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DO NOT CITE. SEE GR 14.1(a).
Court of Appeals Division I
State of Washington
Opinion Information Sheet
| Docket Number: |
65847-6 |
| Title of Case: |
State Of Washington, Respondent V. Terr Macmillan, Appellant |
| File Date: |
02/27/2012 |
SOURCE OF APPEAL
----------------
| Appeal from Skagit Superior Court |
| Docket No: | 10-1-00382-6 |
| Judgment or order under review |
| Date filed: | 08/04/2010 |
| Judge signing: | Honorable John M Meyer |
JUDGES
------
| Authored by | Michael S. Spearman |
| Concurring: | Marlin Appelwick |
| Mary Kay Becker |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| | Nielsen Broman Koch PLLC |
| | Attorney at Law |
| | 1908 E Madison St |
| | Seattle, WA, 98122 |
|
| | Jennifer M Winkler |
| | Nielson, Broman & Koch, PLLC |
| | 1908 E Madison St |
| | Seattle, WA, 98122-2842 |
Counsel for Respondent(s) |
| | Edwin Nick Norton |
| | Skagit County Prosecuting Attorney |
| | 605 S 3rd St |
| | Mount Vernon, WA, 98273-3867 |
|
| | Erik Pedersen |
| | Attorney at Law |
| | Skagit Co Prosc Atty Ofc |
| | 605 S 3rd St |
| | Mount Vernon, WA, 98273-3867 |
IN THE COURT OF APPEALS FOR THE STATE OF WASHINGTON
STATE OF WASHINGTON, )
) No. 65847-6-I
Respondent, )
) DIVISION ONE
v. )
)
TERR ELLIS MacMILLAN, ) UNPUBLISHED OPINION
)
Appellant. ) FILED: February 27, 2012
Spearman, J. -- Terr MacMillan was convicted of assault in the second
degree with a deadly weapon enhancement. On appeal, he claims the trial court
(1) gave a flawed unanimity instruction for the deadly weapon special verdict
and (2) lacked authority to impose alcohol-related community custody
conditions.1 He also asserts several claims in a statement of additional grounds
(SAG). We hold that the unanimity instruction was prejudicial error under State
v. Bashaw, 169 Wn.2d 133, 234 P.3d 195 (2010) and that the trial court lacked
authority to impose two of the alcohol-related conditions. We conclude that his
SAG claims lack merit. We reverse in part, affirm in part, and remand for further
proceedings.
FACTS
1 MacMillan also claims defense counsel was ineffective for failing to object to the illegal
conditions, but we do not address this claim because we directly address the validity of the
conditions.
No. 65847-6-I/2
Terr MacMillan and Tracie Elliott began dating in the fall of 2009. They
lived together until March 2010, when Elliott was convicted of possession of
stolen property and sentenced to confinement.2 MacMillan agreed to store
Elliott's property while she was incarcerated. Sometime before Elliot's release
from confinement, their relationship ended. After Elliott's release in April 2010,
she found out MacMillan was storing her property at the residence of Max and
Marie Shelman, the elderly parents of MacMillan's friend Sherry Grard. Elliott
contacted the Shelmans, who confirmed MacMillan was storing items on their
property.
Elliott and Brandon Gasho, the teenage son of a friend, went to the
Shelman residence on April 29. Elliott towed away a utility trailer containing her
belongings, although she knew the trailer belonged to MacMillan. Elliott and
Gasho returned the next day in Elliott's sport utility vehicle (SUV). They
unlocked a storage container on the Shelman property, and Elliott walked back
to the SUV to position it for easier loading. She saw MacMillan drive up quickly.
Elliott got into her SUV and locked the doors. MacMillan parked next to the SUV
and ran to the SUV's passenger door. He tried to open the door but could not, so
he returned to his car and took a sword out of the back seat. He swung the
sword once at the passenger-side window of the SUV, shattering it. As Elliott
tried to exit through the driver's side, MacMillan dove through the shattered
window, grabbed Elliott's keys, and struck her in the head with his hand. Elliott
2 Evidence of Elliott's convictions for possession of stolen property and theft was admitted at
trial.
