PUBLISHED IN PART. DO NOT CITE UNPUBLISHED PORTION. SEE GR 14.1(a).
Court of Appeals Division III
State of Washington
Opinion Information Sheet
Docket Number: |
24944-1 |
Title of Case: |
State of Washington v. Jackie R. Burton |
File Date: |
01/12/2012 |
SOURCE OF APPEAL
----------------
Appeal from Spokane Superior Court |
Docket No: | 05-1-00208-6 |
Judgment or order under review |
Date filed: | 02/03/2006 |
Judge signing: | Honorable Gregory David Sypolt |
JUDGES
------
Authored by | Laurel H. Siddoway |
Concurring: | Dennis J. Sweeney |
| Teresa C. Kulik |
COUNSEL OF RECORD
-----------------
Counsel for Appellant(s) |
| Janet G. Gemberling |
| Janet Gemberling PS |
| Po Box 9166 |
| Spokane, WA, 99209-9166 |
Counsel for Respondent(s) |
| Mark Erik Lindsey |
| Spokane County Prosecuting Attorneys |
| 1100 W Mallon Ave |
| Spokane, WA, 99260-2043 |
|
| Andrew J. MettsIII |
| Spokane County Pros Offc |
| 1100 W Mallon Ave |
| Spokane, WA, 99260-0270 |
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON
STATE OF WASHINGTON, No. 24944-1-III
) (consolidated with
Respondent, ) No. 29337-8-III)
)
v. ) Division Three
)
JACKIE R. BURTON, ) OPINION PUBLISHED
) IN PART
Appellant. )
)
Siddoway, J. -- Jackie Burton appeals her conviction of solicitation to commit
murder in the first degree, imposed after she paid an undercover officer to kill her ex-
employer/lover. She claims a right to a new trial based on an extraordinary delay in
preparation of the transcript of her trial and on other grounds. While the court reporter's
delay in producing the trial transcript was inexcusable, the record was settled in a
permitted and reliable manner. We find no demonstrable prejudice to her appeal as a
result of the three-year delay and the delay, standing alone, does not warrant a new trial.
For that reason, and finding no other error, we affirm.
Nos. 24944-1-III; 29337-8-III
State v. Burton
FACTS AND PROCEDURAL BACKGROUND
Jackie Burton worked as a paralegal for attorney Peter Dahlin from 1991 to 2004.
The two began an intimate and turbulent relationship in the fall of 2002, after Ms. Burton
separated from her husband. Ms. Burton admits that she was by that time an alcoholic;
her problems with alcohol began during the difficult final years of her marriage. Mr.
Dahlin repeatedly fired Ms. Burton for consuming alcohol at work after their personal
relationship began. He nonetheless rehired her after each termination because his office
"was in shambles" without her. Report of Proceedings (RP) (Dec. 5, 2005) at 104. For
her part, Ms. Burton claims that Mr. Dahlin was physically and mentally abusive. Their
professional and personal relationship came to a definitive end in December 2004, after
Mr. Dahlin watched Ms. Burton slam her car into his car, outside his home.
Shortly thereafter Ms. Burton began working for another attorney, Michael
Riccelli, where she was introduced to Jon Ballentine, one of Mr. Riccelli's clients, in
early January 2005. Mr. Ballentine was introduced as someone who provided protection
services, and he handed her a business card for his security business, "Large White Man,
Inc." RP (Dec. 6, 2005) at 46. The two briefly discussed problems she was having with
Mr. Dahlin. Ms. Burton met shortly thereafter with Mr. Ballentine and two of his
associates (introduced to her as "Animal" and "Daddy Rat") at a local bar. Id. at 48. Ms.
Burton spoke to Mr. Ballentine separately at one point during the evening, in the privacy
2
Nos. 24944-1-III; 29337-8-III
State v. Burton
of his car, and asked whether he could be hired to kill Mr. Dahlin. Mr. Ballentine said
that he would think about it.
The next day, Ms. Burton called Mr. Ballentine to follow up on her expressed
interest in having him kill Mr. Dahlin. Her persistence led Mr. Ballentine to conclude
that she was "going to hurt somebody," prompting him to call Mr. Riccelli and report the
conversations. RP (Dec. 5, 2005) at 65. Mr. Riccelli arranged for Mr. Ballentine to meet
with a homicide detective with the Spokane Police Department. Mr. Ballentine met with
the detective and agreed to cooperate with Spokane police.
At the request of detectives, Mr. Ballentine called Ms. Burton to see if she wanted
to meet with a hit man he supposedly knew, who in reality would be undercover detective
Leroy Fairbanks. Ms. Burton said she did, and arrangements were made for her to meet
with Mr. Ballentine and the purported hit man in a room at a local motel. Officers
obtained a court order permitting them to wire the room with audio and video recording
equipment. The recording of the meeting captured Ms. Burton telling Detective
Fairbanks that she wanted Mr. Dahlin dead and that she wanted his death to be painful.
She was also recorded giving him $500 in cash as a down payment and a drawing of the
interior of Mr. Dahlin's residence. At the conclusion of the meeting, Ms. Burton was
allowed to leave, with no indication anything was amiss.
Police promptly contacted Mr. Dahlin, reported the situation, and asked if he
3
Nos. 24944-1-III; 29337-8-III
State v. Burton
would cooperate by posing for photographs in which he would appear to have been
beaten and killed. The photographs would be presented to Ms. Burton as proof that the
hit had been completed. Mr. Dahlin agreed, a makeup artist was brought in to simulate
trauma and pallor, and photos were taken. Later that day, Ms. Burton was contacted by
Detective Fairbanks and agreed to meet him in a grocery store parking lot. During this
encounter, which was also recorded, Ms. Burton reviewed the photos, expressed her
gratitude, and gave the detective an additional $500. Ms. Burton was immediately
arrested and was later charged with solicitation to commit first degree murder.
Before trial, Ms. Burton moved in limine to exclude any evidence of prior bad acts
on her part. The State responded that it did not intend to introduce the incident involving
Ms. Burton slamming her car into Mr. Dahlin's car unless it became relevant in light of
evidence presented by the defense. The court invited any reply by defense counsel, who
accepted the State's response as adequate. The court reserved ruling on the motion,
commenting:
[O]bviously, [c]ounsel, if indeed the entrapment defense is presented,
which it appears it will be, and particularly further if psychological
testimony on the point of particular susceptibility to inducement is
admitted, then it may . . . well be that the State would be within its rights
from [an] evidentiary perspective in raising such matters, so we'll reserve
that one.
RP (Dec. 1, 2005 a.m.) at 10.
4
Nos. 24944-1-III; 29337-8-III
State v. Burton
At trial, defense counsel detailed Ms. Burton's version of events in opening
statement. According to Ms. Burton, she only told Mr. Ballentine that she wanted Mr.
