Supreme Court of the State of Washington
Opinion Information Sheet
Docket Number: |
84739-8 |
Title of Case: |
State v. Thompson |
File Date: |
02/23/2012 |
Oral Argument Date: |
05/05/2011 |
SOURCE OF APPEAL
----------------
Appeal from
Snohomish County Superior Court
|
| 95-1-00539-4 |
| Honorable Gerald L Knight |
JUSTICES
--------
Barbara A. Madsen | Dissent Author | |
Charles W. Johnson | Signed Majority | |
Tom Chambers | Signed Majority | |
Susan Owens | Signed Majority | |
Mary E. Fairhurst | Signed Dissent | |
James M. Johnson | Signed Dissent | |
Debra L. Stephens | Signed Majority | |
Charles K. Wiggins | Signed Dissent | |
Steven C. González | Did Not Participate | |
Gerry L Alexander, Justice Pro Tem. | Majority Author | |
COUNSEL OF RECORD
-----------------
Counsel for Petitioner(s) |
| Seth Aaron Fine |
| Attorney at Law |
| Snohomish Co Pros Ofc |
| 3000 Rockefeller Ave |
| Everett, WA, 98201-4060 |
Counsel for Respondent(s) |
| David Bruce Koch |
| Nielsen Broman & Koch PLLC |
| 1908 E Madison St |
| Seattle, WA, 98122-2842 |
Amicus Curiae on behalf of the Innocence Network |
| Diane Marie Meyers |
| Graham & Dunn |
| 2801 Alaskan Way Pier 70 |
| Seattle, WA, 98121-1134 |
|
| Rochelle L Haller |
| Graham & Dunn PC |
| Pier 70 |
| 2801 Alaskan Way, Suite 300 |
| Seattle, WA, 98121-1128 |
Amicus Curiae on behalf of Washington Association of Crimin |
| Suzanne Lee Elliott |
| Attorney at Law |
| Hoge Building |
| 705 2nd Ave Ste 1300 |
| Seattle, WA, 98104-1797 |
State v. Thompson (Bobby Ray)
No. 84739-8
MADSEN, C.J. (dissenting) -- The only issue on which review was granted is
whether, in deciding the defendant's postconviction motion for DNA (deoxyribonucleic
acid) testing, the trial court properly considered a statement that the defendant made to
police after his arrest. Under RCW 10.73.170, the proper focus of a court deciding a
postconviction motion for DNA testing is on whether the defendant has made the required
showing of actual innocence. This means establishing on a more probable than not basis
that the wrong person was convicted.
Unfortunately, in deciding whether the statutory standard for posttrial DNA
testing is met, the majority applies rules for admissibility at trial. But the statutory
inquiry is not a criminal trial governed by the same constitutional and evidentiary
standards that apply at trial to determine whether the defendant is legally guilty. Instead,
to decide whether the defendant has sufficiently shown actual innocence to justify
postconviction DNA testing, a trial court should consider reliable evidence that the
No. 84739-8
defendant committed the acts constituting the criminal offense because this evidence is
highly relevant to the inquiry into actual innocence.
Contrary to the majority's belief, our decision in State v. Riofta, 166 Wn.2d 358,
209 P.3d 467 (2009), does not limit the inquiry only to evidence that was either admitted
at trial or is newly discovered. Indeed, the issue whether available evidence that was not
admitted or admissible at trial may be considered was never before the court in Riofta.
Moreover, we made it absolutely clear in Riofta that the focus of a postconviction motion
for DNA testing is on whether the defendant is actually innocent, and it cannot seriously
be questioned that evidence that was not admitted at trial can be relevant to this question.
Contrary to the majority, it does not "unduly expand" (majority at 9) the statutory
inquiry to consider reliable evidence at the very core of RCW 10.73.170. But the
majority would have the court disregard important evidence on the issue of actual
innocence, not because it is unreliable or irrelevant but because it was not admitted at
trial -- a requirement found nowhere in the statute -- and even though the evidence is a
reliable statement that the defendant himself stipulated he voluntarily made and which
establishes that he is not innocent of rape.