2
No. 65847-6-I/3
got out of the car and began running. MacMillan ran after her and struck her on
the hip with the flat side of the sword. When Elliott fell, MacMillan struck her left
thigh in the same manner. He yelled that he was going to kill her and that "I
should have taken care of you on Alger Mountain that day." MacMillan moved
toward the storage container and Elliott moved toward Mr. Shelman, who was
nearby on his tractor. MacMillan then ran after Elliott, grabbed her by the arm,
and pulled her in the direction of the storage container. Elliott sought help from
Mr. Shelman, who told MacMillan to let her go or he would find himself in jail.
MacMillan let her go and Elliott headed toward the Shelmans' house. She
testified that she looked back and saw MacMillan standing near the cars holding
her purse and the sword. Gasho saw MacMillan walk past the cars and then
disappear into the nearby woods on foot. By this time, Gasho had called 911. He
saw that Elliott was limping and had bruises on her leg.
Shortly after these events, Ms. Shelman was inside her house when she
answered a phone call from MacMillan. Ms. Shelman testified that MacMillan
asked her to go out and tell Elliott that she would have to change her story. She
testified that he was "very polite." Ms. Shelman told MacMillan she did not want
to get involved and declined to pass along the message. Ms. Shelman also
recalled tripping over a purse, which she thought was Elliott's, inside her home.
She testified that Elliott was outside where the police were during this phone
call. Elliott, on the other hand, testified that she was present when Ms. Shelman
was talking on the phone with MacMillan and that she recognized MacMillan's
3
No. 65847-6-I/4
voice because he was yelling.
The police arrived and searched the Shelman property and the adjoining
woods. They did not find Elliott's purse or keys, or a sword. They found a sword
sheath inside the car that MacMillan had driven. Police spoke with Elliott and
observed that she was crying, breathing heavily, appeared to be in pain, and
was favoring one leg. They also took photographs of bruising on Elliott's left
thigh.
By amended information, the State charged MacMillan with robbery in the
first degree, assault in the second degree, felony harassment, and tampering
with a witness. All of the charges were designated domestic violence.
Additionally, the State alleged MacMillan committed the robbery and assault
while armed with a deadly weapon.
At trial, MacMillan testified that he was acting to defend his property from
Elliott. He gave Elliott the keys to the storage container to get her property but
wanted to be there when she did, so she would take only what was hers. He was
called by Ms. Shelman after Elliott's visit on April 29 and was informed that Elliott
had taken his trailer. The trailer was full of his tools but contained nothing
belonging to Elliott. All of her belongings were in the storage container. He
testified that Ms. Shelman called him again on April 30 and said Elliott was back.
He hurried to the Shelmans' to prevent Elliott from taking the remainder of his
belongings and to find out where she had taken the trailer. He also wanted his
keys back. The car he was driving belonged to Grard. He denied knowing that a
4
No. 65847-6-I/5
sword sheath was in the car but noted that Grard "has lots of oriental stuff."
MacMillan testified that when he arrived, he walked up to Elliott and
asked what she was doing and where his stuff was, but she tried to start up her
car and "was going to leave, run me over." He saw that the storage container
was open and his belongings were on the ground. He then grabbed a stick and
broke Elliott's window. He swatted Elliott with the stick and she told him she had
sold his trailer and his property was gone. He heard someone say the sheriff
was coming and he fled because he had a misdemeanor warrant. MacMillan
denied striking Elliott with a pipe or sword, hitting her in the face, taking her
purse or keys, or threatening to kill her. He testified that when he spoke with Ms.
Shelman on the phone, he wanted to tell Elliott to tell the truth. MacMillan
acknowledged past convictions for theft and possession of stolen property.
The court gave the following special verdict instruction asking the jury to
determine whether MacMillan was armed with a deadly weapon during the
alleged robbery and assault:
You will also be given special verdict forms. If you find the
defendant not guilty of these crimes do not use the special verdict
forms. If you find the defendant guilty of these crimes, you will then
use the special verdict forms and fill in the blank with the answer
"yes" or "no" according to the decision you reach. Because this is a
criminal case, all twelve of you must agree in order to answer the
special verdict forms. In order to answer the special verdict forms
"yes," you must unanimously be satisfied beyond a reasonable
doubt that "yes" is the correct answer. If you unanimously have a
reasonable doubt as to this question, you must answer "no."