Dahlin to leave her alone; Mr. Ballentine suggested that he and his crew could "rough up"
Mr. Dahlin, RP (Dec. 6, 2005) at 52; Mr. Ballentine misread her intentions and went
forward with arrangements to have Mr. Dahlin killed; upon learning of his arrangements,
she insisted that it was a misunderstanding; and Mr. Ballentine, evidently concerned she
might report his conduct to police, decided to approach law enforcement first and shift all
responsibility to her. She claimed that her continuing discussion of the plan after Mr.
Ballentine began cooperating with police was solely because he convinced her it was too
late to turn back. Defense counsel told the jury that the evidence would show that "what
took place on that tape and the crime that was committed here was not the design, the
idea, or the desire of Ms. Burton, but was a plan, a design and script that was carefully
outlined by law enforcement agents and Mr. Jon Ballentine." RP (Dec. 5, 2005) at 60.
When it came time in the State's case to examine Mr. Dahlin, the prosecutor
elicited his testimony to several hostile acts committed against him or his property by Ms.
Burton as their relationship deteriorated. Many of the questions and answers drew no
objection from defense counsel. Defense counsel ultimately did object, complaining at
sidebar that the prosecutor's questions were improper given representations made when
the motion in limine was heard. The court sustained the defense objection to further "bad
5
Nos. 24944-1-III; 29337-8-III
State v. Burton
acts" evidence, with one exception: it allowed the State to inquire into the final car-
ramming incident. Id. at 107. The court also offered to give a limiting instruction, but
defense counsel declined, stating that he was "caught at this point" because "[t]he damage
is already done." Id. at 109.
In the defense case, Ms. Burton testified to a version of events that contradicted
Mr. Ballentine's in nearly every respect. She testified that Mr. Ballentine essentially
forced her to commit the crime, leading her to believe that he had made irreversible
preparations to have Mr. Dahlin killed. She explained that her chronic intoxication and
her fear of Mr. Ballentine left her with no other choice but to go through with the
meetings. She also claimed to have been groomed by Mr. Ballentine to say what she said
during the recorded conversation at the motel.
The jury was instructed on the defense of entrapment. The instruction, which was
otherwise drawn from the Washington pattern instruction, omitted its language addressing
the burden of proof.1 The omitted language would have explained that the defendant
1 As given, the instruction stated:
Entrapment is a defense to a criminal charge if the criminal design
originated in the mind of law enforcement officials, or any person acting
under their direction, and the defendant was lured or induced to commit a
crime which the defendant had not otherwise intended to commit.
The defense is not established if the law enforcement officials did no
more than afford the defendant an opportunity to commit a crime.
Clerk's Papers (CP) at 68 (Instruction 10); 11 Washington Practice: Washington Pattern
Jury Instructions: Criminal 18.05 (3d ed. 2008) (WPIC).
6
Nos. 24944-1-III; 29337-8-III
State v. Burton
bears the burden of proving the defense of entrapment by a preponderance of the
evidence.2 No objection was made to the instruction as given.
During the State's closing argument, the prosecutor addressed what it means to
have an "abiding belief" in the truth of the charge within the meaning of the jury
instruction on the burden of proof.3 The prosecutor suggested that if jurors were asked a
year from trial at a cocktail party what the case was about, and if they would reply "the
case was about a woman who hated her bos[s] and wanted to . . . kill him and [thought
she was hiring a] hit man and paid [$500 to an undercover cop] and the whole thing was
on videotape," then Ms. Burton was guilty and they would have an abiding belief in her
guilt. RP (Dec. 6, 2005) at 127. No objection was made to the characterization.
2 The last paragraph of the pattern instruction states, in its entirety:
The defendant has the burden of proving this defense by a
preponderance of the evidence. Preponderance of the evidence means that
you must be persuaded, considering all the evidence in the case, that it is
more probably true than not true. If you find that the defendant has
established this defense, it will be your duty to return a verdict of not guilty
[as to this charge].
WPIC 18.05 (alteration in original).
3 The burden of proof instruction, instruction 3, speaks of "abiding belief" in the
following context:
A reasonable doubt is one for which a reason exists and may arise
from the evidence or lack of evidence. It is such a doubt as would exist in
the mind of a reasonable person after fully, fairly and carefully considering
all the evidence or lack of evidence. If, after such consideration, you have
an abiding belief in the truth of the charge, you are satisfied beyond a
reasonable doubt.
CP at 61.
7
Nos. 24944-1-III; 29337-8-III
State v. Burton
Ms. Burton was found guilty by the jury and sentenced to 15 years. She timely
appealed.
Consideration of Ms. Burton's appeal has been significantly delayed.
The judgment and sentence was entered on February 3, 2006. A trial transcript
was requested by Ms. Burton in March 2006, and it was to be produced by the court
reporter at the trial, Loni Smith, by the end of May. Ms. Smith resigned her position with
the superior court in early May 2006 and moved to Utah. The due date to prepare the
transcript was thereafter extended by this court to mid-September. When the transcript
was not produced by the extended deadline, we remanded the case to the superior court in
late September in order to address Ms. Smith's failure to produce the transcript.
In October 2006, Ms. Smith was ordered by the superior court to send all trial
materials in her possession to the court so that an alternate court reporter could be
appointed. She complied. In late October 2006, an alternate court reporter was
appointed. The appointee was unable to produce a transcript from the provided materials
due to incompatible compact discs containing the stenographic record and missing or
inoperable audio records. After attempting unsuccessfully to prepare a transcript, the
alternate court reporter notified the court that only Ms. Smith would be able to produce
an accurate transcription of the proceedings.
Ms. Smith was reappointed as the official court reporter on June 26, 2007. On the
8
Nos. 24944-1-III; 29337-8-III
State v. Burton
same day, the superior court entered an order requiring her to produce immediately the
trial transcript. She did not comply. As a result, the Spokane County Prosecutor filed a
motion for civil contempt against her. The superior court entered an order to show cause.
Ms. Smith failed to appear at the show cause hearing scheduled for October 15, 2007.
Upon her failure to appear, the superior court entered an order authorizing the
issuance of a civil bench warrant for Ms. Smith's arrest, setting bond in the amount of
$5,000. The bench warrant issued on June 2, 2008. Ms. Smith was arrested by the
Hurricane, Utah police on February 8, 2009, and was booked into the Purgatory
Correctional Facility in Hurricane, Utah. Ms. Smith bonded out with a promise to
contact the Spokane superior court within 10 days. She made contact as agreed and a
show cause hearing was coordinated with her for March 18, 2009.
Having still received no transcript, Ms. Burton had moved in early February 2009
to vacate the judgment and sentence. The motion was denied on February 27, with the
court finding that "new circumstances have developed which indicate that there is reason
to believe that a transcript of the trial will be completed within a reasonable period of
time." Clerk's Papers (CP) at 233. The transcript was finally produced by Ms. Smith on
April 21, 2009 -- three years from the date it was originally due.
The transcript as provided contains hundreds of typographical and stenographical
errors, some of which render portions of the transcript difficult to decipher.4 In response
9
Nos. 24944-1-III; 29337-8-III
State v. Burton
to Ms. Burton's motion objecting to the transcript, the trial court entered an order in
November 2009 directing trial counsel to settle the record. The order directed Ms.
