Supreme Court of the State of Washington
Opinion Information Sheet
Docket Number: |
82957-8 |
Title of Case: |
State v. Posey |
File Date: |
03/22/2012 |
Oral Argument Date: |
01/20/2011 |
SOURCE OF APPEAL
----------------
Appeal from
Yakima County Superior Court
|
| 03-1-00820-1 |
| Honorable Susan L Hahn |
JUSTICES
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Barbara A. Madsen | Dissent Author | |
Charles W. Johnson | Signed Majority | |
Tom Chambers | Signed Majority | |
Susan Owens | Signed Majority | |
Mary E. Fairhurst | Signed Majority | |
James M. Johnson | Majority Author | |
Debra L. Stephens | Signed Majority | |
Charles K. Wiggins | Signed Majority | |
Steven C. González | Did Not Participate | |
Gerry L. Alexander, Justice Pro Tem. | Dissent Author | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| Stephanie C Cunningham |
| Attorney at Law |
| 4616 25th Ave Ne # 552 |
| Seattle, WA, 98105-4183 |
Counsel for Respondent(s) |
| Kenneth L. Ramm Jr. |
| Yakima County Courthouse |
| 128 N 2nd St Rm 329 |
| Yakima, WA, 98901-2621 |
IN THE SUPREME COURT OF THE STATE OF WASHINGTON
STATE OF WASHINGTON,
Respondent, No. 82957-8
v. En Banc
DANIEL ALFRED POSEY, JR., Filed March 22, 2012
Petitioner.
J.M. JOHNSON, J. -- The question in this case is whether legislation
relating to juvenile courts can deprive the superior courts of their
constitutional jurisdiction. Article IV, section 6 of the constitution vests in
the superior courts' jurisdiction "in all criminal cases amounting to
felony. . . ." We hold the legislature does not have the power to alter this
constitutional grant of felony jurisdiction. We thus affirm the sentence
imposed in this case.
At 16 years of age, Daniel A. Posey Jr. committed two counts of rape
State v. Posey, No. 82957-8
in the second degree. A jury convicted Posey, and the superior court
sentenced him as an adult. On direct review, we remanded Posey's case with
instructions that a juvenile court sentence him. Prior to the mandate of our
decision, Posey turned 21 years old.
On remand, Posey challenged the juvenile court's authority to sentence
him. The presiding judge agreed. Subsequently, acting in her role as a
superior court judge, the trial court sentenced Posey as an adult but imposed a
sentence consistent with the standard juvenile range. Posey appeals his
sentence arguing that, by operation of statute, neither the juvenile court nor
the superior court had jurisdiction to sentence him for his crimes. We
disagree and affirm the Court of Appeals' decision upholding the sentence
imposed upon Posey.
Facts and Procedural History
In 2003, 16-year-old Posey was charged in Yakima County Juvenile
Court with three counts of second degree rape and one count of first degree
assault while armed with a firearm. Because the first degree assault charge
was classified as a "'[s]erious violent offense'" under former RCW
9.94A.030(37)(a)(v) (2002), the juvenile court automatically declined
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State v. Posey, No. 82957-8
jurisdiction over Posey pursuant to RCW 13.04.030(1)(e)(v)(A) and
transferred the case to the Yakima County Superior Court.
The matter proceeded to trial in the Yakima County Superior Court.
The jury found Posey guilty of two counts of second degree rape. The jury
acquitted Posey on the count of first degree assault and one count of second
degree rape. The trial judge sentenced Posey under the adult sentencing
guidelines to two concurrent terms of life in prison with a minimum term of
119 months of confinement.
Posey appealed to the Court of Appeals, claiming that the superior
court did not have jurisdiction to sentence him as an adult after his acquittal
on first degree assault, the charge that led the juvenile court to automatically
decline jurisdiction. The Court of Appeals rejected this argument and
affirmed Posey's judgment and sentence. State v. Posey, 130 Wn. App. 262,
122 P.3d 914 (2005).
Posey thereafter obtained review in this court. We affirmed Posey's
convictions but reversed the Court of Appeals. State v. Posey, 161 Wn.2d
638, 647, 167 P.3d 560 (2007) (Posey I). We remanded the matter "to
juvenile court for further proceedings." Id. at 649. The mandate for our
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State v. Posey, No. 82957-8
opinion issued on October 16, 2007, less than a month after Posey turned 21
years of age.