For the general verdict, the jury was instructed on assault in the second degree
5
No. 65847-6-I/6
by use of a deadly weapon. The jury was given separate instructions defining
"deadly weapon" differently for purposes of the general verdict and the special
verdict.
The jury found MacMillan guilty of assault in the second degree and
tampering with a witness, acquitted him of robbery, and could not reach
agreement on the harassment charge.3 The jury answered "yes" to the special
verdict form asking if MacMillan was armed with a deadly weapon while
committing the assault and found that Elliott and MacMillan were "members of
the same family or household" for the domestic violence designation.
At sentencing, the trial court opined that the jury appeared to have given
"short shrift" to MacMillan's defense of property claim. It imposed a low-end
standard range sentence of 75 months of confinement, which included a 12-
month deadly-weapon enhancement on the assault count. The court also noted
that MacMillan's criminal history included a prior conviction for possession of a
controlled substance and was consistent with that of a person with a substance-
abuse problem. MacMillan did not object when the court stated that he would be
required to undergo a substance-abuse evaluation and follow-up treatment.
Additionally, one of the conditions of community custody stated, "Do not possess
or consume alcohol and do not frequent establishments where alcohol is the
chief commodity for sale."
DISCUSSION
3 The court ultimately dismissed the harassment charge with prejudice.
6
No. 65847-6-I/7
MacMillan claims on appeal that the trial court (1) gave a flawed
unanimity instruction for the deadly weapon special verdict and (2) lacked
authority to impose alcohol-related community custody conditions. He also
makes several claims in a SAG. We address his claims in turn.
Special Verdict Instruction
MacMillan contends the special verdict instruction was error under State
v. Bashaw, 169 Wn.2d 133, 234 P.3d 195 (2010). We review de novo whether a
jury instruction correctly states the relevant law. State v. Linehan, 147 Wn.2d
638, 643, 56 P.3d 542 (2002).
Citing conflicting opinions from this court, the parties disagree as to
whether MacMillan may raise this issue for the first time on appeal as one
involving an error of constitutional magnitude. The State relies on State v.
Nunez, 160 Wn. App. 150, 248 P.3d 103, rev. granted, 172 Wn.2d 1004, 258
P.3d 676 (2011) in which Division III held that a jury instruction requiring
unanimity on a school zone enhancement was not manifest constitutional error
that could be raised for the first time on appeal. MacMillan relies on State v.
Ryan, 160 Wn. App. 944, 252 P.3d 895, rev. granted, 172 Wn.2d 1004, 258
P.3d 676 (2011), in which this Division disagreed with Nunez based on our
understanding of Bashaw.4 We find the reasoning of Ryan persuasive and will
review MacMillan's claim for the first time on appeal.
4 The Washington Supreme Court has accepted review in Nunez and Ryan on the issue of
whether a criminal defendant may first challenge on appeal a unanimity instruction that is
erroneous under Bashaw.
7
No. 65847-6-I/8
The next issue is whether the jury instruction was erroneous. There is no
dispute that it was. The State concedes the instruction was substantively
identical to the erroneous Bashaw instruction, which told jurors they must agree
on an answer to the special verdict.5 Bashaw, 169 Wn.2d at 146.
Finally we must determine whether the instructional error was prejudicial.
To find the error harmless, we must conclude beyond a reasonable doubt that
the verdict would have been the same absent the error. Bashaw, 169 Wn.2d at
147 (citing State v. Brown, 147 Wn.2d 330, 341, 58 P.3d 889 (2002)). The State
contends any error was harmless beyond a reasonable doubt because the jury
returned a general verdict finding that the assault was committed by means of a
deadly weapon. We disagree. The Bashaw court, in response to the State's
argument that any error was harmless because the trial court polled the jury and
the jurors affirmed that their decision was unanimous, stated, "This argument
misses the point. The error here was the procedure by which unanimity would be
inappropriately achieved." Bashaw, 169 Wn.2d at 147. The court explained:
The result of the flawed deliberative process tells us little about
what result the jury would have reached had it been given a correct
instruction. Goldberg is illustrative. There, the jury initially
answered "no" to the special verdict, based on a lack of unanimity,
until told it must reach a unanimous verdict, at which point it
answered "yes." Id. at 891-93, 72 P.3d 1083. Given different
instructions, the jury returned different verdicts. We can only
speculate as to why this might be so. For instance, when unanimity
is required, jurors with reservations might not hold to their positions
5 The Bashaw court explained, "Though unanimity is required to find the presence of a special
finding increasing the maximum penalty, it is not required to find the absence of such a special
finding." Bradshaw, 169 Wn.2d at 147 (citing State v. Goldberg, 149 Wn.2d 888, 893, 72 P.3d
1083 (2003)).Therefore an instruction stating that unanimity was required for either determination
was error. Id.