Burton to identify passages in the transcript requiring clarification or correction and
directed both trial counsel, from that identification, to determine to the best of their
recollection, trial materials and notes, what the record should reflect. Ms. Burton
identified 128 passages in the record requiring clarification. The State submitted a 14-
page affidavit providing its clarification of the challenged portions of the record based on
trial counsel's memory, trial notes, police reports, and the transcript itself. It also noted
those portions of the transcript identified by Ms. Burton which, in its view, required no
clarification. Ms. Burton's trial counsel filed a certificate stating his belief that the
4 For example, the prosecutor's closing remarks on "abiding belief" appear in the
transcript as follows:
So think about a situation where you're a year from now at cocktail party a
guest this time ooth Chris matter something like that and TV story comes
up something comes up, and the topic of juror service comes as sometimes
does the oirj sperj speakings with said waling var been on a jury and
respond smashing I was, what was of the case about.
the case was about a woman who hated her bos and wanted to diel
kill him and thiewt they was hag a hit man and paid 5 fine to aundercover
and the whole thing was on videotape.
In a nut sheal ladies and gentlemen if that is how you believe you
will describe this case a year from now, then Ms. Burton is guilty of the
crime of sew list tation of mered in first-degree that's abelief abiding in the
future.
RP (Dec. 6, 2005) at 127-28. In settling the record, the State provided a clarification,
discussed below.
10
Nos. 24944-1-III; 29337-8-III
State v. Burton
State's clarification "is accurate to the extent it describes the general nature of the
testimony" but added that "without the specific verbatim testimony, I believe they are
inadequate and no further clarification can be made." CP at 288.
In April 2010, the trial court directed Ms. Burton's counsel to file any further
objection to the record. In response, she renewed her motion to vacate the judgment. Her
motion was denied in late July after the trial court -- the same judge who had presided at
the criminal trial -- determined that the procedure for supplementation of the record laid
out in RAP 9.4 and 9.5 had been followed and that "[t]he record satisfactorily recounts
the events material to the issues on appeal." CP at 335 (Findings of Fact 9, 10).
Ms. Burton appealed the order denying her motion to vacate the judgment. Her
two appeals were consolidated for review.
ANALYSIS
I
We first address Ms. Burton's argument that she is entitled to a new trial due to
the inordinate amount of time it took to obtain the trial transcript.
The United States Constitution does not require the states to provide convicted
defendants with an appeal, nor is the right to a speedy appeal contemplated in the Sixth
Amendment. Ms. Burton therefore has no right to a speedy appeal, as such.5
5 In State v. Lennon, 94 Wn. App. 573, 577, 976 P.2d 121, review denied, 138
Wn.2d 1014 (1999), the defendant suggested that the Washington Constitution might
11
Nos. 24944-1-III; 29337-8-III
State v. Burton
Nonetheless, when a state has provided a constitutional right to appeal and has
established appellate courts as an integral part of the criminal justice system, an appeal
must comport with due process. State v. Lennon, 94 Wn. App. 573, 577, 967 P.2d 121
(citing United States v. Smith, 94 F.3d 204, 206-07 (6th Cir. 1996), cert. denied, 519 U.S.
1133 (1997); Rheuark v. Shaw, 628 F.2d 297, 302 (5th Cir. 1980), cert. denied, 450 U.S.
931 (1981)), review denied, 138 Wn.2d 1014 (1999). This court held in Lennon that
"Washington guarantees the right to appeal criminal prosecutions, and substantial delay
in the appellate process may constitute a due process violation." 94 Wn. App. at 577.
To determine when delay in resolving an appeal denies due process, this court, like
other courts before ours, adopted a modified version of the balancing test formulated in
Barker v. Wingo, 407 U.S. 514, 530, 92 S. Ct. 2182, 33 L. Ed. 2d 101 (1972) for
determining when delay in bringing a defendant to trial violates her or his Sixth
Amendment right. Lennon, 94 Wn. App. at 578. In the speedy trial context, four factors
are considered: (1) the length of delay, (2) the reason for the delay, (3) the defendant's
assertion of his right, and (4) prejudice to the defendant. Barker, 407 U.S. at 530. "The
provide broader protection than the federal constitution, pointing to article I, section 10
(the right to justice "'without unnecessary delay'") and article I, section 22 (rights of the
accused, including "to have a speedy public trial by an impartial jury . . . and the right to
appeal in all cases"). But this court did not reach the state constitutional issue in deciding
that case. Ms. Burton does not offer a Gunwall or other analysis of the state
constitutional provisions. See State v. Gunwall, 106 Wn.2d 54, 62-63, 720 P.2d 808
(1986).
12
Nos. 24944-1-III; 29337-8-III
State v. Burton
length of the delay is to some extent a triggering mechanism. Until there is some delay
which is presumptively prejudicial, there is no necessity for inquiry into the other
factors." Id. Adapting the Barker analysis to the appellate context, this court readily
concluded that a 10-month delay fell far short of a due process violation. Lennon, 94
Wn. App. at 578.
The three years' delay preparing the transcript in this case requires a more
searching inquiry. Given intervening case law from other courts questioning whether the
Barker speedy trial factors should apply to appellate delay, the State suggests that we
revisit whether they should be used at all. Courts questioning application of the Barker
factors point out that in an appellate proceeding, the accused has already been convicted
and has lost the presumption of innocence; the focus of the inquiry should therefore be
due process concerns of fairness and prejudice. Prejudice is shown if the appellant
demonstrates that she is unable to present an adequate appeal because of the delay or will
be unable to defend in the event the conviction is reversed and retrial is ordered. United
States v. Alston, 412 A.2d 351, 357 (D.C. 1980) ("from a due process perspective, the
one, indispensable concern during an appeal period is prejudice"); accord Sands v.
Cunningham, 617 F. Supp. 1551, 1566-67 (D.N.H. 1985); Lopez v. State, 105 Nev. 68,
769 P.2d 1276, 1288-89 (1989); Chatman v. Mancill, 280 Ga. 253, 626 S.E.2d 102, 107
(2006) (collecting cases).6
13
Nos. 24944-1-III; 29337-8-III
State v. Burton
It is clear that the due process clause, U.S. Const. amend. XIV, the sole source of
rights with which we are dealing, always protects defendants against fundamentally
unfair treatment by the government in criminal proceedings. Doggett v. United States,
505 U.S. 647, 666, 112 S. Ct. 2686, 120 L. Ed. 2d 520 (1992) (Thomas, J., dissenting)
(citing United States v. Lovasco, 431 U.S. 783, 97 S. Ct. 2044, 52 L. Ed. 2d 752 (1977)).
Lovasco recognized that any demonstration of actual prejudice arising from delay in
criminal proceedings makes a due process claim concrete and ripe for adjudication, but
does not make the claim automatically valid. The due process inquiry must consider the
reasons for the delay as well as the prejudice to the accused. 431 U.S. at 789-90. The
Barker factors are relevant to the due process inquiry (with the exception of certain types
of Barker prejudice, discussed below) so we will continue to apply them, bearing in mind
that we are analyzing Ms. Burton's right to due process, not a right to a speedy appeal.