A few months later, the Yakima County Juvenile Court conducted a
sentencing hearing on remand. Yakima Superior Court Judge Susan Hahn
presided over the hearing in her capacity as a judge of the Yakima County
Juvenile Court. Posey's counsel moved to dismiss "the matter" arguing that
the juvenile court was without jurisdiction to sentence him because Posey
was now 21 years old. Clerk's Papers at 15. Judge Hahn agreed that the
juvenile court no longer had jurisdiction over Posey due to his age but
indicated that she would "forget, for a moment," that she was sitting in
juvenile court and would "transform the room and the judge into a [s]uperior
[c]ourt . . . and sentence [Posey], right now, to a standard range sentence,
according to the Juvenile Justice Act." Verbatim Report of Proceedings at
30. Judge Hahn then imposed a juvenile standard range disposition of 60 to
80 weeks. The judge also entered a protection order and sex offender notice
of registration requirements.
Posey appealed this sentence to the Court of Appeals. In response, the
State filed a motion on the merits. A commissioner at that court granted the
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State v. Posey, No. 82957-8
motion and a panel of that court denied Posey's motion to modify. We
granted Posey's petition for review.
Analysis
We affirm the Court of Appeals. We hold that the legislature cannot
deprive the superior courts of their constitutional jurisdiction over felony
offenses. The legislature may designate special sessions of the superior court
to adjudicate juvenile cases. However, where a statute prohibits the juvenile
session from adjudicating the case, the superior court retains its constitutional
jurisdiction over felony offenses.
A. The Constitutional Framework
In adopting Washington Constitution article IV, section 6 the people of
this state granted the superior courts original jurisdiction "in all criminal cases
amounting to felony" and in several other enumerated types of cases and
proceedings. In these enumerated categories where the constitution
specifically grants jurisdiction to the superior courts, the legislature cannot
restrict the jurisdiction of the superior courts. See Blanchard v. Golden Age
Brewing Co., 188 Wash. 396, 418, 63 P.2d 397 (1936). Even though the
legislature cannot restrict the enumerated jurisdiction of the superior courts, it
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State v. Posey, No. 82957-8
can promulgate laws that govern procedures as to which "sessions" of the
superior court will hear certain types of cases. See Wash. Const. art. IV, § 5
("In any county where there shall be more than one superior court judge,
there may be as many sessions of the superior court at the same time as there
are judges thereof . . . the business of the court shall be so distributed and
assigned by law . . . ."); see also State ex rel. Campbell v. Superior Court, 34
Wn.2d 771, 775, 210 P.2d 123 (1949).
Article IV, section 6 also grants the superior courts residual
jurisdiction over nonenumerated cases and proceedings, providing that
superior courts "shall also have original jurisdiction in all cases and of all
proceedings in which jurisdiction shall not have been by law vested
exclusively in some other court . . . ." (Emphasis added.) It is with respect to
cases and proceedings that fall within the residual jurisdiction of the superior
courts that the legislature can vest exclusive jurisdiction in an alternative
forum. For example, by limiting the common law tort claims of injured
workers and creating administrative procedures and enhanced remedies under
the Industrial Insurance Act, Title 51 RCW, the legislature effectively
modified the role of the superior courts over such claims. See Laws of 1911,
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State v. Posey, No. 82957-8
ch. 74; see also Lidke v. Brandt, 21 Wn.2d 137, 139, 150 P.2d 399 (1944);
Dougherty v. Dep't of Labor & Indus., 150 Wn.2d 310, 314, 76 P.3d 1183
(2003).
B. Juvenile Court Jurisdiction
The State of Washington's earliest juvenile legislation recognized that
the superior courts possessed original jurisdiction over juvenile cases. See
Laws of 1905, ch. 18, § 2. However, the "sessions" of the superior court
handling juvenile cases were designated as the "'Juvenile Court.'" Id., § 3.
