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Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
65519-1 |
Title of Case: |
State Of Washington, Respondent V. Joseph Lewis Jones, Appellant |
File Date: |
03/12/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 08-1-02753-4 |
Judgment or order under review |
Date filed: | 06/07/2010 |
Judge signing: | Honorable James D Cayce |
JUDGES
------
Authored by | Stephen J. Dwyer |
Concurring: | Mary Kay Becker |
| J. Robert Leach |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Nielsen Broman Koch PLLC |
| Attorney at Law |
| 1908 E Madison St |
| Seattle, WA, 98122 |
|
| David Bruce Koch |
| Nielsen Broman & Koch PLLC |
| 1908 E Madison St |
| Seattle, WA, 98122-2842 |
Counsel for Respondent(s) |
| Prosecuting Atty King County |
| King Co Pros/App Unit Supervisor |
| W554 King County Courthouse |
| 516 Third Avenue |
| Seattle, WA, 98104 |
|
| Bridgette Eileen Maryman |
| King County Prosecutor's Office |
| W554 King County Courthouse |
| 516 3rd Ave |
| Seattle, WA, 98104-2385 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) DIVISION ONE
Respondent, )
) No. 65519-1-I
v. )
) UNPUBLISHED OPINION
JOSEPH LEWIS JONES, )
)
Appellant. ) FILED: March 12, 2012
________________________________)
Dwyer, C.J. -- A trial error affecting a constitutional right may be raised for
the first time on appeal, but only if the appellant demonstrates that the error had
practical and identifiable consequences. Because Joseph Jones has not
established that communications between the judge and jury during
deliberations in this case had such consequences, and because his other claims
lack merit, we affirm his conviction for rape of a child in the first degree.
I
In the summer of 2005, eight-year-old S.M. told her godparents that Jones
had raped her on several occasions. A family member contacted police.
On July 28, 2005, Dr. Rebecca Weister, a child abuse specialist at the
Harborview Sexual Assault Center, examined S.M. She found an irregularity in
her hymenal tissue consistent with either an impaling injury or sexual
penetration. On August 3, 2005, child interview specialist Ashley Wilske
No. 65519-1-I/2
interviewed S.M. The interview was recorded and transferred to a DVD.
In August 2005, the police concluded their investigation and forwarded
the results to the King County Prosecutor. No charges were filed at that time.
In December 2006, S.M.'s cousin L.H. alleged that Jones had raped her in
the summer of 2005 when she was eight years old. In January 2007, child
interview specialist Carolyn Webster interviewed L.H. That interview was also
preserved on a DVD.
On March 3, 2008, the State charged Jones with two counts of first
degree rape of a child, one involving S.M. and one involving L.H.
At trial, the court admitted the DVDs of the victims' interviews. Following
closing arguments, the court and counsel, in Jones's presence, discussed what
to do if jurors asked to replay the DVDs:
THE COURT: Okay. And what will happen is if they do want to
view those, then, I will close the courtroom, have them come in. I
won't say anything other than that they are not to talk while we play
the videos. We'll hand out the transcripts, I will tell them again
they can only look at the transcripts while they are observing the
video, and that as soon as the video is stopped, take the
transcripts from them, send them back into the jury room.
[PROSECUTOR]: Is that going to be done with us present or-
THE COURT: If you all want to be present, yes.
Normally, no.
[PROSECUTOR]: Okay.
[DEFENSE COUNSEL]: I don't have any desire to be present.
[PROSECUTOR]: I don't, either.
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No. 65519-1-I/3
Report of Proceedings (April 29, 2010) at 76-77. Jones said nothing during this
exchange.
During deliberations, the jury viewed the DVD of L.H.'s interview two
times and the DVD of S.M.'s interview three times. Only the judge, bailiff, and
court clerk were present during the replays.
The jury ultimately acquitted Jones of the charge involving L.H. but
convicted him of raping S.M. He appeals.
II
For the first time on appeal, Jones contends the trial court violated his
constitutional right to be present when it "repeatedly replayed critical evidence
for jurors in [his] absence without informing him of his right to be present or
obtaining a waiver of that right." Br. of Appellant at 1. He contends these
omissions require a new trial. The State counters that the alleged error is not
manifest constitutional error and therefore cannot be raised for the first time on
appeal. The State's position is the correct one.
Appellate courts generally will not review a claim of error raised for the
first time on appeal. An exception exists, however, for manifest errors affecting a
constitutional right. RAP 2.5(a). An error affecting a constitutional right is
"manifest" if the defendant can plausibly show that the error had practical and
identifiable consequences at trial. State v. Lynn, 67 Wn. App. 339, 345, 835
P.2d 251 (1992). While we question whether Jones has demonstrated
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No. 65519-1-I/4
constitutional error, we need not decide that question, in light of our
determination that he has not established that any such error was manifest.
It is a violation of a defendant's constitutional rights "for a trial court,
without prior notice to the defendant, to replay a tape for a deliberating jury in
the defendant's absence." State v. Rice, 110 Wn.2d 577, 613, 757 P.2d 889
(1988). Here, Jones does not dispute that he had notice of the court's proposed
communications with the jury. To the contrary, he argues that he had a right to
be present during any replays and that the trial court was required to ensure on
the record that he understood his right to be present and that he voluntarily and
knowingly waived that right.
