CARL SPLETZER V. STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION
2005 WY 90
116 P.3d 1103
Case Number: 04-116
Decided: 08/09/2005
APRIL TERM, A.D. 2005
CARL SPLETZER,
Appellant
(Petitioner/Employee-Claimant),
v.
STATE OFWYOMING, ex rel., WYOMING
WORKERS' SAFETY AND COMPENSATION
DIVISION,
Appellee
(Objector-Defendant).
Representing Appellant:
Michael D. Newman of Hampton & Newman, LC, Rock Springs, Wyoming.
Representing Appellee:
Patrick J. Crank, Attorney General; John W. Renneisen, Deputy Attorney General; Steven R. Czoschke, Senior Assistant Attorney General; and Kristi M. Radosevich, Assistant Attorney General.
Before HILL, C.J., and GOLDEN, KITE, VOIGT, and BURKE, JJ.
VOIGT, Justice.
[1] Between 1987 and 1990, the appellant, Carl Spletzer (Spletzer), suffered compensable work-related injuries when he inhaled toxic fumes while working as a welder. From approximately 1990 to 2001, the Wyoming Workers Safety and Compensation Division (the Division) paid medical benefits for treatments related to Spletzers injury. However, in December of 2001, the Division denied three claims submitted by Spletzer finding that they were not related to his 1990 work-place injury. Spletzer requested a contested case hearing and the matter was referred to the Office of the Medical Commission (the Commission). The Commission found that Spletzer failed to meet his burden of proving that his 2001 claims were related to his compensable work injury. Spletzer appealed the Commissions decision to the district court. After the district court affirmed, Spletzer filed a timely appeal to this Court.
[2] Spletzer presents four issues for our review:
1. Did the Medical Commission exceed its subject matter jurisdiction by ruling on an issue that was not referred to [it]?
2. Did the Medical Commission follow proper procedure required by law?
3. Did the Medical Commission act arbitrarily, capriciously, abuse its discretion, or otherwise not act in accordance with law within the meaning of W.S. 16-3-114(c), in denying Appellants medical treatment of chronic respiratory and arthritic conditions?
4. Was the Medical Commissions decision denying benefits supported by substantial evidence within the meaning of W.S. 16-3-114(c)?
FACTS
[3] From 1987 through 1991, Spletzer was employed by Sunland Services as a welder at a Chevron fertilizer plant in Rock Springs. He described the work environment as follows:
I was working on a shutdown in the plant where they were taking pipes apart, taking equipment apart, replacing equipment. They would wash everything down, but there would still be active fumes in the plant. And I was working in the plant. We were working 16, 18-hour days five days a week, seven days a week. All I would know is I would be working in the plant like maybe two or three days and I would wake up the next morning with a terrific sore throat, headache, flulike symptoms, real tremendous body aches. I would have to take a day off work or two days off work. I wouldnt get any better. I would lose my voice. Then I would go to a physician and they would prescribe medicine for me.
As a result of those ailments, Spletzer filed a workers compensation claim on March 27, 1990. On December 5, 1990, the Division issued a formal determination stating that it would review, audit and pay claims related to bronchitis, but will not allow any claims to be paid on conditions related to arthritis. The Division paid for treatment and diagnosis of Spletzers medical condition over the course of several years.
[4] In August of 2001, the Division requested that Dr. Terry Brown perform an independent file review in order to provide the Division with an opinion regarding whether Spletzers ongoing medical conditions were related to or caused by the 1987-1990 work-related exposure to toxic chemical fumes. Dr. Browns review encompassed Spletzers medical records from July 1987 through February 2001. The Division requested that Dr. Brown answer five specific questions, which questions, and Dr. Browns responses, follow:
1. What current ailments are directly attributable to the 1990 hazardous materials exposures while working at SF Phosphates Fertilizer plant in Rock Springs?
There is minimal to no documentation of any incident of significance in 1990. Virtually all workups from Dr. Goldstein in 5/90 to Dr. Kanner in 7/92 all refer back to 1987 exposures while working at Chevron. Nonetheless having the luxury of reviewing over a decade of medical records, it is apparent that it is not possible to say that any of Mr. Spletzers medical problems are relatable in any way to exposures that occurred while at work, inasmuch as he had had persisting symptoms which have been primarily subjective with minimal to no objective evidence for his subjective complaints in terms of his pulmonary and musculoskeletal workup and examination. He has changed employment several times with no change in his symptoms, and the medical records appeared to look for documentation of excessive exposures and none were able to be documented. These facts give credence to the conclusions drawn as far back as 1990 and 1992 by very thorough physicians that it was not possible to attribute his symptoms to any specific event and, in fact, fibromyalgia syndrome and/or depression appear to be the most appropriate diagnoses and the ones most in keeping with the complaints he has had. Neither of these would be work related.