This same assignment of juvenile cases held true throughout subsequent
revisions of the legislation governing juvenile courts and cases. See, e.g.,
Laws of 1913, ch. 160, § 2; Laws of 1937, ch. 65, § 1. Likewise, our case
law interpreted the juvenile court legislation as a special "session" of the
superior court that the legislature directed to preside over juvenile cases
pursuant to article IV, section 5 of the state constitution. See Campbell, 34
Wn.2d at 775; Dillenburg v. Maxwell, 70 Wn.2d 331, 352, 413 P.2d 940,
422 P.2d 783 (1966).
In 1977, the legislature added the language in RCW 13.04.030, which
grants the juvenile courts "exclusive original jurisdiction" over all juvenile
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State v. Posey, No. 82957-8
proceedings. Laws of 1977, 1st Ex. Sess., ch. 291, § 4. We interpreted the
effect of these changes in State v. Werner, 129 Wn.2d 485, 496, 918 P.2d
916 (1996). We held that "under Article IV, § 6, the Legislature has not
vested jurisdiction exclusively in some court other than the superior court by
enacting RCW 13.04.030 because the juvenile court is a division of the
superior court, not a separate court." Id. at 493 (emphasis added).
Further, we explained that the legislature could not divest the superior
courts of their criminal jurisdiction over juveniles. Id. at 496. We stated:
The only remaining argument . . . is that the creation of juvenile courts
by statute somehow constrained the power of a superior court . . . .
That argument fails. This Court has resolutely resisted legislative
attempts to restrict its constitutional authority . . . "[T]he courts are not
required to recognize a legislative restriction which has the effect of
depriving them of a constitutional grant or of one of their inherent
powers. What the legislature has not given, it cannot take away."
Id. (last alteration in original) (emphasis added) (quoting Blanchard, 188
Wash. at 418).
Admittedly, our prior jurisprudence discussing juvenile court
jurisdiction is not a model of clarity. See Dillenburg, 70 Wn.2d at 353 (
"When, then, we spoke of 'surrender of jurisdiction' and 'jurisdiction' in
reference to juvenile and superior court proceedings in our original opinion in
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State v. Posey, No. 82957-8
this case, we were not accurately using the word 'jurisdiction' in its true
juridical and traditional sense."). Werner's own discussion of the "'three
jurisdictional elements in every valid judgment'" further confused the issue.
Werner, 129 Wn.2d at 493 (quoting In re Marriage of Little, 96 Wn.2d 183,
197, 634 P.2d 498 (1981)). 1
Werner distinguished between "'three jurisdictional elements in every
valid judgment, namely, jurisdiction of the subject matter, jurisdiction of the
person, and the power or authority to render the particular judgment.'" Id.
(quoting Little, 96 Wn.2d at 197 (citing 1 A.C. Freeman, A Treatise of the
Law of Judgments § 226 (5th ed. rev. 1925)). The opinion's distinction
between "jurisdiction of the subject matter" and "the power or authority to
render the particular judgment" rests on an antiquated understanding of
subject matter jurisdiction. Compare 1 Freeman, supra, § 226, with
Restatement (Second) of Judgments § 11 (1982).2 It is not even clear that the
1 In dicta, the Werner opinion stated that "[t]he issue, then, is not whether the adult
division of the [superior court] had the power to hear and determine the charges against
[the juvenile]. It did not." Werner, 129 Wn.2d at 494. However, Werner also affirmed
that the superior court maintained constitutional subject matter jurisdiction over juvenile
criminal cases. Id. at 493. Werner's distinction between a court's subject matter
jurisdiction and its "power to hear and determine" a criminal case is not entirely clear and
thus provides limited value as precedent.
2 Werner relied on Little for the assertion that every valid judgment contains three
jurisdictional elements. Werner, 129 Wn.2d at 493 (quoting Little, 96 Wn.2d at 197).
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State v. Posey, No. 82957-8
precedents relied on by Werner recognized such a distinction. See Little, 96
Wn.2d at 197 ("We have found no case holding that trial procedural
requirements, such as the time for deciding issues, are jurisdictional.").
