Cook v. State
1992 WY 151
841 P.2d 1345
Case Number: 91-100, 91-101
Decided: 11/20/1992
Supreme Court of Wyoming
Thomas R. COOK, a/k/a Richard A. Dowdell, Appellant (Defendant),
v.
The
STATE of Wyoming, Appellee (Plaintiff). Paul J.
PETERSON, Appellant (Defendant), v. The STATE of Wyoming, Appellee
(Plaintiff).
Appeal from District Court, Big Horn County, Gary P. Hartman,
J.
Leonard D.
Munker, State Public Defender, David Gosar, Appellate Counsel, Deborah Baumer
(argued), Asst. Public Defender, and Deborah Gabriel, Legal Intern, for appellants.
Joseph
B. Meyer, Atty. Gen., Sylvia L. Hackl, Deputy Atty. Gen., Barbara L. Boyer, Sr.
Asst. Atty. Gen., Theodore E. Lauer, Faculty Director, Prosecution Assistance
Program, and Herman Gene Walker, Jr., Student Intern (argued), for appellee.
Before
MACY, C.J., and THOMAS, CARDINE,
URBIGKIT* and GOLDEN,
JJ.
* Chief Justice at time of oral
argument.
CARDINE, Justice.
[1.] After pleas of guilty
to felony murder, aggravated robbery and conspiracy to commit aggravated
robbery, appellants each were sentenced to terms of life, 20 to 25 years, and 20
to 25 years, the sentences to run consecutively. They appeal now presenting the
central issue of whether the sentencing court could lawfully impose a sentence
for felony murder and a separate sentence for the underlying felony, in this
case aggravated robbery. Birr v. State, 744 P.2d 1117 (Wyo. 1987), cert. denied
496 U.S. 940, 110 S.Ct. 3224, 110 L.Ed.2d 671 (1990), answered that separate
punishments were authorized; and, therefore, courts imposing such sentences
would not violate constitutional double jeopardy provisions. Acknowledging the
legal doctrine of stare decisis, appellants, nevertheless, request a
reexamination of that decision.
[2.] We reverse the multiple
punishments imposed and overrule Birr.
[3.] Appellants confine
their consolidated appeal to a single issue:
I. Did
the consecutive sentences imposed for felony murder and the underlying felony
violate the double jeopardy clauses of the United States
and the Wyoming Constitutions?
I
FACTS
[4.] Armed with a
twenty-gauge shotgun, Richard A. Dowdell (a/k/a Thomas R. Cook) (hereinafter
Cook) and Paul J. Peterson (hereinafter Peterson) planned a robbery and scouted
a number of service stations and businesses in Greybull, Wyoming on July 26, 1990. When the pair drove
their black van into the Gasamat, they saw Darrel Hanson (Hanson), the
69-year-old manager, working alone. While Cook pried the cash drawer open,
Peterson hit Hanson over the head two times with the barrel of a sawed-off
shotgun. After stealing approximately $360.00 in cash and some cigarettes, Cook
returned to the van and saw Hanson attempting to get up from the station floor.
Cook told Peterson, who was on his way out of the station, to shoot Hanson.
Peterson complied, killing Hanson with a shotgun blast to his neck. A local
resident driving by the Gasamat the evening of the robbery noticed a black van
speeding away from the station. Law enforcement authorities across the State
were notified of the van's description.
[5.] The next day, a
Wyoming highway patrol officer spotted Cook and
Peterson driving their black van across southwestern Wyoming's Interstate 80.
After being spotted, Cook and Peterson led officers on a fifty-two mile
high-speed chase. The pair shot at the pursuing law enforcement officers during
the chase. Authorities were successful in stopping and arresting Cook and
Peterson. They obtained a search warrant and discovered a twenty-gauge single
shot sawed-off shotgun and ammunition inside the van. Ballistics tests
positively identified a shell casing found at the Gasamat as having been fired
from the sawed-off shotgun found in the van.
[6.] In return for the
State's agreement not to seek the death penalty, Cook and Peterson pled guilty
to felony murder, W.S. 6-2-101(a) (Supp. 1991); aggravated robbery, W.S.
6-2-401(c)(i) (1988); and conspiracy to commit aggravated robbery, W.S.
6-1-303(a) (1988). The court sentenced each man to life for the felony murder
count; 20 to 25 years for aggravated robbery and 20 to 25 years for conspiracy,
the sentences to run consecutively. Cook and Peterson, in this consolidated
action, appeal only the imposition of multiple punishments for the felony murder
and the underlying felony of aggravated robbery.
[7.] Before beginning our
discussion of the legal issues, it is necessary to sound a note of caution. In
their brief, appellants refer to the facts of this case as being "irrelevant."
This characterization reflects a callous view of this incident's impact which we
must forcefully decry. For the victim, his life ended suddenly and violently
while innocently engaged in meaningful employment. For the victim's family,
friends and the community, violent death shatters illusions of peaceful lives
sheltered from other's problems. For Cook and Peterson, both 19 at the time of
the crime, their lives were obviously changed forever. Far from irrelevant, the
facts give reason to the prosecutor's discretionary use of his charging
authority in pursuing multiple charges and pleas. Advocacy on behalf of a client
and blind justice demand a more accurate portrayal of such events than
"irrelevant."
II
DISCUSSION
[8.] The law of double
jeopardy is "confused, inconsistent, and less than a model of clarity." Howard
v. State, 762 P.2d 28, 40 (Wyo. 1988) (Thomas,
J., dissenting) (citing Whalen v. United
States, 445 U.S. 684, 100 S.Ct. 1432, 63 L.Ed.2d
715 (1980) (Rehnquist, J., dissenting)). Such an appraisal is easily documented.
What emerges from a survey of federal and state precedent is a potholed path to
a mirage. In this instance, the mirage is that icon of "settled law." The
travail comes not from the protection accorded by double jeopardy but from the
analysis required to determine its applicability. Recent decisions of the United
States Supreme Court have clarified the required analysis compelling a
reexamination of our decision in Birr.
[9.] The Double Jeopardy
Clause of the Fifth Amendment to the United States Constitution provides three
separate constitutional protections. "It protects against a second prosecution
for the same offense after acquittal, against a second prosecution for the same
offense after conviction, and against multiple punishments for the same
offense." Justices of Boston Municipal Court v. Lydon, 466 U.S. 294, 306-07, 104 S.Ct. 1805, 1812, 80
L.Ed.2d 311 (1984), citing Illinois v. Vitale,
447 U.S. 410, 415, 100 S.Ct.
2260, 2264, 65 L.Ed.2d 228 (1980); accord, Tuggle v. State, 733 P.2d 610, 611
(Wyo. 1987).
As used in the Double Jeopardy Clause, "same offense" means "the same crime, not
the same transaction, acts, circumstances, or situation." Black's Law Dictionary
1081 (6th ed. 1990).
[10.] The Fifth Amendment is enforceable
against the states through the Fourteenth Amendment. Benton v. Maryland, 395
U.S. 784, 794, 89 S.Ct. 2056, 2062,
23 L.Ed.2d 707 (1969). The Wyoming Constitution assures the same three
protections in stating: "nor shall any person be twice put in jeopardy for the
same offense." Wyo. Const. Art. 1, 11; Vigil v. State, 563
P.2d 1344, 1350 (Wyo. 1977); Hopkinson v.
State, 664 P.2d 43, 68 (Wyo.), cert. denied 464 U.S. 908, 104 S.Ct.
262, 78 L.Ed.2d 246 (1983). Only the protection against multiple punishments is
at issue in the present case.
[11.] In Ex Parte Lange, 18 Wall. 163, 85
U.S. 163, 21 L.Ed. 872 (1873), the
United States Supreme Court first enforced the protection against multiple
punishments. Edward Lange received both a fine and a one year prison sentence
for stealing post office mail-bags. After paying the fine and beginning his jail
sentence, Lange filed for writs of habeas corpus and certiorari. The Supreme
Court held the lower court acted without authority in imposing multiple
sentences because the permitted statutory punishment was a fine or imprisonment.
Lange, 18 Wall. at 178.
If there is anything
settled in the jurisprudence of England and America, it is
that no man can be twice lawfully punished for the same offence. And though
there have been nice questions in the application of this rule to cases in which
the act charged was such as to come within the definition of more than one
statutory offence, or to bring the party within the jurisdiction of more than
one court, there has never been any doubt of its entire and complete protection
of the party when a second punishment is proposed in the same court, on the same
facts, for the same statutory offence.
Id. at 168. The Court
directed that the Constitution's "spirit" is "to prevent a second punishment
under judicial proceedings for the same crime, so far as the common law gave
that protection." Id. at 170.
[12.] Blockburger v. United States, 284 U.S. 299, 52
S.Ct. 180, 76 L.Ed. 306 (1932), announced a rule of statutory construction to be
used in determining legislative intent to authorize multiple punishments.
Blockburger was convicted of selling morphine hydrochloride not "in or from the
original stamped package" and of selling such a drug without a "written order."
Id., 284 U.S. at 303-04,
52 S.Ct. at 182. Both crimes violated individual sections of federal stamp tax
legislation. Blockburger challenged his consecutive sentences as being multiple
punishments for the same offense since only a single transaction was involved.
The Court stated, "The applicable rule is that, where the same act or
transaction constitutes a violation of two distinct statutory provisions, the
test to be applied to determine whether there are two offenses or only one is
whether each provision requires proof of an additional fact which the other does
not." Id., 284 U.S. at 304, 52
S.Ct. at 182. Applying this standard, the Court held the statute created "two
distinct offenses" which were violated during the course of a single sale by
Blockburger. Id.
[13.] A three-part analysis framework emerged
from subsequent United States Supreme Court decisions refining and explaining
the multiple punishment protection. The initial step requires a determination of
legislative intent to authorize separate punishment. Albernaz v.
United States, 450
U.S. 333, 337, 101 S.Ct. 1137, 1141,
67 L.Ed.2d 275 (1981). The language of the statutes provides the "starting
point" to apply established rules of statutory construction. Id. A specific
legislative authorization for cumulative punishment is
dispositive:
Where, as here, a
legislature specifically authorizes cumulative punishment under two statutes,
regardless of whether those two statutes proscribe the "same" conduct under
Blockburger, a court's task of statutory construction is at an end and the
prosecutor may seek and the trial court or jury may impose cumulative punishment
under such statutes in a single trial.
Missouri v. Hunter, 459 U.S. 359,
368-69, 103 S.Ct. 673, 679, 74 L.Ed.2d 535 (1983).
[14.] In the absence of a "clear indication" of
legislative intent to authorize multiple punishments, the Blockburger test is
applied as the second part of the analysis. Whalen, 445 U.S. at 691-92,
100 S.Ct. at 1437-38. The assumption underlying the application of the test is
that the legislative branch "ordinarily does not intend to punish the same
offense under two different statutes." Id. The Blockburger test is a "rule of
statutory construction." Albernaz, 450 U.S. at 337, 101 S.Ct. at 1141; Whalen, 445
U.S. at 691, 100 S.Ct. at 1437. In
Hunter, the Court explained that, as a rule of statutory construction,
Blockburger "is not a constitutional rule requiring courts to negate clearly
expressed legislative intent" authorizing cumulative punishment. Hunter, 459
U.S. at 368, 103 S.Ct. at
679.
[15.] A formerly confusing aspect of the
Blockburger test has recently been clarified. See, Lauthern v. State, 769 P.2d
350, 352-53 (Wyo. 1989). The test refers to "whether each
provision requires proof of an additional fact which the other does not."
Blockburger, 284 U.S. at 304, 52 S.Ct. at 182
(emphasis added). For some commentators and judges, this terminology created a
belief that Blockburger was a "same evidence" test. We need only look to
Wyoming's
adoption of the Blockburger test as an example of the misunderstanding. In State
v. Carter, 714 P.2d 1217, 1220 (Wyo. 1986), this court held charges of delivery
of a controlled substance and possession of a controlled substance with intent
to deliver did not merge for double jeopardy purposes. The analysis for this
holding, which we do not challenge, was derived primarily from two federal
cases. Both United States v.
Orzechowski, 547 F.2d 978, 986 (7th Cir. 1976), cert. denied 431 U.S. 906, 97
S.Ct. 1701, 52 L.Ed.2d 391 (1977), and United States v. Carcaise, 763 F.2d
1328, 1333 (11th Cir. 1985), applied what was termed the "different evidence"
test. Carcaise explained that the "`different evidence' test takes its lead from
the Supreme Court's decision in Blockburger." Carcaise, 763 F.2d at 1333 n. 18.