8
No. 65847-6-I/9
or may not raise additional questions that would lead to a different
result. We cannot say with any confidence what might have
occurred had the jury been properly instructed. We therefore
cannot conclude beyond a reasonable doubt that the jury
instruction error was harmless.
Id. This observation about the flawed deliberative process applies here. In
addition, even if we were to consider the State's point that the jury found
MacMillan guilty of assault with a deadly weapon, the definitions of "deadly
weapon" for the general verdict and the special verdict are not interchangeable.
It is easier for an item to qualify as a deadly weapon under the general verdict
definition, which stated:
Deadly weapon also [sic] means any weapon, device, instrument,
substance or article including a vehicle, which under the
circumstances in which it is used, attempted to be used, or
threatened to be used, is readily capable of causing death or
substantial bodily harm.
The definition of deadly weapon for the special verdict stated:
A deadly weapon is an implement or instrument that has the
capacity to inflict death and from the manner in which it is used, is
likely to produce or may easily and readily produce death. The
following instruments are examples of deadly weapons: blackjack,
sling shot, billy, sand club, sandbag, metal knuckles, any dirk,
dagger, pistol, revolver or any other firearm, any knife having a
blade longer than three inches, any razor with an unguarded blade,
and any metal pipe or bar used or intended to be used as a club,
any explosive, and any weapon containing poisonous or injurious
gas.
The general verdict definition encompasses not only a defendant's actual use of
an instrument but also attempted or threatened use. It encompasses instruments
that can produce substantial bodily harm. But the special verdict definition
9
No. 65847-6-I/10
requires a showing that an instrument has the capacity to inflict death, and
encompasses only actual use. Moreover, as MacMillan notes, there was
conflicting evidence about the implement he used to strike Elliott.6 We conclude
the instructional error was not harmless beyond a reasonable doubt and,
accordingly, reverse the sentencing enhancement.7
Community Custody Condition
MacMillan contends there was no evidence that alcohol was involved in
the offense, therefore the sentencing court erroneously imposed the alcohol-
related community custody conditions. A court may impose only a sentence that
is authorized by statute. State v. Barnett, 139 Wn.2d 462, 464, 987 P.2d 626
(1999). Illegal or erroneous sentences may be challenged for the first time on
appeal. State v. Bahl, 164 Wn.2d 739, 744, 193 P.3d 678 (2008).
MacMillan's claim involves the condition, "Do not possess or consume
alcohol and do not frequent establishments where alcohol is the chief commodity
for sale." The State argues that the sentencing court properly imposed a
substance-abuse evaluation and treatment where MacMillan did not dispute that
he had a history of substance abuse. But MacMillan does not contest the
6 Elliott testified that the instrument was a sword about three to four feet in length and about two
to three inches wide. Mr. Shelman testified that he saw MacMillan break Elliott's window with
what he thought was a stick. Gasho testified that the object was long, skinny, and looked like a
pipe. MacMillan himself testified that he used a stick.
7 This remedy is consistent with Bashaw and Ryan, in which the courts, after concluding that the
instructional errors were not harmless beyond a reasonable doubt, vacated the sentencing
enhancements and exceptional sentences respectively. Bashaw, 169 Wn.2d at 148; Ryan, 160
Wn. App. at 950.
10
No. 65847-6-I/11
imposition of a substance-abuse evaluation, only the alcohol-related conditions.
Under RCW 9.94A.703, some community custody conditions are
mandatory, while others are subject to the court's discretion. Relevant to this
case, the court may, in its discretion, order an offender to "[r]efrain from
consuming alcohol" under subsection 3(e) or to "[c]omply with any crime-related
prohibitions" under subsection 3(f).