The majority also paints a picture of uncertain identification, evidently to show the
necessity of a DNA test. But the record shows that the victim identified the defendant as
the rapist-assailant just as he was physically pushing her out of the room where the rape
occurred, immediately after the assault, in the presence of numerous police officers,
followed by an in-court identification. Whatever may be the limit of eyewitness
2
No. 84739-8
identification, it is not relevant here.
I would hold that reliable, relevant evidence bearing on whether the right person
was convicted may be considered for the limited purpose of deciding a motion for
postconviction DNA testing under RCW 10.73.170, provided that the defendant has the
opportunity to challenge the evidence. This standard is satisfied by the defendant's
statement at issue in this case. The trial court did not abuse its discretion by considering
the statement.
Discussion
Additional Facts
Before turning to the question of what evidence may be considered when ruling on
a postconviction motion for DNA testing, additional facts from the record are relevant to
the question whether the trial court abused its discretion in denying the defendant's
motion. First, the evidence at trial on the issue of the defendant's identity as the person
who assaulted J.S. is much stronger than indicated by the majority, showing that the State
did not have the weak case the majority describes. Second, the defendant's statement that
is at issue was excluded at trial based on a stipulation by the parties. Insofar as its
relevance to the statutory inquiry under RCW 10.73.170 is concerned, there has never
been any dispute about the reliability of the statement. Third, additional facts relating to
forensic testing but not acknowledged by the majority are set out here because whether a
defendant seeks DNA testing at trial is a matter that may be considered when deciding
whether to grant a postconviction motion for DNA testing. The following additional facts
3
No. 84739-8
complete the factual background relevant and necessary for resolving the issue in this
case.
a. The evidence of identity
Very early in the morning on April 14, 1995, about 3:00 a.m., Lynwood City
Police Officer Ronald Erue was dispatched to a hotel to respond to a 911 call reporting a
"physical" domestic dispute. 1 Verbatim Report of Proceedings (VRP) (July 24, 1995) at
35-36. He was the first to arrive. Room 111, where the disturbance had occurred, was
just around the corner from the hotel clerk's desk. The door was closed. After additional
officers arrived, the officers heard a door open, looked down the hallway, and saw a man
and woman leaving room 111. The man was the defendant, Bobby Ray Thompson, and
the woman was J.S., the victim. The defendant "was forcing the female out the door and
out the emergency exit." Id. at 39. "[H]e had a hold of her and physically pushed her out
the door." Id. "It appeared he was forcing her out the door. . . . He was right behind her
physically forcing her out the door." Id. at 40. Officer Erue asked them to stop, but
Thompson just looked at Erue and continued to push J.S. out the door.1
Erue testified that J.S. "got about halfway out the door and turned, saw me, and
started yelling hysterically that he'd beat her and he was going to kill her." Id. at 40-41.
The officer saw that J.S. had "been beat pretty severely." Id. at 41.2 "She kept screaming
he had beat her, that he was going to kill her. She was crying, shaking." Id. Officer
1 The defendant did not dispute at trial that he was the man attempting to push J.S. out the door
but did contest the State's evidence that he was the person who had beaten and raped her.
2 Officer Erue described her condition, including the fact that she was bleeding from her eyes,
something he had never seen before. She was also bleeding from the nose and mouth.
4
No. 84739-8
Erue also testified that she said that "when she would not put out, he beat her and raped
her." Id. at 54.
Lynnwood City Police Officer David Byrd was also dispatched to the hotel in
response to the report of a domestic disturbance in room 111. He similarly described
seeing J.S. and Thompson, with Thompson "shoving [J.S.] out the emergency exit door."
VRP (July 25, 1995) at 39. Officer Byrd affirmatively identified Thompson in court as
being the man he saw outside room 111. He described seeing only Thompson being
detained outside room 111 and testified that when he did a protective sweep of the hotel
room there was no one else in the room.
Lynnwood City Police Officer Steven Rider also testified that he responded to the
hotel and along with Officers Byrd and Erue approached room 111. He testified to
Thompson trying to push J.S. out the "back door." Id. at 53-54. Officer Rider
affirmatively identified Thompson in court as the person who was pushing J.S. out the
door. Rider testified that he placed Thompson under arrest.
The hotel clerk on duty at the time identified Thompson in court as the person she
had seen the police officers remove from the hotel.