The "different evidence" test is also known as the "same evidence" test.
Lauthern, 769 P.2d at 356.
[16.] Grady v. Corbin, 495 U.S. 508, 110
S.Ct. 2084, 109 L.Ed.2d 548 (1990), specifically refuted the characterization of
Blockburger as a "same evidence" test. The Court declared: "The Blockburger test
has nothing to do with the evidence presented at trial. It is concerned solely
with the statutory elements of the offenses charged." Corbin, 495 U.S. at 521 n.
12, 110 S.Ct. at 2093 n. 12 (emphasis in original); accord, United States v.
Felix, ___ U.S. ___, ___, 112 S.Ct. 1377, 1382, 118 L.Ed.2d 25
(1992).
[17.] The statutory elements focus is
consistent with Blockburger's language and other Supreme Court precedent. The
Blockburger
Court precisely noted, in applying the test to the
two offenses at issue: "Each of the offenses created requires proof of a
different element." Blockburger, 284 U.S. at 304, 52 S.Ct. at 182
(emphasis added). Reviewing Blockburger and subsequent decisions, the majority
in Iannelli v. United States, 420 U.S. 770, 785 n. 17, 95 S.Ct. 1284, 1293-94,
n. 17, 43 L.Ed.2d 616 (1975) explained "the Court's application of the test
focuses on the statutory elements of the offense." The emphasis on the "elements
of the two crimes" was restated in Brown v. Ohio, 432 U.S. 161, 166, 97 S.Ct. 2221, 2226,
53 L.Ed.2d 187 (1977).
[18.] The Corbin Court also reaffirmed its rejection
of a "same transaction" test for double jeopardy protection which some have
believed to be part of the Blockburger language. Corbin, 495 U.S. at 5 n. 15,
110 S.Ct. at 2094 n. 15. In Garrett v. United
States, 471 U.S. 773, 790, 105 S.Ct. 2407, 2417,
85 L.Ed.2d 764 (1985), the Court noted it has "steadfastly refused to adopt the
`single transaction' view of the Double Jeopardy Clause." Wyoming formerly followed
this rule. State v. Tobin, 31 Wyo. 355, 367-68, 226 P. 681
(1924).
[19.] The third part of the analysis
concentrates on double jeopardy protections. "With respect to cumulative
sentences imposed in a single trial, the Double Jeopardy Clause does no more
than prevent the sentencing court from prescribing greater punishment than the
legislature intended." Hunter, 459 U.S. at 366, 103 S.Ct. at 678; accord Brown, 432
U.S. at 165, 97 S.Ct. at 2225. In
this portion of the analysis, however, precedent suggests the Blockburger test
has been applied in an inconsistent manner.
[20.] The confusion regarding the proper
application of the Blockburger test comes from its use both as a device for
determining legislative intent, Whalen, 445 U.S. at 693-94, 100 S.Ct. at 1439, and as a test
of double jeopardy protections, Brown, 432 U.S. at 166, 97
S.Ct. at 2225. The jurisdictional limits of the United States Supreme Court
distinguish the Court's use of the test. When the Court is reviewing a federal
law, the Blockburger test is used to determine Congressional intent to authorize
multiple punishment. Albernaz, 450 U.S. at 340-42, 101 S.Ct. at 1143-44; Gore v.
United States, 357
U.S. 386, 390-92, 78 S.Ct. 1280,
1283-84, 2 L.Ed.2d 1405, reh'g denied 358 U.S. 858, 79 S.Ct. 13, 3 L.Ed.2d 92
(1958). However, when the Court is reviewing state statutes, the state's highest
court interprets the legislative intent. Hunter, 459 U.S. at 368, 103 S.Ct. at 679; Brown, 432
U.S. at 167, 97 S.Ct. at 2226. In
such cases, the United States Supreme Court analysis, and that of other federal
courts, is restricted to whether a double jeopardy protection has been violated.
Hunter, 459 U.S. at 368, 103 S.Ct. at 679. Birr
v. Shillinger, 894 F.2d 1160, 1162 (10th Cir.), cert. denied 496 U.S. 940, 110
S.Ct. 3224, 110 L.Ed.2d 671 (1990), illustrates the rule's preclusive effect
when federal courts are asked to review the Wyoming legislature's intent to authorize
multiple punishment. Therefore, the jurisdictional limitation of the United
States Supreme Court requires a careful evaluation and application of its
precedent to double jeopardy cases.
[21.] In Birr, this court addressed whether
cumulative punishments for being an accessory to felony murder and accessary to
aggravated robbery resulted in a double jeopardy violation. Using the
Blockburger test, the majority agreed with the trial court's evaluation of the
"particular facts" as applied to the statute.
The
trial court determined that, in order to prove felony murder, it must be shown
that a human being was killed. No killing is necessary to prove aggravated
robbery. To prove aggravated robbery, it must be shown either that the defendant
intentionally inflicted or attempted to inflict serious bodily injury or that
the defendant used or exhibited a deadly weapon. Proof of these facts is not
necessary to prove felony murder. As to the particular facts of this case, the
trial court found that the [victims] were killed and that appellant supplied
deadly weapons in the form of .357 magnum pistols. That the [victims] were
killed was unnecessary to prove aggravated robbery but was necessary to prove
felony murder. The pistols were unnecessary to prove felony murder but were
necessary to prove aggravated robbery. Each fact is necessary to prove one of
the offenses but is not necessary for proof of the other. Applying this
reasoning, the trial court correctly determined that the offenses were not the
same under Blockburger v. United States and that separate
punishments were intended.
Birr,
744 P.2d at 1120-21. Only after applying the Blockburger test did the court
reach the question of legislative intent. The analysis determined: "The felony
murder statute is intended to provide punishment for murder; the underlying
felony statute is intended to provide punishment for a variety of other evils
such as sexual assault, arson, robbery, burglary, escape, resisting arrest, and
kidnapping." Id. at 1121. Specifically, the court found
that the felony murder statute was to protect an "interest in life" and the
aggravated robbery statute was to protect an "interest in property." Id.
[22.] The analysis of Birr is incorrect. First,
the finding of a legislative intent to authorize separate punishment for felony
murder and aggravated robbery was inadequately evaluated. The specific language
of the statutes was never discussed, and the conclusion that the aggravated
robbery statute was intended to protect property was unsupported. Second, the
Birr court's initial use of the Blockburger test, prior to a determination of
legislative intent, discloses both a misunderstanding of relevant precedent and
the absence of a requisite "clear indication" of legislative intent authorizing
multiple punishments. Whalen, 445 U.S. at 691-92, 100 S.Ct. at 1437-38.
Third, the Birr court incorrectly used the Blockburger test as an "evidence
test." The test was never applied to the statutory elements of aggravated
robbery and felony murder. Therefore, we believe it is necessary to re-address
the question of whether the Wyoming legislature intended to authorize
separate sentences for felony murder and the underlying
felony.
[23.] Using the three-part analysis discussed
earlier, we begin with the application of our established rules of statutory
interpretation. Using the plain language of the statutes, we give the words
their plain and ordinary meaning. Schultz v. State, 751 P.2d 367, 370
(Wyo. 1988).
The examination should reveal the object and purpose of the statutes. Id.
[24.] The felony murder provisions are
incorporated within Wyoming's first degree murder statute.
"Whoever purposely and with premeditated malice, or in the perpetration of, or
attempt to perpetrate, any sexual assault, arson, robbery, burglary, escape,
resisting arrest or kidnapping, kills any human being is guilty of murder in the
first degree." W.S. 6-2-101(a) (Supp. 1991). The applicable statutory authority
for this case would read: "Whoever . . . in the perpetration of . . . robbery .
. . kills any human being is guilty of murder in the first
degree."
[25.] The definitive interpretation of the
felony murder rule was announced by this court in Richmond v. State, 554 P.2d 1217 (1976), reh'g
denied 558 P.2d 509 (1977). Although based upon an earlier version, W.S. 6-54
(1957), the operative language of the present statute is the same as that
interpreted in Richmond. The Richmond court determined the required elements
of first degree murder, premeditation, deliberation and malice aforethought, are
imputed by a conclusive statutory presumption when one commits felony murder in
the course of a robbery. Richmond, 554 P.2d at
1232; Osborn v. State, 672 P.2d 777, 793 (1983), cert. denied 465
U.S. 1051, 104 S.Ct. 1331, 79 L.Ed.2d
726 (1984). "The homicide cannot be disassociated from the attempted robbery."
Richmond, 554
P.2d at 1233.
[26.] The felony murder rule's purpose is to
discourage negligent or accidental
killings by individuals committing one of the underlying felonies. Richmond, 554 P.2d at
1232; 2 Wayne R. LaFave & Austin W. Scott Jr., Substantive Criminal Law,
7.7(b) (1986). The felony murder statute imposes a form of strict responsibility
on those perpetrating the underlying felonies for killings they commit.
Richmond, 554
P.2d at 1232. The fact that the prosecutor chose to charge felony murder for an
intentional killing committed during the commission of one of the enumerated
felonies does not alter the purpose of the statute. Given the facts of this
case, the prosecutor could have charged Cook and Peterson with first degree
murder for purposely and with premeditated malice killing Hanson. The
prosecutor's decision may reflect a view that it was easier to obtain a felony
murder conviction. LaFave & Scott, supra, 7.7(b).
[27.] A hypothetical example of the felony
murder rule's operation is useful. Postulate that during the course of a
robbery, the perpetrator's gun accidently discharges killing a store
clerk. Without a felony murder statute, the perpetrator is charged with
involuntary manslaughter and aggravated robbery. If found guilty, manslaughter
is punishable by a term of not more than twenty years. W.S. 6-2-105(b) (1988).
The aggravated robbery count would be punishable by a term of not more than
twenty-five years. W.S. 6-2-401(c) (1988). Assuming no multiple punishment
violation, the maximum possible sentence becomes forty-five years. However, the
presence of a felony murder rule punishes the same conduct by death or life
imprisonment. W.S. 6-2-101(b) (Supp. 1991).
[28.] Wyoming is among those states which limit the
imposition of the felony murder rule by listing specific underlying felonies.
The list includes those offenses traditionally regarded as "crimes of violence."
Black's Law Dictionary 371 (6th ed. 1990). The legislature's selection of sexual
assault, arson, robbery, burglary, escape, resisting arrest or kidnapping
discloses a purpose of providing a more significant punishment for the negligent or accidental killing which
may occur during the commission of one of these crimes. The enumerated felonies
are those which the legislature found to involve "a significant prospect of
violence." LaFave & Scott, supra, 7.5(b) (citing W.S. 6-2-101
(1977)).
[29.] Robbery, by definition, is a felony which
involves a "significant prospect of violence." In Wyoming, robbery may be
summarized as a larceny aggravated by force or fear. Cloman v. State, 574 P.2d
410, 419 (Wyo.
1978). Larceny is defined by W.S. 6-3-402(a) (1988) which provides: "A person
who steals, takes and carries, leads or drives away property of another with
intent to deprive the owner or lawful possessor is guilty of larceny." The
robbery statute incorporates the larceny definition stating: "A person is guilty
of robbery if in the course of committing a crime defined by W.S. 6-3-402 he:
(i) Inflicts bodily injury upon another; or (ii) Threatens another with or
intentionally puts him in fear of immediate bodily injury." W.S. 6-2-401(a)
(1988). Robbery, the enumerated felony in the felony murder statute, is a lesser
included offense of the crime of aggravated robbery. "Aggravated robbery is a
felony punishable by imprisonment for not less than five (5) years nor more than
twenty-five (25) years if in the course of committing the crime of robbery the
person: (i) Intentionally inflicts or attempts to inflict serious bodily injury;
or (ii) Uses or exhibits a deadly weapon or a simulated deadly weapon." W.S.
6-2-401(c) (1988).
[30.] The purpose of the robbery statute is
evident by the form of the cascade in which it exists. As the threat of or use
of violence against the person increases, the severity of legislatively
authorized punishment increases. Robbery, which is punishable by imprisonment
for not more than ten years, becomes the crime of aggravated robbery by the
nature of the injury inflicted or the type of weapon. The culmination of this
protection is the first degree murder conviction of a perpetrator for a felony
murder committed during a robbery. We hold, therefore, the purpose of the
robbery statute is to protect lives and punish a crime of violence. The
codification of robbery as an offense against the person supports this position.