Unfortunately, Werner is not our only opinion embracing this antiquated
distinction. See In re Per. Restraint of Dalluge, 152 Wn.2d 772, 283, 100
Little relied on a legal treatise from the early 20th century to establish this proposition.
Little, 96 Wn.2d at 197 (citing 1 Freeman, supra, § 226). The legal treatise gives
illustrative examples of cases invalidating judgments that fail to satisfy all three of the
jurisdictional elements. 1 Freeman, supra, § 226 n.17.
One example the treatise cites is Grannis v. Superior Court, 146 Cal. 245, 79 P.
891 (1905). In Grannis, a California statute prohibited courts from entering a final
divorce decree until one year after the entry of an interlocutory decree. Id. at 247. The
California Supreme Court held that a divorce decree that failed to comply with these
statutory prerequisites was void. Id. at 252. The court reached this conclusion even
though the court had subject matter and personal jurisdiction. Id. at 247. As Grannis
illustrates, the third jurisdictional element contemplated by Freeman refers to procedural
requirements that a court must follow before entering a valid judgment.
Freeman's jurisdictional analysis is inadequate. Modern treatises do not
distinguish three jurisdictional elements. Rather, modern commentators distinguish
between mere legal errors and errors affecting a court's subject matter jurisdiction. See
Restatement (Second) of Judgments § 11.
Failure to comply with Title 13 RCW's procedural provisions does not impact the
subject matter jurisdiction of the superior courts. The subject matter jurisdiction of the
superior courts over juvenile offenders derives from article IV of the state constitution.
Werner, 129 Wn.2d at 493; In re Per. Restraint of Dalluge, 152 Wn.2d 772, 283, 100
P.3d 279 (2004). The legislature cannot restrict a superior court's constitutional
jurisdiction. Werner, 129 Wn.2d at 496. Additionally, Little itself expressly rejects the
view that mere procedural errors strip a superior court of jurisdiction. See Little, 96
Wn.2d at 197 ("We have found no case holding that trial procedural requirements, such as
the time for deciding issues, are jurisdictional."). For these reasons, we do not adopt the
inadequate jurisdictional analysis announced by Freeman.
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State v. Posey, No. 82957-8
P.3d 279 (2004).
Our prior opinion discussing Posey's own case also involved an
idiosyncratic use of the term "jurisdiction." See generally Posey I, 161
Wn.2d 638. Two reasons suggest that Posey I used the term "jurisdiction" in
an uncharacteristic way. First, a court's jurisdiction cannot hinge on the
result it reaches. "'Jurisdiction means the power to hear and determine.'"
Werner, 129 Wn.2d at 493 (quoting State ex rel. McGlothern v. Superior
Court, 112 Wash. 501, 505, 192 P. 937 (1920)). It is conceptually incoherent
to suppose that a court's power to determine a case depends on its
determination in the case.3 Second, we affirmed Posey's conviction. Posey
I, 161 Wn.2d at 649. If the superior court truly lacked jurisdiction to decide
Posey's case, his conviction too would have been a nullity. However, we
upheld Posey's conviction and remanded for resentencing. Id.4
The juvenile courts are properly understood, jurisdictionally, as a
separate division of the superior courts. See Campbell, 34 Wn.2d at 775;
Dillenburg, 70 Wn.2d at 352-53; Werner, 129 Wn.2d at 492; In re Boot, 130
3 We do not however question the unproblematic assertion that a court is competent to
determine its own jurisdiction. See Restatement (Second) of Judgments § 11.
4 Our remand for resentencing in the juvenile court was based on the assumption that
Posey remained a juvenile. Posey I, 161 Wn.2d at 641.
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State v. Posey, No. 82957-8
Wn.2d 553, 561 n.4, 925 P.2d 964 (1996). By adopting RCW 13.04.050, the
legislature did not deprive the superior courts of their original jurisdiction
over crimes committed by juveniles. Werner, 129 Wn.2d at 493. The
legislature cannot deprive the superior courts of constitutional jurisdiction
over crimes committed by juveniles. Id. at 496. Where our precedents
contain language at odds with the constitutional powers of the superior courts,
the constitution prevails.
