BILLINGSLEY v. STATE
2003 WY 61
69 P.3d 390
Case Number: 01-120
Decided: 05/19/2003
APRIL TERM, A.D. 2003
RICHARD BILLINGSLEY,
Appellant(Defendant),
v.
THE STATE OF WYOMING,
Appellee(Plaintiff).
Appeal from the District Court of Laramie County
The Honorable Edward L. Grant, Judge
Representing Appellant:
Timothy C. Kingston of Graves, Miller & Kingston, P.C., Cheyenne, Wyoming
Representing Appellee:
Hoke MacMillan, Wyoming Attorney General; Paul S. Rehurek, Deputy Attorney General; D. Michael Pauling, Senior Assistant Attorney General; Georgia L. Tibbetts, Senior Assistant Attorney General; Theodore E. Lauer, Director, and Farrah L. Fraughton, Student Intern, of the Prosecution Assistant Program. Argument by Ms. Fraughton.
Before HILL, C.J., and GOLDEN, LEHMAN*, KITE, and VOIGT, JJ.
*Chief Justice at time of oral argument
GOLDEN, Justice.
[1] Appellant Richard Billingsley was convicted of five counts of sexual intrusion against his three daughters. He was sentenced to three consecutive life sentences, plus two sentences of ten to twenty years to be served consecutively to the life sentences and consecutive to each other. He challenges that conviction, contending that the complaining witnesses had been improperly coached and influenced, the trial court erred in not permitting a defense experts psychological examination and testimony, and the trial court erred by admitting the States expert testimony at trial. We affirm.
ISSUES
1. Did improper coaching and influence of the complaining witnesses render them incompetent to testify at trial?
2. Should the appellants psychologist have been permitted to examine the girls to determine whether they had been improperly coached and influenced?
3. Did the lower court commit reversible error by allowing the prosecutions expert witness to testify about societal misconceptions of sexual abuse victims?
4. Did the lower court commit reversible error by allowing the prosecutions expert witness to testify about her diagnoses of the complaining witnesses?
5. Did the lower court commit reversible error by allowing the prosecutions expert witness to testify about what the complaining witnesses told her about what their father had done to them?
6. Did the lower court commit reversible error by allowing the prosecutions expert witness to testify outside of the scope of her designation by the prosecution?
The State presents these issues:
I. Did the district court abuse its discretion in determining that the child victims were competent to testify?
II. Did the district court abuse its discretion when it refused to allow appellants expert to examine the child victims and to testify at the competency hearing regarding them?
III. Was the testimony of the States expert witness properly admitted?
FACTS
[3] In June of 1999, Billingsley and his wife moved to Cheyenne with two of their three daughters. In July, their eldest daughter, who had been living out of state with her grandparents, joined them. Billingsleys brother, Ben, and Bens wife, Mari, also lived in Cheyenne, and on the last weekend of January 2000, the three daughters of Billingsley, C.B, age 12, S.B, age 11, and B.B., age 10, spent a weekend with their Aunt Mari and Uncle Ben. On Saturday, Mari and C.B. went to the library to research a science project. S.B. had requested that her aunt get a book about menstruation, and Mari checked out a book entitled The Teenagers Guide to Sex and Their Bodies. S.B. looked through the book that day and later told her aunt that S.B.s father had been sexually abusing her and both of her sisters. Both S.B. and C.B. claimed that their father had engaged in sexual intercourse with all three girls for a number of years. Wanting to ascertain the girls understanding of the meaning of sex, Mari asked both girls a number of specific questions over many hours that weekend. The elder daughter was given a home pregnancy test which was negative. At their parents request, the girls returned home on Sunday evening, and Mari and Ben notified authorities on the next Monday.
[4] Detective Crumpton recorded an interview with C.B. at her elementary school on Monday afternoon in the presence of a school counselor. When asked if C.B. knew why the detective was there, C.B. responded, because my dad has been having sex with me. C.B. kept a diary for several years that she wrote in sporadically. Months earlier, she had written:1
Dear Diary, my name is [C.B.]. Im being treated bad. By my dad. He did something that he should not have done. He has had sex with me. I told him no. But he does not listen to me. But one day, Oct. 3, 98 to be exact I told him no and he listened for once. And he promised that he would not do it again, and he hasnt. So me and him are getting along now. He still asks once in a while, but I say no! The problem is that I am his daughter. And I am too young to start to have sex. Because I am only 11 years old. And if my mom ever found out, their marriage would end. Thats why I dont tell!