The Birr court erroneously determined that the robbery statute was intended to
protect an interest in property, Birr, 744 P.2d at 1121.
[31.] The Wyoming legislature has not disclosed, in the
language of the felony murder or aggravated robbery statutes, an express
authorization for cumulative punishments when both statutes have been violated.
Instead, the legislature has chosen to punish a crime of violence, robbery, with
successively greater sentences as the violence against the person increases.
Cumulative punishment is not authorized without a "clear indication" of
legislative intent. Whalen, 445 U.S. at 691-92, 100 S.Ct. at 1437-38.
Therefore, it is necessary to move to the second part of the required analysis
and apply the Blockburger test as a rule of statutory
construction.
[32.] Directing our attention to the statutory
elements, Blockburger asks "whether each provision requires proof of an
additional fact which the other does not." In the context of this case, the
felony murder provision required proof of these facts or
elements:
(1)
Killing a human being;
(2)
while stealing, taking and carrying, leading or driving away another's
property;
(3)
with intent to deprive the owner;
(4)
while intentionally inflicting serious bodily injury; or
(5)
using or exhibiting a deadly weapon.
The
aggravated robbery provision required proof of these facts or
elements:
(1)
Stealing, taking and carrying, leading or driving away another's
property;
(2)
with intent to deprive the owner;
(3)
while intentionally inflicting serious bodily injury; or
(4)
using or exhibiting a deadly weapon.
[33.] The additional fact or element required
for a felony murder conviction is the killing of a human being. However, the
aggravated robbery provision does not require proof of any additional facts from
those proven for felony murder. Under Blockburger, legislative intent to
authorize cumulative punishment is found only when each statute requires proof
of an additional fact.
[34.] We hold the Wyoming legislature
authorized punishment for the offense of felony murder; but multiple punishment
for the underlying felony which supplies the premeditation, deliberation and
malice presumption was not authorized by the legislature. Turning then to the
third part of the analysis framework, we hold the imposition of multiple
punishments for felony murder and the underlying felony violates the Double
Jeopardy Clauses of the United
States and Wyoming constitutions. U.S. Const.,
Amend. V; Wyo.
Const., Art. 1 11; Hunter, 459 U.S. at 366, 103 S.Ct. at 678; Brown, 432
U.S. at 165, 97 S.Ct. at
2225; Duffy v. State, 789 P.2d 821, 830 (Wyo. 1990).
[35.] The court's position finds support in the
United States Supreme Court's holding in Whalen. Interpreting a District of Columbia
felony murder statute that listed specific underlying felonies, the Court held
"Congress did not authorize consecutive sentences for rape and for a killing
committed in the course of the rape. . . ." Whalen, 445 U.S. at 693, 100
S.Ct. at 1438. The Court noted that, for purposes of imposing cumulative
sentences, Congress had "intended rape to be considered a lesser offense
included within the offense of a killing in the course of rape." Whalen, 445
U.S. at 694 n. 8, 100 S.Ct. at 1439,
n. 8. See also Harris v. Oklahoma, 433
U.S. 682, 97 S.Ct. 2912, 53 L.Ed.2d
1054 (1977) (holding Double Jeopardy Clause prevents prosecution for underlying
felony after conviction of felony murder).
[36.] Additional practical support for our
decision comes from a recognition of the punishment imposed for a first-degree
murder conviction under the felony murder rule. The sentencing alternatives are
death or life imprisonment. W.S. 6-2-101(b) (Supp. 1991). The finality of both
punishments effectively precludes the need to resort to cumulative punishment.
In Wyoming, if
the sentence is life imprisonment, there is no parole. Kennedy v. State, 595
P.2d 577, 578 (Wyo. 1979). The academic nature of the
imposition of cumulative punishment, in this instance, is thus exposed. The
possible bearing an additional sentence may have on a gubernatorial decision
regarding commutation would be speculative and of no moment to the legislative
intent. See Birr, 744 P.2d at 1122 (Urbigkit, J.,
dissenting).
[37.] The State of Wyoming urges that we
heed the doctrine of stare decisis and avoid overruling Birr. Stare decisis
promotes the "evenhanded, predictable, and consistent development of legal
principles, fosters reliance on judicial decisions, and contributes to the
actual and perceived integrity of the judicial process." Payne v. Tennessee, ___
U.S. ___, ___, 111 S.Ct. 2597, 2609, 115 L.Ed.2d 720, reh'g denied ___ U.S. ___,
112 S.Ct. 28, 115 L.Ed.2d 1110 (1991). Stare decisis considerations weigh most
heavily in cases involving property and contract rights, where reliance
interests are created. Id. at ___, 111 S.Ct. at 2610. As a principle
of policy, not an inexorable command, stare decisis should not create a
mechanical formula for adherence to the latest decisions especially in
constitutional cases. Id. at ___, 111 S.Ct. at
2609-10.
[38.] The rule of stare decisis should not be
rigid in its application. Burns v. Burns, 67 Wyo. 314, 224 P.2d 178, 183 (1950). The need
to clarify an inappropriate application of a traditional rule creates a reason
to depart from precedent. Mostert v. CBL & Associates, 741 P.2d 1090, 1094
(Wyo. 1987).
Stare decisis will not be followed when a required showing is made that a
departure from precedent is necessary "to vindicate plain, obvious principles of
law and remedy continued injustice." Gueke v. Bd. of County Comm'rs, 728 P.2d 167, 171 (Wyo. 1986); Worthington v.
State, 598 P.2d 796, 804 (Wyo. 1979). Wisdom does not come to us often.
When it does, we should embrace - not slavishly reject it because of a
questionable application of legal doctrine.
[39.] Applying these principles to our
consideration of Birr directs an outcome. Birr was decided on a narrow margin
over spirited dissent. Birr, 744 P.2d at 1122 (Urbigkit J., dissenting, joined
by Cardine, J.). The validity of the Birr decision was questioned in the
subsequent appeal of Birr's co-conspirator, Schultz v. State, 751 P.2d 367, 371
(Wyo. 1988)
(Urbigkit, J., specially concurring, joined by Cardine, J.), and later cases.
See Duffy v. State, 789 P.2d 821, 840-41 (Wyo.
1990) (Urbigkit, J., dissenting); Lauthern v. State, 769 P.2d 350, 359
(Wyo. 1989)
(Urbigkit, J., dissenting). Based upon the reconsideration given in this
opinion, Birr was wrongly decided. The analytical clarification provided by
recent United States Supreme Court precedent provides sufficient basis for this
court to overrule our holding in Birr that multiple punishments for the felony
murder and the underlying felony were legislatively
authorized.
III
CONCLUSION
[40.] The sentences, of 20 to 25 years, imposed
upon Cook and Peterson for the underlying felony of aggravated robbery are
vacated. The remaining sentences of life imprisonment for felony murder and 20
to 25 years for conspiracy, to be served consecutively, are
undisturbed.
GOLDEN, J., files a concurring
opinion.
URBIGKIT, J., files a specially
concurring opinion.
MACY, C.J., and THOMAS, J., each file
separate dissenting opinions.
GOLDEN, Justice,
concurring.
[41.] I am pleased to concur in the
well-reasoned opinion authored for the court by Justice Cardine. I write only to
assure those who disagree with that opinion that it was not casually
embraced.
[42.] After considerable homework, I have
concluded that when convictions for both felony-murder and the underlying felony
of aggravated robbery are obtained, the defendant may be sentenced only for the
greater charge. In my judgment, that is what the Wyoming legislature intended. Consequently, I
would overrule Birr v. State, 744 P.2d 1117 (Wyo. 1987), cert. denied, 496 U.S. 940, 110
S.Ct. 3224, 110 L.Ed.2d 671 (1990).
[43.] In studying this legal problem, I have
paid close attention to the doctrine of stare decisis.
Stare
decisis is the preferred course because it promotes the evenhanded, predictable,
and consistent development of legal principles, fosters reliance on judicial
decisions, and contributes to the actual and perceived integrity of the judicial
process. See Vasquez v. Hillery, 474 U.S. 254, 265-266, 106 S.Ct. 617,
624-625, 88 L.Ed.2d 598 (1986). Adhering to precedent "is usually the wise
policy, because in most matters it is more important that the applicable rule of
law be settled than it be settled right." Burnet v. Coronado Oil & Gas Co.,
285 U.S. 393, 406, 52 S.Ct. 443, 447, 76
L.Ed. 815 (1932) (Brandeis, J., dissenting). Nevertheless, when governing
decisions are unworkable or are badly reasoned, "this Court has never felt
constrained to follow precedent." Smith v. Allwright, 321 U.S. 649, 665,
64 S.Ct. 757, 765, 88 L.Ed. 987 (1944). Stare decisis is not an inexorable
command; rather, it "is a principle of policy and not a mechanical formula of
adherence to the latest decision." Helvering v. Hallock, 309 U.S. 106, 119,
60 S.Ct. 444, 451, 84 L.Ed. 604 (1940). This is particularly true in
constitutional cases, because in such cases "correction through legislative
action is practically impossible." Burnet v. Coronado Oil & Gas Co., supra,
285 U.S., at 407, 52 S.Ct., at 447
(Brandeis, J., dissenting). Considerations in favor of stare decisis are at
their acme in cases involving property and contract rights, where reliance
interests are involved, see Swift & Co. v. Wickham, 382 U.S. 111, 116, 86
S.Ct. 258, 261-262, 15 L.Ed.2d 194 (1965); Oregon ex rel. State Land Board v.
Corvallis Sand & Gravel Co., 429 U.S. 363, 97 S.Ct. 582, 50 L.Ed.2d 550
(1977); Burnet v. Coronado Oil & Gas Co., supra, 285 U.S., at 405-411, 52
S.Ct., at 446-449 (Brandeis, J., dissenting); United States v. Title Ins. Co.,
265 U.S. 472, 44 S.Ct. 621, 68 L.Ed. 1110 (1924); The Genesee Chief v. Fitzhugh, 12 How. 443, 458, 13 L.Ed. 1058
(1852), the opposite is true in cases such as the present one involving
procedural and evidentiary rules.
Payne
v. Tennessee, 501 U.S. ___,
___-___, 111 S.Ct. 2597, 2609-11, 115 L.Ed.2d 720, 736-37 (1991). I have no
personal axe to grind in these cases; I take no personal delight in overruling a
previous decision of this court, whether it is only five years old or fifty. My
decision in these cases is based on my understanding of the law, nothing
more.
[44.] The legal problem to be solved in Birr
was whether the Wyoming legislature intended to impose
multiple punishments. To determine legislative intent, the court used several
judicial tools: Blockburger's test, purpose of each statute, and the location of
the proscribed offenses within the statutes.
[45.] Under Blockburger we ask whether each
statutory provision requires proof of an additional fact which the other
statutory provision does not. The felony-murder provision requires proof of
these facts:
1. A
killing of a human being;
2.
during the taking of another's property, which taking is attended
by
3. the
actor's using a deadly weapon or the actor's intentional inflicting of serious
bodily injury upon another.
The
aggravated robbery provision requires proof of these
facts:
1.
Taking another's property attended by
2. the
actor's using a deadly weapon or intentionally inflicting serious bodily injury
upon another.
[46.] So far as I can tell, the felony-murder
provision requires proof of the additional fact of the killing; but the
aggravated robbery provision does not require proof of an additional fact which
the felony-murder provision does not. Therefore, the answer to the Blockburger
question is, no, each statutory provision does not require proof of an
additional fact which the other statutory provision does not; rather, only one
of the two statutory provisions, the felony-murder one, requires proof of an
additional fact. Consequently, under Blockburger's test, there is only one
offense.
[47.] Moving to the next judicial tool used to
determine legislative intent, the purpose of each statute, Birr concludes that
the felony-murder statute is intended to address the evil of murder while the
underlying felony statute is intended to address nonmurder evils, such as arson,
sexual assault, robbery, etc. Birr also concludes the felony-murder statute is
concerned with the interest to life while the underlying aggravated robbery
statute is concerned with the interest to property. I disagree with these
conclusions.