J.S. identified Thompson in court as the man who assaulted her. She testified that
he approached her when she was out with friends at a bar and invited her to join him at an
"after hours" party at the hotel across the street. 1 VRP at 60-62. She testified that she
went with him, but when she discovered there was no one else in the room, told him she
had to leave. She said that he responded by hitting her and knocking her unconscious.
5
No. 84739-8
She testified that she was raped numerous times and continually beaten and knocked
unconscious and that he tried to drown her. J.S. testified that there was no one else in the
hotel room.
On cross-examination, J.S. was questioned about a description of her attacker that
she had provided during an interview with a defense investigator. (That interview
occurred on June 26, 1995, about two and one-half months after the assault. Confidential
Investigative Memo to Att'y at 1 (July 3, 1995).) Clerk's Papers (CP) at 53. Defense
counsel cross-examined her about having described the attacker as being about five foot
seven to five foot eight inches tall with shoulder-length blond hair. J.S. testified that she
had said to the investigator that she thought he was that tall but was not sure of his height,
adding that she is only four feet, nine inches tall, and "so everybody seems pretty tall to
me." 1 VRP at 80-81, 83. She said she "couldn't be sure" and did not "know how tall he
was." Id. at 83. J.S. testified that she also had told the investigator that she was not sure
of the color of his hair. When she was asked about having said the attacker had no facial
hair, she denied having said that and instead said that she told the investigator that she
was not sure. She did say that she had told a detective the day after the attack that she
probably could not identify the attacker.
But regardless of uncertainty she may have expressed when verbally describing
her assailant, J.S. positively identified Thompson to police officers immediately after the
attack and she positively identified him in court as the man who raped and beat her.
In summary, the evidence on identification includes: J.S.'s at-the-scene
6
No. 84739-8
identification to police officers of Thompson as the man who had raped, beaten, and tried
to kill her;3 her testimony that he was the only one in the hotel room when she was raped
and beaten; her positive in-court identification of Thompson as the rapist;4 police
officers' in-court identifications of Thompson as the man they saw trying to push J.S. out
an exit door near the room where she was raped and whom she immediately identified as
her attacker; the officers' testimony that there was no one else on the scene; that, upon
prompt inspection of the room, no one else was found in it; and the hotel clerk's
identification of Thompson as the person she saw the police remove from the hotel.
Thompson was positively identified at the time of the assault as J.S.'s assailant and as the
only person in the hotel room with her.
b. Exclusion of the defendant's statement
During preliminary proceedings, the defendant's attorney started to say "there
[are] some statements that Mr. Thompson made" and the court interrupted, "Are those the
ones that are purportedly contained in the affidavit of probable cause?" 1 VRP at 18.
3 Officer Rider prepared an additional narrative report, in which he said that he heard J.S. say that
Thompson was her attacker. His report states that as other officers went to J.S.'s aid, he stayed
with Thompson, but could hear J.S. "screaming that Thompson had tried to kill her." Clerk's
Papers (CP) at 85.
4 Inaccuracy of eyewitness identification is often a reason given for why innocent people have
been convicted, and thus inferentially one reason why a postconviction process for obtaining DNA
testing is important. See, e.g., Steven A. Krieger, Why Our Justice System Convicts Innocent
People, and the Challenges Faced by Innocence Projects Trying to Exonerate Them, 14 New
Crim. L. Rev. 333, 341 (2011) (explaining that inaccurate eyewitness identifications contributed
to the convictions in more than 80 percent of documented cases of DNA exonerations).
However, in the present case the victim was contemporaneously being physically pushed by the
individual she immediately identified as having raped, beaten, and tried to kill her, at the very
moment she identified him to police officers as her assailant.
7
No. 84739-8
Counsel agreed, advised the court that there had been no CrR 3.5 hearing, and then
counsel began to say "so as I understand it." Id. At this point, the prosecuting attorney
interrupted and advised the court he did not intend to use the statement other than for
purposes of cross-examination. The parties then stipulated that Thompson's statement
was voluntary and that it was admissible for purposes of possible impeachment of the
defendant if he testified. Expressly basing its decision on the parties' agreed stipulation,
the court granted the motion to limit admissibility to this purpose. There is no evidence
suggesting that the statement would have been ruled inadmissible at a CrR 3.5 hearing,
such as for lack of Miranda warnings.5 Indeed, the stipulation on the statement's
voluntariness and use supports the opposite conclusion.
c. Forensic testing at trial
In Riofta we determined that whether a defendant requests DNA testing at trial
may be considered in deciding a postconviction motion for DNA testing. Therefore, a
further description of the facts regarding forensic testing for trial is relevant and in the
context here, highly significant.