However, even assuming that Jones had a right to be present, he cites no
authority requiring that a waiver of that right be made on the record. The
requirements for a valid waiver depend on the circumstances of each case,
including the nature of the constitutional right at issue and the defendant's
experience and capabilities. State v. Stegall, 124 Wn.2d 719, 725, 881 P.2d
979 (1994); State v. Cham, __ Wn.App. __, 267 P.3d 528, 533 (2011).
Numerous constitutional rights do not require an on-the-record waiver for such a
waiver to be valid.1 Indeed, courts have held that a waiver of the right to be
present can sometimes be implied from conduct or inferred from silence
1 See State v. Thomas, 128 Wn.2d 553, 559, 910 P.2d 475 (1996) (on-the-record waiver
not required for waiver of right to testify, right to confrontation, right to remain silent, and right to
self representation); State v. Woods, 143 Wn.2d 561, 608-09, 23 P.3d 1046 (2001) (no on-the-
record colloquy required for waiver of a capital defendant's right to present mitigating evidence).
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No. 65519-1-I/5
following notice of a communication between the judge and a juror. See State v.
Elmore, 139 Wn.2d 250, 299-300 n. 22, 985 P.2d 289 (1999) (waiver by
silence); State v. Thomson, 123 Wn.2d 877, 881, 872 P.2d 1097 (1994) (implied
waiver).
Here, it is undisputed that Jones was present when the court gave notice
of its proposed communication with the jury during any replays. He was also
present when the prosecutor asked if the replays would be done "with us
present" and the court said, "[i]f you all want to be present, yes." (Emphasis
added.) Arguably, a waiver can be inferred from Jones's silence in these
circumstances and need not be expressly made on the record.
We decline to decide that question, however, because even assuming
that Jones did not waive his right to be present, he fails to demonstrate that
conducting the replays in his absence was manifest error, meaning that it had
practical and identifiable consequences at trial. He concedes that the record is
silent as to whether anything was said during the replays. Nevertheless, he
speculates that the court might have made "a comment beneficial to the
prosecution and detrimental to Jones . . . ." Br. of Appellant at 14. Such
speculation is insufficient to establish manifest error, particularly when the court
stated on the record exactly what it was going to say and nothing suggests that
the court deviated from its plan. See State v. O'Hara, 167 Wn.2d 91, 99, 217
P.3d 756 (2009) (in determining whether alleged error had identifiable
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No. 65519-1-I/6
consequences, "the trial record must be sufficient to determine the merits of the
claim" and if the necessary facts are not in the record, the error is not manifest);
State v. Yonker, 133 Wn. App. 627, 634-36, 137 P.3d 888 (2006) (where record
was insufficient to determine whether prejudicial communication between bailiff
and jury occurred, reviewing court held that it would not "presume that a sworn
officer of the court . . . had been guilty of misconduct" and that appellant's
speculation was insufficient to establish prejudicial or manifest error).2
Equally speculative is Jones's claim that jurors might have concluded that
he "did not care enough about his trial to attend . . . or declined to attend based
on his perception conviction was inevitable." Br. of Appellant at 15. Moreover,
the record does not support this claim. Because neither defense counsel nor the
prosecutor attended the replays, the jurors had no reason to notice Jones's
absence or draw negative inferences from it. And because the jurors had begun
deliberations, they did not likely view the replays as something Jones should be
expected to attend.
Finally, even if Jones could raise this issue for the first time on appeal, he
could not establish reversible error. When, as in this case, communications
between a court and jury occur in the presence of a third party, a conviction will
be reversed only if the defendant first establishes "the possibility of prejudice."
State v. Caliguri, 99 Wn.2d 501, 508-09, 664 P.2d 466 (1983). This requirement
2 We note that had Jones raised this issue below, the court could have made a record
establishing exactly what, if anything, was said during the challenged periods.
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No. 65519-1-I/7
is not satisfied by mere speculation about how the trial court's action might have
influenced the jury's verdict. Yonker, 133 Wn. App. at 634-36; State v.
Hunsaker, 74 Wn. App. 209, 212, 873 P.2d 546 (1994). Instead, the defendant
must demonstrate a reasonably substantial possibility that the action influenced
the verdict. Hunsaker, 74 Wn. App. at 212. Jones has not made this showing.
Jones raises two additional claims in his statement of additional grounds
for review. Neither has merit. He contends for the first time on appeal that his
constitutional rights to due process and a fair trial were violated by a three-year
delay between the initial police investigation and the filing of charges. He fails,
however, to demonstrate manifest error or allege any specific prejudice. Nor
does he demonstrate that the record is sufficient to review such a claim, which
requires consideration of the State's reasons for any delay. State v. Oppelt, 172
Wn.2d 285, 257 P.3d 653 (2011). His contention that the charges should have
been severed, which is also raised for the first time on appeal, fails for
essentially the same reasons. See State v. Jones, 93 Wn. App. 166, 171, 968
P.2d 888 (1998) (appellant must show that joint trial was "manifestly prejudicial"
and "must show specific prejudice").
Affirmed.
We concur:
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No. 65519-1-I/8
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