[48.] In my judgment the legislature intended
both statutes to address the evil of harm to human beings; both are concerned
with the interest to life. The common thread running through both provisions is
an intent to deter criminal behavior that harms human beings and to punish those
actors whose anti-social behavior presents a risk of harm to a fellow human
being during the stealing of property. In Richmond v. State, 554 P.2d 1217, 1232 (Wyo. 1976), this court
observed that "[f]elony-murder is an unusual offense in that the death arising
out of the robbery is purely an incident of the basic offense. It makes no
difference whether or not there was an intent to kill." The killing may be
purely accidental; it may be cold-blooded. The punishment is the same regardless
of the inherent nature of the act of killing. The reason for this is the high
degree of risk of causing death involved in the underlying act of using a deadly
weapon to take another's property. Thus, the primary evil addressed by both the
felony-murder provision and the aggravated robbery provision is the high degree
of risk of harm to a human being involved in the act of using a deadly weapon to
take another's property.
[49.] With respect to the interest-to-life
concept, it is significant to me that the legislature placed both provisions in
chapter 2 entitled "Offenses Against the Person." The underlying felonies of
robbery and aggravated robbery are both primarily concerned with interests to
life. Larceny, as a lesser-included offense of robbery and its aggravated
sibling, is placed in chapter 3 entitled "Offenses Against Property."
Consequently, I disagree with Birr's reasoning that the robbery provisions are
only concerned with interest to property. Certainly, as larceny is a constituent
part of robbery, robbery is somewhat concerned with interest to property;
however, considering the high degree of risk of harm/death involved in robbery,
I conclude robbery is much more concerned with the interest to
life.
[50.] With respect to the legislature's
placement of the felony-murder provision and the robbery provisions in separate
statutes, each with its own punishment provision, I do not conclude from this a
legislative intent to permit multiple punishments. Rather, I find it more
revealing in our exercise of determining legislative intent to consider the
progression of both offense elements and associated punishments as we move from
the basic larceny provision to the robbery provision to the aggravated robbery
provision to the felony-murder provision. In larceny the actor takes another's
property but does not interact behaviorally with the property owner. The
punishment for taking another's property of a value of $500 or more is
imprisonment of not more than ten years, a fine of not more than $10,000, or
both. In robbery, the actor takes another's property while interacting
behaviorally with that person. That is, with respect to a person (the larceny
victim), the actor either inflicts bodily injury, threatens with immediate
bodily injury, or intentionally puts in fear of immediate bodily injury. The
punishment is imprisonment of not more than ten years regardless of the value of
the property taken. In aggravated robbery, the actor, again taking another's
property and interacting with a person, introduces a new element, either the
actor intentionally inflicts or tries to inflict serious bodily injury or the
actor shows or uses a deadly weapon. The punishment is imprisonment of not less
than five nor more than twenty-five years. With respect to the progression from
larceny to aggravated robbery, as the actor's behavior towards the victim
increases the risk of harm to the victim, there is a corresponding increase in
the amount of punishment meted out to the actor. That punishment, in my
judgment, covers not only the property-taking element but also the risk-of-harm
element. It is a punishment package.
[51.] This punishment package notion is present
also when the robbery/aggravated robbery progresses to felony-murder. In
felony-murder, the actor has interacted behaviorally exactly the same way with
the robbery victim as he did before, with one important difference. Instead of
inflicting or threatening or putting in fear of bodily injury and instead of
inflicting or trying to inflict serious bodily injury or showing/using a
deadly weapon, the actor kills the victim. But, the death may have been
accidentally caused; it may have been in coldblood. How it was caused is immaterial; all
that matters is, it happened. The punishment is either death or life
imprisonment, the latter being without possibility of parole. That punishment is
the heaviest society can exact. That punishment, in my judgment, covers not only
the property taking element but also the harm-to-human being element involved in
the actor's behavioral interaction with the victim. Thus, from the basic offense
of larceny, where the interest is property, the legislative scheme progressed
through the robbery offenses, where the paramount interest is life, to the
"unusual offense" of felony-murder, where the paramount interest is also life.
Through this progression, the punishments have increased corresponding to the
extent to which the interest to life is in jeopardy.
[52.] In addition to considering the above and
foregoing judicial tools used in Birr to determine legislative intent, I have
also considered a few others not employed in Birr. I have considered the case
law of the jurisdiction from which our criminal statutes derived. Apodaca v.
State, 627 P.2d 1023, 1027 (Wyo. 1981). I have also remembered that we try
to avoid an intent that is unreasonable or leads to an absurd result; we read
all statutes relating to the same subject or having the same general purpose as
constituting one law, and, where possible, harmoniously construe them in order
to avoid conflicting and confusing results. Johnson v. Safeway Stores, Inc., 568
P.2d 908, 913 (Wyo. 1977). We read these statutes as part of
a general and uniform system of jurisprudence, Civic Ass'n v. Railway Motor
Fuels, 57 Wyo. 213, 218, 116 P.2d 236, 245 (1941).
[53.] Our criminal statutes proscribing murder
appear to have come from Indiana. See Wyo. Stat. 450 (1899), which
refers to R.S.Ind. 1904, Indiana's first degree murder and
felony-murder statute. See also Wyo. Stat. 5789 (1910). Researching early
Indiana cases,
from 1855 through 1890, one finds that the punishment for felony murder was
death. That was also the punishment under Wyoming law after statehood in 1890. Thus,
there are no early Indiana cases that decided the question we are
faced with. Although early Indiana cases concerned felony murder
(including robbery), there were obviously no instances of multiple punishments
since death was the only punishment prescribed. Wyoming's felony murder statute remained the same as
Indiana's well
into this century. It remains similar even today. See Ind. Code Ann.
35-42-1-1 (Burns 1985). I believe Candler v. State, 266 Ind. 440, 363 N.E.2d
1233, 1237 (1977), is the first occasion on which the Indiana Supreme Court had
to decide whether an armed robbery conviction merged into a felony murder
conviction when the felony murder consisted of a killing in the commission of an
armed robbery. Merger was recognized. That decision has been followed in all
like Indiana
cases since. See e.g., McCurry v. State, 558 N.E.2d 817, 818 (Ind. 1990); Huffman v. State, 543 N.E.2d 360 (Ind. 1989), cert. denied, 497 U.S. 1011, 110 S.Ct. 3257, 111 L.Ed.2d 767
(1990); Hicks v. State, 474 N.E.2d 987, 990 (Ind. 1985); Eddy v. State, 496 N.E.2d 24 (Ind. 1986); Elmore v. State, 269 Ind. 532, 382 N.E.2d 893
(Ind. 1978).
Thus, in Indiana multiple punishments for felony murder
and the underlying felony are prohibited.
[54.] Before leaving Indiana law, consider
what was said in Moynihan v. State, 70 Ind.Rep. 126, 130 (1880), concerning the
perpetration of the underlying felonies of rape, arson, robbery, or
burglary:
The
perpetration of * * * these offences * * * involves great moral depravity and an
utter disregard of the rights of person
and property; and the legislature, for the protection of society and for
wise ends, have thought it necessary to make the taking of life in the
perpetration of * * * those offences, murder in the first degree, without any
reference to any intent to commit the homicide. The party who perpetrates * * *
those offences * * * intends a great wrong in the commission of the offence, and
if death ensue he must take the consequences which results. (Emphasis
added).
This
was the state of the law in Indiana when
Wyoming borrowed the felony murder statute from
Indiana.
Moynihan suggests a legislative intent that the heaviest punishment society can
exact, death, is designed with the twin interests to life and property in mind.
The punishment imposed is clearly related to the "great wrong in the commission
of the" underlying felony.
[55.] With respect to whether a legislative
intent of multiple punishments is likely, I think that possibility leads to an
absurd imprisonment. If the sentence is death, it is absurd to tack on an
additional punishment of "X" years of imprisonment. If the sentence is life
imprisonment, in Wyoming there is no parole. Kennedy v. State,
595 P.2d 577, 578 (Wyo. 1979). Thus, again, it is absurd to tack
on an additional punishment of "X" years of imprisonment. To the argument that a
life sentence can be commuted by the governor under Wyo. Const. art. 4, 5, the
simple answer is that that is of no moment in the context of determining legislative intent. The commutation
power is strictly a matter within the constitutional prerogative of the
executive department and does not concern this court. Kennedy, 595 P.2d at
578.
[56.] The Wyoming statutes proscribing offenses against
the person, as found within chapter 2 of the title, relate to the same subject
and have the same general purpose. Accordingly, we should read them as one law
and, where possible, construe them harmoniously in order to avoid confusing and
conflicting results. We must read these provisions as part of a uniform system
of jurisprudence. Reading these particular statutes in this light, I find that
the legislative intent was to impose only the greater punishment, not multiple
punishments, in the felony-murder situation. Given the graduated levels of
punishment as the crimes progress from the basic offense (against property) of
larceny through robbery (offense against person and property) to felony murder
(offense against person and property), I see a uniform system of jurisprudence
and am convinced that the legislative intent was a single punishment, which, as
noted earlier, is the severest our society can impose on one of its
members.
[57.] Finally, we know that penal statutes are
to be strictly construed and, in case of doubt, a rule of lenity may be applied.
Application of these rules would assist in resolving the question in favor of a
single greater punishment.
[58.] In closing, I would offer this thought
with which I agree:
[S]tare
decisis does not spring full-grown from a "precedent" but from precedents which
reflect principle and doctrine rationally evolved. Of course, it would be fool
hardy not to recognize that there is potential for jurisprudential scandal in a
court which decides one way one day and another way the next; but it is just as
scandalous to treat every errant footprint barely hardened overnight as an
inescapable mold for future travel
People
v. Hobson, 39 N.Y.2d 479, 348 N.E.2d 894, 901, 384 N YS.2d 419, 425
(1976).
URBIGKIT, Justice, specially
concurring.
[59.] I join in the cogently-reasoned decision
of Justice Cardine and the concurrence of Justice Golden. I continue in my
consistent opinion that Birr v. State, 744 P.2d 1117 (Wyo. 1987), cert. denied
496 U.S. 940, 110 S.Ct. 3224, 110 L.Ed.2d 671 (1990) is wrong and that this
court should determinatively follow the well-reasoned co-actor cases of Garcia
v. State, 774 P.2d 623 (Wyo. 1989) and Schultz v. State, 751 P.2d 367, 371 (Wyo.
1988), Urbigkit, J., specially concurring.
[60.] In my perception, Birr misunderstands and
misapplies Blockburger v. United
States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed. 306
(1932). It is even more unfortunate and destructive in its contaminative effect
in the whole category of cases addressing the concept that an accused cannot be
separately sentenced under concepts of double jeopardy for a principal offense
and also at the same time for a lesser included offense, e.g., more than one
life sentence or death penalty for the same murder.
[61.] Stare decisis has nothing to do with my
disfavor for Birr. Schultz and Garcia were right and Birr was wrong. All three
of those cases were decided at about the same time. For an identically
determined case, see State v. Elliott, 186 W. Va. 361, 412 S.E.2d 762
(1991).
[62.] A frequent validating test of any
well-reasoned decision is citation by other jurisdictions in later cases. Birr
has been only cited once in a subsequent case in Utah, but then not for the principal concern
regarding double jeopardy. Conversely, a thorough analysis of the developing
law, including more recent cases, discloses a clear majority trend in favor of
our decision today.
[63.] The issue in Birr, Schultz, Garcia and
now here in this case is simple, well explained and limited factually. When a
felony murder is charged and a conviction obtained, can the accused be sentenced
for more than the life sentence with a concurrent sentence for both the felony
involved in the felony murder and also for the underlying felony which created
the presumption of malice and permits the felony murder conviction?1
[64.] First, consideration will be given to
where Birr has reappeared in Wyoming law and then current national
examination will be pursued regarding the defined concepts of double jeopardy
and merger. It is first appropriate to restate the fallacy of Birr. Blockburger
determined for analysis of legislative intent that double jeopardy violation was
avoided if each charged offense had a different element from the other. Birr
took only half of the formula and was based upon the murder result having a
different element, although obviously the felony to be used for felony murder
was intrinsically incorporated without a separate element into the conviction.
Obviously, the underlying felony does not have a different element since it is
the functional factor providing the presumption of malice required to reach the
first degree murder status.
