Court of Appeals Division I
State of Washington
Opinion Information Sheet
Docket Number: |
64929-9 |
Title of Case: |
State Of Washington, Respondent V. Robert Besabe, Appellant |
File Date: |
03/05/2012 |
SOURCE OF APPEAL
----------------
Appeal from King County Superior Court |
Docket No: | 82-1-03195-6 |
Judgment or order under review |
Date filed: | 02/04/2010 |
Judge signing: | Honorable James E Rogers |
JUDGES
------
Authored by | J. Robert Leach |
Concurring: | C. Kenneth Grosse |
| Marlin Appelwick |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Washington Appellate Project |
| Attorney at Law |
| 1511 Third Avenue |
| Suite 701 |
| Seattle, WA, 98101 |
|
| Nancy P Collins |
| Washington Appellate Project |
| 1511 3rd Ave Ste 701 |
| Seattle, WA, 98101-3635 |
|
| Robert Saquil Besabe (Appearing Pro Se) |
| Doc # 337995 |
| Wsp |
| 1313 North 13th Avenue |
| Walla Walla, WA, 99362 |
Counsel for Respondent(s) |
| Prosecuting Atty King County |
| King Co Pros/App Unit Supervisor |
| W554 King County Courthouse |
| 516 Third Avenue |
| Seattle, WA, 98104 |
|
| Ann Marie Summers |
| King County Prosecutor's Office |
| 516 3rd Ave Ste W554 |
| Seattle, WA, 98104-2362 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, ) NO. 64929-9-I
)
Respondent, ) DIVISION ONE
)
v. ) PUBLISHED OPINION
)
ROBERT SAQUIL BESABE, )
)
Appellant. ) FILED: March 5, 2012
)
Leach, A.C.J. -- Robert Saquil Besabe appeals his convictions for one of
two counts of first degree murder and one count of attempted first degree
murder. Primarily, he contends that the first degree murder statute does not
apply to one victim, a child not born until after Besabe shot the mother. He also
claims that the court improperly instructed the jury and commented on the
evidence. Finally, Besabe argues that the court erred by responding to a jury
question without first consulting defense counsel. Because we determine the
status of a murder victim at the time of death and not when the defendant
commits the homicidal act and find no merit in Besabe's other assignments of
error, we affirm.
NO. 64929-9-I / 2
FACTS
Sometime around January 1982, Eleanor Velasco ended a dating
relationship with Robert Besabe. Several months later, she moved in with a
friend from work, Carolina Montoya. Besabe felt that Montoya's friendship
caused Velasco to end their relationship. In addition, he disapproved of the fact
that Montoya was carrying a baby fathered by an African American.
On the afternoon of August 16, 1982, Montoya picked Velasco up from
work. While driving their usual route home, the women saw Besabe standing on
the side of the road. Thinking that Besabe might have car trouble, Montoya
stopped to ask if he needed a ride. He got into the back seat of Montoya's car
and gave her driving directions. After driving for 10 to 15 minutes, Besabe told
Montoya to stop the car. Velasco pulled the passenger seat forward to let
Besabe get out. Besabe pulled a pistol and shot Montoya once in the head.
Then he fired a shot aimed at Velasco's head and left the vehicle. Velasco
thought the shot struck her, but it missed.
Paramedics took Montoya to Harborview Medical Center, where doctors
delivered Baby Boy Montoya by an emergency cesarean section. Medical
personnel estimated his gestational age at 30 to 32 weeks. Baby Boy Montoya
lived two days before dying of complications from premature birth.1 Carolina
1 At trial, in 2008, the retired medical examiner testified that given
advances in medical technology, the baby would likely have survived if the
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NO. 64929-9-I / 3
Montoya died approximately six weeks later.
After the shooting, Besabe fled Washington, eventually returning to the
Philippines where he was born. In December 2007, the State extradited Besabe
to Washington to stand trial. A jury convicted him of the first degree murders of
Carolina and Baby Boy Montoya and first degree attempted murder of Eleanor
Velasco. Besabe appeals.
ANALYSIS
Besabe raises multiple issues on appeal: (1) whether Baby Boy Montoya
was a "person" who could be the victim of first degree murder, (2) whether the
court should have instructed the jury to decide if Baby Boy Montoya was a
"person," (3) whether the court commented on the evidence with instructions that
assumed Baby Boy Montoya was a "person," (4) whether the court incorrectly
instructed the jury regarding transferred intent, (5) whether the court erred by
responding to a jury question without consulting counsel, and (6) whether the
court incorrectly instructed as to the elements of attempted first degree murder.