[5] Later that day, C.B. was examined by Dr. Shana Tubach, a pediatrician. C.B. revealed to Dr. Tubach that C.B.s father had been sexually abusing her for several years. The next day Dr. Tubach conducted a physical examination of C.B. that revealed that hymen tissue was no longer intact, an indicator of sexual activity. A physical examination of S.B. showed no evidence of recent sexual abuse; however, a physical examination of B.B. indicated that hymen tissue was no longer intact. On February 1 and 3, 2000, Lynn A. Huylar, project director for Safe Harbor, a childrens justice advocacy center, conducted a videotaped interview of C.B. and her sisters. All three girls talked about numerous instances of sexual abuse over several years by their father.
[6] From this investigation, Billingsley was charged with one count of unlawfully inflicting sexual intrusion on C.B. during the period of June 1, 1999, to November 1, 1999, in violation of Wyo. Stat. Ann 6-2-303(a)(vi) (person in position of authority causes victim to submit); two counts of unlawfully inflicting sexual intrusion on S.B. during the period of June 1, 1999, to January 31, 2000, in violation of Wyo. Stat. Ann. 6-2-303(a)(v) (victim less than twelve years old and actor four years older than victim); and two counts of unlawfully inflicting sexual intrusion on B.B. for the same period and in violation of the same statute.
[7] Months later, in August of 2000, Dr. Gay Deitrich-MacLean, clinical psychologist, interviewed the three girls in preparation for testifying as a State expert at Billingsleys trial. Billingsley requested that his forensic psychologist be permitted to examine the three girls, but that examination was denied; however, the psychologist submitted an affidavit in which she stated that her examination of the video and audio tapes of the girls interviews indicated coaching and tainted testimony. Billingsley contended that Mari was feuding with him over an incident where he had shot at her and her baby with a shotgun, and in retribution she had tainted the three girls memory by coaching them. A competency hearing was held before trial testimony began. Billingsleys expert was not permitted to testify at the hearing, and the girls were found competent to testify.
[8] At trial, the States witnesses included Ben and Mari, Dr. Tubach, Dr. Deitrich-MacLean, Dr. Huylar, Detective Crumpton, and the school counselor, with each testifying about statements the girls made to them consistent with the allegations the girls had made against their father. The three girls also testified. C.B. testified to being sexually assaulted by Billingsley in Cheyenne sometime in July of 2000, and stated that he sexually assaulted her once or twice each month. S.B. testified to several instances of abuse by her father while in Cheyenne. B.B. testified that she listened at the door as her sisters told Mari and Ben about the abuse, and told of many instances of abuse while in Cheyenne. Because S.B. and B.B. shared a bedroom, the two witnessed abuse of the other. Billingsley was convicted and sentenced, and this appeal followed.
DISCUSSION
[9] The district courts decisions admitting Dr. Deitrich-Macleans testimony, finding the children competent to testify, and excluding Billingsleys expert witness from testifying at the competency hearing are evidentiary rulings that are reviewed under the same standard of review. Rulings on the admissibility of evidence are within the sound discretion of the trial court and will not be disturbed on appeal absent a showing of a clear abuse of discretion. English v. State, 982 P.2d 139, 143 (Wyo. 1999) (citing Simmers v. State, 943 P.2d 1189, 1197 (Wyo. 1997)). We will not overturn a trial courts discretionary decision unless the court acted in a manner exceeding the bounds of reason and could not rationally conclude as it did. Id.; Simmers, 943 P.2d at 1197. Decisions of the trial court with respect to the admissibility of evidence are entitled to considerable deference and, as long as there exists a legitimate basis for the trial courts ruling, that ruling will not be reversed on appeal. English, at 143; Simmers, at 1197. It is also well settled that a district court judgment may be affirmed on any proper legal grounds supported by the record. English, at 143; Bird v. Rozier, 948 P.2d 888, 892 (Wyo. 1997).