Greg Frank, a forensic scientist with the Washington State Patrol laboratory in
Marysville, testified at trial to a three-month backlog of cases requiring testing at the
Marysville laboratory at the time the bodily fluid evidence in this case was received. He
5 Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966). In his additional
narrative report, Officer Rider stated that after he arrested him he "advised Thompson of his
constitutional rights which he said he understood because he had been arrested before." CP at 85
(capitalization omitted). The report continued: "I asked him if, understanding his rights, he
would like to waive them and talk to me about what happened. He said he did." Id. Thompson
then made the statement at issue.
8
No. 84739-8
stated that by the time he began testing the blood and other samples, it was too late to
send samples on to the state lab in Seattle where DNA testing was done and still have the
DNA testing complete by the time of trial in accordance with speedy trial rights.
The defense did not seek a continuance for the purpose of DNA testing. However,
the defense did move for a continuance for the purpose of trying to obtain other evidence
that allegedly would implicate another person as the individual who assaulted J.S. (a
motion that the trial court denied as being too "iffy," untimely, and of marginal relevance,
1 VRP at 16).
During closing argument, defense counsel referred to the fact that there was no
DNA evidence, saying that being overworked was an unacceptable excuse for DNA
testing not having been completed, and described the State's failure to produce DNA
evidence as "lack of evidence" that the defendant was guilty. VRP at 100. The
prosecuting attorney responded that he wished he did have DNA evidence. He explained
to the jury that there were limitations due to the state budget for staff, the time needed to
conduct the testing, and the defendant's speedy trial rights.6
With these additional facts, I turn to the issue before us.
6 The majority also relies rather heavily on the defendant's claim that had he been J.S.'s attacker,
there would have been evidence at trial that his hands were damaged, but there was none. The
absence of such evidence, the defendant asserts, supports his claim of actual innocence. The
problem with this argument is that it presumes a conclusion when no evidence on the condition of
his hands, one way or the other, was presented at trial. I note that in his additional narrative
report, Officer Rider referred to cuts and scrapes on Thompson's body at the time he was
arrested. CP at 86.
9
No. 84739-8
Postconviction Motion for DNA Testing; Evidence
Relying on a single sentence in Riofta, the majority says that under RCW
10.73.170 the only evidence that can be considered is evidence that was admitted at trial
and newly discovered evidence. This both misreads and misapplies Riofta. Quite simply,
there was never any issue in Riofta about whether evidence that was not presented to the
jury but available at the time of trial may be considered when deciding a postconviction
motion for DNA testing. We never held that the evidence that can be considered is so
unduly restricted. To the contrary, the primary emphasis in Riofta is on the requirement
that a defendant show actual innocence.
We emphasized that the legislature used the word "innocence" "to restrict the
availability of postconviction DNA testing to a limited class of extraordinary cases where
the results could exonerate a person who was wrongly convicted of a crime." Riofta, 166
Wn.2d at 369 n.4. "RCW 10.73.170 is not aimed at ensuring a defendant had a fair trial.
Its purpose is to provide a remedy for those who were wrongly convicted despite
receiving a fair trial." Id. RCW 10.73.170 "asks a defendant to show a reasonable
probability of his innocence before requiring State resources to be expended on a test."
Id. at 370. Accordingly, the focus is on the defendant's innocence. Id. "Innocent"
means that the State convicted the wrong person. Id. at 369 n.4 (citing Sawyer v. Whitley,
505 U.S. 333, 340, 112 S. Ct. 2514, 120 L. Ed. 2d 269 (1992)).
When reliable evidence available at the time of the motion shows that the State did
10
No. 84739-8
not convict the wrong person, the purpose of the statute is not furthered by granting the
motion.7 On the contrary, the statutory goal is served by permitting a trial court to
consider relevant, reliable evidence such as the defendant's statement here. In fact, if
there is relevant, reliable evidence bearing on the issue of the defendant's actual
innocence, the failure to consider it may result in a significantly distorted view of the
defendant's innocence (or lack thereof). This is not what the legislature intended.