Besabe first contends that Baby Boy Montoya could not be a murder
victim because he was not a "person." A homicide is the killing of a human
being, and murder is one of five defined ways to commit a homicide in
Washington.2 As charged in this case, "[a] person is guilty of murder in the first
shooting had occurred today.
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NO. 64929-9-I / 4
degree when [w]ith a premeditated intent to cause the death of another person,
he or she causes the death of such person or of a third person."3 The criminal
code does not define "human being" but defines "person" as "any natural person
and, where relevant, a corporation, joint stock association, or an unincorporated
association."4 It does not provide any definition for "natural person." Thus, a
murder victim must be a human being and a natural person. Although not
statutorily defined, in the context of this analysis these two terms are
synonymous. Because Baby Boy Montoya was not born until after Besabe shot
his mother and died two days later from complications of his premature birth,
Besabe claims he was not a natural person.
The meaning of a statute is a question of law that we review de novo.5 "In
the absence of a specific statutory definition, words in a statute are given their
common law or ordinary meaning."6 Additionally, RCW 4.04.010 provides,
The common law, so far as it is not inconsistent with the
Constitution and laws of the United States, or of the state of
Washington nor incompatible with the institutions and condition of
society in this state, shall be the rule of decision in all the courts of
this state.
The common law follows the "born alive" rule that
2 RCW 9A.32.010.
3 RCW 9A.32.030(1)(a).
4 RCW 9A.04.110(17).
5 Baum v. Burrington, 119 Wn. App. 36, 39, 79 P.3d 456 (2003).
6 State v. Chester, 133 Wn.2d 15, 22, 940 P.2d 1374 (1997).
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NO. 64929-9-I / 5
"prescribes that only one who has been born alive can be the
victim of homicide. Causing the death of a fetus, whether viable or
not, was not considered homicide at common law. If, however, the
fetus was born and then died of injuries inflicted prior to birth, a
prosecution for homicide could be maintained."[7]
The overwhelming majority of jurisdictions confronted with the prosecution of a
defendant for conduct harming a pregnant mother, causing the death of the
subsequently born child, affirm the defendant's conviction.8 No Washington
criminal case adopts or applies the "born alive" rule. Following the dictate of
RCW 4.04.010, we adopt this majority common law rule. This means that we
determine whether Baby Boy Montoya was a person as of the time he died, not
when Besabe shot his mother.
Uncontroverted evidence established that Baby Boy Montoya was born
prematurely after the attack on his mother. He survived for nearly two days.
Therefore, as a matter of law, he was a person for purposes of the first degree
murder statute.9
Besabe relies on State v. Dunn10 to support his argument that the murder
statute does not apply to harm inflicted on an unborn child. In Dunn, the State
charged a mother with second degree criminal mistreatment of her unborn child
for using cocaine during pregnancy. Specifically, the State asserted that Dunn
7 State v. Courchesne, 296 Conn. 622, 675, 998 A.2d 1 (2010) (quoting
Commonwealth v. Booth, 564 Pa. 228, 240, 766 A.2d 843 (2001)).
8 State v. Aiwohi, 109 Haw. 115, 123, 123 P.3d 1210 (2005).
9 See Courchesne, 296 Conn. at 675.
10 82 Wn. App. 122, 916 P.2d 952 (1996).
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NO. 64929-9-I / 6
recklessly disregarded her doctor's warnings, ingested cocaine, and by this
conduct created an imminent and substantial risk of death or great bodily harm
to her unborn child.11 The trial court dismissed the charge, holding that an
unborn child was not within the class protected by the criminal mistreatment
statute. Division Three of this court agreed. After noting that the legislature
defined "child" as "a person under eighteen years of age,"12 the court stated, "No
Washington criminal case has ever included 'unborn child' or fetus in its
definition of person."13 It also observed that when the legislature intends to
include an unborn child within a class of criminal victims, it specifically includes
language to indicate a departure from "the typical definition of a child as a
person from the time of birth to age 18."14
Dunn's analysis does not apply here because the criminal mistreatment
statute differs significantly from the murder statute. The elements of second
degree criminal mistreatment of a child include proof that the defendant caused
substantial bodily harm by withholding the basic necessities of life from a child.