[65.] This half-right misapplication of
Blockburger created the Birr indigenous result. As a matter of definition, the
felony cannot have a different element from the murder and, in identical
fashion, the lesser included offense within the murder cannot have a different
element from the principally charged crime. Out of this half-use of Blockburger,
the Birr dual punishment exception to double jeopardy was created. See Michael
S. Rankin, Note, CRIMINAL PROCEDURE - Consecutive Sentences for Felony Murder
and the Underlying Felony: Double Jeopardy or Legislative Intent? Birr v. State,
744 P.2d 1117 (Wyo. 1987), XXIII Land & Water L.Rev. 603, 613 (1988),
which states:
Although the Birr
court utilized a standard formulated by the United States Supreme Court to
discern legislative intent, the court's analysis failed. In its analysis, the
court did not conclusively determine legislative intent. When rules of statutory
construction fail to discern legislative intent, courts must construe those
statutes in favor of the defendant. While such a result is in accordance with
United States Supreme Court standards and the defendant's presumption of
innocence, the Wyoming Supreme Court ignored this well established principle. By
neglecting to apply the statutory rule of construction in favor of lenity, the
court subjected Birr to consecutive sentences in violation of the double
jeopardy clause.
[66.] The fallaciousness of Birr at this time
of continued regression of constitutional protection from the federal judiciary
is highlighted by the subsequent consideration in Birr v. Shillinger, 894 F.2d
1160, 1162 (10th Cir.), cert. denied 496 U.S. 940, 110 S.Ct. 3224, 110 L.Ed.2d
671 (1990) where, without reference to Blockburger, the court's per curiam
stated:
Here, a majority of
the Wyoming Supreme Court, in affirming petitioner's convictions and sentences
over the dissent of two justices, held that the Wyoming legislature intended cumulative
punishment for accessory to felony murder and accessory to the underlying felony
of aggravated robbery. Birr, 744 P.2d at 1120-22. The majority's interpretation
of the legislative intent for the imposition of multiple punishments is binding
on this court irrespective of the views of the dissenters. Therefore, since the
requisite legislative intent to impose multiple punishments exists, we find no
violation of the double jeopardy clause.
[67.] The obvious concern is that there is
nowhere in Wyoming law, statutory history, legislative activity or other
informational material, any affirmative evidence that the Wyoming legislature
intended to create a life sentence for felony murder and to add on a term of
years for the constituent felony. Only by the improper application of
Blockburger did we reach this juncture of a court-created exception to the
Wyoming double
jeopardy preclusion. Wyo. Const. art. 1,
11.
[68.] The diffusion out of felony murder into
lesser included concepts is illustrated by citation of Birr in dissent in Howard
v. State, 762 P.2d 28 (Wyo. 1988). The preference for multiple
convictions for the same course of conduct and aversion to maintenance of the
millennium-old concept of double jeopardy is well illustrated. Lauthern v.
State, 769 P.2d 350 (Wyo. 1989) demonstrated the contaminative potential of Birr
to extend into the lesser included concepts, even though unnecessary in
application and different, in fact, since the sentences were concurrent and not
consecutive. Baum v. State, 745 P.2d 877 (Wyo. 1987) is also dissimilar since two
differentiated criminal events were considered without lesser included concept
application. Birr was then cited in Garcia v. State, 777 P.2d 1091, 1094
(Wyo. 1989) for the opposite of its holding and
a rather unusual idea for Wyoming law: "A defendant cannot receive
multiple punishments for a single offense." See, however, Nowack v. State, 774
P.2d 561 (Wyo. 1989) compared to Grady v.
Corbin, 495 U.S. 508, 110 S.Ct. 2084, 109 L.Ed.2d
548 (1990).
[69.] The extensive capacity of Birr to deny
double jeopardy protection was forcefully presented in Duffy v. State, 789 P.2d
821 (Wyo.
1990). Duffy conceptualizes why the prosecutorial discretion was originally
limited in English law some four or more centuries ago by double jeopardy. Duffy
raised the academic question of why limit criminal filings and trial to expected
proof and defined offenses? Why not claim every crime in the criminal code and
let the system at trial sort out whether the contended misconduct was
embezzlement, homicide or only jay walking? This then is the history in
Wyoming law of
Birr and the recent regression of denied constitutional protection against
double jeopardy.2
[70.] If logic and reasoned theory provide any
relevance for structuring Wyoming law for future generations, consideration of
the consecutive prosecution conclusions in Harris v. Oklahoma, 433 U.S. 682, 97
S.Ct. 2912, 53 L.Ed.2d 1054 (1977) and analysis of both the majority by Justice
Kennedy and the dissent by Justice Scalia in Jones v. Thomas, 491 U.S. 376, 109
S.Ct. 2522, 105 L.Ed.2d 322 (1989) might provide direction in adjudicative
responsibility. In Harris, 433 U.S. at 682, 97 S.Ct. at 2913, the
United States Supreme Court recognized:
When as here,
conviction of a greater crime, murder, cannot be had without conviction of the
lesser crime, robbery with firearms, the Double Jeopardy Clause bars prosecution
for the lesser crime after conviction of the greater one.
[71.] The majority in Thomas, 491
U.S. at 387, 109 S.Ct. at 2528,
stated:
Double jeopardy is an
area of the law filled with technical rules, and the protection it affords
defendants might at times be perceived as technicalities. This is irrelevant
whether ancient and important principles embodied in the Double Jeopardy Clause
are implicated. "Violations of the Double Jeopardy Clause are no less serious
than violations of other constitutional protections." [Morris v.] Matthews, 475
U.S. [237], at 255, 106 S.Ct. [1032],
at 1043 [89 L.Ed.2d 187] [(1986)] (BLACKMUN, J., concurring in
judgment).
Justice
Scalia stated in dissent:
The Double Jeopardy Clause is
and has always been, not a provision designed to assure reason and justice in
the particular case, but the embodiment of technical, prophylactic rules that
require the Government to turn square corners. Whenever it is applied to release
a criminal deserving of punishment it frustrates justice in the particular case,
but for the greater purpose of assuring repose in the totality of criminal
prosecutions and sentences.
Thomas,
491 U.S. at 396, 109 S.Ct. at
2533.
[72.] Wyoming's double jeopardy constitutional
protection, derived since statehood from Wyo. Const. art. 1, 11, is well
anchored in conceptual understanding and historical
precedent:
The law
is well settled that if a defendant is convicted of a lesser felony than that
charged in the indictment, he cannot again be tried for the greater, nor can a
defendant claim a new trial on the ground that the jury found him guilty of a
lesser grade of the offense charged in the indictment than the evidence
warranted.
Phillips
v. Territory, 1 Wyo. 82, 84 (Wyo. 1872). Our earliest
court discussed the sufficiency of an indictment and, in recognizing that it
failed in another particular, then observed:
Not
alleging those facts, it does not identify the offense upon the record; and
therefore does not secure the accused in his right to plead autre fois acquit or
autre fois convict to a second prosecution for the offense. This right is made
constitutional by that amendment; it declares that "no person shall be subject
for the same offense to be twice put in jeopardy of life or limb"; which,
according to the 18 Wall, 163, ex parte Lange [85 U.S. 163, 21 L.Ed. 872
(1873)], means that he shall not be put in jeopardy of a second punishment for
the same offense. This provision of the amendment erects the common law upon the
subject into a constitutional sanctity.
McCann
v. United States, 2
Wyo. 274, 294 (Wyo. 1880).
[73.] The seminal case in an opinion written by
Justice Blume, State v. Tobin, 31 Wyo. 355, 226 P. 681, 685 (1924) (quoting
Byrne v. State, 12 Wis. 525), recited:
"The rule is well
settled that, where a statute makes either of two or more distinct acts,
connected with the same general offense and subject to the same measure and kind
of punishment, indictable separately and as distinct crimes, when each shall
have been committed by different persons or at different times, they may, when
committed by the same person at the same time, be coupled in one count, as
constituting altogether but one offense."
This
was followed by Loddy v. State, 502 P.2d 194 (Wyo. 1972), cert. denied 414 U.S. 1134, 94
S.Ct. 877, 38 L.Ed.2d 760 (1974) and various other cases.3
[74.] This court then, in State v. Carter, 714
P.2d 1217 (Wyo. 1986), Cardine & Urbigkit, JJ., dissenting, abandoned its
historical structure for the law, existent for approximately a century, without
explanation or examination to adopt the separate evidence test instead of the
transactional test which had historically existed. That result did not provide
the most serious injury to Wyoming's constitutional interest in avoiding
double jeopardy. It was Birr, 744 P.2d 1117, where only half of the separate
evidence rule was used and Blockburger was cited, but misapplied, that brought
us to this present juncture of creating dual penalties for one completely
self-defined criminal offense. The anomaly and the absurdity, previously
anticipated from Birr, was best illustrated in Duffy, 789 P.2d 821 where the
Birr fallacy did make a difference which did not exist in Birr with the felony
murder life sentence initially imposed.
[75.] As Justice Cardine and this writer
recognized, Birr, 744 P.2d at 1122, did not really do anything but create a
possible change in the parameters of philosophic review by the Governor under
his power of commutation. Wyo. Const. art. 4, 5. The danger was that
Birr would have been followed by future cases where the multiplication of
penalties were subject only to the imagination of the prosecution and the
contribution of this court in eviscerating the century-old tradition of our law
which was solemnly emplaced in the Wyoming Constitution as the preclusion
against double jeopardy. Simply stated, when we take one criminal offense -
felony murder, mandatory life sentence - and create two penalties without rhyme
or reason, we abrogate a basic constitutional right.
The Fifth Amendment
states that "[n]o person shall . . . be subject for the same offence to be twice
put in jeopardy of life or limb. . . ." In North
Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d
656 (1969), the Court labeled the double jeopardy clause a "basic constitutional
guarantee," id. at 718, 89 S.Ct. at 2077, and quoted an 1873 case that stated:
"`If there is anything settled in the jurisprudence of England and America, it is
that no man can be twice lawfully punished for the same offense. And . . . there
has never been any doubt of [this rule's] entire and complete protection of the
party when a second punishment is proposed in the same court on the same facts,
for the same statutory offense.'" Id. at
717-718, 89 S.Ct. at 2076-77 (quoting Ex Parte Lange, 85 U.S. (18 Wall.)
163, 168, 21 L.Ed. 872 (1873)).
McIntyre
v. Trickey, 938 F.2d 899, 904 (8th Cir. 1991). "What is critical is the double
jeopardy relationship of the alleged offenses under statute, indictment,
evidence and jury charge." State v. Herrera, 754 S.W.2d 795, 796 (Tex. App.
1988).
The
compelling majority rule which we today adopt that only one sentence can be
given to a defendant convicted of both felony murder and the constituent felony
includes this illustrative, but not even inclusive in current time, inventory:
Hall v. State, 299 Ark. 209, 772 S.W.2d 317 (1989); Richie v. State, 298 Ark.
358, 767 S.W.2d 522 (1989); McClendon v. State, 295 Ark. 303, 748 S.W.2d 641
(1988); People v. Guffie, 749 P.2d 976 (Colo. App. 1987); People v. Horton, 683
P.2d 358 (Colo. App. 1984); People v. Raymer, 662 P.2d 1066 (Colo. 1983); State
v. Wood, 208 Conn. 125, 545 A.2d 1026, cert. denied 488 U.S. 895, 109 S.Ct. 235,
102 L.Ed.2d 225 (1988); State v. Usry, 205 Conn. 298, 533 A.2d 212 (1987);
Harling v. United States, 460 A.2d 571 (D.C.App. 1983); Rainwater v. State, 260
Ga. 807, 400 S.E.2d 623 (1991); Thomas v. State, 256 Ga. 176, 345 S.E.2d 350
(1986); Gore v. State, 246 Ga. 575, 272 S.E.2d 306 (1980); Atkins v. Hopper, 234
Ga. 330, 216 S.E.2d 89 (1975); State v. Ah Choy, 70 Haw. 618, 780 P.2d 1097
(1989); Sivak v. State, 112 Idaho 197, 731 P.2d 192
(1986).
[76.] Additional cases which follow the double
jeopardy majority rule regarding dual sentencing for felony murder include:
People v. Trimble, 220 Ill. App.3d 338, 162 Ill.Dec. 790, 580 N.E.2d
1209 (1991); People v. Cook, 129 Ill. App.3d 531, 84 Ill.Dec. 719, 472 N.E.2d
856 (1984); People v. Holman, 103 Ill.2d 133, 82 Ill.Dec. 585, 469 N.E.2d 119
(1984), cert. denied 469 U.S. 1220, 105 S.Ct. 1204, 84 L.Ed.2d 347 (1985);
Huffman v. State, 543 N.E.2d 360 (Ind. 1989), cert. denied 497 U.S. 1011, 110
S.Ct. 3257, 111 L.Ed.2d 767 (1990); State v. Jones, 525 So.2d 1149 (La. App.