Applying the first Barker factor, the delay in preparing the trial transcripts was
approximately three years, a period of time that the State concedes is lengthy enough to
6 Two federal courts of appeal have similarly held that postconviction relief from a
state court judgment under 28 U.S.C. § 2254(d)(1) (1996) is unavailable for appellate
delay because no "clearly established Federal law, as determined by the Supreme Court
of the United States" recognizes a due process right to a speedy appeal. See, e.g., Hayes
v. Ayers, 632 F.3d 500, 523 (9th Cir. 2011) (Barker does not satisfy the standard, because
it established only the contours of the right to a speedy trial; it neither squarely addresses
any right to a speedy appeal nor establishes a principle that clearly extends to the
appellate context); accord Reed v. Quarterman, 504 F.3d 465, 485-88 (5th Cir. 2007),
rev'd on other grounds, 555 F.3d 364 (5th Cir. 2009).
14
Nos. 24944-1-III; 29337-8-III
State v. Burton
warrant consideration of the other factors. Br. of Resp't at 11; see also Smith, 94 F.3d
at 209 (recognizing that delays of 2 to 10 years have been deemed egregious enough to
require further inquiry; 3-year delay justified further inquiry).
Turning to the second factor, the reason for the delay was the court reporter's
unexplained failure to complete the transcripts in a timely manner. In determining
whether delay is a deprivation of due process, the customary inquiry is whether the
government's action -- including, where relevant, the reason for it -- violates those
"'fundamental conceptions of justice which lie at the base of our civil and political
institutions'" and which define "'the community's sense of fair play and decency.'"
Lovasco, 431 U.S. at 790 (quoting Mooney v. Holohan, 294 U.S. 103, 112, 55 S. Ct. 340,
79 L. Ed. 791 (1935); Rochin v. California, 342 U.S. 165, 173, 72 S. Ct. 205, 96 L. Ed.
183 (1952)). The answer here is no; the delay was not the result of any improper or
unfair government design. Even if we analyze the reason for the delay in Barker's
speedy trial terms -- by assigning relative fault for delay to state actors or to the
defendant -- the factor does not weigh against the State. While the Ninth Circuit Court of
Appeals has treated court reporter delay as attributable to the State, see United States v.
Mohawk, 20 F.3d 1480, 1485 (9th Cir. 1994), this court held in Lennon that a court
reporter's "unexplained procrastination . . . was not the fault of the State or this court."
94 Wn. App. at 578. The United States Supreme Court's later decision in Vermont v.
15
Nos. 24944-1-III; 29337-8-III
State v. Burton
Brillon, __ U.S. __, 129 S. Ct. 1283, 173 L. Ed. 2d 231 (2009) lends support to this
court's conclusion; in that case, a public defender was principally responsible for the
delay but the Court held that his delay should not be attributed to the State solely because
he was a paid employee of the State's criminal justice system and was assigned to the
case by the State. 129 S. Ct. at 1291-92. Only if the public defender's delay resulted
from a systemic breakdown in the public defender system or institutional problems
should the State bear responsibility for his delay. Id. at 1292-93. A similar analysis
should apply here. Ms. Smith was assigned by the superior court at the time of Ms.
Burton's trial to create a stenographic record. But upon filing a notice of appeal, Ms.
Burton was responsible for arranging to have Ms. Smith (by then an ex-county employee)
prepare the transcript. There is nothing to suggest that the State interfered with Ms.
Burton's arrangements for the record or bore responsibility for any institutional problem
contributing to Ms. Smith's delay. Indeed, the superior court and the prosecutor's office
appear to have conscientiously monitored the problem and responded with increasing
pressure to address the reporter's unusual and surprising nonresponsiveness.
The State agrees that the third factor -- Ms. Burton's assertion of her right -- is
present. Br. of Resp't at 12. Ms. Burton was diligent in pursuing her appeal.
It is the fourth factor -- prejudice -- that is principally in contention. The United
States Supreme Court held in Barker that prejudice in the speedy trial context should be
16
Nos. 24944-1-III; 29337-8-III
State v. Burton
assessed in the light of several defense interests that the speedy trial right was designed to
protect: (1) to prevent oppressive pretrial incarceration, (2) to minimize anxiety and
concern of the accused, and (3) to limit the possibility that the defense will be impaired.
407 U.S. at 532. Ms. Burton relies on all three types of prejudice. At oral argument, her
lawyer stressed Ms. Burton's anxiety and concern, arguing that the emotional strain on a
convicted defendant is most acute during the period she or he is awaiting the outcome of
what is hoped will be a successful appeal -- a period extended, in Ms. Burton's case, for
several unwarranted years.
But we cannot agree that the first and second forms of prejudice recognized by
Barker in the speedy trial context support a remedy for delay where the interest we are
examining is Ms. Burton's right to due process. Unlike the speedy trial clause, U.S.
Const. amend. VI, the due process clause has no necessary tie to timeliness. Rather, the
United States Supreme Court has described its decisions providing due process guaranties
to criminal appellants as providing "minimum safeguards necessary to make [the] appeal
'adequate and effective.'" Evitts v. Lucey, 469 U.S. 387, 392, 105 S. Ct. 830, 83 L. Ed.
2d 821 (1985) (quoting Griffin v. Illinois, 351 U.S. 12, 20, 76 S. Ct. 585, 100 L. Ed. 891
(1956), and citing Douglas v. California, 372 U.S. 353, 83 S. Ct. 814, 9 L. Ed. 2d 811
(1963)). Evitts also describes Douglas and Griffin as requiring a State that affords a right
of appeal to make that appeal more than a "'meaningless ritual.'" 469 U.S. at 394
17
Nos. 24944-1-III; 29337-8-III
State v. Burton
(quoting Douglas, 372 U.S. at 358). These are protections of procedural effectiveness
and fairness. Timeliness may or may not be a factor. By contrast, the core concern of the
speedy trial clause has been described as the impairment of the liberty of an individual
who stands unconvicted of a crime. United States v. Loud Hawk, 474 U.S. 302, 312, 106
S. Ct. 648, 88 L. Ed. 2d 640 (1986).
The United States Supreme Court observed in Ross v. Moffitt, 417 U.S. 600, 610-
11, 94 S. Ct. 2437, 41 L. Ed. 2d 341 (1974) that "there are significant differences
between the trial and appellate stages of a criminal proceeding," one being that "while no
one would agree that the State may simply dispense with the trial stage of proceedings
without a criminal defendant's consent, it is clear that the State need not provide any
appeal at all." Bearing in mind this different posture of the unconvicted and convicted
defendant, the absence of a constitutional guaranty of a speedy appeal, and the fact that
fairness -- not liberty -- is the core concern of the due process clause, we conclude that in
adapting the Barker factors to the appellate context to nonsystemic issues of appellate
delay, only actual prejudice warrants consideration as the fourth factor in the analysis.7
7 For these same reasons, we decline Ms. Burton's invitation to extend, to the
appellate context, the holding in Doggett that "presumptive prejudice" can sometimes
suffice to establish a speedy trial violation. 505 U.S. at 655-56; Br. of Appellant at 21.