We conclude that, because there was no evidence alcohol played a role
in MacMillan's offenses, the sentencing court lacked authority to impose the
conditions prohibiting him from possessing alcohol and from frequenting
establishments where alcohol is the chief commodity for sale. The court did,
however, have the authority to order the prohibition on alcohol consumption,
which is specifically permitted by RCW 9.94A.703(3)(e) regardless of whether
alcohol was involved in the offense. State v. Jones, 118 Wn. App. 199, 206-07,
76 P.3d 258 (2003).
SAG Issues
MacMillan's first SAG claim is that insufficient evidence supports his
conviction for tampering with a witness. On a challenge to the sufficiency of the
evidence, this court must decide whether, viewing the evidence in a light most
favorable to the State, any rational trier of fact could have found all the essential
elements of the crime beyond a reasonable doubt. Jackson v. Virginia, 443 U.S.
307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); State v. Green, 94 Wn.2d 216,
221, 616 P.2d 628 (1980). The elements of a crime may be established by direct
11
No. 65847-6-I/12
or circumstantial evidence, one being no more or less valuable than the other.
State v. Delmarter, 94 Wn.2d 634, 638, 618 P.2d 99 (1980). All reasonable
inferences must be drawn in favor of the State and interpreted most strongly
against the defendant. State v. Salinas, 119 Wn.2d 192, 201, 829 P.2d 1068
(1992).
To convict MacMillan of tampering with a witness, the State had to prove
the following elements beyond a reasonable doubt:
(1) That on or about April 30, 2010, the defendant attempted to
induce a person to testify falsely or without right or privilege to
do so, withhold any testimony or absent himself or herself from
any official proceeding or withhold from a law enforcement
agency information which he or she had relevant to a criminal
investigation; and
(2) That the other person was a witness or a person the defendant
had reason to believe was about to be called as a witness in
any official proceedings or a person whom the defendant had
reason to believe might have information relevant to a criminal
investigation; and
(3) That any of these acts occurred in the State of Washington.
MacMillan challenges the sufficiency of the evidence based on: (1)
inconsistencies within Ms. Shelman's testimony and inconsistencies between her
testimony and Elliott's; (2) Ms. Shelman's testimony that she told MacMillan she
would not deliver his message to Elliott; (3) the lack of evidence that he made
further attempts to persuade Shelman to deliver his message to Elliott; (4) the
lack of evidence about the effect that MacMillan's words had on Elliott; and (5)
the fact that Elliott was cooperative with police and appeared as a witness
against MacMillan at trial.
12
No. 65847-6-I/13
These arguments lack merit. The crime of tampering with a witness does
not require an actual contact with the witness. State v. Williamson, 131 Wn. App.
1, 6, 86 P.3d 1221 (2004). Furthermore, this claim is based mostly on the lack of
consistency in and credibility of the witnesses' testimony. But "[c]redibility
determinations are for the trier of fact and cannot be reviewed on appeal." State
v. Camarillo, 115 Wn.2d 60, 71, 794 P.2d 850 (1990) (citing State v. Casbeer,
48 Wn. App. 539, 542, 740 P.2d 335 (1987)). We defer to the trier of fact on
issues of conflicting testimony and persuasiveness of the evidence. State v.
Walton, 64 Wn. App. 410, 415-16, 824 P.2d 533 (1992) (citing State v.
Longuskie, 59 Wn. App. 838, 844, 801 P.2d 1004 (1990)).
MacMillan's next SAG claim involves the following jury question,
regarding the to-convict instruction for tampering with a witness, submitted to the
trial court during deliberations:
Instruction 20 Item 18
Does the delivery of a message by a second party constitute an
attempt?
The trial court answered, "You are to be guided by the instructions of law
previously provided." Id. MacMillan claims that the trial court did not have a well-
founded reason for not answering the jury's question. But he fails to explain why
the trial court's response was erroneous or prejudicial to him.
8 Instruction No. 20, Item 1 referred to the first element in the to-convict instruction for tampering
with a witness: "(1) That on or about April 30, 2010, the defendant attempted to induce a person
to testify falsely or without right or privilege to do so, withhold any testimony or absent himself or
herself from any official proceeding or withhold from a law enforcement agency information
which he or she had relevant to a criminal investigation . . . ."