1988); State v. Stewart, 400 So.2d 633 (La. 1981); Shabazz v. Com., 387 Mass.
291, 439 N.E.2d 760 (1982); People v. Zeitler, 183 Mich. App. 68, 454 N.W.2d 192
(1990); People v. Wilder, 411 Mich. 328, 308 N.W.2d 112 (1981); People v.
Anderson, 62 Mich. App. 475, 233 N.W.2d 620 (1975); State v. Fratzke, 354 N.W.2d
402 (Minn. 1984); State v. Lane, 629 S.W.2d 343 (Mo. 1982); State v. Connell,
208 N.J. Super. 688, 506 A.2d 829 (1986).
[77.] The list continues: People v. Castillo,
178 A.D.2d 113, 576 N YS.2d 855 (1991); see also manslaughter and constituent
assault, People v. Garland, 177 A.D.2d 410, 576 N.Y.S.2d 848 (1991); People v.
Bokun, 145 Misc.2d 860, 548 N.Y.S.2d 604 (1989); State v. Quesinberry, 319 N.C.
228, 354 S.E.2d 446 (1987), cert. denied 373 S.E.2d 554 (N.C. 1988), cert.
granted and judgment vacated on different issue, 494 U.S. 1022, 110 S.Ct. 1465,
108 L.Ed.2d 603 (1990); Tibbs v. State, 819 P.2d 1372 (Okla. Cr. 1991); Munson
v. State, 758 P.2d 324 (Okla. Cr. 1988), cert. denied 488 U.S. 1019, 109 S.Ct.
820, 102 L.Ed.2d 809 (1989); State v. Fish, 282 Or. 53, 577 P.2d 500 (1978);
Com. v. Tarver, 493 Pa. 320, 426 A.2d 569 (1981); State v. Powers, 566 A.2d 1298
(R.I. 1989); Herrera, 754 S.W.2d 795; State v. McCovey, 803 P.2d 1234, 1238
(Utah 1990); State v. Julius, 185 W. Va. 422, 408 S.E.2d 1 (1991); State v.
Tesack, 181 W. Va. 422, 383 S.E.2d 54 (1989); Elliott, 412 S.E.2d
762.
[78.] See also, in federal court cases: Taylor
v. Whitley, 933 F.2d 325 (5th Cir. 1991); Neville v. Butler, 867 F.2d 886 (5th
Cir. 1989); Rubino v. Lynaugh, 845 F.2d 1266 (5th Cir. 1988); United States v.
Chalan, 812 F.2d 1302 (10th Cir. 1987); Wiman v. Lockhart, 797 F.2d 666 (8th
Cir.), cert. denied 479 U.S. 1021, 107 S.Ct. 678, 93 L.Ed.2d 728 (1986); Sekou
v. Blackburn, 796 F.2d 108 (5th Cir. 1986).
[79.] It is recognized that a minority rule in
a few state courts does exist founded upon the explanation that the felony does
not constitute a lesser included offense within the felony murder, Fallada v.
Dugger, 819 F.2d 1564 (11th Cir. 1987) (Florida law); not a lesser included
offense, State v. Enmund, 476 So.2d 165 (Fla. 1985); State v. Bailey, 247 Kan.
330, 799 P.2d 977 (1990), cert. denied ___ U.S. ___, 111 S.Ct. 2022, 114 L.Ed.2d
108 (1991); determined legislative intent, State v. Close, 191 Mont. 229, 623
P.2d 940 (1981); Talancon v. State, 102 Nev. 294, 721 P.2d 764 (1986);
legislative interpretation, State v. Blackburn, 694 S.W.2d 934 (Tenn. 1985);
legislative interpretation, Fitzgerald v. Com., 223 Va. 615, 292 S.E.2d 798
(1982), cert. denied 459 U.S. 1228, 103 S.Ct. 1235, 75 L.Ed.2d 469 (1983).
However, see State v. Stephens, 93 N.M. 458, 601 P.2d 428 (1979) compared to
State v. Pierce, 110 N.M. 76, 792 P.2d 408 (1990). Then, see State v. Martinez, 95 N.M. 421, 622
P.2d 1041 (1981) and the separate victim examination in State v. Neely, 112 N.M.
702, 819 P.2d 249 (1991). Cf. Gaskin v. State, 591 So.2d 917 (Fla. 1991), felony murder
and premeditated murder cannot be separate offenses for a single
death.
[80.] Logic, constitutional theory, consistency
and any rational application of legislative intent in establishing felony murder
as one of two first degree murder crimes requires this present majority's
decision. As simplistically as it can be stated, felony murder cannot be
committed without commission of the intrinsically included felony. "`"In other
words, it is impossible to commit the greater offense without necessarily
committing the lesser also."'" Trimble, 162 Ill.Dec. at 795, 580 N.E.2d at 1214
(quoting People v. Garza, 125 Ill. App.3d 182, 188, 80 Ill.Dec. 483, 465
N.E.2d 595 (1984)). In concurring in this decision, I continue in consistent
application of well-determined legal principles.
FOOTNOTES
1 In a sense, this is a
continued inane academic exercise. In Wyoming, a life sentence is for life subject
only to commutation by the Governor. If the Governor decided to commute, the
doubled-up sentence would not likely make a particle of difference. The problem
is that rules of law, invalid or subverted as they may be, have a way of
escaping from a limited context into other applications where more effective and
equally faulty in use. The Birr fallacy could have, unfortunately, directly fit
into lesser included dual sentencing results. The pale remnants of protection
against double jeopardy would have suffered one more egregious body wound.
Tragically, although the effort may be academic, the issue is deeply embedded
within the basic constitutional protection that can be traced back before the
time of Christ in world history. The issue is simple. Double jeopardy is, in
this case, to be questioned - sentenced twice for the same criminal
conduct.
2 One unfortunate aspect found in
some of the cases is the failure of the court to recognize the difference
between felony murder and premeditated murder. The double jeopardy issue and the
entire subject of merger does not occur when homicide proof is something other
than felony murder - for example, premeditated murder. Taylor v. Whitley, 933 F.2d 325 (5th Cir. 1991); Harling v.
United
States, 460 A.2d 571 (D.C.App.
1983).
The merger doctrine
when applied to felony murder, Russell R. Barton, Comment, Application of the
Merger Doctrine to the Felony Murder Rule in Texas: The Merger Muddle, 42 Baylor
L.Rev. 535 (1990), also addresses the differentiated subject of creation of
felony murder instead of dual sentences for felony murder and its constituent
felony, but confusion exists and some dual sentence decisions are approved or
denied in terms of merger. General principles of lesser included offense
non-multiplied prosecutions are also involved. Schmuck v. United States, 489 U.S. 705, 109 S.Ct. 1443, 103 L.Ed.2d 734 (1989);
Jennifer Hoagland, Comment, Double Jeopardy and Pennsylvania's Merger Doctrine, 62 Temple L.Rev. 663 (1989).
See also S. Jill Weinlood, Note, CRIMINAL LAW - Felony Murder in Kansas - The Prosecutor's
New Device: State v. Goodseal, 26 Kan.L.Rev. 145 (1977); Note, Consecutive
Sentences in Single Prosecutions: Judicial Multiplication of Statutory
Penalties, 67 Yale L.J. 916 (1958); and Charles L. Cantrell, Double Jeopardy and
Multiple Punishment: An Historical and Constitutional Analysis, 24 S.Tex.L.J.
735 (1983). Cf. George C. Thomas III, A Unified Theory of Multiple Punishment,
47 U.Pitt.L.Rev. 1 (1985).
The dysfunction in
theory and double jeopardy application can be found in Kansas and New
Mexico, both of which apparently reject the Blockburger
thesis of precluded consecutive sentences where each offense does not have a
separate element, yet applies merger to determine existence of the felony
murder. State v. Lucas, 243 Kan. 462, 759 P.2d
90 (1988), aff'd 244 Kan. 193, 767 P.2d 1308 (1989); State v. Prouse, 244
Kan. 292, 767 P.2d 1308 (1989) compared to
State v. Bailey, 247 Kan. 330, 799 P.2d 977
(1990), cert. denied ___ U.S. ___, 111 S.Ct. 2022, 114 L.Ed.2d
108 (1991). See also State v. Martinez, 95 N.M. 421, 622 P.2d 1041 (1981) and
State v. Stephens, 93 N.M. 458, 601 P.2d 428 (1979) compared to State v. Pierce,
110 N.M. 76, 792 P.2d 408 (1990).
3 In Loddy, 502 P.2d at 197-98, Tobin
was cited with approval and further quoted 24 C.J.S. Criminal Law 1567(5) at
434-437:
"If the several
counts of the indictment on which accused stands convicted in effect charge only
one offense, or charge in different ways the commission of the same offense, or
charge the commission of different crimes or degrees of crime which, by reason
of the fact that they are of the same character and grow out of the same
transaction, are in effect parts or aspects of one offense, or where the crime
charged in one count necessarily embraces or includes the crime charged in
another count, or is merged in, the crime charged in another, it is erroneous
for the court, on a finding of a general verdict or plea of guilty, to impose
separate penalties for the several counts, whether by way of separate sentences
to run successively, or a single gross sentence lumping the several penalties.
In such case accused is subject only to a single penalty on all the counts
constituting one entire offense * * *."
Other Wyoming cases providing identical perspectives include:
Jerskey v. State, 546 P.2d 173 (Wyo. 1976);
Boyd v. State, 528 P.2d 287 (Wyo. 1974), cert.
denied 423 U.S. 871, 96 S.Ct. 137, 46 L.Ed.2d 102 (1975); Jackson v. State, 522 P.2d 1286 (Wyo. 1974); and Dorador v. State, 520 P.2d 230 (Wyo. 1974). See also
Howard, 762 P.2d 28.
MACY, Chief Justice,
dissenting.
[81.] The double jeopardy provisions of the
United States and Wyoming
Constitutions protect an individual against multiple punishments for the same
criminal offense, unless the Wyoming Legislature
intends otherwise. Thus, the deceptively simple question before this Court
is: Did the Wyoming Legislature intend that an individual convicted of felony
murder be sentenced for both felony murder and the underlying felony? Five years
ago, a differently comprised court answered this question in the affirmative.
Birr v. State, 744 P.2d 1117 (Wyo. 1987), habeas corpus denied, 894 F.2d
1160 (10th Cir.), cert. denied, 496 U.S. 940, 110 S.Ct. 3224, 110 L.Ed.2d 671
(1990). Today, the majority holds to the contrary and overrules Birr. Because I
believe that the Birr court correctly ascertained the Wyoming Legislature's
intent and that the Birr decision furthers the purpose of the felony-murder
statute, I dissent.
[82.] I disagree with the majority using the
"enlightened" Blockburger test as though it were some talismanic formula for the
divination of legislative intent. It is not! The Blockburger test is merely one
tool of many which may be used in the trade of statutory construction. The
majority applies the "enlightened" Blockburger test to observe that felony
murder requires proof of an element which is not required in proving aggravated
robbery, but not vice versa. Extrapolating upon this observation, the majority
invokes the assumption that legislatures "ordinarily do[] not intend to punish
the same offense under two different statutes," Whalen v. United States, 445
U.S. 684, 692, 100 S.Ct. 1432, 63 L.Ed.2d 715 (1980), to conclude that the
Wyoming Legislature did not intend that criminals convicted of felony murder be
sentenced for both felony murder and the underlying
felony.
[83.] I believe that the majority ignores an
aspect of this case which is far more revealing of the Wyoming Legislature's
intent than is the "enlightened" Blockburger test. The aspect of which I write
is the Wyoming Legislature's reaction to the Birr decision. This Court has
stated on many occasions that the Wyoming Legislature's response to an
interpretation of a statute by a co-equal branch of government is relevant to
the inquiry of legislative intent. See, e.g., Town of Pine Bluffs v. State Board
of Control of State of Wyoming, 647 P.2d 1365 (Wyo. 1982); School Districts Nos.
2, 3, 6, 9, and 10, in County of Campbell v. Cook, 424 P.2d 751 (Wyo. 1967); and
Sanders v. Brown, 80 Wyo. 265, 341 P.2d 85 (1959). The Birr decision clearly
held that the Wyoming Legislature did intend that criminals convicted of felony
murder be sentenced for both felony murder and the underlying felony. In the
five legislative sessions since Birr was decided, the Wyoming Legislature did
not take any action to correct what is dubbed today as being an obviously
erroneous determination of legislative intent. This fact speaks for
itself.