This argument was considered and rejected in Mohawk, 20 F.3d at 1488, and contradicts
the general requirement that a defendant claiming appellate delay must demonstrate
actual prejudice, United States v. Antoine, 906 F.2d 1379, 1382 (9th Cir.) (finding that "a
due process violation cannot be established absent a showing of prejudice to the
appellant"), cert. denied, 498 U.S. 963 (1990). We also note that Ms. Burton's is not one
18
Nos. 24944-1-III; 29337-8-III
State v. Burton
The only actual prejudice advanced by Ms. Burton is speculative: she argues that
the delay in obtaining the transcript impaired her ability to respond to the poor quality of
portions of the transcript that was ultimately produced. She contends that the
prosecutor's memory had to have faded by the time he was required to clarify the
transcript and his recitation of what transpired during the garbled passages cannot be
regarded as reliable.
In essence, we are asked to speculate that the delay caused the record on appeal to
be materially more favorable to the State than it would have been had the transcript been
timely produced. Two responses are in order. First, our appellate rules provide a
procedure for settling the trial court record where the court reporter's stenographic notes
or recordings have been lost or damaged, as appears was the case here. Those rules allow
for input by trial counsel for both sides and an ultimate determination of the sufficiency
of the record by the judge before whom the proceedings were held. An experienced trial
judge settled the record and found it to be sufficient, a determination to which Ms. Burton
has separately assigned error. It is through that process that any tangible concerns about
of the more extreme instances of appellate delay. See, e.g., Muwwakkil v. Hoke, 968 F.2d
284, 285 (2d Cir.) (13-year delay between conviction and appeal violated due process),
cert. denied, 506 U.S. 1024 (1992); Mohawk, 20 F.3d at 1485 (10-year delay "is
'extreme' by any reckoning"); Cody v. Henderson, 936 F.2d 715 (2d Cir. 1991) (9½-year
delay excessive); Elcock v. Henderson, 947 F.2d 1004 (2d Cir. 1991) (8½-year delay
excessive).
19
Nos. 24944-1-III; 29337-8-III
State v. Burton
the reliability of the record can be addressed. More to the point for this issue -- due
process -- actual, not potential, prejudice must be demonstrated to establish a due process
violation. See State v. Rohrich, 149 Wn.2d 647, 71 P.3d 638 (2003) (collecting cases
requiring actual, not speculative, prejudice to demonstrate a violation of due process
rights).
While we deny Ms. Burton's appeal on this ground, let us be clear that the delay
Ms. Burton encountered in obtaining the transcript of her trial was inexcusable. It has
made the appellate process frustrating and more difficult for all concerned;
unquestionably for Ms. Burton most of all. The problems experienced in this appeal have
heightened the awareness and attention of this court and the superior court to previously
unforeseen potentials for delay. Absent actual prejudice, however, the delay does not
offend due process.
II
Ms. Burton argues next that the record is insufficient to review her claims of
prosecutorial misconduct and ineffective assistance because the record of challenged
events at trial is not reliable.
"A criminal defendant is constitutionally entitled to a 'record of sufficient
completeness' to permit effective appellate review of his or her claims." State v. Thomas,
70 Wn. App. 296, 298, 852 P.2d 1130 (1993) (quoting Coppedge v. United States, 369
20
Nos. 24944-1-III; 29337-8-III
State v. Burton
U.S. 438, 446, 82 S. Ct. 917, 8 L. Ed. 2d 21 (1962)). However, a record of sufficient
completeness does not necessarily mean a complete verbatim transcript. Id. at 299.
Unlike the truly unusual appellate delay in this case, problems with a trial record or
portions of it are not rare, and alternative methods of reporting trial proceedings are
constitutionally permissible "'if they place before the appellate court an equivalent report
of the events at trial from which the appellant's contentions arise.'" State v. Jackson, 87
Wn.2d 562, 565, 554 P.2d 1347 (1976) (quoting Draper v. Washington, 372 U.S. 487,
495, 83 S. Ct. 774, 9 L. Ed. 2d 899 (1963)).
A new trial will seldom be required when a report of proceedings is lost. In most
cases, a reconstructed record will provide the defendant with a record of sufficient
completeness for effective review. State v. Tilton, 149 Wn.2d 775, 785, 72 P.3d 735
(2003). The absence of a portion of the record is not reversible error unless the defendant
can demonstrate prejudice. See State v. Miller, 40 Wn. App. 483, 488-89, 698 P.2d 1123,
review denied, 104 Wn.2d 1010 (1985). Where the nature of the error is one that "trial
counsel probably would have remembered," such as prosecutorial misconduct during
closing argument (or a related claim of ineffective counsel for failure to object), even the
entire loss of the pertinent record may not prevent effective review. State v. Putman, 65
Wn. App. 606, 611, 829 P.2d 787 (1992), review denied, 122 Wn.2d 1015 (1993).
In State v. Classen, the court reviewed several decisions considering whether
21
Nos. 24944-1-III; 29337-8-III
State v. Burton
reconstructed records were sufficient for review. 143 Wn. App. 45, 55-57, 176 P.3d 582,
review denied, 164 Wn.2d 1016 (2008). From those cases, the court distilled the
following factors which, among others, apply in determining the sufficiency of the
record:
(1) whether all or only part of the trial record is missing or reconstructed;
(2) the importance of the missing portion to review the issues raised on
appeal; (3) the adequacy of the reconstructed record to permit appellate
review; and (4) the degree of resultant prejudice from the missing or
reconstructed record, if any, to the defendant.
Id. at 57. The record in Classen was deemed adequate where a verbatim report of
proceedings omitting three days of trial was reconstructed using news footage and the
attorneys' notes and memories one week after the testimony. Id. It concluded that the
defendant failed to demonstrate prejudice because he could not identify how the
reconstructed record diminished his ability to raise, and the court's ability to consider, his
issues on appeal. Id. at 58.
Ms. Burton argues that her case more closely resembles State v. Larson, 62 Wn.2d
64, 66, 381 P.2d 120 (1963) and Tilton, 149 Wn.2d at 783, two cases in which our
Supreme Court concluded that the record was insufficient for review. We disagree. In
Larson, the entire verbatim report of proceedings was lost and the court concluded that
appellate counsel, who had not acted as trial counsel, had no means by which to assess
the sufficiency of the narrative summary provided by the trial court. 62 Wn.2d at 67.
22
Nos. 24944-1-III; 29337-8-III
State v. Burton
Here, a complete, albeit partially garbled, transcript was provided and Ms. Burton's trial
counsel declared the prosecutor's clarifications to be substantively accurate. In Tilton,
36 minutes of the defendant's testimony were not preserved. 149 Wn.2d at 779. The
court ordered a new trial because the missing testimony was essential. Id. at 785. Here,
however, no part of the record was lost. The State's clarifying affidavit supplements the
transcript; it is not offered as a substitute. Indeed, this case appears unique in that no part
of the report of proceedings is missing. Instead, the transcript contains a number of
garbled passages, mostly during closing argument, that require varying degrees of effort
to decipher.