2. Would exposure to such substances in the amounts reported cause the long-term problems Mr. Spletzer reports?
No.
3. Regarding his pulmonary status, what is the most likely cause of his continuing complaints, and is it directly attributable to the 1990 exposure or to other causes?
Evaluation by an excellent pulmonologist, such as Dr. Kanner, who is well known to me, have resulted in no definitive conclusions. This would be in keeping with the trend through this decade for him to have ongoing symptoms despite changing jobs several times. I would concur with the opinions of the evaluators in the records that it is not possible within a reasonable degree of medical certainty to establish a causal relationship between his complaints in 1990, and certainly later, and any exposures that occurred from 1987 to 1990.
4. Does he suffer from arthritis that is attributable to the hazardous materials exposure or is it likely due to other causes?
His subjective complaints of arthritic pain that have not been objectified on physical examination to any significant extent or on radiographic examinations are not attributable, within a reasonable degree of medical certainty, to any exposures at work, and in fact have not been definitively attributed to any medical diagnosis. He has had a very thorough workup, and as one reads through these records over the years, concerns with his psychological status grow in this reviewers mind, not only regarding existing concurrently with all of his complaints, but also perhaps providing a cause for his complaints. At some point, a very thorough neuropsychiatric evaluation with neuropsychological testing would have been of interest.
5. At this time, what current medical condition that Mr. Spletzer receives ongoing treatment for should be the Divisions responsibility, in that the Division is responsible for the treatment of work related injuries for the life of the claimant?
None. As noted, there is no evidence on this review, nor did there appear to be any opinion from any of the evaluating physicians that a causal relationship could be established within a reasonable degree of medical certainty between his complaints and any work related exposures. I feel that while they drew these conclusions in 1990 through 1992, given the ongoing symptoms, it is even more possible to state in 2001 that it is impossible to establish or consider any causal relationship.
[5] After receiving Dr. Browns evaluation, the Division denied three of Spletzers claims in September and October of 2001. Spletzer objected to the Divisions denial and, in November of 2001, the matter was referred to the Commission for a contested case proceeding.
[6] In June of 2003, prior to the contested case hearing, Spletzer contacted Dr. Phyllis Mullenix, PhD., whom he discovered while researching on the Internet. Dr. Mullenix is not a practicing medical doctor, but holds a degree in zoology and chemistry, and a PhD. in pharmacology, and engages primarily in research and consulting. Spletzer requested that Dr. Mullenix prepare a report assessing the causation of his medical problems. Dr. Mullenix conducted an extensive review of Spletzers medical history, and summarized her report by answering the same questions previously posed to Dr. Brown. Her assessment of the relatedness of Spletzers current conditions to the original injury differed significantly from Dr. Browns:
1. What current ailments are directly attributable to the 1990 hazardous materials exposures while working at SF Phosphates Fertilizer plant in Rock Springs?
The respiratory, musculoskeletal, neurological, gastrointestinal, dermal and dental ailments listed above are directly attributable to the 1990 hazardous materials exposures at the fertilizer plant in Rock Springs.
2. Would exposure to such substances in the amounts reported cause the long-term problems Mr. Spletzer reports?
Yes.
3. Regarding his pulmonary status, what is the most likely cause of his continuing complaints, and is it directly attributable to the 1990 exposure or to other causes?
The most likely cause of his respiratory complaints is the fluoride exposure he experienced at the fertilizer plant. That exposure was to intermittent large doses that accumulated a fluoride reservoir in his bones that takes years to diminish even when there is no subsequent fluoride exposure. Although he left the plant in 1990, his fluoride exposure has continued through his subsequent jobs as a welder and his consumption of fluoride in food, water and pharmaceuticals. In essence, the fluoride exposures after 1990 keep topping off his bone reservoir of fluoride. The 1990 exposures, as they built up his total body burden of fluoride, determined that hence forward he could not tolerate even small exposures. But for the workplace exposure at the Chevron plant, Mr. Spletzer would not be experiencing his symptoms today.
. . .
4. Does he suffer from arthritis that is attributable to the hazardous materials exposure or is it likely due to other causes?
Yes, he suffers from arthritis attributable to the 1990 exposure. His medical and employment histories indicate that there are no other causes more probable.
5. At this time, what current medical condition that Mr. Spletzer receives ongoing treatment for should be the Divisions responsibility, in that the Division is responsible for the treatment of work related injuries for the life of the claimant?
The Divisions responsibility includes treatment of Mr. Spletzers bronchitis and/or his developing COPD, his arthritic pain, his crumbling teeth and his problems with vision. If Mr. Spletzers exposure is not stopped, the Divisions responsibility will only expand to include even more serious health consequences.
In addition to her written report, Dr. Mullenix was deposed on July 16, 2003.