The majority says, though, that we must "focus on the statutory requirements" and
"not unduly expand the inquiry." Majority at 9. I completely agree, but am at a loss as to
how considering reliable evidence directly bearing on the issue of actual innocence is an
undue expansion of the inquiry into actual innocence. I also agree that the postconviction
inquiry is not a retrial, see id.; indeed, this is why the standards and rules of admissibility
applicable at a criminal trial should not strictly control. The statute's focus on actual
innocence should guide us in deciding what evidence may properly be considered when
deciding whether the defendant has made a sufficient showing of innocence.
Simply stated, a motion under RCW 10.73.170 does not occur in a criminal trial.
Rather, RCW 10.73.170 provides a species of postconviction relief. Riofta, 166 Wn.2d at
370. A defendant seeking postconviction relief is in a "significantly different situation
than a person facing trial." Id. at 369. Available rights are limited. In District Attorney's
7 DNA test results can be exculpatory, inconclusive, or inculpatory, and in some cases may
provide exclusionary results sufficient "enough to undermine the validity of the conviction."
Melissa Duncan, Comment, Finding a Constitutional Right to Access DNA Evidence:
Postconviction, 51 S. Texas L. Rev. 519, 523 (2009). (Contrary to the title of this comment, the
United States Supreme Court held that there is no constitutional right to DNA testing in
Osborne.)
11
No. 84739-8
Office for Third Judicial District v. Osborne, 557 U.S. 52, 129 S. Ct. 2308, 174 L. Ed. 2d
38 (2009), the United States Supreme Court explained why different rights exist during
postconviction proceedings than exist in a criminal trial:
A criminal defendant proved guilty after a fair trial does not have the
same liberty interests as a free man. At trial, the defendant is presumed
innocent and may demand that the government prove its case beyond
reasonable doubt. But "[o]nce a defendant has been afforded a fair trial and
convicted of the offense for which he was charged, the presumption of
innocence disappears." Herrera v. Collins, 506 U.S. 390, 399, 113 S.Ct.
853, 122 L.Ed.2d 203 (1993). "Given a valid conviction, the criminal
defendant has been constitutionally deprived of his liberty." [Conn. Bd. of
Pardons v.] Dumschat, [452 U.S. 458,] 464, 101 S.Ct. 2460[, 69 L. Ed. 2d
158 (1981)] (internal quotation marks and alterations omitted).
The State accordingly has more flexibility in deciding what
procedures are needed in the context of postconviction relief. "[W]hen a
State chooses to offer help to those seeking relief from convictions," due
process does not "dictat[e] the exact form such assistance must assume."
Pennsylvania v. Finley, 481 U.S. 551, 559, 107 S.Ct. 1990, 95 L.Ed.2d 539
(1987). [The] right to due process is not parallel to a trial right, but rather
must be analyzed in light of the fact that [the individual] has already been
found guilty at a fair trial, and has only a limited interest in postconviction
relief.
Id. at 2320 (some alterations in original).
Thus, in Osborne, the Court held there is no free-standing substantive due process
right to postconviction DNA testing. Id. at 2322-23. The Court said that a state may
create a limited liberty interest in demonstrating innocence with new evidence, but this
right has to be analyzed in light of the fact that the defendant has already been convicted.
Id. at 2319-20.
The Court also held that there is no procedural due process right requiring the
State, in postconviction proceedings where a defendant seeks DNA evidence, to disclose
12
No. 84739-8
material exculpatory evidence; the obligation recognized in Brady v. Maryland, 373 U.S.
83, 83 S. Ct. 1194, 10 L. Ed. 2d 215 (1963), requiring a prosecutor to disclose material
exculpatory evidence to the defendant before trial does not apply in postconviction
proceedings. Osborne, 129 S. Ct. at 2319-20; Twillie v. Foulk, 360 F. App'x 301, 304
(3d Cir. 2010) (unpublished opinion).