Ms. Burton's prosecutorial misconduct and corresponding ineffective assistance
claims rely on portions of the transcript that are flawed but sufficiently understandable to
conduct effective review.
We affirm.
The remainder of this opinion has no precedential value. Therefore, it will be filed
for public record in accordance with the rules governing unpublished opinions. RCW
2.06.040.
III
Ms. Burton next argues that she is entitled to a new trial as a result of prosecutorial
misconduct. She argues, first, that the prosecutor improperly elicited testimony from Mr.
23
Nos. 24944-1-III; 29337-8-III
State v. Burton
Dahlin as to her prior bad acts after having promised not to when motions in limine were
heard; she argues second, that the prosecutor's characterization of an "abiding belief"
misled the jury as to the State's burden of proof.
A defendant claiming prosecutorial misconduct must establish the impropriety of
the prosecution's comments and their prejudicial effect. State v. McKenzie, 157 Wn.2d
44, 52, 134 P.3d 221 (2006). Comments are prejudicial only where "there is a substantial
likelihood the misconduct affected the jury's verdict." State v. Brown, 132 Wn.2d 529,
561, 940 P.2d 546 (1997). A reviewing court does not assess the prejudicial effect of a
prosecutor's improper comments by looking at the comments in isolation but by placing
the remarks "in the context of the total argument, the issues in the case, the evidence
addressed in the argument, and the instructions given to the jury." Id. A defendant who
fails to object to an improper comment waives the error unless the comment is "so
flagrant and ill-intentioned that it causes an enduring and resulting prejudice" that a
curative instruction could not have neutralized the prejudice. Id. That defense counsel
did not object to a prosecutor's statement "suggests that it was of little moment in the
trial." State v. Rogers, 70 Wn. App. 626, 631, 855 P.2d 294 (1993), review denied, 123
Wn.2d 1004 (1994).
While Ms. Burton complains that the prosecutor introduced evidence of her prior
bad acts after explicitly representing that he would not, the record reveals that the State's
24
Nos. 24944-1-III; 29337-8-III
State v. Burton
only representation at the hearing on motions in limine dealt with the occasion when Ms.
Burton slammed her car into Mr. Dahlin's car. The court conceded that bad acts
evidence could become relevant if Ms. Burton proceeded with her entrapment defense.
When a trial court refuses to rule, or makes only a tentative ruling subject to evidence
developed at trial, the parties are under a duty to raise the issue at the appropriate time
with proper objections at trial. State v. Koloske, 100 Wn.2d 889, 896, 676 P.2d 456
(1984), overruled on other grounds by State v. Brown, 111 Wn.2d 124, 761 P.2d 588
(1988), adhered to on reh'g, 113 Wn.2d 520, 782 P.2d 1013, 787 P.2d 906 (1989). In
reserving ruling on a motion in limine, a court may require the lawyers to notify opposing
counsel and/or the court in advance of any intention to examine on such matters, but the
trial court did not do so here. The prosecutor did not introduce evidence of the car-
ramming incident until the sidebar had occurred and the trial court allowed it. We find
no misconduct here.
Ms. Burton's second claim of prosecutorial misconduct is that the State misled the
jury as to its burden of proof during closing argument. She points to the prosecutor's
suggestion to the jurors that if they were asked a year from trial at a cocktail party what
the case was about, and if they would reply "the case was about a woman who hated her
bos[s] and wanted to . . . kill him and [thought she was hiring a] hit man and paid [$500
to an undercover cop] and the whole thing was on videotape," then Ms. Burton was guilty
25
Nos. 24944-1-III; 29337-8-III
State v. Burton
and they would have an abiding belief in her guilt.8 RP (Dec. 6, 2005) at 127. Defense
counsel did not object.
A prosecutor has wide latitude in closing argument to draw reasonable inferences
from the evidence and may freely comment on the credibility of the witnesses based on
the evidence. State v. Stenson, 132 Wn.2d 668, 727, 940 P.2d 1239 (1997), cert. denied,
523 U.S. 1008 (1998). When it comes to arguing law, however, a prosecutor is confined
to correctly characterizing the law stated in the court's instructions. State v. Estill, 80
Wn.2d 196, 199-200, 492 P.2d 1037 (1972) (statements by the prosecution or defense to
the jury upon the law must be confined to the law as set forth in the instructions of the
court); State v. Davenport, 100 Wn.2d 757, 763, 675 P.2d 1213 (1984) (prosecutor's
misstating the law of the case to the jury is a serious irregularity having the grave
potential to mislead the jury). A prosecutor restates the court's instruction on the law at
its peril. See, e.g., State v. Fleming, 83 Wn. App. 209, 213, 921 P.2d 1076 (1996) (it is
well established as misconduct for prosecutor to argue that to acquit a defendant, the jury
must find that the State's witnesses are lying or mistaken), review denied, 131 Wn.2d
1018 (1997); State v. Anderson, 153 Wn. App. 417, 431, 220 P.3d 1273 (2009)
8 The State clarified this portion of the transcript as follows:
"[The prosecutor] illustrated an abiding conviction as being a conviction that lasts
over a period of time and noted that if the jur[ors] could see themselves at a later point in
time describing this as a case where a lady hated her boss and hired a hit man to kill him
and paid $500 and the whole thing was videotaped then Ms. Burton was guilty."
CP at 274-75.
26
Nos. 24944-1-III; 29337-8-III
State v. Burton
(arguments equating proof beyond a reasonable doubt to everyday decision-making were
improper; also improper are "fill in the blank" arguments suggesting that jurors must be
able to identify a reason not to convict), review denied, 170 Wn.2d 1002 (2010); State v.
Warren, 165 Wn.2d 17, 24, 195 P.3d 940 (2008) (improper for prosecutor to argue that
"'[r]easonable doubt does not mean give the defendant the benefit of the doubt'" and
"'for [the defense] to ask you to infer everything to the benefit of the defendant is not
reasonable'"), cert. denied, 129 S. Ct. 2007 (2009).
The cocktail party analogy offered by the prosecutor to explain the burden of proof
is problematic. It implies that the jury's verdict should be for the party who has offered
jurors a coherent narrative of events that they can take away from the trial and relate to
friends and family. Yet, "[a] jury's job is not to 'solve' a case [or] to 'declare what
happened on the day in question.' Rather, the jury's duty is to determine whether the
State has proved its allegations against a defendant beyond a reasonable doubt."
Anderson, 153 Wn. App. at 429 (citation omitted) (quoting brief). A prosecutor's
argument that undermines the presumption of innocence -- "'the bedrock upon which the
criminal justice stands'" -- is improper. Warren, 165 Wn.2d at 26 (quoting State v.
Bennett, 161 Wn.2d 303, 315-16, 165 P.3d 1241 (2007)).