Thus, the language of the charging statute in Dunn required both that the
wrongful act be committed against a child and that the child have suffered
11 Dunn, 82 Wn. App. at 124-25.
12 RCW 9A.42.010(3).
13 Dunn, 82 Wn. App. at 128.
14 Dunn, 82 Wn. App. 128-29 (emphasis added).
15 Former RCW 9A.42.030 (1986).
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NO. 64929-9-I / 7
harm.15 Because the victim in Dunn was not a child at the time of the wrongful
act, the criminal mistreatment statute did not apply. In contrast, the murder
statute does not have this dual requirement for the victim. To commit first
degree murder, a person, with a premeditated intent to cause the death of
another person, must cause the death of that person or of a third person.16 In
other words, the statute defining first degree murder only requires that the victim
be a person at the time of death and not at the time the defendant commits a
homicidal act. This is consistent with the common law "born alive" rule.
Besabe next contends that the trial court should have submitted the
question of whether Baby Boy Montoya was a person to the jury for decision. As
presented in this case, this question is one of law and not one of fact. Both at
trial and before this court, Besabe did not dispute any facts essential to
determining if Baby Boy Montoya could be a murder victim. Instead, Besabe has
always asserted the issue to be whether this is determined as of the time of his
alleged homicidal act or the time of Baby Boy Montoya's death. This presents a
question of law to be decided by the court and not a question of fact to be
decided by a jury. Therefore, we reject Besabe's contention that the trial court
should have instructed the jury to decide whether Baby Boy Montoya was a
person.
15 Former RCW 9A.42.030 (1986).
16 RCW 9A.32.030(1)(a).
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NO. 64929-9-I / 8
Besabe next contends that the trial court commented on the evidence
when it instructed the jury. The "to convict" instruction for the first degree
murder count for Baby Boy Montoya required proof that "the defendant acted
with intent to cause the death of Baby Boy Montoya or a third person" and that
"Baby Boy Montoya died as a result." Besabe claims that with this instruction
the court resolved the factual question of whether Baby Boy Montoya was a
person and prevented the jury from deciding factual questions, "including how he
was born, what his physical condition was, what caused his death, whether the
medical examiner reporting on the physical condition at the time of birth was
accurate and credible."
Article IV, section 16 of the Washington State Constitution provides,
"Judges shall not charge juries with respect to matters of fact, nor comment
thereon, but shall declare the law." This provision prohibits a judge from
"conveying to the jury his or her personal attitudes toward the merits of the case"
or instructing a jury that "matters of fact have been established as a matter of
law."17 The court's personal feelings on an element of the offense need not be
expressly conveyed; it is sufficient if they are merely implied.18 "Thus, any
remark that has the potential effect of suggesting that the jury need not consider
17 State v. Becker, 132 Wn.2d 54, 64, 935 P.2d 1321 (1997).
18 State v. Jackman, 156 Wn.2d 736, 744, 132 P.3d 136 (2006).
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NO. 64929-9-I / 9
an element of an offense could qualify as judicial comment."19 Because the
constitution expressly prohibits any judicial comment on the evidence, a claimed
error based upon such a comment involves a manifest constitutional error that
may be challenged for the first time on appeal.20
The pattern jury instructions for first degree murder permit a court to
instruct in exactly the manner that the trial court instructed the jury.21 At trial,
Besabe did not dispute that Baby Boy Montoya was a person on the day he died.
Besabe only questioned whether Baby Boy Montoya's capacity to be a murder
victim should be determined as of the time of the shooting or the time of Baby
Boy Montoya's death. Under these circumstances, the court's instruction did not
comment on the evidence.22 Even if the instruction arguably did comment on the
evidence, the record affirmatively demonstrates that no prejudice could have
resulted.
Retired King County Medical Examiner Donald Reay testified as to the
circumstances of Baby Boy Montoya's birth, death, and cause of death. Besabe
did not challenge or question this witness's credibility on these subjects at any
time in any manner. The trial court's instructions required the jury find that Baby
19 State v. Levy, 156 Wn.2d 709, 721, 132 P.3d 1076 (2006).
20 Levy, 156 Wn.2d at 719-20.
21 11 Washington Practice: Washington Pattern Jury Instructions: Criminal
26.02, at 361 (3d ed. 2008).
22 Levy, 156 Wn.2d at 722.
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NO. 64929-9-I / 10
Boy Montoya died as a result of Besabe's acts. No reasonable juror could have
decided that Baby Boy Montoya was not a person at the time of his death.