Decision That The Children Were Competent To Testify
[10] The Wyoming Rules of Evidence provide that [e]very person is competent to be a witness except as otherwise provided in these rules. W.R.E. 601. A person is generally competent to testify if he can understand, receive, remember and narrate impressions and is sensible to the obligations of the oath taken before testifying. English, 982 P.2d at 145 (citing Simmers, 943 P.2d at 1199); see also Larsen v. State, 686 P.2d 583, 585 (Wyo. 1984). Intelligence, not age, is the guiding criteria in determining the competency of a witness. Baum v. State, 745 P.2d 877, 879 (Wyo. 1987). It is a well-established principle of law that competency of witnesses to testify is a question within the sound discretion of the trial court. English, 982 P.2d at 145. However, when children are called into the courtroom to testify, we have held that once the childs competency is called into question by either party, it is the duty of the court to make an independent examination of the child to determine competency, and that determination will not be disturbed unless shown to be clearly erroneous. Id.
[11] We have directed the district courts to use a five-part test for determining the competency of child witnesses:
(1) an understanding of the obligation to speak the truth on the witness stand; (2) the mental capacity at the time of the occurrence concerning which he is to testify, to receive an accurate impression of it; (3) a memory sufficient to retain an independent recollection of the occurrence; (4) the capacity to express in words his memory of the occurrence; and (5) the capacity to understand simple questions about it.
Id.; Larsen, 686 P.2d at 585 (quoting State v. Allen, 424 P.2d 1021 (Wash. 1967)).
[12] In English, we decided that the existing state of the law adequately addresses pretrial taint concerns and a pretrial taint hearing is not necessary. At the time of a childs competency hearing, a defendant can argue memory taint at that hearing to discredit the reliability of a childs testimony. We held that if a defendant can establish a childs memory of events has been corrupted by improper interviews, it is possible the third Larsen factor, a memory sufficient to retain an independent recollection of the occurrence, may not be satisfied. English, 982 P.2d at 146.
[13] Although we declined to adopt a separate pretrial taint hearing procedure, we did, however, endorse the use of the following factors as they relate to the question of independent recollection. Id.
The factors that should be considered in assessing the reliability of a complaint regarding sexual offenses are: (1) the age of the victim; (2) circumstances of the questioning; (3) the victims relationship with the interrogator; and (4) the type of questions asked. * * * Undue suggestiveness can occur when an interviewer has a preconceived notion of what has happened to a child, the interviewer uses leading questions, the interviewer is a trusted authority figure, the person accused of wrongdoing is vilified during the interview, or the interviewer uses threats or rewards to pressure the child.
Id. (quoting State v. Scherzer, 694 A.2d 196, 245-46 (N.J. 1997) (summarizing and quoting State v. Michaels, 642 A.2d 1372, 1377-1383 (N.J. 1994))).
State v. Michaels, 642 A.2d 1372, 1383-84 (N.J. 1994) (citations omitted).
[21] From this analysis, we see that the trial court granted Billingsley a competency hearing because he made a sufficient showing to trigger its necessity; the State used the girls testimony at that hearing to establish independent indicia of reliability; and the trial court properly determined that under these particular facts the defenses expert testimony that the suggestiveness of Maris technique had produced tainted testimony was unnecessary for him to hear before rendering a competency determination. We find no error.
Trial Courts Evidentiary Rulings Concerning the Testimony of the Prosecutions Expert Witness, Dr. Gay Deitrich-MacLean
[22] In Billingsleys final contentions of error, he claims the trial court erred in allowing the prosecutions expert witness, Dr. Gay Deitrich-MacLean, to testify; and in allowing this witnesss testimony to exceed the scope of the prosecutions written designation of this witnesss testimony in two respects, namely, stating her diagnoses of each of the alleged victims and stating what each alleged victim told her about what Billingsley had done to them.
[23] In order to treat these contentions, it is helpful to provide factual context. In the prosecutions opening statement to the jury, the prosecutor told the jury that it would hear from a psychologist who specialized in issues surrounding sexual abuse of children. That witness would explain her general experience in reporting sexual abuse and the things that you look for. In his opening statement, Billingsleys counsel emphasized that what this case ultimately will be all about, is the full story from these three girls; that, although the jury was going to hear a lot of different testimony, the case is going to come down to . . . whether you believe the story that theyre going to tell you, and how will you know that theyre going to be able to tell the truth. In regard to how the jury might be able to tell that these girls might not be able to tell the truth in this matter, defense counsel asked the jury to consider 1) numerous inconsistencies and embellishments between their trial testimony and the stories they first told to the investigating authorities; 2) although the alleged sexual abuse allegedly started as many as seven years ago and these girls had numerous opportunities to reveal the abuse to trusted relatives, teachers, and friends, these girls never revealed the abuse to these trusted and safe authority figures; 3) until these allegations came to light, the girls family was a happy family, the girls were doing well in school, the girls had friends, the girls had no reported psychological problems despite the alleged sexual abuse they were undergoing.