C. The Superior Court Retained Jurisdiction To Sentence Posey
A jury convicted Posey of two counts of rape in the second degree.
Posey I, 161 Wn.2d at 641. Second degree rape is a felony offense. RCW
9A.44.050(2). The Yakima County Superior Court has jurisdiction over
felony offenses. Wash. Const. art. IV, § 6. Therefore, the Yakima County
Superior Court possessed jurisdiction to sentence Posey.
Posey argues that no court had jurisdiction to sentence him. He
contends that because the jury found him not guilty of the first degree assault
charge, the superior court lacked jurisdiction. As authority for this point, he
cites this court's previous opinion in this case. See Posey I, 161 Wn.2d at
647. Posey further contends that the juvenile court lacked jurisdiction over
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State v. Posey, No. 82957-8
him due to RCW 13.40.300(3), which states that "[i]n no event may the
juvenile court have authority to extend jurisdiction over any juvenile offender
beyond the juvenile offender's twenty-first birthday."
This argument fails. The superior court always retains its jurisdiction
over felony offenses. This jurisdiction derives directly from the constitution.
See Wash. Const. art. IV, § 6. The legislature by statute cannot alter the
constitutional jurisdiction of the superior courts. Werner, 129 Wn.2d at 496.
Posey's argument wrongly assumes that the juvenile court and the
superior court are different courts with different jurisdictional requirements.
Juvenile courts are not separate and distinct from superior courts. Properly
understood, "the superior court, sitting in juvenile court 'session,' grants to
prosecuting officials the 'authority to proceed,' in an appropriate case, with
the criminal prosecution of a child under 18 years of age." Dillenburg, 70
Wn.2d at 353. If a particular judge receives the designation of "'juvenile
court judge,'" "the other departments of the superior court in that county do
not lose jurisdiction in . . . juvenile court matters." Campbell, 34 Wn.2d at
775. "[U]nder Article IV, § 6, the Legislature has not vested jurisdiction
exclusively in some court other than the superior court by enacting RCW
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State v. Posey, No. 82957-8
13.04.030 because the juvenile court is a division of the superior court, not a
separate court." Werner, 129 Wn.2d at 493.
Long established precedents from this court recognize that juvenile
courts are simply departments (or divisions) of the superior courts. See
Campbell, 34 Wn.2d at 775; Dillenburg, 70 Wn.2d at 352-53; Werner, 129
Wn.2d at 492; Boot, 130 Wn.2d at 561 n.4. The legislature has
acknowledged this. See RCW 13.04.021(1) ("The juvenile court shall be a
division of the superior court.").
The constitution grants the superior courts original jurisdiction "in all
criminal cases amounting to felony . . . ." Wash. Const. art. IV, § 6. The
legislature cannot rescind this constitutional jurisdiction or vest it exclusively
in another court. Werner, 129 Wn.2d at 496. Because the superior court's
jurisdiction derives from the constitution, and the juvenile session lacked
statutory authority to act in Posey's case, the superior court retained
jurisdiction to sentence him for his crimes.
Conclusion
The constitution grants jurisdiction to the superior courts "in all cases
amounting to felony. . . ." Wash. Const. art. IV, § 6. By later legislation, a
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State v. Posey, No. 82957-8
separate division of the superior courts adjudicates cases involving juveniles.
Title 13 RCW does not alter the constitutional felony jurisdiction of a
superior court. Werner, 129 Wn.2d at 493. Moreover, the legislature does
not have the power to alter the constitutional jurisdiction of a superior court
under article IV. Id. at 496. Where a person is no longer subject to the
procedures governing juvenile adjudications, the superior court retains such
constitutional jurisdiction. We affirm the Court of Appeals decision
upholding the sentence imposed against Posey by the Yakima County
Superior Court.
AUTHOR:
Justice James M. Johnson
WE CONCUR:
Justice Charles W. Johnson Justice Debra L. Stephens
Justice Tom Chambers Justice Charles K. Wiggins
Justice Susan Owens
Justice Mary E. Fairhurst
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