Besabe also contends that the trial court erred by providing conflicting
instructions as to which charges transferred intent applied. "[J]ury instructions
are sufficient when, read as a whole, they accurately state the law, do not
mislead the jury, and permit each party to argue its theory of the case."23 This
court reviews de novo whether a jury instruction correctly states the applicable
law.24
Midway through the State's closing argument, the deputy prosecutor
proposed several changes to the jury instructions to clarify the prosecution's
theory of transferred intent. Defense counsel made a general objection, but
when questioned about possible prejudice conceded her objection related to
adding language to the second degree murder instruction (instruction 26).25 She
did not object to the proposed change to the transferred intent instruction
(instruction 15), which the prosecutor asked to clarify to inform the jury that it
applied only to the murder charge for the baby's death. She did not object later,
when the judge decided that instead of changing instruction 15, he would give a
23 State v. Teal, 152 Wn.2d 333, 339, 96 P.3d 974 (2004).
24 State v. Pirtle, 127 Wn.2d 628, 656, 904 P.2d 245 (1995).
25 Counsel argued that changing this instruction potentially altered the
theory of the case and might necessitate changing the closing argument she had
prepared.
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NO. 64929-9-I / 11
new transferred intent instruction, instruction 30. She did not object when the
judge gave the new transferred intent instruction without striking the original
instruction on that issue. Thus, Besabe did not preserve the specific error now
alleged -- that the two instructions on transferred intent were contradictory and
potentially confusing. Because he did not preserve the alleged error for review26
and makes no claim of manifest constitutional error,27 we decline to consider the
issue.
When a jury asks questions during deliberations, the court "shall notify
the parties of the contents of the questions and provide them an opportunity to
comment upon an appropriate response."28 This rule has both state and federal
constitutional underpinnings in the defendant's right to be present at all critical
stages of trial, including the court's handling of jury inquiries.29 During
deliberation, the jury questioned the potential contradictions between
instructions 15 and 30. While the original trial record did not reflect whether the
judge consulted with counsel before answering the question, the judge later met
with counsel and entered an agreed report of proceedings, which states that the
trial judge called the parties before responding but also states that neither the
court nor counsel have a specific recollection of the conversation.
26 See State v. Guloy, 104 Wn.2d 412, 422, 705 P.2d 1182 (1985).
27 RAP 2.5.
28 CrR 6.15(f)(1).
29 State v. Ratliff, 121 Wn. App. 642, 646, 90 P.3d 79 (2004).
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NO. 64929-9-I / 12
Besabe now argues that the agreed report of proceedings does not settle
the record because none of the parties expressed a clear memory of the event.
However, even if the court failed to consult counsel before answering the inquiry,
we must also decide if the error was harmless beyond a reasonable doubt.30 In
general, a court's response to a jury inquiry will be deemed harmless if it
conveyed no affirmative information.31 The court's written response here said,
"Please follow all of the instructions, including instruction 30." Because the
judge's response conveyed no affirmative information to the jury, it was harmless
error.32
Finally, Besabe argues that the "to convict" instruction for attempted first
degree murder omitted premeditated intent as an essential element of the crime
charged. The State responds that the instruction included the essential
elements: (1) that Besabe intended to commit first degree murder and (2) that
he took a substantial step in committing first degree murder.
In State v. Reed,33 Division Two affirmed a conviction for attempted first
degree murder based on a "to convict" instruction that stated, "[T]he defendant
did an act which was a substantial step toward the commission of Murder in the
30 Ratliff, 121 Wn. App. at 646.
31 See State v. Allen, 50 Wn. App. 412, 419, 749 P.2d 702 (1988) (jury
told to read instructions and continue deliberations).
32 Allen, 50 Wn. App. at 419.
33 150 Wn. App. 761, 771-72, 208 P.3d 1274 (2009).
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NO. 64929-9-I / 13
First Degree" and "[t]hat the act was done with the intent to commit Murder in the
First Degree." Reed, like Besabe, argued that "the trial court's failure to include
the premeditation element in the 'to convict' instruction, even though [the
Washington Pattern Jury Instruction] does not require it, constitutes error."34
The court in Reed noted that this argument "conflates the intent necessary to
prove an attempt with that necessary to prove first degree murder."35 Because
the State did not charge Reed with completed first degree murder, "the State
was not required to prove that Reed acted with premeditated intent to commit
murder, only that he attempted to commit murder."36
Here, like in Reed, count IV charged Besabe with attempted first degree
murder or attempted second degree murder as a lesser included offense. The
jury instructions correctly stated that to convict Besabe, the prosecution needed
to prove "the defendant did an act which was a substantial step toward the
commission of Murder in the First Degree of Eleanor Velasco [and t]hat the act
was done with the intent to commit Murder in the First Degree." The trial court
did not err in giving the instruction.
CONCLUSION
For the reasons stated, we affirm Besabe's convictions for two counts of
34 Reed, 150 Wn. App. at 772.
35 Reed, 150 Wn. App. at 772.
36 Reed, 150 Wn. App. at 772-73.
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NO. 64929-9-I / 14
first degree murder and one count of attempted first degree murder.
WE CONCUR:
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