[84.] I also believe that the Birr decision
advances the purpose underlying the felony-murder statute. The majority states
that the purpose of the felony-murder statute is to discourage accidental and
negligent killings which occur during the commission of violent felonies. As an
example of the statute's deterrent effect, the majority posits a hypothetical
situation in which a criminal's gun accidently discharges, killing a store clerk
during the course of a robbery. The majority notes that the aggregate sentence
which could be imposed for the constituent crimes - aggravated robbery and
manslaughter - would be forty-five years, but, because of the felony-murder
statute, the defendant would be sentenced to life imprisonment or death for the
same conduct.
[85.] The curious result of the majority's
decision is exposed by the facts of this case. Here, Peterson intentionally killed the store clerk
during the course of robbing a Gasamat station. The aggregate sentence which
could have been imposed upon Peterson for the constituent crimes - aggravated
robbery and first-degree murder - would have been life imprisonment plus
twenty-five years or death. However, since the prosecutor invoked the
felony-murder statute, the result of today's decision is that Peterson will
receive a lesser sentence than he would have received had he been convicted of
the constituent crimes. Personally, I feel that an intentional killing is more
egregious than an accidental or negligent killing and that the purpose of the
felony-murder statute, which I believe is to deter the commission of violent
felonies, is furthered by the Birr decision.
[86.] As a final note, the majority justifies
its decision in part by noting that whether to impose a sentence for an
underlying felony, when the only sentencing alternatives for felony murder are
life imprisonment or death, is of academic interest only. The majority's
academic argument applies, however, with equal force against disturbing settled
law which is consistent with the Wyoming Legislature's intent and which furthers
the purpose of the felony-murder statute.
[87.] Consequently, I
dissent.
THOMAS, Justice,
dissenting.
[88.] I, too, must dissent from the disposition
of this case by the majority of the court. I join in the dissenting opinion of
Justice Macy who very ably has made the case for following Wyoming precedent. Birr
v. State, 744 P.2d 1117 (Wyo. 1987), cert. denied sub nom., Birr v. Shillinger,
496 U.S. 940, 110 S.Ct. 3224, 110 L.Ed.2d 671 (1990), may be subject to analysis
and dissection, but it is sound in result and should not be so casually
overruled. Where is Cassandra when the need arises?
Perhaps only a
Cassandra will be heard to mourn the neglected rule of stare decisis, but it is
a sad day indeed when our declarations within the same case are subject to
judicial revision. If we are unwilling to take seriously what we write, how can
we expect others to take us seriously?
Jones
v. State, 798 P.2d 1206, 1208 (Wyo. 1990) (Cardine, J.,
dissenting).
[89.] As a threshold matter, it must be noted
that both Cook and Peterson entered, pursuant to plea agreements, pleas of
guilty to the offenses of felony murder and aggravated robbery. No mention is
made in the majority opinions as to how the consecutive sentences imposed became
a jurisdictional defect in these cases. Our usual rule is that a plea of guilty
waives all nonjurisdictional defects. Davila v. State, 831 P.2d 204 (Wyo. 1992), and cases
cited. As we said in that case:
Jurisdictional claims
involve "the very power of the State to bring the defendant into court to answer
the charge brought against him." Blackledge v. Perry, 417 U.S. 21, 30, 94
S.Ct. 2098, 2103, 40 L.Ed.2d 628, 636 (1974). Jurisdictional defects include:
unconstitutionality of the statute defining the crime pled to, Armijo v. State,
678 P.2d 864, 867-68 (Wyo. 1984) failure of the indictment or
information to state an offense, and double jeopardy. Tompkins v. State, 705
P.2d 836, 840 (Wyo. 1985), cert. denied sub
nom., Tompkins v. Wyoming, 475
U.S. 1052, 106 S.Ct. 1277, 89 L.Ed.2d
585 (1986).
Davila,
831 P.2d at 205-06.
A
review of Tompkins readily discloses that the double jeopardy reference would
occur only in the context of multiple prosecutions, not in the context of
multiple sentencing.
[90.] Some analysis and dissection of the
majority approach in this case likewise is appropriate and necessary. The point
of departure in the majority opinion is that there is no clear indication of a
legislative intention that the armed robbery, which serves as a predicate for
invoking the felony murder statute, be punished separately from the killing.
Consequently, the majority then proceeds to a second level application of the
approach in Blockburger v. United States, 284 U.S. 299, 52 S.Ct. 180, 76 L.Ed.
306 (1932). This level of analysis involves a comparison of the elements of the
statutory proscriptions, as done in the concurring opinion, in order to draw an
inference with respect to the existence of separate crimes. If the elements are
perceived to be identical, then a presumption arises in the law that the
legislature did not intend to authorize separate
punishments.
[91.] The majority justifies its decision by
claiming the Wyoming legislature cannot be said to have intended to punish
separately this armed robbery and the murder for which the robbery serves as a
predicate to the definition of the killing as the crime of first degree murder.
My primary difficulty with the majority position in this case is that it
attributes an intention to the legislature which is contrary to human
experience. The effect of the court's decision is that, in the context of
multiple sentencing, the perpetrator is rewarded for killing the victim. This
decision by the court deprecates human life and the right to be free from
criminal acts. I do not agree that this is an accurate appraisal of legislative
intent.
[92.] As set forth in the majority opinions,
the exercise of working one's way up the ladder of larceny and robbery is
fascinating, but it is even more fascinating to work one's way up the ladder of
homicide offenses. The majority example of a charge of manslaughter and
aggravated robbery leading to consecutive sentencing is revealing. There is a
suggestion that a multiple penalty violation could be found in such an instance,
but I am satisfied consecutive sentences could be imposed for those two
violations. Logic leads to the conclusion that the same would be true of second
degree murder and aggravated robbery and, in such an instance, the sentencing
could be for a term for life followed by the twenty-five year sentence for armed
robbery. When one reaches the most serious degree of homicide, however, first
degree murder, the legislative intention switches, and the majority can find no
"clear indication" of a legislative intention to permit separate punishments.
The majority opinion apparently concedes that, if the prosecutor had possessed
the acumen to charge the murder as committed purposely and with premeditated
malice, the two sentences could stand.1 No explanation is offered as to why
it would be consistent with legislative intent to permit punishment for both
crimes in one instance, but not in the other. In fact, the robbery alluded to in
the first degree murder statute is nothing more than a predicate for the murder
charge, like a prior conviction is for the invocation of the habitual criminal
sentence. Cook and Peterson simply were in the status of robbers to justify the
invocation of the first degree murder statute. See Evans v. State, 655 P.2d 1214
(Wyo.
1982).
[93.] The majority cites Richmond v. State, 554
P.2d 1217 (Wyo. 1976), reh'g denied, 558 P.2d 509 (Wyo. 1977), as explaining
that "the required elements of first degree murder, premeditation, deliberation
and malice aforethought, are imputed by a conclusive statutory presumption when
one commits felony murder in the course of a robbery." Op. at 1351. The question
that must be addressed is why the legislature could possess an intention to
authorize multiple punishments if the murder is charged as having been committed
"purposely and with premeditated malice," but would not retain the same
intention when the murder is charged as having been committed in the course of a
felony, which simply results in a conclusive presumption that the elements of
killing "purposely and with premeditated malice" are present. Why would the
legislature have intended this disparate result? I submit the legislature did
not. The majority has simply reached a result it prefers as a product of an
academic exercise. The majority wanted to reach this result, but failed to
recognize the logical fallacy inherent in it.
[94.] Nothing demands that Cook and Peterson
receive the benefit of a twofer rule other than the decision of the majority to
conform to decisions elsewhere and be consistent with those foreign
jurisdictions. The contention that the legislature did not intend dual
punishment of these offenses is simply an effort to share the blame with the
legislature for a rule this court chooses to adopt. As the majority notes, the
question may be academic because, in theory, neither Cook nor Peterson will ever
serve the sentence for armed robbery. This court does not always maintain the
validity of convictions, however, and if that were to occur in this or a similar
case, the consecutive sentence would not be academic.
[95.] We need to keep before us always that we
are engaged in the business of government, not academic exercises. The rights of
all the people are too important to be addressed at any level other than serious
reality. We write and decide for the people of the State of Wyoming, not for the
academy. The conclusion of the majority here, that the preservation of the
rights secured by the Fifth Amendment to the Constitution of the
United
States and art. 1, 11 of the Wyoming
Constitution requires the abrogation of the sentence for armed robbery imposed
upon Cook and Peterson, is simply overkill. In my judgment, pragmatic government
demands both sentences stand as a vindication of the rights of the citizens of
Wyoming and a clear statement to those who may
commit murders during the course of robberies that the State of Wyoming takes seriously
its obligation to punish separately violations of all different
statutes.
[96.] The decision of the majority rewards
malefactors such as Cook and Peterson for killing their victim by limiting the
available sanctions. I cannot believe the Wyoming legislature could possibly have
intended that result. If Cook and Peterson had only wounded their victim, I
think there is little doubt under Wyoming cases that they would have been
subjected to a punishment for each crime they committed. In this instance, they
committed the crime of robbery and the crime of felony murder, and I can discern
no inherent barrier other than academic fascination that forestalls the
punishment for each crime. As Justice Macy points out, if the legislature did
not agree with the separate punishments for the separate crimes, they had ample
opportunity to articulate a different policy position.
[97.] In other cases, we correctly have
promulgated the rule that each crime committed can be punished separately.
Rivera v. State, 840 P.2d 933 (Wyo. 1992); Baum
v. State, 745 P.2d 877 (Wyo. 1987); Hamill v.
State, 602 P.2d 1212 (Wyo. 1979).
[A]s to
each victim, Rivera was charged with violation of 6-2-302(a) and 14-3-105.
These statutes define different crimes. McArtor v. State, 699 P.2d 288
(Wyo. 1985).
They are intended to suppress different evils; an acquittal and conviction under
one does not prevent prosecution under the other. Goodman v. State, 601 P.2d 178
(Wyo. 1979).
In Baum v. State, 745 P.2d 877 (Wyo. 1987), we held that there is no violation
of a defendant's fundamental right to not be placed twice in jeopardy under the
Fifth Amendment to the Constitution of the United States or under art. 1 of the
Constitution of the State of Wyoming when conviction and punishment on two
counts occurs even though both acts were committed during the same encounter
with the victim. Under two separate statutes, two separate criminal acts can be
charged, tried, and punished.
Rivera,
840 P.2d at 933.
These
cases clearly imply a rejection of the same transaction concept, which this
majority decision specifically rejects.
Our rule is like that
articulated in People v. Hairston, 46 Ill.2d 348, 263 N.E.2d 840 (1970), cert.
denied, 402 U.S. 972, 91 S.Ct. 1658, 29 L.Ed.2d 136 (1971), in which the court
held that two or more distinct offenses may emanate from the same transaction or
act, and the rule that a person cannot be put twice in jeopardy for the same
offense is not applicable where two separate and distinct crimes are committed
by one and the same act. In Hamill v. State, 602 P.2d 1212 (Wyo. 1979), we have a
clear example of repeated violations of the same statute in the perpetration of
sexual assaults. We held there that the legislature intended to protect the
victim against each identifiable sexual penetration. Consequently, even though a
continuing course of conduct was involved, each penetration constituted a
separate and distinct crime. In Baum, we held that, if different criminal acts
are at issue, supported by different factual evidence, even though they are
separated in time by only a few seconds, one offense is not included in the
other. "The defendants can properly be punished for [all], under different, or
the same, statutory provisions." Baum, 745 P.2d at 882 (quoting State v.
Molitoni, [6 Haw. App. 77] 711 P.2d 1303, 1306 (Hawaii App. 1985), quoting in
turn State v. Pia, [55 Haw. 14] 514 P.2d 580, 584-85 (Hawaii
1973)).
Rivera,
840 P.2d at 943.
[98.] If it is correct that the legislature did
not intend to punish these offenses separately (which I dispute), then it is not
necessary to consider the potential of a constitutional violation. The academic
discussion of the majority relating to the constitutional violations is nothing
more than dictum, and simply demonstrates a compulsion to be erudite with
respect to constitutional law. The majority prefers to avoid responsibility for
its choice of rules by erroneously attributing an intention to the legislature
that these crimes not be punished separately, but wants to claim the credit for
an enlightened interpretation of the constitutional rights of the
defendants.
[99.] The majority decision results in the
application of a same transaction rule, even though it is specifically eschewed.