This court, too, recognizes that different rights exist, and different analyses apply,
depending upon whether the proceeding is the criminal trial itself or some other
proceeding. In particular, admissibility of evidence at trial is not necessarily a
prerequisite to its consideration in proceedings other than a criminal trial. For example,
sentencing judges have traditionally had discretion in the sources and types of evidence
that may be considered when determining a defendant's sentence. State v. Strauss, 119
Wn.2d 401, 418, 832 P.2d 78 (1992); State v. Herzog, 112 Wn.2d 419, 424, 771 P.2d 739
(1989). At sentencing, the rules of evidence do not strictly apply. Strauss, 119 Wn.2d at
418. Rather, evidence admitted at a sentencing hearing must meet due process
requirements that the evidence be reliable and the defendant be given the opportunity to
refute it. Id. at 418-19.
Reliability is also key to considering certain otherwise inadmissible evidence in
postconviction proceedings where, although an individual is guaranteed some rights, they
are not the same rights guaranteed in a criminal prosecution. State v. Abd-Rahmaan, 154
Wn.2d 280, 288-89, 111 P.3d 1157 (2005) (postconviction sentence modification
hearings are not criminal prosecutions and therefore "flexible" due process requirements
13
No. 84739-8
govern confrontation). State v. Dahl, 139 Wn.2d 678, 683, 990 P.2d 396 (1999), is
instructive. There, the issue was whether hearsay evidence was properly admitted in a
defendant's hearing on revocation of a special sentencing alternative sentence. Because
the hearing was not a criminal proceeding and because the "minimal" due process rights
that are required in order to confront and cross-examine witnesses are not absolute, we
applied a balancing analysis, weighing reliability of the hearsay evidence against the
difficulty that would be involved in procuring a live witness. Id. at 686.
Neither a trial court deciding a postconviction motion for DNA testing or an
appellate court reviewing a trial court's decision on the motion is considering evidence
for the purpose of determining whether the defendant is guilty or not guilty. Instead, as
stated, the issue is whether a claim of actual innocence is sufficient to justify the
expenditure of costs, resources, and time necessary to provide DNA testing.8 On this
issue, relevant, reliable evidence should be considered in deciding the question of actual
innocence.
Another court has faced the issue whether statements that were inadmissible or not
admitted at trial can be considered in deciding whether to grant a postconviction request
8 In 2006, a North Carolina Department of Justice cost study determined that the average cost of
analyzing a rape kit in a state crime laboratory was $568.96, and in a private laboratory, after
processing costs are added, $681.03. Justin Brooks & Alexander Simpson, Blood Sugar Sex
Magik: A Review of Postconviction DNA Testing Statutes and Legislative Recommendations, 59
Drake L. Rev. 799, 828 (2011). Federal law provides for federal funds to help defray costs in
states where the DNA testing statutes conform to federal requirements. Justice for All Act of
2004, Pub. L. No. 108-405, § 413, 118 Stat. 2260, 2285 (2004). Generally, the standard required
for federal funds is that there is a reasonable probability the defendant would not have been
convicted if DNA testing had been available and conducted at the time of trial.
14
No. 84739-8
for DNA testing. The Texas Criminal Court of Appeals held that the defendant's
statement and accomplices' statements were properly considered by the trial court ruling
on a postconviction request for DNA testing. In Ex Parte Gutierrez, 337 S.W.3d 883,
892 (Tex. Crim. App. 2011), the defendant, who was denied postconviction DNA testing,
argued that the trial court improperly considered both his own "statement to
police -- because it was purportedly taken in violation of his right to remain silent -- [and]
his accomplices' statements -- because they were neither admissible nor admitted at trial."
(Footnote omitted.) The defendant claimed that the trial court therefore improperly
denied his request for appointed counsel to assist in a motion for forensic DNA testing, as
authorized by state law if a trial court determined that the defendant established
reasonable grounds to file a motion for DNA testing.
The Texas appellate court rejected the argument. The court explained that
"[a]lthough evidence offered against a defendant at a criminal trial and challenged on
constitutional grounds must be admissible to give adequate protection to the values that
exclusionary rules are designed to serve," a postconviction proceeding addressing a
person's request for DNA testing "is not a 'criminal trial'" but is instead "an independent,
collateral inquiry" where the exclusionary rule has no place. Id. at 892-93. The court
observed that the state "legislature ha[d] placed no barriers to the type of relevant and
reliable information that the trial judge may consider" and, while the information the
court considers must be reliable, "it need not be admissible or previously admitted at
trial." Id. at 893.