The State argues that viewed in context, however, the prosecutor's argument
cannot be described as flagrant or ill-intentioned, because the prosecutor read to the jury
27
Nos. 24944-1-III; 29337-8-III
State v. Burton
the court's proper definition of reasonable doubt immediately before elaborating on
"abiding belief." We agree that contextual consideration is important here, because in no
other part of his argument did the prosecutor recharacterize the burden of proof. Indeed,
the prosecutor referred to the court's instructions repeatedly during his closing argument,
describing them as the jury's "operating handbook" or "manual of what you're supposed
to do." RP (Dec. 6, 2005) at 125. We rely as we often do on the court's instruction to
the jury to "[d]isregard any remark, statement or argument that is not supported by the
evidence or the law as stated by the court." CP at 59 (Instruction 1). In context, it does
not appear that the prosecutor intended to mislead the jury as to the State's burden.
Finally, there is not a substantial likelihood that the prosecutor's cocktail party
analogy, if misconduct, affected the jury's verdict, let alone created an enduring and
resulting prejudice that a curative instruction could not have neutralized. The analogy
was only touched on briefly in the context of a closing argument in which the prosecutor
emphasized the importance of the court's instructions. It could have been easily
neutralized had Ms. Burton's lawyer objected. Not only did Ms. Burton's lawyer not
object, he mentioned the prosecutor's description of the meaning of abiding belief in
presenting his own explanation of the meaning of reasonable doubt. RP (Dec. 6, 2005)
at 139. Ms. Burton's lawyer apparently viewed the explanation of abiding belief, in
context, as of little consequence, as do we. Ms. Burton does not persuade us that the
28
Nos. 24944-1-III; 29337-8-III
State v. Burton
prosecutor's statements were ill-intentioned or prejudicial.
IV
Ms. Burton argues in the alternative that her trial counsel was ineffective for not
objecting to the alleged instances of prosecutorial misconduct already discussed.
A claim of ineffective assistance is a mixed question of fact and law, reviewed de
novo. State v. Sutherby, 165 Wn.2d 870, 883, 204 P.3d 916 (2009). To establish
ineffective assistance, a defendant must satisfy a two-prong test showing that: (1) the
performance of counsel was so deficient that it fell below an objective standard of
reasonableness and (2) the deficient performance prejudiced the defendant. State v.
McFarland, 127 Wn.2d 322, 334-35, 899 P.2d 1251 (1995); Strickland v. Washington,
466 U.S. 668, 687, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). A failure to make either
showing terminates review of the claim. State v. Brown, 159 Wn. App. 366, 371, 245
P.3d 776, review denied, 171 Wn.2d 1025 (2011). Appellate review of counsel's
performance starts from a strong presumption of reasonableness. State v. Bowerman, 115
Wn.2d 794, 808, 802 P.2d 116 (1990).
Trial counsel is not ineffective if an objection to the admissibility of evidence
would have failed. State v. Nichols, 161 Wn.2d 1, 14, 162 P.3d 1122 (2007). Also, if the
failure to object could have been legitimate trial strategy, it cannot serve as a basis for a
claim of ineffective assistance. State v. Kwan Fai Mak, 105 Wn.2d 692, 731, 718 P.2d
29
Nos. 24944-1-III; 29337-8-III
State v. Burton
407, cert. denied, 479 U.S. 995 (1986), overruled on other grounds by State v. Hill, 123
Wn.2d 641, 870 P.2d 313 (1994).
We observe at the outset that Ms. Burton's trial lawyer was presented with a
difficult case to defend. He was required to contend with two damaging undercover
videotapes recording what the jury could reasonably find to be clearly criminal conduct
by his client.9 In the first, lasting 30 minutes, Ms. Burton, showing no signs of
intoxication, retained a hit man, freely responded to a number of nonleading questions as
to what she wanted done, and asked, without prompting, that Mr. Dahlin's death be
painful and that he be told before dying that he had "fucked with the wrong bitch." RP
(Dec. 6, 2005) at 66. In the second videotape, again appearing sober, she reviewed
photographs of what she believed to be a beaten and murdered man, showed no sign of
revulsion or remorse, expressed her gratitude, and paid an additional $500. There was
nothing about her explanation -- that Mr. Ballentine made plans for a murder that he could
not reverse; approached police even though complicit in a murder for hire; and then
successfully groomed her to portray an attitude 180 degrees removed from her true
feelings -- that was inherently plausible. Through Ms. Burton, a psychologist, and third
party witnesses, Ms. Burton's lawyer presented what appears from the record and from
9 Unlike the report of proceedings, which is partially flawed, complete and
undamaged copies of the videotapes remain available.
30
Nos. 24944-1-III; 29337-8-III
State v. Burton
arguments on appeal to have been her best possible defense.
Ms. Burton nonetheless argues that her trial lawyer was ineffective for failing to
timely object when the State elicited Mr. Dahlin's testimony about her prior bad acts in
its case-in-chief. ER 404(b) provides that evidence of other wrongs or acts is not
admissible to prove the character of a person in order to show action in conformity
therewith. But it provides that such evidence is admissible for other purposes, including
motive and intent. Ms. Burton's defense of entrapment put into issue whether she was
lured or induced to commit a crime which she had not otherwise intended to commit, or
whether law enforcement simply afforded her an opportunity to commit a crime. See
RCW 9A.16.070. ER 404(b) evidence is admissible to rebut a defense theory and, if the
acts are sufficiently similar, can be relevant and probative evidence of a defendant's
predisposition to perform the charged crime. United States v. Mendoza-Prado, 314 F.3d
1099, 1103 (9th Cir. 2002).
Ms. Burton nonetheless argues that the 404(b) evidence should not have been
admitted until she had actually presented evidence of an entrapment defense. There is
authority for her position. See, e.g., United States v. McGuire, 808 F.2d 694, 696 (8th
Cir. 1987) (finding error where the district court allowed government to introduce
rebuttal evidence in its case-in-chief in anticipation of an entrapment defense proposed in
defense counsel's opening statement but that was never presented); United States v.
31
Nos. 24944-1-III; 29337-8-III
State v. Burton
Hicks, 635 F.3d 1063, 1072 (7th Cir. 2011) ("proper course of action" is for government
to offer 404(b) evidence after the defense materializes, either during cross-examination or
during its rebuttal case). But the issue here is not whether Ms. Burton's trial lawyer
could have interposed a successful objection, it is whether he might have had sound
strategic reasons for not doing so. The entrapment defense was Ms. Burton's only viable
defense; this was not a case where the defense might or might not have been presented.
As soon as the defense presented evidence of entrapment, the State would have a valid
basis for offering evidence of similar hostile acts by Ms. Burton in order to show her
disposition to solicit Mr. Dahlin's murder. The trial judge had already indicated that the
evidence would likely be admissible if Ms. Burton claimed entrapment. Ms. Burton's
lawyer could reasonably have concluded that the evidence would eventually come in and
would do less harm if admitted when first offered rather than later, after his initial
objection underscored for jurors that this was damaging evidence that the defense did not
want in.