[24] During the prosecutions case-in-chief, the prosecutor called two witnesses before calling Dr. Deitrich-MacLean. When the prosecutor called Dr. Deitrich-MacLean, Billingsleys counsel stated to the trial court that the witness should not be allowed to testify because her testimony, as designated by the prosecution, was not relevant to the case. The designation was contained in a document entitled Notice of Recordns [sic] For Review and Objection to DFS Records Requested by Defense which the prosecution had filed on September 26, 2000. The pertinent paragraph of that document read:
Dr. Deitrich-MacLeans testimony will not encompass the [sic] in any manner any attempt at diagnosing the girls as sexually abused, nor in any fashion commenting on their credibility. Rather, her testimony will be offered to dispel generally widespread misconceptions regarding the behavior of sexual abuse victims.
Billingsleys counsel stated that at this stage of the trial there had not been any testimony or evidence about generally widespread misconceptions.
[25] Responding to Billingsleys counsels argument, the prosecutor stated that this witness was called at this point of the trial to accommodate the witnesss schedule and to meet that part of defense counsels opening statement that the defense is that these girls didnt act abused . . . didnt tell any other trusted authority figures, and they had every opportunity to do that. Concluding on the matter, the prosecutor argued:
So one of the key misconceptions Dr. MacLeans testimony is going to address [sic] the very affect that happens all the time. There are ample opportunities for kids to disclose, and they just dont do it, and thats exactly her specialty.
The prosecutor also informed the trial judge and defense counsel that the witness would review the purpose for which she performed psychological examinations on the girls, adding that it wasnt to evaluate for sexual abuse. The prosecutor told defense counsel that the witness would answer defense counsels questions arising from these evaluations.
[26] We hold that the trial court did not abuse its discretion in allowing Dr. Deitrich-MacLean to testify. The trial court exercised reasonable control over the order of the prosecutions interrogating witnesses and presenting evidence. W.R.E. 611(a). The prosecution called this witness when it did as an accommodation to the witnesss schedule. Moreover, when defense counsels opening statement, either explicitly or implicitly, places behavior in issue, as it did here, we have consistently approved admission of expert testimony which explains the behavior of alleged sexual abuse victims. Cook v. State, 7 P.3d 53, 57 (Wyo. 2000) (citing Griego v. State, 761 P.2d 973, 979 (Wyo. 1988); Scadden v. State, 732 P.2d 1036, 1046-47 (Wyo. 1987)). Dr. Deitrich-MacLeans testimony about misconceptions regarding the behavior of sexual abuse victims was relevant.
[27] We turn now to Billingsleys claim that the trial court erred in allowing Dr. Deitrich-MacLeans testimony to exceed the scope of the prosecutions written designation of this witnesss testimony. Under this claim, Billingsley asserts that the witness stated her diagnoses of each alleged victim and stated what each alleged victim told her, during her interviews, about what Billingsley had done to them. In addressing these assertions, once again factual context is helpful. During the course of the prosecutors direct examination of Dr. Deitrich-MacLean, the witness explained that the purpose of her psychological evaluation of these girls was to assist the States Department of Family Services in making foster care placement decisions and treatment decisions. The witness made clear that she had not done a forensic evaluation for sexual abuse. In response to the prosecutors interrogation, the witness explained the elements of the general psychological evaluations she performed. The prosecutor next asked the witness what kind of diagnosisif thats what you call itdid you come up with, results of that examination? This question drew Billingsleys counsels objection that the testimony exceeded the prosecutors written designation that the witness would testify about misconceptions about the behavior of sexual abuse victims. The prosecutor then explained that the witnesss testimony would not be sexual abuse diagnoses. The trial court overruled the defense objection. With respect to one of the girls, Dr. Deitrich-MacLean ruled out a diagnosis of post-traumatic stress disorder but concluded she was experiencing severe stress because of her out-of-home placement and the legal proceedings against her father. With respect to all three of the girls, Dr. Deitrich-MacLeans assessment was they tended to internalize their feelings, but when they did express their feelings, sometimes its pretty dramatic. Given this factual context, we find no merit in Billingsleys complaint regarding diagnoses. The trial judge saw a connection between the witnesss limited diagnoses and the designation about misconceptions, and we will not second guess that evidentiary ruling. Billingsley eschews specifics, relying on general bald assertions instead, and he cites no authority for his position. Most importantly, we fail to see how the witnesss limited diagnoses bolstered the girls own testimony, as alleged by Billingsley.