15
No. 84739-8
The Texas court's analysis and its conclusion that reliability is the linchpin for
consideration of the statements in Gutierrez are similar to our own postconviction
decisions holding that constitutional protections and evidentiary standards are not the
same as in the criminal trial and in certain circumstances reliable evidence may be
considered even though not admissible at trial.
Moreover, just as was true of the Texas law at issue, our state legislature has
placed no restrictions on the type of evidence that may be considered in deciding whether
a defendant has established that DNA testing, along with other evidence, will show
innocence on a more probable than not basis. Nothing in RCW 10.73.170 precludes
consideration of relevant, reliable evidence that was available but not admitted at trial.
This is entirely in keeping with the purpose of the statute to enable consideration of
actual innocence when deciding whether to grant the motion for DNA testing.9
A trial court ruling on a postconviction motion for DNA testing is not determining
whether the defendant was guilty of the crime. The individual has already been
convicted. See RCW 10.73.170(1) (authorizing a person in prison after being "convicted
of a felony" to move for DNA testing). Because the issue is whether the defendant has
made a sufficient showing of actually innocence, here the defendant's statement to police
is highly relevant. It affirmatively shows that he is not actually innocent. As the majority
9 The fact that a defendant continues to maintain innocence while requesting DNA testing does
not mean that the defendant is actually innocent, of course. For unknown reasons that seem to
defy logic, an individual may maintain innocence for years and then, when DNA testing is finally
obtained, the test results match this individual who had maintained innocence. Krieger, supra, at
387-88 (noting this problem, and referring to one innocence "project admitted that eight of the
twenty-five DNA tests the project conducted matched the individual professing innocence").
16
No. 84739-8
says, majority at 10, only one person had sexual intercourse with the victim the night she
was raped and beaten. In his statement, the defendant voluntarily stated that he had
sexual intercourse with J.S., although he claimed it was consensual.
The statement is also reliable. As mentioned, at trial the defendant stipulated to
voluntariness and he does not now make any claims to the contrary. Critically, he also
has never repudiated the truth of the factual statements contained in his sworn statement,
including the fact that he had sexual intercourse with J.S. He had no need or obligation
to do so at trial, of course, but on this postconviction motion for DNA testing, where he
must make an affirmative showing of innocence, his failure to counter the veracity of his
admittedly voluntary statement is pertinent on the matter of reliability. Finally, he has
presented no evidence that contradicts his admission that he had sexual intercourse with
J.S.
The trial court properly considered the defendant's statement made to police after
his arrest.
Based on all of the evidence before it, and contrary to the majority's conclusion,
the trial court did not abuse its discretion when it denied the defendant's postconviction
motion for DNA testing.1
In addition to the evidence of the defendant's statement, the trial court11 was also
1 The majority addresses the issue whether the defendant was required to show that DNA
technology was unavailable at the time of trial. Majority at 11-12. Our grant of review was
limited, however, to the issue whether the trial court properly considered the defendant's
statement to the police. Order, State v. Thompson, No. 84739-8 (Nov. 3, 2010); see RAP 13.6;
RAP 13.7(b). It is unfair, as well as in violation of our rules, to grant review on a limited issue,
receive supplemental briefing only on that issue, and then address and decide an additional issue.
17
No. 84739-8
presented with the evidence pertaining to the defendant's failure to request DNA testing
at trial. Although not a per se bar to postconviction DNA testing, a court may take into
account a defendant's failure to seek DNA testing at trial. Riofta, 166 Wn.2d at 366 n.1.
RCW 10.73.170 "does not allow defendants to adopt a 'wait and see' approach. A
defendant's failure to request DNA testing at trial of evidence he now claims to be
exculpatory must be weighed against his claim of probable innocence unless
circumstances exist to justify the failure." Riofta, 166 Wn.2d at 368 n.3.
Here, when making his postconviction motion for DNA testing, the defendant
claimed that he had sought a continuance at trial to permit DNA testing. The State
submitted transcripts from the trial record showing that this claim is false. Rather, as
explained, the defendant sought a continuance in order to try to obtain evidence that
another person allegedly committed the crime, specifically, a copy of a driver's license
that purportedly would show that its holder fit the description that the defense claimed
J.S. had provided to the defense investigator.12
Given that at trial the defendant was willing to seek a continuance to obtain
evidence that purportedly would have incriminated another individual, it is highly
significant that the defendant did not seek a continuance for the purpose of DNA testing.