Similarly, while Ms. Burton's lawyer declined the trial court's offer to give a
limiting instruction, we presume in such cases that the decision was a reasonable trial
strategy not to reemphasize damaging evidence and hence not deficient performance
under the Strickland standards. State v. Price, 126 Wn. App. 617, 648-49, 109 P.3d 27,
review denied, 155 Wn.2d 1018 (2005). Defense counsel's decisions can readily be
32
Nos. 24944-1-III; 29337-8-III
State v. Burton
regarded as reasonable strategic judgments.
Ms. Burton's second ineffective assistance claim pertains to her trial lawyer's
failure to object to the prosecutor's closing argument on the meaning of "abiding belief."
Ms. Burton did not demonstrate that the remarks prejudiced the outcome of her trial in
arguing prosecutorial misconduct, and the same is true here. Because both deficient
performance and prejudice must be proved to support a successful claim of ineffective
assistance of counsel, this failure to show prejudice ends the inquiry. State v. Fredrick,
45 Wn. App. 916, 923, 729 P.2d 56 (1986).
V
Raising the issue for the first time on appeal, Ms. Burton objects to the entrapment
instruction given to the jury because it failed to state which party had the burden of
proving or disproving the defense and failed to identify the burden of proof applied. She
claims that the omission may have led the jury to impose upon her the burden of proving
the entrapment defense beyond a reasonable doubt rather than by a preponderance of the
evidence, the correct standard. The State responds that Ms. Burton invited the error by
requesting the instruction, that she could have only benefited from its deficiencies, and
that in any event the error was harmless.
The invited error doctrine "prohibits a party from setting up an error at trial and
then complaining of it on appeal." State v. Pam, 101 Wn.2d 507, 511, 680 P.2d 762
33
Nos. 24944-1-III; 29337-8-III
State v. Burton
(1984), overruled on other grounds by State v. Olson, 126 Wn.2d 315, 893 P.2d 629
(1995). The defendant must materially contribute to the error challenged on appeal by
engaging in some type of affirmative action through which the defendant knowingly and
voluntarily sets up the error. In re Pers. Restraint of Call, 144 Wn.2d 315, 326-28, 28
P.3d 709 (2001). The doctrine of invited error prohibits a party from challenging a jury
instruction on appeal that it proposed, even if it meets the standard under RAP 2.5. State
v. Studd, 137 Wn.2d 533, 546, 973 P.2d 1049 (1999); State v. Gentry, 125 Wn.2d 570,
646, 888 P.2d 1105, cert. denied, 516 U.S. 843 (1995).
While the State argues invited error, however, it has not demonstrated it, and bears
the burden of doing so. State v. Thomas, 150 Wn.2d 821, 844, 83 P.3d 970 (2004). It
suggests that Ms. Burton requested the incomplete instruction but does not cite to, nor
does the record contain, her proposed jury instructions.10 Discussion of the jury
instructions was largely conducted off the record during trial. We agree it is possible and
even likely that Ms. Burton requested the entrapment instruction as given to the jury. But
on the record presented, we have no basis for concluding that the error in the instruction
was hers.
Unpreserved claims of error involving jury instructions are generally subject to an
10 Neither party designated Ms. Burton's proposed instructions. This court has
since determined that the superior court has no record of them.
34
Nos. 24944-1-III; 29337-8-III
State v. Burton
analysis of whether the error is manifest constitutional error. State v. O'Hara, 167
Wn.2d 91, 100, 217 P.3d 756 (2009); State v. Scott, 110 Wn.2d 682, 685, 757 P.2d 492
(1988). Instructional errors that have been held to constitute manifest constitutional error
include directing a verdict, State v. Peterson, 73 Wn.2d 303, 306, 438 P.2d 183 (1968);
shifting the burden of proof to the defendant, State v. McCullum, 98 Wn.2d 484, 487-88,
656 P.2d 1064 (1983); failing to define the "beyond a reasonable doubt" standard, State
v. McHenry, 88 Wn.2d 211, 214, 558 P.2d 188 (1977); failing to require a unanimous
verdict, State v. Carothers, 84 Wn.2d 256, 262, 525 P.2d 731 (1974); and omitting an
element of the crime charged, State v. Johnson, 100 Wn.2d 607, 623, 674 P.2d 145
(1983), overruled on other grounds by State v. Bergeron, 105 Wn.2d 1, 711 P.2d 1000
(1985). In contrast, instructional errors not amounting to manifest constitutional error
include the failure to instruct on a lesser included offense, Kwan Fai Mak, 105 Wn.2d at
745-49, and the failure to define individual terms, Scott, 110 Wn.2d at 690-91.
To satisfy the constitutional demands of a fair trial, the jury instructions, when
read as a whole, must correctly tell the jury of the applicable law, not be misleading, and
permit the defendant to present her or his theory of the case. State v. Mills, 154 Wn.2d 1,
7, 109 P.3d 415 (2005).
We suspect that without explicit instruction about the burden of establishing or
negating the entrapment defense, the jury most likely assumed that the State bore the
35
Nos. 24944-1-III; 29337-8-III
State v. Burton
burden of overcoming any reasonable doubt that it presented. Yet we cannot rule out Ms.
Burton's contention that the jurors might have assumed that Ms. Burton was required to
prove her defense beyond a reasonable doubt, the only standard of proof on which they
were instructed. The State is mistaken in its belief that the instructions informed the jury
that "the defendant has no burden to prove anything." Br. of Resp't at 29. If anything,
the instruction that "[t]he defense is not established if the law enforcement officials did
no more than afford the defendant an opportunity to commit a crime" suggested that Ms.
Burton had the burden of proof. CP at 68 (Instruction 10). Accordingly, the error here
was likely manifest constitutional error.
We therefore review for harmless error. Manifest constitutional error is harmless
if we "'conclude beyond a reasonable doubt that the jury verdict would have been the
same absent the error.'" State v. Brown, 147 Wn.2d 330, 341, 58 P.3d 889 (2002)
(quoting Neder v. United States, 527 U.S. 1, 19, 119 S. Ct. 1827, 144 L. Ed. 2d 35
(1999)). We are satisfied beyond a reasonable doubt that the omission of the burden of
proof from the entrapment instruction did not affect the outcome of the case.
VI
Finally, Ms. Burton argues cumulative error: that the trial court committed several
trial errors that, while standing alone, might not be sufficient to justify reversal,
nonetheless denied her a fair trial when viewed collectively. State v. Coe, 101 Wn.2d
36
Nos. 24944-1-III; 29337-8-III
State v. Burton
772, 789, 684 P.2d 668 (1984). The defendant bears the burden of proving an
accumulation of errors of sufficient magnitude that retrial is necessary. Price, 126 Wn.
App. at 655.
Here, at most two trial errors occurred: prosecutorial misconduct during closing
argument and an incorrect jury instruction pertaining to the defense of entrapment. Ms.
Burton does not explain how these errors combined to deny her a fair trial. We are
satisfied that the errors were harmless individually and collectively.
We affirm.
____________________________________
Siddoway, J.
WE CONCUR:
___________________________________
Kulik, C.J.
___________________________________
Sweeney, J.
37
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