardianship as a family
member under RCW 11.88.120(2). Telephonic argument on civil motions, including
family law motions, may be heard by conference call in the discretion of the court.
CR 7(b)(5). The court also has discretion to permit witnesses to testify through a
contemporaneous transmission to the court from an outside location. CR 43.
Here, the court denied Ms. Laurene's request to appear by phone. He told her
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In re Guardianship of Hoogstad
personally and sent her a letter that she had to attend the April 10, 2008 hearing. The
judge noted that Ms. Laurene set the hearing and he wanted her there to testify and be
cross-examined. Ms. Laurene had failed to appear at previous hearings. Ms. Laurene did
not appear and the court struck her motions. The court had discretionary authority to do
just that. CR 7(b)(5).
Ms. Laurene offers no support for her challenge to the court's order to sell Ms.
Hoogstad's car. And, as we have already noted, she has no standing to challenge the sale.
Regardless, the court found that Ms. Hoogstad was unable to drive and that there were
other methods of transportation available to her. The court found that Ms. Laurene had
replaced Ms. Hoogstad's original automobile without the court's or the guardian's
knowledge. And the court further found that "Ms. Laurene is clearly using the
replacement vehicle, a 2000 Honda Civic, primarily for her personal use. The file would
reflect that Ms. Hoogstad is in her late 80's, is significantly demented and is unable to
drive a motor vehicle." CP at 486.
The court had tenable grounds and reasons for ordering the sale of the car. Ms.
Laurene should not have been allowed to challenge the order anyway.
We affirm the orders of the trial court.
Ms. Petersen requests fees on appeal pursuant to RCW 11.96A.150 and RAP 18.1.
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She argues that the filings by Ms. Laurene, and her lack of candor to the court, the
guardian, and counsel justify an award of fees. We agree and award Ms. Petersen fees on
appeal.
A majority of the panel has determined that this opinion will not be printed in the
Washington Appellate Reports but it will be filed for public record pursuant to
RCW 2.06.040.
_______________________________
Sweeney, J.
WE CONCUR:
________________________________ _______________________________
Kulik, C.J. Korsmo, J.
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