[7] On August 1, 2003, the Commission held a contested case hearing. Both Spletzer and the Division submitted disclosure statements and presented evidence. The Commission issued its Findings of Fact, Conclusions of Law and Order of the Medical Commission Hearing Panel on September 15, 2003. The Commission concluded Spletzer was ineligible to receive benefits because he failed in meeting his burden of proof in establishing that his medical treatment after Sept 21, 2001 is directly and causally related to his employment at the Chevron fertilizer plant from 1987-1990.
[8] Spletzer appealed the Commissions determination and the district court affirmed. Spletzer then filed a timely notice of appeal with this Court.
STANDARD OF REVIEW
[9] We review agency action following contested case hearings in accordance with Wyo. Stat. Ann. 16-3-114(c) (LexisNexis 2003), which provides as follows:
(c) To the extent necessary to make a decision and when presented, the reviewing court shall decide all relevant questions of law, interpret constitutional and statutory provisions, and determine the meaning or applicability of the terms of an agency action. In making the following determinations, the court shall review the whole record or those parts of it cited by a party and due account shall be taken of the rule of prejudicial error. The reviewing court shall:
(i) Compel agency action unlawfully withheld or unreasonably delayed; and
(ii) Hold unlawful and set aside agency action, findings and conclusions found to be:
(A) Arbitrary, capricious, an abuse of discretion or otherwise not in accordance with law;
(B) Contrary to constitutional right, power, privilege or immunity;
(C) In excess of statutory jurisdiction, authority or limitations or lacking statutory right;
(D) Without observance of procedure required by law; or
(E) Unsupported by substantial evidence in a case reviewed on the record of an agency hearing provided by statute.
Furthermore, in Hoff v. State ex rel. Wyo. Workers Safety and Compensation Div., 2002 WY 129, 5-8, 53 P.3d 107, 5-8 (Wyo.2002), we reiterated the proper application of the substantial evidence and arbitrary and capricious standards of review:
Our standard of review when reviewing administrative agency action was recently clarified in the case of Newman v. State ex. rel. Workers Safety and Compensation Div., 2002 WY 91, 49 P.2d 163 (Wyo.2002) . . . .
In appeals where both parties submit evidence at the administrative hearing, Newman mandates that appellate review be limited to application of the substantial evidence test. Newman, 2002 WY 91, [] 22, 49 P.3d 163. This is true regardless of which party appeals from the agency decision. In addition, this court is required to review the entire record in making its ultimate determination on appeal. Newman, at 19 and 24-26.
The substantial evidence test to be applied is as follows:
In reviewing findings of fact, we examine the entire record to determine whether there is substantial evidence to support an agencys findings. If the agencys decision is supported by substantial evidence, we cannot properly substitute our judgment for that of the agency and must uphold the findings on appeal. Substantial evidence is relevant evidence which a reasonable mind might accept in support of the agencys conclusions. It is more than a scintilla of evidence.
Newman, at 12 (quoting State ex rel. Workers Safety and Compensation Div. v. Jensen, 2001 WY 51, 10, 24 P.3d 1133, 10 (Wyo.2001)).
Even when the factual findings are found to be sufficient under the substantial evidence test, Newman further concludes this court may be required to apply the arbitrary-and-capricious standard as a safety net to catch other agency action which prejudiced a partys substantial right to the administrative proceeding or which might be contrary to the other WAPA review standards . . . .
Kunkle v. State ex rel. Wyoming Workers Safety and Compensation Div., 2005 WY 49, 7-8, 109 P.3d 887, 888-89 (Wyo. 2005).
[10] The Commission found that Spletzer was not entitled to benefits because he failed to meet his burden of proof. We have said:
When the party charged with the burden of proof has failed to meet that burden, we review the case under the arbitrary, capricious, abuse-of-discretion, or otherwise-not-in-accordance-with-the-law standard. Brees v. Gulley Enterprises, Inc., 6 P.3d 128, 132 (Wyo.2000); Keck v. State ex rel. Wyoming Workers Safety & Compensation Div., 985 P.2d 430, 432 (Wyo.1999).
Under the arbitrary, capricious and abuse of discretion standard, we are charged with examining the entire record. In our examination and review of a hearing examiner's determination, we defer to the hearing examiners findings of fact. We will examine conflicting and contradictory evidence to see if the hearing examiner reasonably could have made its findings based on all the evidence before it. The findings of fact may include determinations of witness credibility, as the hearing examiner is charged with determining the credibility of the witnesses. In our review, we will not overturn the hearing examiners determinations regarding witness credibility unless they are clearly contrary to the overwhelming weight of the evidence.
In re Boyce, 2005 WY 9, 6, 105 P.3d 451, 454 (Wyo. 2005) (quoting Brees v. Gulley Enterprises, Inc., 6 P.3d 128, 132 (Wyo. 2000)).