By attributing to the legislature the intention that the two offenses of robbery
and felony murder lead to only one punishment, the one transaction is treated as
only one crime. If we look at what the majority says we then must be confused by
what the decision does. I cannot find any justification for attributing an
intention to the legislature to merge these offenses for punishment, except that
it serves as a convenient excuse to make the court's choice appear to be the
fault of the legislature.
[100.]
As we contemplate and analyze legislative intent, we must note that Wyo.
Stat. 6-2-101 (1988) describes a killing "in the perpetration of, or attempt
to perpetrate, any sexual assault, arson, robbery, burglary, escape, resisting
arrest or kidnapping" (emphasis added). The majority opinion simply assumes that
the reference to "any * * * robbery" is to a robbery as defined in Wyo. Stat.
6-2-401 (1986). Yet, Wyo. Stat. Title 6, Crimes and Offenses, is replete with
demonstrations that the legislature knew how to refer to another provision of
the statutes. E.g., Wyo. Stat. 6-2-105; 6-2-106; 6-2-107; 6-2-303; 6-2-305;
6-2-306; 6-2-307; 6-2-312; 6-2-401; 6-2-503; 6-3-402; 6-4-101; 6-4-102; 6-4-201;
and 6-4-402. It is clear to me that, if the references in the felony murder
language were to statutory definitions of the several offenses, a
cross-reference would be found in the statute. The absence of such a
cross-reference is evidence of a legislative intent that the listed crimes are
not necessarily those defined in other provisions of the Wyoming statutes, leading
to a conclusion the legislature intended separate
punishments.
[101.]
The assumption by the majority is that the language of the statute is
case specific, and one should look to the elements of aggravated robbery in this
case in order to form a conclusion about double jeopardy. I have read and
re-read the statute proscribing first degree murder, and I cannot find any
reference there to aggravated robbery. The majority undoubtedly would make the
same argument with respect to simple robbery, but I submit the analysis of the
majority fails to account for the fact, included in the majority opinion, that a
serious bodily injury was inflicted upon this victim before he was killed. It is
clear the separate crime of aggravated robbery had been completed before the
victim was killed as an incident of that crime.2
[102.]
The majority fails to appreciate that there are those who have criminal
minds. The failure to maintain separate punishments for these two crimes will be
regarded as a victory by these malefactors and others of a like ilk. They are
likely to assume it is better to kill the robbery victim because one will
receive only one punishment. The fact that a life sentence may be imposed will
have little impact because they do not perceive consequences anyhow.
Furthermore, what if these life sentences should be set aside for some violation
of the rights of the defendants? Would it not be comforting to society to have
the sentence for the robbery still to be served? Perhaps, here or elsewhere,
that conviction would serve as the predicate for a life sentence as an habitual
criminal.
[103.]
This case really is about choices. Cook and Peterson chose to rob a
convenience store, and then they chose to kill the elderly clerk. This court
then had a choice as to whether these malefactors should be punished for both of
their crimes or for only one of them. It almost seems that the court needed to
create a rule so the rule of lenity could be invoked. I cannot avoid the belief
that this is an instance in which the compulsion to be right has overridden the
obligation to administer justice.
[104.]
I would hold that Cook and Peterson are bound by the plea agreements they
entered into, and they waived their right to challenge the rule in Birr by their
pleas of guilty. I would further hold the legislature intended that felony
murder and the predicate crime should be separately punished. I would affirm the
sentences for both crimes in both cases.
FOOTNOTES
1 "Given the facts of
this case, the prosecutor could have charged Cook and Peterson with first degree
murder for purposely and with premeditated malice killing Hanson." Op. at
1351.
2 In drawing out a comparison of the
elements of these offenses, the majority has demonstrated that aggravated
robbery must be perceived as a lesser included offense of the crime of felony
murder committed with aggravated robbery as the predicate. This result creates a
problem in an instance in which the victim does not die quickly, and the
prosecution must proceed for aggravated robbery and aggravated assault or
attempted murder. When the victim in such an instance later dies, prosecution
for the most serious offense is foreclosed.
Citationizer Summary of Documents Citing This Document
Cite | Name | Level | |
---|---|---|---|
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
1992 WY 155, 842 P.2d 1060, | Castle v. State | Discussed at Length | |
1993 WY 18, 845 P.2d 1383, | Derksen v. State | Cited | |
1993 WY 74, 852 P.2d 1138, | Dunnegan v. Laramie County Com'rs | Cited | |
1993 WY 110, 858 P.2d 538, | Roderick v. State | Discussed | |
1993 WY 154, 865 P.2d 584, | DeSpain v. State | Discussed | |
1993 WY 124, 860 P.2d 1118, | State v. Keffer | Discussed | |
1993 WY 114, 858 P.2d 1125, | Copp v. Redmond | Cited | |
1994 WY 74, 878 P.2d 515, | Birr v. State | Cited | |
1994 WY 108, 882 P.2d 1225, | Parker v. State | Cited | |
1995 WY 47, 892 P.2d 1131, | Jansen v. State | Cited | |
1996 WY 89, 920 P.2d 1243, | Geiser v. State | Cited | |
1997 WY 27, 934 P.2d 1242, | Glasrud v. City of Laramie | Cited | |
1997 WY 75, 938 P.2d 867, | Frenzel v. State | Cited | |
1995 WY 137, 902 P.2d 686, | Jones v. State | Cited | |
1995 WY 207, 908 P.2d 416, | Goodrich v. Stobbe | Cited | |
1997 WY 72, 939 P.2d 724, | Mares v. State | Cited | |
1999 WY 47, 978 P.2d 1156, | State ex rel. Wyoming Workers' Compensation Div. v. Barker | Cited | |
2002 WY 97, 48 P.3d 1090, | KEARNS v. STATE | Cited | |
2003 WY 74, 70 P.3d 262, | BORNS v. VOSS | Cited | |
2003 WY 115, 76 P.3d 323, | SINCOCK v. STATE | Cited | |
2007 WY 121, 163 P.3d 824, | NORMAN HOWARD WENGER v. THE STATE OF WYOMING | Cited | |
2009 WY 147, 220 P.3d 518, | WILLIAM C. MOTLEY v. PLATTE COUNTY WYOMING; PLATTE COUNTY SHERIFF'S DEPARTMENT; and STEVE KEIGLEY, SHERIFF OF PLATTE COUNTY,in his official capacity | Cited | |
2011 WY 35, | ROBERT K.BROWN v. CITY OF CASPER and OFFICER ERIC E. WALTERS, individually | Cited | |
2012 WY 16, | WYATT L. BEAR CLOUD V. THE STATE OF WYOMING | Cited |
Cite | Name | Level | |
---|---|---|---|
1987 10CIR 66, 812 F.2d 1302, | U.S. v. Chalan | Cited | |
1990 10CIR 26, 894 F.2d 1160, | Birr v. Shillinger | Discussed at Length | |
265 U.S. 472, | U S v. TITLE INSURANCE & TRUST CO. | Cited | |
284 U.S. 299, | BLOCKBURGER v. UNITED STATES | Cited | |
382 U.S. 111, | SWIFT & CO. v. WICKHAM | Cited | |
420 U.S. 770, | IANNELLI v. UNITED STATES, 420 U.S. 770 (1975) | Cited | |
433 U.S. 682, | HARRIS v. OKLAHOMA, 433 U.S. 682 (1977) | Cited | |
429 U.S. 363, | STATE LAND BOARD v. CORVALLIS SAND & GRAVEL CO., 429 U.S. 363 (1977) | Cited | |
491 U.S. 376, | JONES v. THOMAS, 491 U.S. 376 (1989) | Cited | |
497 U.S. 1011, | BRADLEY v. OHIO , 497 U.S. 1011 (1990) | Cited | |
1983 CO 96, 662 P.2d 1066, | People v. Raymer | Cited | |
The Supreme Court of the State of New Mexico | |||
Cite | Name | Level | |
1990 NMSC 50, 792 P.2d 408, 110 N.M. 76, | State v. Pierce | Discussed | |
1991 NMSC 87, 819 P.2d 249, 112 N.M. 702, | State v. Neely | Cited | |
1981 NMSC 41, 622 P.2d 1041, 95 N.M. 421, | State v. Martinez | Cited | |
1979 NMSC 77, 601 P.2d 428, 93 N.M. 458, | State v. Stephens | Discussed | |
Oklahoma Court of Criminal Appeals Cases | |||
Cite | Name | Level | |
1988 OK CR 124, 758 P.2d 324, | MUNSON v. STATE | Cited | |
1991 OK CR 115, 819 P.2d 1372, | TIBBS v. STATE | Cited | |
The Utah Supreme Court Decisions | |||
Cite | Name | Level | |
803 P.2d 1234, | State v. McCovey | Cited | |
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
1924 WY 42, 226 P. 681, 31 Wyo. 355, | State v. Tobin | Discussed | |
1941 WY 29, 116 P.2d 236, 57 Wyo. 213, | Civic Ass'n of Wyoming v. Railway Motor Fuels | Cited | |
1950 WY 16, 224 P.2d 178, 67 Wyo. 314, | Burns v. Burns | Cited | |
1959 WY 29, 341 P.2d 85, 80 Wyo. 265, | Appeal of Sanders | Cited | |
1967 WY 14, 424 P.2d 751, | School Districts Nos. 2, 3, 6, 9, and 10, in Campbell County v. Cook | Cited | |
1972 WY 85, 502 P.2d 194, | Loddy v. State | Cited | |
1974 WY 22, 520 P.2d 230, | Dorador v. State | Cited | |
1974 WY 40, 522 P.2d 1286, | Jackson v. State | Cited | |
1974 WY 75, 528 P.2d 287, | Boyd v. State | Cited | |
1976 WY 8, 546 P.2d 173, | Jerskey v. State | Cited | |
1976 WY 59, 554 P.2d 1217, | Richmond v. State | Discussed | |
1977 WY 1, 558 P.2d 509, | Richmond v. State | Discussed | |
1978 WY 6, 574 P.2d 410, | Cloman v. State | Cited | |
1979 WY 71, 595 P.2d 577, | Kennedy v. State | Cited | |
1979 WY 95, 598 P.2d 796, | Worthington v. State | Cited | |
1979 WY 130, 601 P.2d 178, | Goodman v. State | Cited | |
1979 WY 145, 602 P.2d 1212, | Hamill v. State | Discussed | |
1981 WY 63, 627 P.2d 1023, | Apodaca v. State | Cited | |
1982 WY 74, 647 P.2d 1365, | Town of Pine Bluffs v. State Bd. of Control of State of Wyo. | Cited | |
1982 WY 134, 655 P.2d 1214, | Evans v. State | Cited | |
1983 WY 57, 664 P.2d 43, | Hopkinson v. State | Cited | |
1983 WY 108, 672 P.2d 777, | Osborn v. State | Cited | |
1984 WY 29, 678 P.2d 864, | Armijo v. State | Cited | |
1985 WY 61, 699 P.2d 288, | ED McARTOR v. THE STATE OF WYOMING | Cited | |
1986 WY 53, 714 P.2d 1217, | State v. Carter | Cited | |
1986 WY 201, 728 P.2d 167, | Gueke v. Board of County Com'rs for Teton County | Cited | |
1987 WY 25, 733 P.2d 610, | Tuggle v. State | Cited | |
1987 WY 143, 744 P.2d 1117, | Birr v. State | Discussed at Length | |
1987 WY 150, 745 P.2d 877, | Baum v. State | Discussed at Length | |
1987 WY 107, 741 P.2d 1090, | Mostert v. CBL & Associates | Cited | |
1988 WY 111, 762 P.2d 28, | Howard v. State | Discussed at Length | |
1988 WY 25, 751 P.2d 367, | Schultz v. State | Discussed at Length | |
1989 WY 37, 769 P.2d 350, | Lauthern v. State | Discussed at Length | |
1989 WY 155, 777 P.2d 1091, | GLENN EDDIE GARCIA v. THE STATE OF WYOMING | Cited | |
1990 WY 31, 789 P.2d 821, | Duffy v. State | Discussed at Length | |
1989 WY 117, 774 P.2d 623, | FRANK GARCIA v. THE STATE OF WYOMING | Cited | |
1990 WY 115, 798 P.2d 1206, | Jones v. State | Cited | |
1992 WY 49, 831 P.2d 204, | Davila v. State | Cited | |
1992 WY 140, 840 P.2d 933, | Rivera v. State | Cited |