[28] In addressing Billingsleys complaint that the trial judge erred in allowing Dr. Deitrich-MacLean to testify about what each girl told her about what Billingsley had done to them, once more factual context is helpful. After Dr. Deitrich-MacLeans testimony about the results of her psychological evaluations of the three girls, the prosecutor asked whether Dr. Deitrich-MacLeans interviews with the girls revealed anything of significance to the sexual abuse issues. Defense counsel objected that she would be getting into the exact area that the designation stated she would not get into. The prosecutor explained that independent, spontaneous statements of the girls were relevant to counter Billingsleys defense that the girls never revealed to others the alleged incidents of sexual abuse. Billingsley countered that such testimony from Dr. Deitrich-MacLean amounts to vouching for the girls credibility and to stating a sexual abuse diagnosis. The trial court overruled Billingsleys objection. Dr. Deitrich-MacLean then testified, under the prosecutors questioning, that each girl told her that Billingsley had sexually molested each girl.
[29] In Billingsleys appellate briefing on this claim of error, his primary complaint is that Dr. Deitrich-MacLeans testimony in this regard was a repeat of what five other prosecution witnesses had testified about, i.e., what the girls had told them allegedly happened. Billingsley complains that the jury heard the girls story repeated over and over again. But Billingsley rests his complaint on bald assertions without any supporting law or cogent argument. The trial court saw a connection between Dr. Deitrich-MacLeans testimony relating the girls spontaneous disclosures to her and Billingsleys argument that the girls had never reported the incidents to a person of trust. We hold the trial judge did not abuse his discretion in allowing this testimony.
[30] We affirm the judgment of conviction and sentence.
FOOTNOTES
1The text of this diary entry is replete with misspelled words, which we have taken the liberty of correcting.
Citationizer Summary of Documents Citing This Document
Cite | Name | Level | |
---|---|---|---|
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
2003 WY 93, 74 P.3d 699, | WILDE, JR. v STATE | Discussed | |
2003 WY 108, 76 P.3d 1230, | GOULART v. STATE | Discussed | |
2003 WY 116, 76 P.3d 805, | SEWARD v. STATE | Discussed | |
2003 WY 120, 76 P.3d 830, | MORGANFLASH v. STATE | Discussed | |
2004 WY 59, 90 P.3d 708, | VAN HAELE v. STATE | Discussed | |
2004 WY 103, 98 P.3d 143, | LOPEZ v. STATE | Discussed | |
2004 WY 111, 98 P.3d 181, | LAW v. STATE | Discussed | |
2005 WY 29, 107 P.3d 779, | KES, f/k/a KET V. CAT | Discussed | |
2006 WY 116, 142 P.3d 1134, | STEVEN CHRIS SANCHEZ V. THE STATE OF WYOMING | Discussed | |
2008 WY 63, 185 P.3d 25, | SHERRI R. SPETEN v. THE STATE OF WYOMING | Discussed |
Cite | Name | Level | |
---|---|---|---|
1967 WA 86, 424 P.2d 1021, 70 Wash.2d 690, | State v. Allen | Cited | |
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
1984 WY 89, 686 P.2d 583, | Larsen v. State | Cited | |
1987 WY 12, 732 P.2d 1036, | Scadden v. State | Cited | |
1987 WY 150, 745 P.2d 877, | Baum v. State | Cited | |
1988 WY 113, 761 P.2d 973, | Griego v. State | Cited | |
1990 WY 46, 792 P.2d 570, | Gale v. State | Cited | |
1997 WY 105, 943 P.2d 1189, | Simmers v. State | Cited | |
1997 WY 129, 948 P.2d 888, | Bird v. Rozier | Cited | |
1999 WY 74, 982 P.2d 139, | English v. State | Cited | |
2000 WY 131, 7 P.3d 53, | COOK v. STATE | Cited |