[11] Finally, [w]e afford no deference to the agencys legal conclusions. Statutory interpretation raises questions of law over which our review authority is plenary. Conclusions of law made by an administrative agency are affirmed only if they are in accord with the law. Kunkle, 2005 WY 49, 9, 109 P.3d at 889 (citing Wesaw v. Quality Maintenance, 2001 WY 17, 8, 19 P.3d 500, 504 (Wyo. 2001)).
DISCUSSION
CONCLUSION
[23] The Commission denied Spletzer benefits because he failed to meet his burden of proof in showing that his current claims were related to his original work-related injury. The Commission did not exceed its subject matter jurisdiction or commit procedural error in deciding Spletzers claim. Also, the Commissions determination was not arbitrary, capricious, an abuse of discretion or contrary to law, and its conclusions were supported by substantial evidence.
[24] We affirm the district courts decision which affirmed the Wyoming Medical Commission Hearing Panels determination.
Citationizer Summary of Documents Citing This Document
Cite | Name | Level | |
---|---|---|---|
Oklahoma Supreme Court Cases | |||
Cite | Name | Level | |
1912 OK 848, 122 P. 1103, | NELSON v. WOOD | Discussed | |
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
2007 WY 58, 155 P.3d 198, | DAVID B. STEWART V. STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed | |
2007 WY 108, 162 P.3d 483, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF : TERRY MCINTOSH v. STATE OF WYOMING ex rel. WYOMING MEDICAL COMMISSION; and WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed | |
2007 WY 124, 163 P.3d 839, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: KEITH HUNTINGTON v. STATE OF WYOMING, ex rel. WYOMING WORKER'S COMPENSATION DIVISION | Discussed | |
2008 WY 8, 175 P.3d 618, | THREE SONS, LLC V. WYOMING OCCUPATIONAL HEALTH and SAFETY COMMISSION (OSHA) | Discussed | |
2008 WY 84, 188 P.3d 554, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF BRADLEY M. DALE V. S & S BUILDERS, LLC, and STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed | |
2009 WY 46, 204 P.3d 967, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: ELMER CHAVEZ V. STATE OF WYOMING, ex rel., WYOMING | Discussed | |
2009 WY 118, 216 P.3d 1128, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: KIRK JACOBS v. STATE OF WYOMING, ex rel. WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed | |
2011 WY 14, 247 P.3d 845, | MICHELLE KENYON v. STATE OF WYOMING, ex rel. WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed |
Cite | Name | Level | |
---|---|---|---|
Oklahoma Supreme Court Cases | |||
Cite | Name | Level | |
1935 OK 782, 49 P.2d 163, 173 Okla. 399, | WIGNALL v. MONTGOMERY | Cited | |
Wyoming Supreme Court Cases | |||
Cite | Name | Level | |
1993 WY 77, 854 P.2d 59, | Romero v. Davy McKee Corp. | Cited | |
1997 WY 13, 931 P.2d 234, | Tenorio v. State ex rel. Wyoming Workers' Compensation Div | Cited | |
1996 WY 54, 914 P.2d 156, | Matter of Workers' Compensation Claim of Fansler | Cited | |
1996 WY 60, 914 P.2d 1233, | Matter of Goddard | Cited | |
1998 WY 55, 957 P.2d 289, | Snyder v. State ex rel. Wyoming Worker's Compensation Div | Cited | |
1999 WY 14, 975 P.2d 12, | Morgan v. Olsten Temporary Services | Cited | |
2000 WY 115, 6 P.3d 128, | BREES v. GULLEY ENTERPRISES | Cited | |
2001 WY 17, 19 P.3d 500, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: WESAW | Discussed | |
2001 WY 51, 24 P.3d 1133, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF JENSEN | Discussed | |
2001 WY 136, 37 P.3d 373, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: HALL | Discussed at Length | |
2002 WY 91, 49 P.3d 163, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: NEWMAN | Discussed at Length | |
2002 WY 129, 53 P.3d 107, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: HOFF | Cited | |
2003 WY 5, 61 P.3d 393, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: HIMES | Discussed at Length | |
2005 WY 9, 105 P.3d 451, | IN THE MATTER OF THE WORKER'S COMPENSATION CLAIM OF: SHEILA MAE BOYCE V. STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Cited | |
2005 WY 11, 105 P.3d 462, | IRENE HICKS V. STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Cited | |
2005 WY 49, 109 P.3d 887, | IN THE MATTER OF THE WORKERS' COMPENSATION CLAIM OF: JUSTIN C. KUNKLE V. STATE OF WYOMING, ex rel., WYOMING WORKERS' SAFETY AND COMPENSATION DIVISION | Discussed |