If he believed that DNA testing would show that he was innocent, presumably he would
11 As provided in RCW 10.73.170(1), the movant is to submit the motion for DNA testing to the
court that entered the judgment of conviction. In this case, the same judge ruled on the motion as
had presided at Thompson's criminal trial.
12 Even at the time of the postconviction motion, however, the defendant presented no such
additional evidence suggesting that another person actually committed the crime.
18
No. 84739-8
have sought DNA tests that could have exonerated him or at least been exculpatory.13
Yet, the defendant did not attempt to obtain DNA testing for trial. His failure to do so
undercuts his claim that the evidence and DNA testing would establish a likelihood of
innocence on a more probable than not basis. It strongly suggests that at trial he knew
that DNA test results were unlikely, in fact, to have been favorable to his defense.
In light of the evidence, the trial court properly denied the postconviction motion
for DNA testing. Not only is the failure to seek such testing at trial highly significant,
Thompson's statement that he had sexual intercourse with J.S. is also extremely
damaging to his motion because DNA testing could not differentiate between rape and
consensual intercourse.14 Thompson has not carried his burden under RCW 10.73.170(3)
of showing that a DNA test would demonstrate innocence on a more probable than not
basis.
Conclusion
The majority imposes an unjustified barrier to considering reliable evidence that is
relevant to whether a defendant's postconviction motion for DNA testing under RCW
10.73.170 should be granted. Neither the statute nor our decision in Riofta supports the
majority's conclusion that only evidence admitted at trial or newly discovered may be
considered when assessing a defendant's claim of innocence under the statute.
13 By the time the rape in this case had occurred, DNA testing had been held admissible in criminal
trials in this state. See, e.g., State v. Gentry, 125 Wn.2d 570, 888 P.2d 1105 (1995) (filed on
Jan. 6, 1995); State v. Russell, 125 Wn.2d 24, 882 P.2d 747 (1994); State v. Kalakosky, 121
Wn.2d 525, 852 P.2d 1064 (1993).
14 It is possible that this is the reason why the defendant did not move for a continuance to obtain
DNA testing at trial.
19
No. 84739-8
The statute's purpose is to authorize DNA testing where there is a likelihood, on a
more probable than not basis, that the defendant is actually innocent. If reliable evidence
is relevant to this issue, it should be considered. Otherwise, an inaccurate assessment of
innocence may occur. I cannot agree with the majority's assertion that consideration of
such evidence "unduly expands" the statutory inquiry; indeed, an admittedly voluntary
statement that the defendant committed the acts constituting the crime, as in this case,
goes to the very heart of the statutory inquiry.
Riofta never addressed the issue whether evidence that was available but not
admitted at trial may be considered in deciding a motion under RCW 10.73.170. Rather,
Riofta underscores the purpose of the statute to assess a defendant's showing of actual
innocence, not to assess guilt under the standards that govern criminal trials.
The majority's narrow view of what may be considered also does not comport
with principles governing postconviction proceedings, where the defendant's rights are
not the same as at a criminal trial.
The statement that the defendant made to the police following his arrest the
morning after the assault on J.S. is reliable and relevant evidence bearing on whether the
defendant has made a sufficient showing of innocence. It was properly considered by the
court when the court ruled on Thompson's motion for DNA testing. The court also
properly considered the fact that the defendant did not seek such testing at trial although,
at the same time, he did seek a continuance in order to try to obtain other evidence he
asserted would be exculpatory. The parties presented argument on this point, and the
20
No. 84739-8
State submitted part of the trial transcript to authenticate what had occurred at trial.
After considering the information urged by the defendant, his statement, and the
circumstances surrounding forensic testing at trial, the trial court acted well within its
discretion when it denied Thompson's postconviction motion for DNA testing.
For these reasons, I dissent. I would reverse the Court of Appeals and reinstate the
trial court's ruling in this case.
AUTHOR:
Chief Justice Barbara A. Madsen
WE CONCUR:
Justice James M. Johnson
Justice Charles K. Wiggins
Justice Mary E. Fairhurst
21
|