13
No. 65847-6-I/14
MacMillan's last SAG claim is that he received ineffective assistance of
counsel for several reasons. To prevail on a claim of ineffective assistance, a
defendant must satisfy the two-prong test under Strickland v. Washington, 466
U.S. 668, 687 -- 88, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). If a defendant fails to
establish either prong, we need not inquire further. State v. Hendrickson, 129
Wn.2d 61, 77, 917 P.2d 563 (1996). First, he must show that counsel's
representation fell below an objective standard of reasonableness. Id. Only
legitimate trial strategy constitutes reasonable performance. State v. Aho, 137
Wn.2d 736, 745, 975 P.2d 512 (1999). Second, he must show that the deficient
performance was prejudicial. Hendrickson, 129 Wn.2d at 78. Prejudice occurs
when it is reasonably probable that but for counsel's errors, "'the result of the
proceeding would have been different.'" State v. Lord, 117 Wn.2d 829, 883 -- 84,
822 P.2d 177 (1991) (quoting Strickland, 466 U.S. at 694). There is a strong
presumption of effective representation of counsel, and the defendant must show
that there was no legitimate strategic or tactical reason for the challenged
conduct. State v McFarland, 127 Wn.2d 322, 336, 899 P.2d 1251 (1995).
MacMillan contends that counsel's failure to seek a lesser included
offense instruction on attempted witness tampering amounted to ineffective
assistance. Assuming that a person can be charged with attempted tampering
with a witness, MacMillan fails to explain why a lesser included instruction was
appropriate here given the evidence. He also claims ineffective assistance
based on counsel's failure to object to photographs of and testimony about
14
No. 65847-6-I/15
Elliott's injuries, and counsel's failure to retain a medical expert. But he does not
explain why any of the photographs were inadmissible or why expert testimony
was admissible, nor does he show prejudice. Finally, MacMillan claims counsel's
failure to bring a Batson9 challenge during jury selection amounted to ineffective
assistance. He asserts that the prosecution struck as many men as possible to
obtain a predominantly female jury, prejudicing his ability to receive a fair trial.10
SAG 14-15. However, absent a showing of prejudice, Batson errors cannot be
raised for the first time on appeal. State v. Wise, 148 Wn. App. 425, 440, 200
P.3d 266 (2009). MacMillan asserts, "It could be concluded that given the
[female jurors'] responses and the fact that they as females are more vulnerable
to violence and therefore more sensitive to it, that the defendant was sure to get
convicted of a violent crime against a woman regardless how weak or
circumstantial the evidence." This explanation is inadequate to show prejudice.
Furthermore, it fails to account for the jury's acquittal on the robbery count and
failure to agree on the felony harassment count.
9 A Batson challenge is based on the principle that the Fourteenth Amendment's equal protection
clause requires defendants to be "tried by a jury whose members are selected pursuant to
nondiscriminatory criteria." Batson v. Kentucky, 476 U.S. 79, 85-86, 106 S.Ct. 1712, 90 L.Ed.2d
69 (1986) (citing Martin v. Texas, 200 U.S. 316, 321, 26 S.Ct. 338, 50 L.Ed. 497 (1906)). Batson
articulated a three-part analysis to determine whether discriminatory criteria were used to
peremptorily challenge a venire member: (1) the defendant must establish a prima facie case of
purposeful discrimination, by providing evidence that raises an inference that a peremptory
challenge was used to exclude a venire member from the jury on account of the member's race;
(2) if a prima facie case is established, the burden shifts to the prosecutor to come forward with a
race-neutral explanation for challenging the venire member; and (3) the trial court must
determine whether the defendant has established purposeful discrimination. Batson, 163 U.S. at
96-98. A Batson challenge can also be raised against peremptory challenges based on gender.
State v. Burch, 65 Wn. App. 828, 833-36, 830 P.2d 357 (1992).
10 The prosecution used peremptory challenges to strike six men and one woman from the
venire. The defense struck five women and two men, and the jury was ultimately composed of
three men (one being an alternate juror) and ten women.
15
No. 65847-6-I/16
Affirmed in part, reversed in part, and remanded for further proceedings
consistent with this opinion.
WE CONCUR:
16
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